13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 7,116 holding rows worth $318,653,072,000.
- Accession
- 0000769993-16-001461
- Filer
- CIK 886982
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 11,194 entries on the cover page, a total value of $318,653,072,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $318,653,072,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 714,000 | $803,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 97,800 | $802,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 26,700 | $802,000 | thousands by filing date | call |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 35,206 | $801,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 13,400 | $799,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 60,600 | $799,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 24,720 | $799,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 16,381 | $799,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 68,900 | $799,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 68,900 | $799,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 230,232 | $798,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 44,500 | $797,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 51,800 | $795,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 20,300 | $795,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 15,100 | $794,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 121,958 | $794,000 | thousands by filing date | put |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 29,585 | $792,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 59,700 | $787,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 18,100 | $787,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 168,600 | $787,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 10,000 | $787,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 24,894 | $786,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 28,119 | $785,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 552,122 | $784,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 93,748 | $782,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 103,792 | $781,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 60,360 | $780,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 45,900 | $778,000 | thousands by filing date | put |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 547,000 | $778,000 | thousands by filing date | principal |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 140,441 | $778,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X210 | MSCI CHINA ETF | 30,150 | $778,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 9,104 | $776,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 17,391 | $776,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 24,700 | $776,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 22,200 | $773,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 21,700 | $773,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 101,658 | $773,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 18,285 | $772,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 8,700 | $772,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 37,541 | $772,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 33,081 | $771,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 4,221 | $770,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 18,705 | $770,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 19,592 | $770,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 12,400 | $769,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 42,700 | $769,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 37,606 | $768,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 90,100 | $767,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 48,594 | $766,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 895,000 | $765,000 | thousands by filing date | principal |
| NEOGEN CORP | 640491106 | COM | 13,509 | $764,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 7,700 | $763,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 54,493 | $761,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 9,700 | $760,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 216,150 | $759,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 11,100 | $759,000 | thousands by filing date | call |
| MILACRON HLDGS CORP | 59870L106 | COM | 60,655 | $759,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 13,291 | $758,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 15,800 | $757,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 400,468 | $757,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 21,800 | $756,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 12,340 | $756,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 19,600 | $756,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 4,900 | $755,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 63,120 | $754,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 416,376 | $754,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 82,870 | $752,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 23,470 | $751,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 12,000 | $749,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 38,368 | $748,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 64,895 | $748,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 43,100 | $747,000 | thousands by filing date | call |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 41,800 | $747,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 17,100 | $746,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 11,500 | $746,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 39,500 | $746,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 9,503 | $745,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 114,339 | $744,000 | thousands by filing date | call |
| MGC | 921910873 | COM | 10,650 | $743,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 23,800 | $742,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 23,100 | $741,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 21,129 | $741,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 26,200 | $741,000 | thousands by filing date | call |
| XENOPORT INC | 98411C100 | COM | 135,000 | $741,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 93,400 | $740,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 20,894 | $739,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 21,300 | $738,000 | thousands by filing date | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 20,388 | $737,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 34,000 | $737,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 31,600 | $736,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 59,096 | $735,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 27,100 | $735,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 33,511 | $734,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 153,781 | $732,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 46,600 | $731,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 112,853 | $730,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 19,045 | $730,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 46,900 | $729,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 28,948 | $729,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 16,560 | $728,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 18,344 | $727,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 6,000 | $727,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 15,970 | $726,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,265,000 | $726,000 | thousands by filing date | principal |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 8,600 | $725,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 16,900 | $725,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 292,053 | $724,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 50,300 | $722,000 | thousands by filing date | call |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 200,583 | $720,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 58,300 | $719,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 16,100 | $718,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 13,356 | $717,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 18,939 | $715,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 209,047 | $715,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 213,215 | $715,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 15,028 | $714,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 8,601 | $714,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 12,900 | $713,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 27,951 | $711,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 89,292 | $710,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 13,228 | $707,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 134,280 | $706,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 34,100 | $705,000 | thousands by filing date | call |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 16,600 | $705,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 5,500 | $704,000 | thousands by filing date | put |
| OMEGA PROTEIN CORP | 68210P107 | COM | 31,701 | $704,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 18,483 | $701,000 | thousands by filing date | put |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 7,456 | $700,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 100,725 | $700,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 22,954 | $700,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 40,164 | $699,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 165,810 | $698,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 58,581 | $698,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 23,253 | $698,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 3,800 | $696,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 14,501 | $696,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 69,241 | $695,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 5,800 | $694,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 7,822 | $694,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 11,700 | $693,000 | thousands by filing date | put |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 32,120 | $691,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 58,400 | $687,000 | thousands by filing date | put |
| Vanguard Total World Stock ETF | 922042742 | SHS | 11,900 | $686,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 5,500 | $686,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 19,828 | $686,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 17,800 | $686,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 24,200 | $684,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 19,200 | $684,000 | thousands by filing date | call |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 95,053 | $684,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 7,560 | $682,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 71,068 | $682,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 48,507 | $682,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 3,700 | $681,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,120 | $680,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 27,800 | $680,000 | thousands by filing date | put |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $679,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 37,330 | $676,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 37,700 | $675,000 | thousands by filing date | call |
| INC RESH HLDGS INC | 45329R109 | CL A | 13,893 | $674,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 31,211 | $674,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 110,700 | $673,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 11,329 | $673,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 43,111 | $673,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 99,824 | $672,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 31,500 | $672,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 30,000 | $671,000 | thousands by filing date | put |
| TELIGENT INC NEW | 87960W104 | COM | 75,493 | $671,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 41,005 | $670,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 48,409 | $670,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 13,200 | $669,000 | thousands by filing date | put |
| RENTECH INC | 760112201 | COMMON STOCK | 189,768 | $668,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 6,500 | $667,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 20,183 | $667,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 25,879 | $667,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 17,420 | $665,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 93,277 | $665,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 60,816 | $664,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 28,450 | $661,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 18,100 | $661,000 | thousands by filing date | call |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 11,217 | $660,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 18,537 | $658,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 29,700 | $656,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 35,654 | $654,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 12,674 | $654,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 11,107 | $651,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 21,992 | $651,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 9,800 | $650,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 23,891 | $650,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 99,595 | $648,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 19,591 | $647,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 77,900 | $647,000 | thousands by filing date | call |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 37,687 | $646,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 34,100 | $646,000 | thousands by filing date | put |
| ENSIGN GROUP INC | 29358P101 | COM | 28,504 | $645,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 23,600 | $644,000 | thousands by filing date | put |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 26,819 | $644,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 16,200 | $642,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 6,100 | $641,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 32,300 | $640,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 66,994 | $640,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 4,000 | $639,000 | thousands by filing date | call |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 19,787 | $638,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,400 | $636,000 | thousands by filing date | put |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 682,000 | $635,000 | thousands by filing date | principal |
| FIBROGEN INC | 31572Q808 | COM | 20,800 | $634,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 21,823 | $634,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 1,920,123 | $634,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 55,100 | $634,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 4,700 | $633,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 9,600 | $633,000 | thousands by filing date | put |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 822,184 | $633,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,100 | $631,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 346,526 | $631,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 25,707 | $630,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 26,854 | $630,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 631,000 | $628,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 89,300 | $627,000 | thousands by filing date | call |
| EXPONENT INC | 30214U102 | COM | 12,549 | $627,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 75,533 | $627,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 63,000 | $627,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894103 | COM | 28,527 | $625,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 376,000 | $625,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 27,800 | $624,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 54,560 | $624,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 27,968 | $624,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 125,594 | $624,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 61,700 | $623,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 48,000 | $622,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 92,400 | $621,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 53,361 | $619,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 9,721 | $619,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 23,200 | $619,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 53,300 | $619,000 | thousands by filing date | put |
| SOLAZYME INC | 83415T101 | COM | 249,651 | $619,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 54,800 | $617,000 | thousands by filing date | call |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 41,252 | $617,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 128,829 | $617,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 69,800 | $616,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 37,700 | $615,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 145,800 | $615,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 11,684 | $614,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 55,600 | $614,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 13,600 | $613,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 27,900 | $613,000 | thousands by filing date | put |
| CPI CARD GROUP INC | 12634H101 | COM | 57,490 | $613,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 7,081 | $612,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 6,967 | $612,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 67,382 | $610,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 13,738 | $609,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 130,375 | $609,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 54,608 | $608,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 48,300 | $608,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 6,984 | $604,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 78,656 | $604,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 14,816 | $603,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 35,610 | $603,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 208 | $602,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 18,677 | $602,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 15,952 | $601,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 29,922 | $600,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 14,300 | $600,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 26,072 | $599,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 30,200 | $599,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 4,800 | $599,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 18,500 | $599,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 86,182 | $599,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 24,067 | $598,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 47,300 | $597,000 | thousands by filing date | put |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 48,122 | $597,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 60,524 | $596,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 75,300 | $594,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 9,192 | $593,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 19,100 | $592,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 13,493 | $592,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 25,984 | $591,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 32,029 | $590,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 41,600 | $590,000 | thousands by filing date | call |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 47,054 | $589,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 40,500 | $589,000 | thousands by filing date | call |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 29,300 | $589,000 | thousands by filing date | put |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 69,983 | $589,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 9,800 | $588,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 29,373 | $585,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 28,356 | $585,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 40,400 | $585,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 13,100 | $584,000 | thousands by filing date | put |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 21,394 | $584,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 24,609 | $582,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 28,379 | $581,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 11,052 | $581,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 112,008 | $581,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 84,509 | $581,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 32,400 | $579,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 25,800 | $579,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 43,200 | $579,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 317,000 | $577,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 55,087 | $577,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 18,382 | $577,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 24,600 | $577,000 | thousands by filing date | call |
| TYCO INTL PLC | G91442106 | SHS | 18,100 | $577,000 | thousands by filing date | put |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 124,175 | $576,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 14,885 | $575,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 14,577 | $575,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 20,483 | $575,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 35,900 | $574,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 35,636 | $573,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 10,000 | $572,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 49,800 | $572,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 59,932 | $572,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 191,665 | $571,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 10,300 | $570,000 | thousands by filing date | call |
| DTS INC | 23335C101 | COM | 25,222 | $570,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 36,737 | $570,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 47,128 | $569,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 84,873 | $569,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 17,799 | $568,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 30,695 | $565,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 10,100 | $564,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 23,300 | $564,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 6,900 | $563,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 12,457 | $562,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 60,000 | $562,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 60,000 | $562,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 50,700 | $561,000 | thousands by filing date | put |
| INTEROIL CORP | 460951106 | COM | 17,809 | $560,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 230,419 | $560,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 594,000 | $560,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,400 | $558,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 208,300 | $558,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 29,370 | $558,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 380,390 | $556,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 21,893 | $556,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 14,600 | $555,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 59,262 | $552,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,932 | $552,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 14,734 | $550,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 8,700 | $549,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 22,449 | $547,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 44,400 | $547,000 | thousands by filing date | put |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 45,690 | $546,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 1,000,000 | $546,000 | thousands by filing date | principal |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 27,700 | $545,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 103,588 | $545,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,900 | $544,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 214,300 | $544,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,600 | $543,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 14,600 | $543,000 | thousands by filing date | put |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 32,436 | $543,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 32,546 | $543,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 650,000 | $543,000 | thousands by filing date | principal |
| PEAK RESORTS INC | 70469L100 | COM | 90,402 | $543,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 79,867 | $541,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 42,800 | $541,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 20,400 | $539,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 24,669 | $539,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 17,717 | $538,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 51,920 | $538,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 9,026 | $537,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 29,854 | $536,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 30,902 | $536,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 13,146 | $535,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 37,579 | $535,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 11,805 | $534,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 23,100 | $533,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 18,872 | $532,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 412,448 | $532,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 33,946 | $531,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,800 | $531,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 4,700 | $531,000 | thousands by filing date | put |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 18,244 | $531,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 279,502 | $531,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 20,600 | $531,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 723,088 | $530,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 34,400 | $528,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 17,652 | $527,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 486,000 | $526,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 4,400 | $526,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 144,400 | $526,000 | thousands by filing date | call |
| VIRGIN AMER INC | 92765X208 | COM VTG | 14,600 | $526,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 16,200 | $525,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635107 | COM | 58,442 | $525,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 99,554 | $525,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 34,100 | $525,000 | thousands by filing date | call |
| AFFYMETRIX INC | 00826T108 | COM | 51,922 | $524,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 18,747 | $523,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,604 | $523,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 225,635 | $522,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 54,929 | $522,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 49,949 | $522,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 27,111 | $522,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 22,288 | $521,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 28,636 | $521,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 22,160 | $519,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 12,984 | $514,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 450,000 | $514,000 | thousands by filing date | principal |
| AGCO CORP | 001084102 | COM | 11,300 | $513,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 98,600 | $513,000 | thousands by filing date | put |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 29,773 | $512,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 130,970 | $512,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 31,300 | $511,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 75,504 | $510,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 166,000 | $510,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 16,133 | $509,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 35,763 | $509,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 9,000 | $508,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 2,600 | $508,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 5,500 | $508,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 96,173 | $508,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 41,656 | $507,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 17,924 | $507,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 24,540 | $507,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 14,075 | $507,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 38,682 | $506,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 7,100 | $505,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 31,691 | $505,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 98,794 | $505,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 366,000 | $504,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 18,333 | $502,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 148,200 | $502,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 11,952 | $499,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 116,330 | $499,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 8,000 | $498,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 40,852 | $498,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 213,880 | $498,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 42,900 | $497,000 | thousands by filing date | put |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,653,584 | $497,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 10,400 | $496,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 29,900 | $495,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 18,600 | $495,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 22,800 | $495,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,800 | $495,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 235,500 | $495,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7,200 | $492,000 | thousands by filing date | put |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 22,095 | $492,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 179,674 | $492,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 4,713 | $491,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 48,000 | $491,000 | thousands by filing date | call |
| CALATLANTIC GROUP INC | 128195104 | COM | 12,928 | $490,000 | thousands by filing date | call |
| VINCE HLDG CORP | 92719W108 | COM | 106,884 | $490,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 6,903 | $489,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,510 | $488,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 90,960 | $488,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 73,886 | $488,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 46,971 | $488,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 15,115 | $487,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,800 | $486,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 81,409 | $486,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 48,911 | $486,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 18,955 | $484,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,400 | $484,000 | thousands by filing date | put |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 5,881 | $484,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 258,920 | $484,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 40,000 | $482,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 33,002 | $482,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 40,490 | $482,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 473,115 | $482,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 23,481 | $482,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 14,487 | $481,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 44,617 | $481,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 31,095 | $481,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 18,625 | $481,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 39,646 | $481,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 18,000 | $480,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 22,352 | $480,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 27,900 | $480,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,000 | $479,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 57,093 | $478,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 106,239 | $478,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 15,409 | $478,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 28,500 | $477,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 35,254 | $477,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,469 | $476,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 393,685 | $476,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 120,413 | $474,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 14,100 | $472,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,700 | $472,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 73,454 | $471,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 39,057 | $471,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 300,000 | $471,000 | thousands by filing date | principal |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,500 | $470,000 | thousands by filing date | call |
| MINDBODY INC | 60255W105 | COM CL A | 30,995 | $469,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 20,600 | $469,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 20,347 | $468,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 7,400 | $468,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 157,200 | $467,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 17,218 | $466,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 37,128 | $466,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 11,400 | $465,000 | thousands by filing date | call |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 30,910 | $465,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 17,970 | $464,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 10,081 | $463,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 340,098 | $462,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 142,234 | $461,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 45,100 | $461,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 73,600 | $460,000 | thousands by filing date | put |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 42,104 | $460,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 1,304,762 | $459,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 8,794 | $458,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 12,938 | $458,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,700 | $457,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001461 | this filing | 2016-02-16 | acceptance time not in the bulk data set |