13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 7,116 holding rows worth $318,653,072,000.
- Accession
- 0000769993-16-001461
- Filer
- CIK 886982
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 11,194 entries on the cover page, a total value of $318,653,072,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $318,653,072,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRONC INC | 896082104 | Common equity shares | 14,591 | $135,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,589 | $134,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 11,845 | $134,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 6,300 | $134,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 20,139 | $134,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 17,491 | $134,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 14,600 | $134,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 50,000 | $134,000 | thousands by filing date | principal |
| RYERSON HLDG CORP | 783754104 | COM | 28,535 | $133,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 10,285 | $133,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 7,500 | $133,000 | thousands by filing date | call |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,200 | $132,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 28,629 | $132,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 26,798 | $132,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 34,183 | $132,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 9,600 | $131,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,800 | $131,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,185 | $131,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,900 | $131,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 27,457 | $131,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 13,351 | $131,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 33,861 | $131,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 8,700 | $130,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 26,189 | $130,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 12,020 | $130,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 12,252 | $130,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 19,498 | $130,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 73,128 | $130,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 14,300 | $129,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 18,939 | $129,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 5,100 | $129,000 | thousands by filing date | put |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 34,695 | $129,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 11,053 | $129,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 13,035 | $129,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 13,100 | $129,000 | thousands by filing date | call |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 25,251 | $129,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,400 | $128,000 | thousands by filing date | call |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 19,618 | $128,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 22,941 | $128,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 26,628 | $128,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,600 | $127,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 4,400 | $127,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 34,900 | $127,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,800 | $125,000 | thousands by filing date | call |
| TRANSCAT INC | 893529107 | COM | 12,529 | $125,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 19,700 | $125,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 15,000 | $125,000 | thousands by filing date | put |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 18,518 | $125,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 6,100 | $125,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 3,900 | $124,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 20,409 | $124,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 35,927 | $124,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 1,100 | $124,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 3,700 | $124,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 1,800 | $124,000 | thousands by filing date | call |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 90,159 | $124,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 19,989 | $123,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 6,800 | $123,000 | thousands by filing date | put |
| VANTIV INC | 92210H105 | CL A | 2,600 | $123,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 10,526 | $123,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 18,610 | $123,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,500 | $122,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 4,600 | $122,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 5,100 | $122,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 70,000 | $122,000 | thousands by filing date | principal |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 394,536 | $121,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,900 | $121,000 | thousands by filing date | put |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 23,927 | $121,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 118,000 | $121,000 | thousands by filing date | principal |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 25,441 | $121,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,600 | $120,000 | thousands by filing date | call |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,273 | $120,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,100 | $120,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 4,600 | $120,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C107 | COM | 8,000 | $120,000 | thousands by filing date | put |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 4,000 | $120,000 | thousands by filing date | call |
| QLOGIC CORP | 747277101 | COM | 9,800 | $120,000 | thousands by filing date | call |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 53,421 | $120,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,800 | $119,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 56,600 | $119,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,100 | $119,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 15,500 | $119,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 7,400 | $118,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 10,000 | $118,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 2,112 | $118,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,000 | $118,000 | thousands by filing date | put |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 7,500 | $117,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,800 | $117,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,500 | $117,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 11,455 | $117,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 2,600 | $116,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 32,000 | $116,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 11,600 | $116,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 7,200 | $116,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,800 | $115,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 18,017 | $115,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 28,147 | $115,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 15,052 | $115,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 77,250 | $115,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 1,900 | $114,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 3,100 | $113,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,416 | $113,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 15,808 | $113,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 5,800 | $113,000 | thousands by filing date | call |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 131,590 | $113,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,000 | $112,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 11,047 | $112,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 31,773 | $112,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 29,914 | $112,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 22,425 | $112,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 120,000 | $112,000 | thousands by filing date | principal |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 34,218 | $112,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 7,800 | $111,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 400 | $111,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 4,300 | $111,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 6,400 | $111,000 | thousands by filing date | call |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 10,010 | $111,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 15,106 | $111,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 19,335 | $111,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 24,327 | $110,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 11,551 | $110,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 3,800 | $110,000 | thousands by filing date | put |
| GAFISA S A | 362607301 | SPONS ADR | 97,055 | $110,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 34,399 | $110,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 21,200 | $110,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 1,200 | $109,000 | thousands by filing date | call |
| JARDEN CORP | 471109108 | COM | 1,900 | $109,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 46,060 | $109,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 85,487 | $109,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,366 | $109,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 178,552 | $109,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 6,900 | $108,000 | thousands by filing date | put |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 51,610 | $108,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 24,622 | $108,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 17,058 | $108,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 52,224 | $108,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 14,544 | $108,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 113,000 | $108,000 | thousands by filing date | principal |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 13,019 | $108,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,649 | $107,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 13,700 | $107,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,500 | $107,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 13,243 | $107,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 800 | $107,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 12,300 | $107,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 21,200 | $107,000 | thousands by filing date | call |
| ELIZABETH ARDEN INC | 28660G106 | COM | 10,835 | $107,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,111 | $106,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,300 | $106,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 59,102 | $106,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 60,875 | $106,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 2,000 | $105,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 11,900 | $105,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,400 | $104,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 6,100 | $104,000 | thousands by filing date | put |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 106,000 | $104,000 | thousands by filing date | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 7,700 | $103,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 14,687 | $103,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 14,294 | $103,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 114,239 | $103,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,600 | $102,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,800 | $102,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 7,159 | $102,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 53,787 | $102,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 10,545 | $102,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 1,026 | $102,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,300 | $101,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,300 | $101,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 3,500 | $101,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 1,600 | $101,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 14,500 | $101,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 20,080 | $101,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 16,072 | $100,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 6,150 | $100,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 13,712 | $100,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 6,000 | $100,000 | thousands by filing date | call |
| NOVACOPPER INC | 66988K102 | COM | 353,691 | $100,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,700 | $99,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 2,200 | $99,000 | thousands by filing date | put |
| FRONTLINE LTD | G3682E127 | COM | 33,100 | $99,000 | thousands by filing date | put |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 29,262 | $99,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 100,000 | $99,000 | thousands by filing date | principal |
| MITEK SYS INC | 606710200 | COM NEW | 23,805 | $98,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 2,700 | $98,000 | thousands by filing date | put |
| GAS NAT INC | 367204104 | COM | 13,167 | $98,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 9,900 | $98,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 1,200 | $97,000 | thousands by filing date | call |
| CASCADE BANCORP | 147154207 | COM | 15,977 | $97,000 | thousands by filing date | |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 21,762 | $97,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 3,300 | $96,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 6,000 | $96,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 10,300 | $96,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 1,600 | $96,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 13,728 | $96,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 5,725 | $95,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,102 | $95,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 4,500 | $95,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 133,528 | $95,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 10,000 | $95,000 | thousands by filing date | put |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 15,257 | $95,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 23,919 | $95,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,200 | $94,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 1,800 | $94,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 700 | $94,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 2,400 | $94,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 22,173 | $94,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 115,742 | $94,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 16,239 | $94,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 13,445 | $94,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 7,900 | $93,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,600 | $93,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,000 | $93,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $93,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,000 | $93,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 18,247 | $93,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 20,384 | $93,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 13,300 | $93,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 13,128 | $93,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 15,816 | $93,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 12,500 | $93,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 18,801 | $93,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 3,050 | $93,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 2,200 | $92,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 5,200 | $92,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 2,400 | $92,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 12,772 | $92,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 10,308 | $92,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 6,800 | $92,000 | thousands by filing date | call |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 3,600 | $92,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 56,967 | $91,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 5,564 | $91,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 108,800 | $91,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 9,700 | $91,000 | thousands by filing date | put |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 19,430 | $91,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 4,200 | $90,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 3,729 | $90,000 | thousands by filing date | call |
| FATE THERAPEUTICS INC | 31189P102 | COM | 26,691 | $90,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,993 | $90,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 27,757 | $90,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 17,332 | $90,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,000 | $90,000 | thousands by filing date | put |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 13,044 | $90,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,100 | $89,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 3,004 | $89,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 14,749 | $89,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 16,883 | $89,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 11,141 | $89,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 28,801 | $89,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 14,307 | $89,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 3,500 | $89,000 | thousands by filing date | put |
| CREDICORP LTD | G2519Y108 | COM | 900 | $88,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 27,533 | $88,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 15,297 | $88,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 31,605 | $88,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 24,942 | $88,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 10,500 | $87,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 1,000 | $87,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 65,641 | $87,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 11,312 | $87,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730304 | Cmn | 14,690 | $87,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,800 | $86,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,304 | $86,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 11,484 | $86,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,036 | $86,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 50,000 | $86,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,900 | $85,000 | thousands by filing date | put |
| DENTSPLY INTL INC | 249030107 | COM | 1,400 | $85,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 4,900 | $85,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 6,300 | $85,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 25,033 | $85,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 25,481 | $85,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,900 | $84,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 27,153 | $84,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 800 | $84,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 18,469 | $84,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 38,048 | $84,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 162,699 | $84,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 25,611 | $84,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 23,603 | $83,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 73,000 | $83,000 | thousands by filing date | principal |
| HERCULES OFFSHORE INC. | 427093307 | COM | 38,366 | $83,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,000 | $82,000 | thousands by filing date | call |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,400 | $82,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 8,500 | $82,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 77,902 | $82,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 4,200 | $82,000 | thousands by filing date | put |
| GEO GROUP INC NEW | 36162J106 | COM | 2,800 | $81,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 18,260 | $81,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 12,782 | $81,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 12,000 | $81,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 500 | $80,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 18,500 | $80,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 1,500 | $80,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,466 | $80,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 14,464 | $80,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 5,600 | $80,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 22,905 | $80,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 13,232 | $80,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 12,425 | $80,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 7,300 | $80,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,000 | $79,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 4,259 | $79,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 13,727 | $79,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,167 | $79,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 76,965 | $79,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 20,070 | $79,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 68,354 | $79,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 3,800 | $78,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 1,800 | $78,000 | thousands by filing date | put |
| INTERMOLECULAR INC | 45882D109 | COM | 33,826 | $78,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 5,651 | $77,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,200 | $77,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 14,360 | $77,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 11,300 | $77,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 17,200 | $76,000 | thousands by filing date | put |
| DATALINK CORP | 237934104 | COMMON STOCK | 11,235 | $76,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 14,900 | $76,000 | thousands by filing date | put |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 15,507 | $76,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 3,000 | $76,000 | thousands by filing date | call |
| SPARK NETWORKS INC | 84651P100 | COM | 19,800 | $76,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 11,552 | $76,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 20,513 | $76,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,000 | $75,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 22,221 | $75,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 14,800 | $75,000 | thousands by filing date | put |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 16,889 | $75,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 46,000 | $75,000 | thousands by filing date | principal |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 7,600 | $75,000 | thousands by filing date | put |
| TALEN ENERGY CORP | 87422J105 | COM | 12,060 | $75,000 | thousands by filing date | call |
| PRESBIA PLC | G7234P100 | SHS | 14,325 | $75,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 14,014 | $74,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 54,144 | $74,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 7,600 | $74,000 | thousands by filing date | put |
| BOB EVANS FARMS | 096761101 | COM | 1,900 | $74,000 | thousands by filing date | call |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 16,111 | $74,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 4,712 | $74,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 12,600 | $74,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 2,200 | $73,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,300 | $73,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 1,700 | $73,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,300 | $73,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 25,682 | $73,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 5,800 | $73,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 23,515 | $73,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 109,064 | $73,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,448 | $73,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 10,200 | $73,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,200 | $72,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 3,000 | $72,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 82,283 | $72,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,100 | $72,000 | thousands by filing date | call |
| U S GEOTHERMAL INC | 90338S102 | COM | 114,497 | $72,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 13,908 | $72,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 3,500 | $72,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 21,760 | $72,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,600 | $71,000 | thousands by filing date | put |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,400 | $71,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,900 | $71,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,700 | $71,000 | thousands by filing date | put |
| ACXIOM CORP | 005125109 | COMMON STOCK | 3,400 | $71,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 47,014 | $71,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 20,800 | $71,000 | thousands by filing date | call |
| RARE ELEMENT RES LTD | 75381M102 | COM | 472,917 | $71,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 6,485 | $71,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 50,882 | $71,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 104,736 | $71,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 32,818 | $71,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 20,090 | $71,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 38,209 | $71,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 16,705 | $71,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 3,100 | $71,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 2,100 | $70,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 37,479 | $70,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,800 | $70,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,200 | $70,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 35,042 | $70,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,000 | $70,000 | thousands by filing date | put |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 12,280 | $70,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 11,029 | $70,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 800 | $70,000 | thousands by filing date | put |
| RENREN INC | 759892102 | SPONSORED ADR | 19,000 | $70,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 15,347 | $70,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 12,554 | $70,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 22,839 | $70,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 10,106 | $70,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 18,913 | $70,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 4,900 | $69,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,041 | $69,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 2,000 | $69,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 58,955 | $69,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 262,225 | $69,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 3,874 | $69,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,200 | $68,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 27,897 | $68,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 42,556 | $68,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 48,608 | $68,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 16,750 | $68,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 21,000 | $68,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 17,985 | $68,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,500 | $67,000 | thousands by filing date | put |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,733 | $67,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,000 | $67,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 10,525 | $67,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 5,300 | $67,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 16,641 | $67,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 55,894 | $67,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 18,740 | $67,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,800 | $66,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 1,000 | $66,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 17,081 | $66,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 6,400 | $66,000 | thousands by filing date | put |
| BAY BANCORP INC | 07203T106 | COM | 13,039 | $66,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 36,203 | $65,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 30,000 | $65,000 | thousands by filing date | principal |
| FISERV INC | 337738108 | COM | 700 | $64,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 1,500 | $64,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 1,100 | $64,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 4,100 | $64,000 | thousands by filing date | call |
| VIRCO MFG CO | 927651109 | COM | 19,286 | $64,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 11,800 | $64,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 7,000 | $64,000 | thousands by filing date | put |
| MADDEN STEVEN LTD | 556269108 | COM | 2,100 | $63,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 12,000 | $63,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 10,209 | $63,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 61,800 | $63,000 | thousands by filing date | call |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 16,881 | $63,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 10,093 | $63,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 30,369 | $63,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 22,606 | $63,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 25,258 | $63,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,100 | $62,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 8,100 | $62,000 | thousands by filing date | call |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,500 | $62,000 | thousands by filing date | put |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 14,035 | $62,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 12,410 | $62,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 31,000 | $62,000 | thousands by filing date | put |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 28,297 | $62,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 101,000 | $62,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,600 | $61,000 | thousands by filing date | put |
| CRAWFORD & CO | 224633107 | COM | 11,577 | $61,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,200 | $61,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 10,097 | $61,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 20,951 | $61,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 34,807 | $61,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 2,100 | $60,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 16,481 | $60,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 17,600 | $60,000 | thousands by filing date | put |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 239,857 | $60,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 224,062 | $60,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 34,639 | $60,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 17,578 | $60,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 40,928 | $60,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,000 | $59,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,500 | $59,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,100 | $59,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 20,100 | $59,000 | thousands by filing date | call |
| WIDEPOINT CORP COMMON | 967590100 | COM | 84,512 | $59,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 52,038 | $59,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 104,851 | $59,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 58,065 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1,286 | $59,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 41,000 | $59,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 7,000 | $58,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 3,564 | $58,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 8,600 | $58,000 | thousands by filing date | call |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 11,170 | $58,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,900 | $58,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 4,300 | $58,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 15,420 | $58,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 24,770 | $58,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 58,430 | $58,000 | thousands by filing date | call |
| DEMAND MEDIA INC | 24802N208 | Cmn | 10,550 | $58,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 600 | $57,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,900 | $57,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,300 | $57,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 63,982 | $57,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 3,500 | $57,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 38,995 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 3,200 | $57,000 | thousands by filing date | put |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 25,015 | $57,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 27,869 | $57,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 61,000 | $57,000 | thousands by filing date | principal |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 287,236 | $56,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 54,000 | $56,000 | thousands by filing date | principal |
| VBI VACCINES INC CDA | 91790E102 | Stock | 23,050 | $56,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 13,498 | $55,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 3,400 | $55,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 331,994 | $55,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 12,172 | $55,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 90,478 | $55,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 57,353 | $55,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 30,131 | $55,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 57,506 | $55,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,800 | $54,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,100 | $54,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 11,333 | $54,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 13,634 | $54,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 3,900 | $54,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 6,500 | $54,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,500 | $54,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001461 | this filing | 2016-02-16 | acceptance time not in the bulk data set |