13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 7,236 holding rows worth $322,430,087,000.
- Accession
- 0000769993-15-000874
- Filer
- CIK 886982
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 10,684 entries on the cover page, a total value of $322,430,087,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $322,430,087,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,993 | $123,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 11,400 | $123,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 23,583 | $123,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 19,263 | $123,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 3,812 | $123,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 3,200 | $123,000 | thousands by filing date | put |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 10,103 | $123,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 105,000 | $123,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,000 | $122,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 11,903 | $122,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 6,700 | $122,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,500 | $122,000 | thousands by filing date | put |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 7,000 | $122,000 | thousands by filing date | put |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 59,092 | $122,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 18,357 | $122,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 14,187 | $122,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,900 | $121,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,600 | $121,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 10,200 | $121,000 | thousands by filing date | put |
| ANN INC | 035623107 | COM | 2,500 | $121,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 11,703 | $121,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 12,937 | $120,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 31,670 | $120,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 68,986 | $120,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 2,300 | $119,000 | thousands by filing date | put |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 112,000 | $119,000 | thousands by filing date | principal |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 6,500 | $118,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 9,900 | $118,000 | thousands by filing date | call |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 10,202 | $118,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,618 | $117,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 8,600 | $117,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 9,800 | $116,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 10,277 | $116,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 2,700 | $116,000 | thousands by filing date | call |
| TRC COS INC | 872625108 | COM | 11,381 | $116,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,610 | $116,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 14,306 | $116,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 33,115 | $116,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 10,114 | $115,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 34,523 | $115,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 224,062 | $115,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 19,546 | $115,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 27,331 | $115,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 2,300 | $114,000 | thousands by filing date | put |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,880 | $114,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 6,200 | $114,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 4,200 | $114,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 28,957 | $113,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 15,060 | $113,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,200 | $113,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,800 | $112,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 2,300 | $112,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,000 | $112,000 | thousands by filing date | put |
| INTL SHIPHOLDING CORP | 460321201 | COM | 17,588 | $112,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 24,579 | $112,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,100 | $111,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 34,413 | $111,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 2,736 | $111,000 | thousands by filing date | put |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 19,554 | $111,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 68,593 | $111,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,000 | $110,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T106 | COM | 34,578 | $110,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 27,143 | $110,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 19,814 | $110,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,000 | $109,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,100 | $109,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 12,433 | $109,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,500 | $109,000 | thousands by filing date | call |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,882 | $108,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,400 | $108,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 3,200 | $108,000 | thousands by filing date | call |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 43,342 | $108,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 14,747 | $108,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 10,714 | $108,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 25,625 | $107,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 10,759 | $107,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,700 | $106,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 1,300 | $106,000 | thousands by filing date | call |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 31,639 | $106,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 12,900 | $106,000 | thousands by filing date | put |
| JARDEN CORP | 471109108 | COM | 2,050 | $106,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,900 | $105,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 1,900 | $104,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 18,208 | $104,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 64,200 | $104,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 10,470 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 2,158 | $104,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,500 | $103,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 3,600 | $103,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 5,200 | $103,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 2,100 | $103,000 | thousands by filing date | put |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 71,703 | $103,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 6,700 | $103,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 2,544 | $103,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 2,700 | $103,000 | thousands by filing date | put |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 128,903 | $103,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 31,672 | $103,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 36,468 | $103,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 40,000 | $103,000 | thousands by filing date | principal |
| ZIFF DAVIS INC | 48123V102 | COM | 1,500 | $102,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 4,800 | $102,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 4,100 | $102,000 | thousands by filing date | put |
| CIBER INC | 17163B102 | COM | 29,546 | $102,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 2,100 | $101,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 37,800 | $101,000 | thousands by filing date | put |
| ZOGENIX INC | 98978L105 | COM | 60,363 | $101,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 54,500 | $101,000 | thousands by filing date | call |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 11,020 | $101,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 12,690 | $101,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,900 | $100,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,700 | $100,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 7,900 | $100,000 | thousands by filing date | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 12,322 | $100,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 2,400 | $100,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 4,000 | $100,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 81,354 | $100,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 27,124 | $100,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 19,000 | $100,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,500 | $99,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 18,970 | $99,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,826 | $99,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 2,100 | $99,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 14,150 | $99,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 110,000 | $99,000 | thousands by filing date | principal |
| Intercloud Systems, Inc | 458488202 | com | 37,200 | $99,000 | thousands by filing date | put |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 112,802 | $99,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 53,162 | $98,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 15,787 | $98,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,400 | $98,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 48,512 | $98,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,216 | $98,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 24,470 | $98,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,400 | $97,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 3,000 | $97,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,167 | $97,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 11,730 | $97,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 10,608 | $96,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 4,400 | $96,000 | thousands by filing date | call |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 12,991 | $96,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 4,000 | $95,000 | thousands by filing date | put |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 287,236 | $95,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 15,909 | $95,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 3,700 | $95,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 15,500 | $95,000 | thousands by filing date | call |
| Female Health Company | 314462102 | COM | 52,691 | $95,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 11,061 | $95,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 57,900 | $94,000 | thousands by filing date | call |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 2,400 | $94,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 7,300 | $93,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 6,000 | $93,000 | thousands by filing date | put |
| TECOGEN INC NEW | 87876P201 | COM NEW | 22,771 | $93,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,800 | $93,000 | thousands by filing date | put |
| AURIS MED HLDG AG | H03579101 | COM | 19,082 | $93,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 4,800 | $92,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 26,221 | $92,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 27,800 | $92,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 39,000 | $92,000 | thousands by filing date | call |
| CIVEO CORP | 178787107 | COM | 30,000 | $92,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 12,680 | $91,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 302,700 | $91,000 | thousands by filing date | call |
| RADISYS CORP | 750459109 | COM | 35,601 | $91,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 4,400 | $90,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,284 | $90,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,700 | $90,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 2,000 | $90,000 | thousands by filing date | call |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 18,440 | $90,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 4,200 | $89,000 | thousands by filing date | put |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 51,838 | $89,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 3,400 | $89,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 5,400 | $89,000 | thousands by filing date | call |
| PHOTOMEDEX INC | 719358301 | COM | 65,797 | $89,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 20,000 | $89,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,200 | $88,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 7,300 | $88,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973W107 | COM | 2,800 | $88,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 100,000 | $88,000 | thousands by filing date | principal |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 11,700 | $88,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,700 | $87,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 17,452 | $87,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 10,552 | $87,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 13,953 | $87,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 35,835 | $87,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 262,187 | $87,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 21,100 | $87,000 | thousands by filing date | put |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 17,479 | $87,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,900 | $86,000 | thousands by filing date | call |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 56,300 | $86,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 12,442 | $85,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 120,877 | $85,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 160,163 | $85,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 11,123 | $85,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 1,800 | $84,000 | thousands by filing date | put |
| FLEETMATICS GROUP PLC | G35569105 | COM | 1,800 | $84,000 | thousands by filing date | call |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 119,581 | $84,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 4,400 | $84,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 12,900 | $84,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 9,800 | $84,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 4,131 | $83,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 4,800 | $83,000 | thousands by filing date | put |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 19,104 | $83,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 10,767 | $83,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,049 | $83,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 15,727 | $83,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 9,600 | $83,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 1,000 | $82,000 | thousands by filing date | put |
| CORECARD CORPORATION | 45816D100 | COM | 27,757 | $82,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 11,000 | $82,000 | thousands by filing date | call |
| AMAYA INC | 02314M108 | COM | 3,000 | $82,000 | thousands by filing date | put |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,595 | $81,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 11,397 | $81,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,500 | $80,000 | thousands by filing date | put |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 9,400 | $80,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 33,700 | $80,000 | thousands by filing date | put |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 55,701 | $80,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 7,400 | $80,000 | thousands by filing date | call |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 51,313 | $80,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,600 | $79,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 12,250 | $79,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,696 | $79,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 16,218 | $79,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 34,116 | $79,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 12,100 | $79,000 | thousands by filing date | call |
| VOLTARI CORP NEW | 92870X309 | COM | 13,965 | $79,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 21,360 | $79,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 27,382 | $79,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 73,245 | $79,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 4,200 | $78,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 19,380 | $78,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 6,100 | $78,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 10,486 | $77,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 14,370 | $77,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 22,399 | $77,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 4,600 | $76,000 | thousands by filing date | put |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 15,464 | $76,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 12,344 | $76,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 12,642 | $76,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,500 | $75,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 14,343 | $75,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 14,980 | $75,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 18,900 | $75,000 | thousands by filing date | call |
| INFOSONICS CORP | 456784107 | COM | 27,718 | $74,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,700 | $73,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 6,300 | $73,000 | thousands by filing date | call |
| KLX INC | 482539103 | COM | 1,650 | $73,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 83,100 | $73,000 | thousands by filing date | put |
| ANADIGICS INC | 032515108 | COM | 100,362 | $73,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 18,106 | $73,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 200,264 | $73,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 42,725 | $73,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,400 | $72,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 6,000 | $72,000 | thousands by filing date | put |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 11,235 | $71,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 12,015 | $71,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 5,600 | $71,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,135 | $71,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,900 | $71,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,300 | $71,000 | thousands by filing date | call |
| AWARE INC MASS | 05453N100 | CMN | 17,740 | $71,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 1,500 | $71,000 | thousands by filing date | put |
| PROFIRE ENERGY INC | 74316X101 | COM | 63,218 | $71,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 50,296 | $71,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 12,448 | $71,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 10,455 | $71,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 63,000 | $71,000 | thousands by filing date | principal |
| TCP International Holdings Ltd | H84689100 | COMMON | 16,829 | $71,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 56,093 | $71,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,900 | $70,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,500 | $70,000 | thousands by filing date | put |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 20,956 | $70,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,200 | $70,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 5,400 | $70,000 | thousands by filing date | call |
| SPARK NETWORKS INC | 84651P100 | COM | 22,949 | $70,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 15,800 | $70,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,500 | $69,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 5,500 | $69,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 6,000 | $69,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 1,200 | $69,000 | thousands by filing date | call |
| GENCORP INC | 368682AN0 | SDCV | 30,000 | $69,000 | thousands by filing date | principal |
| GEO GROUP INC NEW | 36162J106 | COM | 2,000 | $68,000 | thousands by filing date | put |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 19,911 | $68,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,200 | $67,000 | thousands by filing date | call |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 98,375 | $67,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 25,993 | $67,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 32,774 | $67,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,800 | $66,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 3,300 | $66,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,600 | $66,000 | thousands by filing date | call |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 10,388 | $66,000 | thousands by filing date | |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 11,400 | $66,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,900 | $65,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,200 | $65,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 700 | $65,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 3,600 | $65,000 | thousands by filing date | put |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 13,007 | $65,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,600 | $65,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 10,849 | $65,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 18,651 | $65,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,600 | $64,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 5,600 | $64,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,200 | $63,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 4,300 | $63,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 3,564 | $63,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,500 | $63,000 | thousands by filing date | put |
| EVINE LIVE INC | 300487105 | CL A | 23,307 | $63,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,300 | $62,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,200 | $62,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,700 | $62,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 8,400 | $62,000 | thousands by filing date | put |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 12,534 | $62,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 20,683 | $62,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 26,992 | $62,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 10,792 | $62,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,200 | $61,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 15,157 | $61,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 17,598 | $61,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 14,107 | $61,000 | thousands by filing date | put |
| Onconova Therapeutics | 68232V108 | Common | 25,863 | $61,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,100 | $60,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 3,000 | $60,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,700 | $60,000 | thousands by filing date | put |
| PRIMO WTR CORP | 74165N105 | COM | 10,410 | $60,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 28,967 | $60,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 2,900 | $59,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,100 | $59,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,400 | $59,000 | thousands by filing date | call |
| BIOLASE INC | 090911108 | COMMON STOCK | 34,136 | $59,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 25,149 | $59,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,300 | $59,000 | thousands by filing date | call |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 34,759 | $59,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 74,205 | $59,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 19,962 | $59,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,000 | $58,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 1,100 | $58,000 | thousands by filing date | put |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 4,772 | $58,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 166,330 | $58,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 47,000 | $58,000 | thousands by filing date | call |
| PLANAR SYSTEMS INC | 726900103 | COM | 13,319 | $58,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 86,537 | $57,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,900 | $56,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 500 | $56,000 | thousands by filing date | call |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 32,903 | $56,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 27,047 | $56,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 10,698 | $55,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 28,422 | $55,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 891 | $54,000 | thousands by filing date | call |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 10,841 | $54,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 4,400 | $54,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,300 | $54,000 | thousands by filing date | call |
| CON-WAY INC | 205944101 | COM | 1,400 | $54,000 | thousands by filing date | call |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 10,106 | $54,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 20,648 | $54,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,100 | $53,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,100 | $53,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 3,200 | $53,000 | thousands by filing date | put |
| BEBE STORES INC | 075571109 | COM | 26,300 | $53,000 | thousands by filing date | put |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 23,739 | $52,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 2,900 | $52,000 | thousands by filing date | call |
| QUESTAR CORP | 748356102 | COM | 2,500 | $52,000 | thousands by filing date | call |
| Lowes Companies Inc | 42222G108 | LOW | 800 | $51,000 | thousands by filing date | put |
| AROTECH CORP | 042682203 | COM NEW | 21,195 | $51,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 15,299 | $51,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 10,677 | $51,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,100 | $50,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973W107 | COM | 1,600 | $50,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 22,865 | $50,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,000 | $49,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 16,266 | $49,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 11,942 | $49,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,100 | $49,000 | thousands by filing date | put |
| KLX INC | 482539103 | COM | 1,100 | $49,000 | thousands by filing date | put |
| EMAGIN CORP | 29076N206 | COM | 18,405 | $49,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,700 | $49,000 | thousands by filing date | call |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 48,000 | $49,000 | thousands by filing date | principal |
| GTX INC | 40052B108 | COM | 33,605 | $49,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 14,322 | $49,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 28,871 | $48,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 4,000 | $48,000 | thousands by filing date | put |
| DEVRY INC DEL | 251893103 | COM | 1,600 | $48,000 | thousands by filing date | call |
| HUDSON GLOBAL INC | 443787106 | COM | 21,031 | $48,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 10,342 | $48,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 5,600 | $48,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 7,035 | $47,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 2,500 | $47,000 | thousands by filing date | call |
| VIRCO MFG CO | 927651109 | COM | 16,658 | $47,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 7,400 | $47,000 | thousands by filing date | put |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 200,000 | $47,000 | thousands by filing date | put |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 12,379 | $47,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 69,141 | $47,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 23,901 | $47,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 19,978 | $47,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,300 | $46,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 21,700 | $45,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 1,100 | $45,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 4,700 | $45,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 42,000 | $45,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 21,291 | $44,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 2,200 | $44,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,958 | $44,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 3,700 | $44,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 600 | $44,000 | thousands by filing date | put |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 5,900 | $44,000 | thousands by filing date | put |
| WI-LAN INC | 928972108 | COM | 18,804 | $44,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 11,096 | $44,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 36,275 | $44,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,000 | $43,000 | thousands by filing date | put |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 42,686 | $43,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 39,487 | $43,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 13,900 | $43,000 | thousands by filing date | put |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 12,679 | $42,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 86,865 | $42,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 25,698 | $42,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 18,773 | $42,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 22,487 | $42,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 3,100 | $42,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,500 | $42,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 2,900 | $41,000 | thousands by filing date | put |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 5,900 | $41,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 53,389 | $40,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 2,400 | $40,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,300 | $40,000 | thousands by filing date | put |
| INUVO INC | 46122W204 | COM NEW | 13,234 | $40,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,300 | $40,000 | thousands by filing date | put |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 65,210 | $40,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 34,734 | $40,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 13,080 | $40,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 74,944 | $40,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 22,084 | $40,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 23,087 | $40,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 35,000 | $40,000 | thousands by filing date | principal |
| Amedica Corporation | 023435100 | COM | 70,510 | $40,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,200 | $39,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 5,300 | $39,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 65,577 | $39,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 13,081 | $39,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 21,614 | $39,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 10,330 | $39,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 14,894 | $38,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 500 | $38,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 11,727 | $38,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 3,400 | $38,000 | thousands by filing date | call |
| APPLOVIN CORP CLASS A | 023850100 | COM | 77,323 | $38,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 26,100 | $38,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 4,700 | $38,000 | thousands by filing date | put |
| VINCE HLDG CORP | 92719W108 | COM | 3,200 | $38,000 | thousands by filing date | put |
| MOKO SOCIAL MEDIA LTD | 608458204 | Depository Receipt | 10,750 | $38,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 42,185 | $38,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 600 | $37,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 700 | $37,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 16,865 | $37,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 37,592 | $37,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 15,000 | $37,000 | thousands by filing date | principal |
| CORMEDIX INC | 21900C100 | COM | 9,600 | $37,000 | thousands by filing date | put |
| JETPAY CORP | 477177109 | COM | 13,440 | $37,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 25,629 | $37,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 200 | $36,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 2,300 | $36,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,300 | $36,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,300 | $36,000 | thousands by filing date | call |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 82,020 | $36,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,400 | $36,000 | thousands by filing date | call |
| CTC MEDIA INC | 12642X106 | COM | 15,767 | $36,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 59,346 | $36,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 21,340 | $36,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 600 | $36,000 | thousands by filing date | call |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 4,325 | $36,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,100 | $35,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 3,100 | $35,000 | thousands by filing date | call |
| TECO ENERGY INC | 872375100 | COM | 2,000 | $35,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 28,600 | $35,000 | thousands by filing date | put |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 12,861 | $35,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 22,098 | $35,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 43,000 | $35,000 | thousands by filing date | principal |
| EnerJex Resources Inc | 292758406 | COM | 23,558 | $35,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 2,100 | $34,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 700 | $34,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 800 | $34,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 3,000 | $34,000 | thousands by filing date | put |
| BEBE STORES INC | 075571109 | COM | 16,921 | $34,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 57,578 | $34,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 25,218 | $34,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 17,761 | $34,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 900 | $33,000 | thousands by filing date | put |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 12,091 | $33,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,600 | $33,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 2,000 | $33,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 5,200 | $33,000 | thousands by filing date | call |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 3,600 | $33,000 | thousands by filing date | put |
| AMBASSADORS GROUP INC | 023177108 | COM | 13,722 | $33,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 34,708 | $33,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 10,240 | $33,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 30,987 | $33,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 14,697 | $33,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,000 | $32,000 | thousands by filing date | put |
| ALPHA PRO TECH LTD | 020772109 | COM | 14,298 | $32,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 13,700 | $32,000 | thousands by filing date | put |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 13,632 | $32,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 2,600 | $31,000 | thousands by filing date | call |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 18,416 | $31,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 19,000 | $31,000 | thousands by filing date | principal |
| GIGA TRONICS INC | 375175106 | COM | 18,137 | $31,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-15-000874 | this filing | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-16-001547 | added | 2016-03-15 | acceptance time not in the bulk data set |