13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 7,236 holding rows worth $322,430,087,000.
- Accession
- 0000769993-15-000874
- Filer
- CIK 886982
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 10,684 entries on the cover page, a total value of $322,430,087,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $322,430,087,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 1,258 | $31,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 36,790 | $31,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 400 | $30,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 1,200 | $30,000 | thousands by filing date | call |
| UQM TECHNOLOGIES INC | 903213106 | COM | 35,416 | $30,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 22,701 | $30,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 30,000 | $30,000 | thousands by filing date | principal |
| RMG Networks Hldgs | 74966K102 | COM | 34,830 | $30,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 100 | $29,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 2,500 | $29,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 2,400 | $29,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 89,981 | $29,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 14,422 | $29,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 107,757 | $29,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 5,400 | $28,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 16,900 | $28,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,900 | $28,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,759 | $28,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 30,000 | $28,000 | thousands by filing date | principal |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 59,267 | $28,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 61,180 | $28,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 21,191 | $28,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,800 | $27,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 300 | $27,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 49,720 | $27,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 2,200 | $27,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 2,300 | $27,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 44,700 | $27,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 600 | $27,000 | thousands by filing date | put |
| GLOWPOINT INC | 379887201 | CMN | 33,421 | $27,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,600 | $26,000 | thousands by filing date | call |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 900 | $26,000 | thousands by filing date | put |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,500 | $26,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,000 | $26,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 13,468 | $26,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 4,000 | $26,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 4,100 | $26,000 | thousands by filing date | call |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 67,848 | $26,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 17,165 | $26,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 11,879 | $26,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 13,404 | $25,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,500 | $25,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 3,200 | $25,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 3,000 | $25,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,400 | $25,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 41,900 | $25,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 2,200 | $25,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 11,900 | $25,000 | thousands by filing date | call |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 35,097 | $25,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 20,000 | $25,000 | thousands by filing date | call |
| QUESTAR CORP | 748356102 | COM | 1,200 | $25,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 8,200 | $25,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 19,437 | $25,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 11,038 | $25,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 800 | $25,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 22,000 | $25,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 2,600 | $24,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,900 | $24,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,400 | $24,000 | thousands by filing date | call |
| PHARMATHENE INC | 71714G102 | COM | 13,287 | $24,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 101,151 | $24,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 1,000 | $23,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,700 | $23,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 2,900 | $23,000 | thousands by filing date | call |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 28,838 | $23,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 16,168 | $23,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 4,100 | $22,000 | thousands by filing date | call |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,100 | $22,000 | thousands by filing date | put |
| RESPONSE GENETICS INC | 76123U105 | COM | 67,048 | $22,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 32,470 | $22,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 18,352 | $22,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 10,962 | $22,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 27,639 | $22,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,500 | $22,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 1,000 | $21,000 | thousands by filing date | call |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 13,508 | $21,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 5,400 | $21,000 | thousands by filing date | call |
| LILIS ENERGY INC | 532403102 | Cmn | 21,574 | $21,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 600 | $20,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 21,000 | $20,000 | thousands by filing date | principal |
| PROPHASE LABS INC | 74345W108 | COM | 14,548 | $20,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 11,500 | $20,000 | thousands by filing date | call |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 24,478 | $20,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,500 | $20,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V134 | WAR | 67,655 | $20,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 300 | $19,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 300 | $19,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 500 | $19,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 12,704 | $19,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 11,645 | $19,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 13,580 | $19,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 12,000 | $19,000 | thousands by filing date | principal |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 200 | $18,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 800 | $18,000 | thousands by filing date | put |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 30,882 | $18,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 22,195 | $18,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 13,787 | $18,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 63,449 | $18,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,300 | $17,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 2,200 | $17,000 | thousands by filing date | call |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 88,585 | $17,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,834 | $17,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 7,900 | $17,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,000 | $17,000 | thousands by filing date | call |
| CHARLES + COLVARD LTD | 159765106 | COM | 11,424 | $17,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 12,200 | $17,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,100 | $16,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,700 | $16,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 426 | $16,000 | thousands by filing date | put |
| INSPIREMD INC | 45779A309 | COM | 57,094 | $16,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 10,746 | $16,000 | thousands by filing date | |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 10,826 | $16,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,000 | $15,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 300 | $15,000 | thousands by filing date | call |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 10,723 | $15,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 70,400 | $15,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 10,454 | $15,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 500 | $15,000 | thousands by filing date | call |
| YUMA ENERGY INC | 98872E108 | COM | 30,264 | $15,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 400 | $14,000 | thousands by filing date | call |
| CREDICORP LTD | G2519Y108 | COM | 100 | $14,000 | thousands by filing date | put |
| CREDICORP LTD | G2519Y108 | COM | 100 | $14,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,100 | $14,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,200 | $14,000 | thousands by filing date | call |
| NETLIST INC | 64118P109 | COM | 24,665 | $14,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 500 | $14,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 1,800 | $14,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 3,800 | $14,000 | thousands by filing date | call |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 12,066 | $14,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 15,801 | $14,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 15,000 | $14,000 | thousands by filing date | principal |
| COVANTA HLDG CORP | 22282E102 | COM | 600 | $13,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,100 | $13,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 13,000 | $13,000 | thousands by filing date | principal |
| METALICO INC | 591176102 | COM | 25,010 | $13,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 28,274 | $13,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 37,670 | $13,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 1,600 | $13,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,900 | $13,000 | thousands by filing date | put |
| FNFV GROUP | 31620R402 | COM | 858 | $13,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 1,100 | $13,000 | thousands by filing date | call |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 26,502 | $13,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 22,954 | $13,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 100 | $12,000 | thousands by filing date | put |
| China Recycling Energy Corp | 168913101 | Com | 15,042 | $12,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 4,400 | $12,000 | thousands by filing date | call |
| WP GLIMCHER IN | 92939N102 | COM | 900 | $12,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 630 | $11,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 5,000 | $11,000 | thousands by filing date | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 10,605 | $11,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 24,301 | $11,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 22,239 | $11,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 11,184 | $11,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 27,703 | $11,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 10,690 | $11,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 9,600 | $11,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 7,100 | $10,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $10,000 | thousands by filing date | call |
| BG MEDICINE INC | 08861T107 | COM | 18,432 | $10,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 300 | $10,000 | thousands by filing date | put |
| BOX SHIPS INC | Y09675102 | CMN | 10,435 | $10,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 7,700 | $10,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 100 | $9,000 | thousands by filing date | call |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 1,300 | $9,000 | thousands by filing date | put |
| CITIGROUP INC | 172967226 | WARRANT | 12,440 | $9,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 20,819 | $9,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 42,378 | $9,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 900 | $8,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 132 | $8,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 100 | $8,000 | thousands by filing date | put |
| VANTIV INC | 92210H105 | CL A | 200 | $8,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 6,300 | $8,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 1,000 | $8,000 | thousands by filing date | call |
| BEBE STORES INC | 075571109 | COM | 4,000 | $8,000 | thousands by filing date | call |
| LPATH INC-CLASS A | 548910306 | CMN | 30,541 | $8,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 300 | $8,000 | thousands by filing date | put |
| VINCE HLDG CORP | 92719W108 | COM | 700 | $8,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 300 | $7,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 900 | $7,000 | thousands by filing date | put |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 6,072 | $7,000 | thousands by filing date | call |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 14,456 | $7,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 1,800 | $7,000 | thousands by filing date | put |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 2,700 | $7,000 | thousands by filing date | put |
| CELLADON CORP | 15117E107 | Cmn | 5,700 | $7,000 | thousands by filing date | call |
| Vanguard Total World Stock ETF | 922042742 | SHS | 100 | $6,000 | thousands by filing date | put |
| Vanguard Total World Stock ETF | 922042742 | SHS | 100 | $6,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 200 | $6,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,100 | $6,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 100 | $6,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,000 | $6,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 300 | $6,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 400 | $6,000 | thousands by filing date | call |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 27,801 | $6,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 200 | $6,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916503 | COM NEW | 900 | $6,000 | thousands by filing date | call |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 10,094 | $6,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 500 | $6,000 | thousands by filing date | put |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 19,656 | $6,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 100 | $5,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 100 | $5,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $5,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 300 | $5,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 5,400 | $5,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 135 | $5,000 | thousands by filing date | call |
| ROVI CORP | 779376102 | COM | 300 | $5,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 3,000 | $5,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 1,200 | $5,000 | thousands by filing date | put |
| RLJ ENTMT INC | 74965F104 | COM | 13,162 | $5,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 100 | $4,000 | thousands by filing date | put |
| NIELSEN HOLDINGS N V | N63218106 | COM | 100 | $4,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,400 | $4,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 300 | $4,000 | thousands by filing date | call |
| LOCAL CORP | 53954W104 | COM | 49,113 | $4,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 6,500 | $4,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 100 | $3,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,200 | $3,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 300 | $3,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 400 | $3,000 | thousands by filing date | call |
| LUCAS ENERGY INC | 549333201 | COM NEW | 19,533 | $3,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 130 | $3,000 | thousands by filing date | call |
| AXION PWR INTL INC | 05460X208 | COM NEW | 26,038 | $3,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 100 | $2,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,400 | $2,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 300 | $2,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 300 | $2,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,300 | $2,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 700 | $2,000 | thousands by filing date | call |
| HOOPER HOLMES INC | 439104100 | COM | 10,210 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 102,440 | $2,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 27,000 | $2,000 | thousands by filing date | principal |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 900 | $1,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 400 | $1,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 34 | $1,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-15-000874 | this filing | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-16-001547 | added | 2016-03-15 | acceptance time not in the bulk data set |