13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 7,236 holding rows worth $322,430,087,000.
- Accession
- 0000769993-15-000874
- Filer
- CIK 886982
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 10,684 entries on the cover page, a total value of $322,430,087,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $322,430,087,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZOES KITCHEN INC | 98979J109 | COM | 5,700 | $233,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,203 | $232,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,300 | $232,000 | thousands by filing date | put |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 11,626 | $232,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 29,377 | $232,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 234,000 | $232,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A335 | COM | 9,265 | $232,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 23,500 | $231,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 990,000 | $231,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 145,016 | $231,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 15,170 | $231,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 257,000 | $231,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,339 | $230,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 20,180 | $230,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 11,500 | $230,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 11,952 | $230,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 10,611 | $230,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 23,370 | $230,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 5,547 | $230,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,761 | $229,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,267 | $229,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,500 | $229,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 44,857 | $229,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 13,800 | $229,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 26,500 | $229,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 10,151 | $228,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 17,460 | $228,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 27,404 | $228,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,782 | $227,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 27,475 | $227,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 16,200 | $227,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 6,700 | $227,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 26,749 | $227,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 5,800 | $227,000 | thousands by filing date | put |
| SIZMEK INC | 83013P105 | COM | 32,041 | $227,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 11,160 | $226,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 46,800 | $226,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 23,760 | $226,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 10,944 | $226,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 19,931 | $226,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 19,700 | $225,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 36,600 | $225,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 11,642 | $225,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 7,400 | $225,000 | thousands by filing date | call |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 9,246 | $225,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,700 | $224,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 15,130 | $224,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,032 | $223,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 10,703 | $223,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 42,958 | $223,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 27,600 | $223,000 | thousands by filing date | put |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 81,168 | $223,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,900 | $222,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 17,700 | $222,000 | thousands by filing date | call |
| HEALTHWAYS INC | 422245100 | COM | 18,511 | $222,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 11,893 | $222,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 19,516 | $222,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 17,450 | $221,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 6,469 | $220,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 5,300 | $220,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 14,725 | $220,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 14,340 | $220,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,400 | $219,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 17,400 | $219,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,600 | $218,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,481 | $218,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 5,902 | $218,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 25,209 | $218,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 17,400 | $218,000 | thousands by filing date | put |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 4,967 | $218,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,600 | $217,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,396 | $217,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,000 | $217,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 2,500 | $217,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 10,515 | $216,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,800 | $216,000 | thousands by filing date | call |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 14,337 | $216,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 23,424 | $216,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 77,372 | $216,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 11,658 | $216,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 220,759 | $216,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 61,613 | $216,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 48,643 | $216,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 14,589 | $216,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,801 | $215,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 2,164 | $215,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 50,000 | $214,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 88,700 | $214,000 | thousands by filing date | put |
| PAMT CORP | 693149106 | COMMON STOCK | 3,680 | $214,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 11,149 | $214,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 518 | $214,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 17,487 | $214,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 4,200 | $214,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 14,777 | $213,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $213,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 27,261 | $213,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 2,700 | $213,000 | thousands by filing date | put |
| WALTER INVT MGMT CORP | 93317W102 | COM | 9,312 | $213,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 28,400 | $213,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,500 | $212,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 5,652 | $212,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 33,313 | $212,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 12,500 | $212,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,500 | $211,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 35,069 | $211,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 4,400 | $211,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,057 | $211,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 6,295 | $211,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 9,300 | $211,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,724 | $211,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5,558 | $210,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 299,976 | $210,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 200,000 | $210,000 | thousands by filing date | call |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 184,000 | $210,000 | thousands by filing date | principal |
| CITY OFFICE REIT INC | 178587101 | COM | 16,851 | $209,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 18,005 | $209,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 26,400 | $209,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 14,700 | $209,000 | thousands by filing date | put |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 22,798 | $209,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 29,794 | $209,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 16,109 | $208,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 43,900 | $208,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 13,400 | $208,000 | thousands by filing date | put |
| CORMEDIX INC | 21900C100 | COM | 53,679 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,498 | $207,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 3,600 | $207,000 | thousands by filing date | put |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 12,582 | $207,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 411,464 | $206,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 109,915 | $206,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,214 | $205,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 11,767 | $205,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,428 | $204,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 20,736 | $204,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 3,769 | $204,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 20,992 | $204,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 69,263 | $204,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 4,002 | $204,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 18,239 | $204,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 171,100 | $204,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 5,400 | $203,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 6,800 | $203,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 29,292 | $203,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 14,164 | $203,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 140,200 | $203,000 | thousands by filing date | call |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 101,734 | $203,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 35,399 | $203,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 11,400 | $203,000 | thousands by filing date | call |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 4,623 | $203,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,600 | $202,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 4,500 | $202,000 | thousands by filing date | put |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 160,346 | $202,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,100 | $202,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 10,900 | $200,000 | thousands by filing date | put |
| CUTERA INC | 232109108 | COM | 12,894 | $200,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 4,800 | $200,000 | thousands by filing date | put |
| RARE ELEMENT RES LTD | 75381M102 | COM | 475,217 | $200,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 15,725 | $199,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 161,000 | $199,000 | thousands by filing date | principal |
| QUALYS INC COM | 74758T303 | Stock | 4,900 | $198,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 101,635 | $198,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 14,785 | $198,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 39,992 | $198,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 11,998 | $197,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 16,411 | $197,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 9,000 | $197,000 | thousands by filing date | put |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 29,174 | $197,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 23,753 | $196,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 6,900 | $196,000 | thousands by filing date | put |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 3,000 | $196,000 | thousands by filing date | put |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 12,121 | $195,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,840 | $195,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 18,421 | $195,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 5,000 | $195,000 | thousands by filing date | call |
| Intercloud Systems, Inc | 458488202 | com | 73,430 | $195,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 37,100 | $194,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,362 | $194,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 52,277 | $194,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 5,800 | $193,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 11,121 | $193,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 45,398 | $193,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 21,400 | $192,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 17,397 | $192,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 15,321 | $191,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 28,368 | $191,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 21,052 | $191,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 78,400 | $191,000 | thousands by filing date | call |
| INCONTACT INC | 45336E109 | COM | 19,252 | $190,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 7,200 | $190,000 | thousands by filing date | call |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 14,200 | $190,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,400 | $189,000 | thousands by filing date | call |
| DATALINK CORP | 237934104 | COMMON STOCK | 21,145 | $189,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 93,001 | $189,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 15,231 | $189,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 136,000 | $189,000 | thousands by filing date | principal |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 11,600 | $189,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 14,128 | $188,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 12,926 | $188,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 13,970 | $188,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 11,273 | $188,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 17,330 | $188,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 47,088 | $188,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 2,000 | $186,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 8,510 | $186,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 204,000 | $186,000 | thousands by filing date | principal |
| CHEFS WHSE INC | 163086101 | COM | 8,733 | $185,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 35,202 | $185,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 153,222 | $184,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 158,677 | $184,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 331,117 | $184,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 13,922 | $183,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 24,571 | $183,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 19,800 | $183,000 | thousands by filing date | call |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 128,306 | $183,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 66,465 | $183,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 21,309 | $183,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 11,301 | $183,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P100 | UNIT 12/17/2021 | 17,500 | $183,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 32,082 | $182,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 17,695 | $182,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,400 | $181,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3,900 | $181,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 4,400 | $181,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 17,616 | $181,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 14,400 | $181,000 | thousands by filing date | put |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 14,250 | $181,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 104,769 | $181,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 10,908 | $181,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 35,286 | $181,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 12,095 | $180,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 11,345 | $180,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 10,863 | $180,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 11,768 | $180,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 2,800 | $180,000 | thousands by filing date | call |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 12,254 | $180,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 2,600 | $179,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 14,300 | $179,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 82,004 | $179,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 14,319 | $178,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 21,648 | $178,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 75,035 | $178,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 28,924 | $178,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 24,710 | $178,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 11,822 | $178,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,400 | $177,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 35,671 | $177,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 10,900 | $177,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,700 | $176,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 33,533 | $176,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 12,400 | $176,000 | thousands by filing date | call |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 25,120 | $176,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 11,975 | $175,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 24,800 | $175,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 60,617 | $175,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 239,123 | $175,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3,300 | $174,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 22,584 | $174,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 15,648 | $174,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 21,501 | $173,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 9,600 | $173,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 1,500 | $172,000 | thousands by filing date | put |
| United Bancshares | 909458101 | COM | 11,247 | $172,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 11,212 | $172,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 170,000 | $172,000 | thousands by filing date | principal |
| WP CAREY INC COM | 92936U109 | REIT | 2,900 | $171,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 25,622 | $171,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 44,407 | $171,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 10,764 | $171,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 12,515 | $170,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 10,631 | $170,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 20,651 | $170,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 32,139 | $170,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 69,700 | $170,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 23,694 | $169,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,844 | $169,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,700 | $169,000 | thousands by filing date | put |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,900 | $169,000 | thousands by filing date | put |
| EMPIRE RESORTS INC | 292052206 | COM | 33,174 | $169,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 4,300 | $168,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 9,200 | $168,000 | thousands by filing date | call |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 301,758 | $168,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 13,600 | $168,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 13,800 | $168,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 23,576 | $168,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 19,626 | $167,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 14,178 | $167,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 2,300 | $167,000 | thousands by filing date | call |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 103,142 | $167,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 15,220 | $167,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 23,991 | $166,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 35,992 | $166,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 50,629 | $166,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 50,000 | $166,000 | thousands by filing date | principal |
| PATTERSON COS INC | 703395103 | COM | 3,400 | $165,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 20,786 | $165,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 35,805 | $165,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 65,718 | $165,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 7,900 | $164,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 8,200 | $164,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 55,330 | $164,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 752,600 | $164,000 | thousands by filing date | put |
| ANN INC | 035623107 | COM | 3,400 | $164,000 | thousands by filing date | call |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 3,400 | $164,000 | thousands by filing date | call |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 67,126 | $164,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 12,666 | $163,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 6,400 | $163,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 94,200 | $163,000 | thousands by filing date | call |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 21,093 | $163,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 10,898 | $162,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 11,712 | $162,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 49,000 | $162,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 114,000 | $162,000 | thousands by filing date | principal |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 12,193 | $162,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,100 | $161,000 | thousands by filing date | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,708 | $161,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,629 | $161,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 14,900 | $161,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 12,200 | $161,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 14,100 | $161,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212102 | COM | 15,877 | $161,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 65,407 | $160,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 17,327 | $160,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 44,021 | $160,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 33,700 | $160,000 | thousands by filing date | call |
| IGI LABORATORIES INC | 449575109 | COM | 25,330 | $160,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 12,300 | $160,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 3,600 | $160,000 | thousands by filing date | put |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 21,100 | $160,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,000 | $159,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 46,500 | $159,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 59,700 | $159,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 10,849 | $159,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 15,137 | $159,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 150,000 | $159,000 | thousands by filing date | principal |
| ACHAOGEN INC | 004449104 | COM | 26,408 | $159,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 10,800 | $158,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 2,000 | $158,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 21,939 | $158,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 115,495 | $158,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 21,466 | $158,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,400 | $157,000 | thousands by filing date | put |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,516 | $157,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 8,600 | $157,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 5,600 | $156,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 4,200 | $156,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,500 | $156,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 2,300 | $156,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 19,694 | $156,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 29,923 | $156,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 51,224 | $156,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 11,298 | $156,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 215,000 | $156,000 | thousands by filing date | principal |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 7,800 | $155,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 7,800 | $155,000 | thousands by filing date | put |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,867 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 3,200 | $155,000 | thousands by filing date | put |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 149,000 | $155,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 8,400 | $154,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,600 | $154,000 | thousands by filing date | put |
| WIDEPOINT CORP COMMON | 967590100 | COM | 91,560 | $153,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 80,000 | $153,000 | thousands by filing date | principal |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,473 | $152,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 5,000 | $152,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 28,780 | $151,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 10,941 | $151,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 2,200 | $151,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 161,030 | $151,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 6,600 | $151,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 10,300 | $150,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 55,860 | $150,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 10,522 | $150,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 14,051 | $150,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 11,072 | $150,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 5,000 | $150,000 | thousands by filing date | put |
| MOSYS INC COM | 619718109 | COM | 78,782 | $150,000 | thousands by filing date | |
| PSB HLDGS INC | 69360W108 | COM | 18,470 | $150,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 11,896 | $150,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 2,900 | $149,000 | thousands by filing date | put |
| NEVRO CORP | 64157F103 | COM | 2,770 | $149,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,533 | $149,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 15,800 | $149,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,400 | $148,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 15,903 | $148,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 25,600 | $148,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 5,287 | $148,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 23,400 | $147,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 70,568 | $147,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 20,649 | $147,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,800 | $146,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2,600 | $146,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 2,640 | $146,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 10,355 | $146,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 55,507 | $146,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 17,332 | $146,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 58,047 | $146,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 19,435 | $146,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 8,000 | $146,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 91,030 | $146,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 3,300 | $146,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,835 | $145,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 12,228 | $145,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 40,677 | $145,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 4,600 | $145,000 | thousands by filing date | call |
| ERIN ENERGY CORP COM | 295625107 | Stock | 37,093 | $145,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 12,090 | $145,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 21,811 | $144,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 8,100 | $144,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 421,923 | $143,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,700 | $143,000 | thousands by filing date | call |
| KCAP FINANCIAL INC | 48668E101 | COM | 23,954 | $143,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 8,500 | $143,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 4,100 | $143,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 17,335 | $142,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,900 | $142,000 | thousands by filing date | call |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 23,333 | $142,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 3,400 | $142,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 26,304 | $142,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,400 | $141,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,500 | $141,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 26,108 | $141,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 21,853 | $141,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 16,500 | $141,000 | thousands by filing date | put |
| WAUSAU PAPER CORP | 943315101 | COM | 15,348 | $141,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 19,897 | $141,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 8,244 | $141,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 11,600 | $141,000 | thousands by filing date | put |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 71,005 | $141,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,649 | $139,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 21,019 | $139,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 39,497 | $139,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 21,484 | $139,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 58,498 | $139,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 100,000 | $139,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,800 | $138,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 33,365 | $138,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 26,553 | $138,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 81,332 | $138,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,192 | $137,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 57,284 | $137,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 14,697 | $137,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,284 | $136,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 21,720 | $136,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,300 | $135,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 14,323 | $135,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 16,376 | $135,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 8,300 | $134,000 | thousands by filing date | put |
| FX ENERGY INC | 302695101 | COM | 151,776 | $134,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 17,713 | $134,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 20,746 | $134,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 19,254 | $133,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 441,000 | $133,000 | thousands by filing date | put |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 45,809 | $133,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 21,100 | $133,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 58,920 | $133,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 21,597 | $133,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,900 | $132,000 | thousands by filing date | put |
| TECO ENERGY INC | 872375100 | COM | 7,500 | $132,000 | thousands by filing date | call |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 47,111 | $132,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 6,549 | $132,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,000 | $131,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,292 | $131,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 15,362 | $131,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 2,700 | $131,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 7,900 | $131,000 | thousands by filing date | put |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 39,649 | $131,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 24,530 | $131,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 50,403 | $131,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,400 | $130,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 19,400 | $130,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 111,000 | $130,000 | thousands by filing date | principal |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,200 | $129,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 5,400 | $129,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,300 | $129,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 78,300 | $129,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 52,000 | $129,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 43,181 | $129,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 14,279 | $129,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 37,086 | $128,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 34,401 | $128,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 43,492 | $128,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 21,946 | $127,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 91,971 | $127,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 51,600 | $126,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 26,000 | $126,000 | thousands by filing date | call |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 17,674 | $126,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 58,722 | $126,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 123,000 | $126,000 | thousands by filing date | principal |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 12,400 | $126,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 50,994 | $126,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 700 | $125,000 | thousands by filing date | call |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 12,059 | $125,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 147,500 | $125,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 16,805 | $125,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 61,752 | $125,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 19,427 | $125,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 45,512 | $124,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 11,397 | $124,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 20,192 | $124,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 76,921 | $124,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 7,232 | $124,000 | thousands by filing date | put |
| STEADYMED LTD | M84920103 | SHS | 23,400 | $124,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-15-000874 | this filing | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-16-001547 | added | 2016-03-15 | acceptance time not in the bulk data set |