13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 7,045 holding rows worth $310,940,333,000.
- Accession
- 0000769993-15-000653
- Filer
- CIK 886982
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 10,441 entries on the cover page, a total value of $310,940,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,940,333,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 500 | $85,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 6,200 | $85,000 | thousands by filing date | put |
| MEADWESTVACO CORP | 583334107 | COM | 1,700 | $85,000 | thousands by filing date | put |
| MEADWESTVACO CORP | 583334107 | COM | 1,700 | $85,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 4,200 | $85,000 | thousands by filing date | call |
| LIFE TIME FITNESS INC | 53217R207 | COM | 1,200 | $85,000 | thousands by filing date | call |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,400 | $85,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 83,000 | $85,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 1,400 | $84,000 | thousands by filing date | call |
| CYBERONICS | 23251P102 | COMMON STOCK | 1,300 | $84,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 5,700 | $84,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 30,972 | $83,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 11,301 | $83,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 18,654 | $83,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,581 | $82,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 2,000 | $82,000 | thousands by filing date | call |
| ECHELON CORP | 27874N105 | COM | 86,525 | $82,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 27,592 | $82,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 3,900 | $81,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 13,300 | $81,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 9,084 | $81,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 12,847 | $81,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 2,200 | $80,000 | thousands by filing date | put |
| CORECARD CORPORATION | 45816D100 | COM | 27,757 | $80,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,500 | $80,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 1,500 | $80,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 16,578 | $80,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 11,071 | $80,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 7,000 | $80,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 1,200 | $79,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,500 | $79,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 84,000 | $79,000 | thousands by filing date | principal |
| BOB EVANS FARMS | 096761101 | COM | 1,700 | $79,000 | thousands by filing date | call |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1,572 | $79,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,800 | $78,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 46,200 | $78,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 2,800 | $78,000 | thousands by filing date | put |
| Alcobra Ltd | M2239P109 | SHS | 13,851 | $78,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 14,170 | $78,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 4,800 | $77,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 2,700 | $77,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 13,019 | $77,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 30,000 | $77,000 | thousands by filing date | principal |
| EVINE LIVE INC | 300487105 | CL A | 11,468 | $77,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,598 | $76,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 17,354 | $76,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,300 | $76,000 | thousands by filing date | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,529 | $76,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 22,487 | $76,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 5,000 | $76,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 3,200 | $76,000 | thousands by filing date | put |
| Onconova Therapeutics | 68232V108 | Common | 31,328 | $76,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 17,200 | $76,000 | thousands by filing date | call |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 5,052 | $76,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 3,000 | $75,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,000 | $75,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 5,400 | $75,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 5,600 | $75,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 5,100 | $75,000 | thousands by filing date | put |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 19,598 | $75,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 29,987 | $74,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 182,046 | $74,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 166,580 | $74,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 77,000 | $74,000 | thousands by filing date | principal |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 2,200 | $74,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 6,100 | $74,000 | thousands by filing date | put |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 23,806 | $74,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 3,000 | $73,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 5,200 | $73,000 | thousands by filing date | put |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 19,016 | $73,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 22,366 | $73,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,400 | $72,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,600 | $72,000 | thousands by filing date | put |
| XOOM CORP | 98419Q101 | COM | 4,900 | $72,000 | thousands by filing date | put |
| FMSA HLDGS INC | 30255X106 | COM | 10,000 | $72,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,400 | $71,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 15,645 | $71,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,200 | $71,000 | thousands by filing date | call |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 60,000 | $71,000 | thousands by filing date | principal |
| MOKO SOCIAL MEDIA LTD | 608458204 | Depository Receipt | 17,700 | $71,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 6,100 | $70,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 19,846 | $70,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 107,289 | $70,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 45,798 | $70,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 53,252 | $70,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 7,800 | $69,000 | thousands by filing date | put |
| VIRCO MFG CO | 927651109 | COM | 25,238 | $69,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 52,180 | $69,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 32,436 | $69,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 12,612 | $69,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,300 | $68,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 11,639 | $68,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 41,186 | $68,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 26,700 | $68,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,600 | $67,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 98,634 | $67,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 20,702 | $67,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 5,300 | $67,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,578 | $67,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 12,400 | $67,000 | thousands by filing date | put |
| U S GEOTHERMAL INC | 90338S102 | COM | 141,118 | $67,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 12,377 | $67,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 12,027 | $67,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 16,107 | $67,000 | thousands by filing date | put |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 69,000 | $67,000 | thousands by filing date | principal |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,900 | $66,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,405 | $66,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 12,400 | $66,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 30,193 | $66,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 30,900 | $66,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 3,100 | $66,000 | thousands by filing date | put |
| NXT ID INC COM | 67091J107 | Stock | 22,422 | $66,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 500 | $65,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 5,200 | $65,000 | thousands by filing date | put |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 10,151 | $65,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,595 | $65,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 2,400 | $65,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 19,036 | $64,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 28,271 | $64,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,700 | $64,000 | thousands by filing date | put |
| KLX INC | 482539103 | COM | 1,650 | $64,000 | thousands by filing date | call |
| PLY GEM HLDGS INC | 72941W100 | COM | 4,900 | $64,000 | thousands by filing date | call |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 14,179 | $64,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 111,584 | $64,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 31,361 | $63,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 20,000 | $63,000 | thousands by filing date | put |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 10,186 | $63,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,200 | $62,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,200 | $62,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 3,576 | $62,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 11,892 | $62,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 28,967 | $62,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 9,944 | $61,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 3,500 | $61,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 18,129 | $61,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,300 | $60,000 | thousands by filing date | call |
| Gevo Inc | 374396109 | COMMON | 296,875 | $60,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 33,616 | $60,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 27,600 | $59,000 | thousands by filing date | put |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 22,873 | $59,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 2,400 | $58,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 2,600 | $58,000 | thousands by filing date | call |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 10,194 | $57,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 17,150 | $57,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 18,294 | $57,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 75,500 | $57,000 | thousands by filing date | call |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 21,456 | $57,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 25,500 | $57,000 | thousands by filing date | call |
| MERGE HEALTHCARE INC | 589499102 | COM | 12,861 | $57,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 21,031 | $57,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,100 | $56,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 2,300 | $56,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,252 | $56,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 15,257 | $56,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 3,500 | $56,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 146,100 | $56,000 | thousands by filing date | call |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 268,148 | $56,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 10,106 | $56,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 891 | $55,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 13,922 | $55,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 3,000 | $55,000 | thousands by filing date | put |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 43,000 | $55,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 30,500 | $55,000 | thousands by filing date | call |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 24,989 | $55,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 65,995 | $55,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 900 | $55,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,000 | $54,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 5,900 | $54,000 | thousands by filing date | put |
| APPLOVIN CORP CLASS A | 023850100 | COM | 77,115 | $54,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 94,977 | $54,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 5,005 | $54,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,100 | $53,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 1,600 | $53,000 | thousands by filing date | put |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 4,800 | $53,000 | thousands by filing date | call |
| CON-WAY INC | 205944101 | COM | 1,200 | $53,000 | thousands by filing date | call |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 48,000 | $53,000 | thousands by filing date | principal |
| Saexploration Holdings Inc. | 78636X105 | COM | 15,398 | $53,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 14,423 | $53,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 300 | $52,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,000 | $52,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,267 | $52,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 2,200 | $52,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 21,300 | $52,000 | thousands by filing date | put |
| BALTIC TRADING LTD | Y0553W103 | COM | 34,613 | $52,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 10,342 | $52,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,000 | $51,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,200 | $51,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 4,500 | $50,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 65,902 | $50,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,600 | $50,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 19,887 | $50,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 24,324 | $50,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 60,795 | $50,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 19,285 | $50,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 1,200 | $50,000 | thousands by filing date | call |
| CIVEO CORP | 178787107 | COM | 19,500 | $50,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 2,200 | $49,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 4,100 | $49,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 2,500 | $49,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 2,700 | $49,000 | thousands by filing date | put |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 6,440 | $49,000 | thousands by filing date | put |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 27,139 | $49,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 26,700 | $48,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 11,110 | $48,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 20,676 | $48,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 15,872 | $48,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 25,046 | $48,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 22,488 | $48,000 | thousands by filing date | |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 11,638 | $48,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 33,052 | $48,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,400 | $47,000 | thousands by filing date | call |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 36,005 | $47,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 36,736 | $47,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 38,551 | $47,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 11,467 | $47,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 11,705 | $47,000 | thousands by filing date | |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 11,400 | $47,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,000 | $46,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 900 | $46,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 4,900 | $46,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 500 | $46,000 | thousands by filing date | call |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,309 | $46,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,000 | $46,000 | thousands by filing date | call |
| INFOSONICS CORP | 456784107 | COM | 19,378 | $46,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 2,000 | $45,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 2,100 | $45,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 12,000 | $45,000 | thousands by filing date | principal |
| GENERAC HLDGS INC | 368736104 | COM | 900 | $44,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 1,000 | $44,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 3,800 | $44,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,355 | $44,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 87,687 | $44,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,300 | $44,000 | thousands by filing date | put |
| EXETER RES CORP | 301835104 | COM | 85,862 | $44,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 5,100 | $44,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 23,900 | $44,000 | thousands by filing date | call |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 59,346 | $44,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 13,022 | $44,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 800 | $43,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 10,228 | $43,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 17,501 | $43,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 11,161 | $43,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 24,861 | $43,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,700 | $42,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 600 | $42,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 11,651 | $42,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 4,700 | $42,000 | thousands by filing date | put |
| DOVER MOTORSPORTS INC | 260174107 | COM | 17,568 | $42,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 29,466 | $42,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 101,151 | $42,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 20,687 | $42,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 25,760 | $42,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,900 | $42,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 52,962 | $41,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 12,897 | $41,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 59,623 | $41,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 19,200 | $40,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 1,100 | $40,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,524 | $40,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,900 | $40,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 7,400 | $40,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 3,000 | $40,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 3,000 | $40,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 9,825 | $40,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 2,500 | $40,000 | thousands by filing date | put |
| EVERYWARE GLOBAL INC | 300439106 | COM | 33,510 | $40,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 24,394 | $40,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 38,000 | $40,000 | thousands by filing date | principal |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 12,217 | $40,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 500 | $39,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,700 | $39,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 7,100 | $39,000 | thousands by filing date | call |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 26,595 | $39,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 6,567 | $39,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,500 | $39,000 | thousands by filing date | call |
| CESCA THERAPEUTICS INC | 157131103 | COM | 43,730 | $39,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,680 | $38,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 5,900 | $38,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 4,200 | $38,000 | thousands by filing date | call |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 10,209 | $38,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 32,525 | $38,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 37,000 | $37,000 | thousands by filing date | principal |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 18,467 | $37,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 33,916 | $37,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 106,624 | $37,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 4,700 | $37,000 | thousands by filing date | call |
| JETPAY CORP | 477177109 | COM | 13,350 | $37,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,100 | $36,000 | thousands by filing date | put |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 1,700 | $36,000 | thousands by filing date | put |
| CITY NATL CORP | 178566105 | COM | 400 | $36,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 13,246 | $36,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 22,375 | $36,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 22,336 | $36,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 350,457 | $36,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,300 | $35,000 | thousands by filing date | put |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 12,395 | $35,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,900 | $35,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 20,186 | $35,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 12,228 | $35,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 32,709 | $35,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 11,185 | $35,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 12,327 | $35,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 43,000 | $35,000 | thousands by filing date | principal |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 700 | $34,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 900 | $34,000 | thousands by filing date | call |
| AMBASSADORS GROUP INC | 023177108 | COM | 13,574 | $34,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 25,467 | $34,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 11,179 | $34,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 28,000 | $34,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,600 | $33,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,900 | $33,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,900 | $33,000 | thousands by filing date | call |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 11,167 | $33,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 41,372 | $33,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 5,500 | $33,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 4,000 | $32,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 41,900 | $32,000 | thousands by filing date | put |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 32,000 | $32,000 | thousands by filing date | principal |
| VIVUS INC | 928551100 | COM | 13,100 | $32,000 | thousands by filing date | call |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 14,977 | $32,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 34,686 | $32,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 3,100 | $32,000 | thousands by filing date | put |
| WP GLIMCHER IN | 92939N102 | COM | 1,900 | $32,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 400 | $31,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 11,443 | $31,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 3,400 | $31,000 | thousands by filing date | call |
| GAFISA S A | 362607301 | SPONS ADR | 23,141 | $31,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 2,100 | $31,000 | thousands by filing date | call |
| INTERMOLECULAR INC | 45882D109 | COM | 19,107 | $31,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,400 | $31,000 | thousands by filing date | put |
| COMSTOCK MNG INC | 205750102 | COM | 51,978 | $31,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 41,845 | $31,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 500 | $30,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 47,795 | $30,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,664 | $30,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 1,250 | $30,000 | thousands by filing date | put |
| NETLIST INC | 64118P109 | COM | 51,285 | $30,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 65,632 | $30,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 67,049 | $30,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 28,953 | $30,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 4,340 | $29,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 5,900 | $29,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,000 | $29,000 | thousands by filing date | put |
| QUESTAR CORP | 748356102 | COM | 1,200 | $29,000 | thousands by filing date | put |
| METABOLIX INC | 591018809 | COM | 46,004 | $29,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 15,743 | $29,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 11,229 | $29,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 41,775 | $29,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 22,051 | $29,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 287 | $29,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 11,550 | $29,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,376 | $28,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,600 | $28,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 3,000 | $28,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 600 | $28,000 | thousands by filing date | put |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 12,134 | $28,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 30,000 | $28,000 | thousands by filing date | principal |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 13,396 | $28,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 16,881 | $28,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 300 | $27,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 15,186 | $27,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 300 | $27,000 | thousands by filing date | put |
| LRAD CORP | 50213V109 | COM | 11,379 | $27,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 12,146 | $27,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 6,000 | $27,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,600 | $26,000 | thousands by filing date | call |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 21,000 | $26,000 | thousands by filing date | principal |
| EP ENERGY CORP | 268785102 | CL A | 2,500 | $26,000 | thousands by filing date | call |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 23,744 | $26,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 23,535 | $26,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 12,091 | $25,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 15,736 | $25,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 20,000 | $25,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 3,100 | $25,000 | thousands by filing date | put |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 19,073 | $25,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 70,292 | $25,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 13,800 | $24,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 2,400 | $24,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 1,800 | $24,000 | thousands by filing date | put |
| MAGNEGAS CORP | 55939L202 | COM NEW | 30,381 | $24,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 14,321 | $24,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 3,025 | $24,000 | thousands by filing date | put |
| VINCE HLDG CORP | 92719W108 | COM | 1,300 | $24,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,200 | $23,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,200 | $23,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,700 | $23,000 | thousands by filing date | put |
| GTX INC | 40052B108 | COM | 33,424 | $23,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 17,861 | $23,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 10,421 | $23,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,400 | $22,000 | thousands by filing date | put |
| DENISON MINES CORP | 91688T104 | COM | 20,264 | $22,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 300 | $22,000 | thousands by filing date | call |
| PHARMATHENE INC | 71714G102 | COM | 13,409 | $22,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 11,000 | $22,000 | thousands by filing date | principal |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 11,246 | $22,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 17,299 | $22,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 11,957 | $22,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 21,065 | $22,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 22,274 | $22,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 600 | $21,000 | thousands by filing date | call |
| LUNA INNOVATIONS INC | 550351100 | COM | 15,227 | $21,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 40,575 | $21,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 25,553 | $21,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 17,073 | $21,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,000 | $20,000 | thousands by filing date | call |
| VERITIV CORP | 923454102 | COM | 450 | $20,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $19,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,000 | $19,000 | thousands by filing date | call |
| PROPHASE LABS INC | 74345W108 | COM | 14,192 | $19,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 10,157 | $19,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 15,587 | $19,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 39,776 | $19,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 12,747 | $19,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 10,746 | $19,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 10,464 | $19,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 1,500 | $19,000 | thousands by filing date | call |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 25,881 | $19,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,900 | $18,000 | thousands by filing date | put |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 15,000 | $18,000 | thousands by filing date | principal |
| BANRO CORP | 066800103 | COM | 90,421 | $18,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,600 | $18,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,100 | $18,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 4,600 | $18,000 | thousands by filing date | put |
| URANIUM RESOURCES INC | 916901606 | COM | 13,566 | $18,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 12,695 | $18,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 56,945 | $18,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 61,757 | $17,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 15,201 | $17,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 24,678 | $17,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 4,600 | $17,000 | thousands by filing date | put |
| STR HOLDINGS INC | 78478V209 | COM | 11,974 | $17,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 700 | $16,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 9,600 | $16,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,300 | $16,000 | thousands by filing date | call |
| TECO ENERGY INC | 872375100 | COM | 800 | $16,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 800 | $16,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 300 | $15,000 | thousands by filing date | call |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 20,000 | $15,000 | thousands by filing date | principal |
| China Recycling Energy Corp | 168913101 | Com | 15,004 | $15,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 38,651 | $15,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 13,000 | $15,000 | thousands by filing date | call |
| CHC GROUP LTD | G07021101 | SHS | 11,078 | $15,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 200 | $14,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,300 | $14,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 500 | $14,000 | thousands by filing date | call |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 10,400 | $14,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 554 | $14,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 14,000 | $14,000 | thousands by filing date | principal |
| COLLABRX INC | 19422J108 | COM | 12,964 | $14,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 17,298 | $14,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 500 | $14,000 | thousands by filing date | put |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 15,000 | $14,000 | thousands by filing date | principal |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 3,700 | $14,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 300 | $13,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,600 | $13,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,300 | $13,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,100 | $13,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 4,200 | $13,000 | thousands by filing date | call |
| CAPELLA EDUCATION CO | 139594105 | COM | 200 | $13,000 | thousands by filing date | call |
| NANOSPHERE INC | 63009F105 | COM | 56,081 | $13,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 35,273 | $13,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 11,234 | $13,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 11,135 | $13,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 10,000 | $12,000 | thousands by filing date | principal |
| INNERWORKINGS INC | 45773Y105 | COM | 1,800 | $12,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 13,000 | $12,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 300 | $11,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 1,200 | $11,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E103 | COM | 2,800 | $11,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 10,181 | $11,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 29,611 | $11,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 12,034 | $11,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 792 | $11,000 | thousands by filing date | call |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 40,854 | $11,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,200 | $10,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 500 | $10,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,900 | $10,000 | thousands by filing date | put |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 11,410 | $10,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 2,335 | $10,000 | thousands by filing date | call |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 800 | $10,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 248 | $9,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 12,485 | $9,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 19,150 | $9,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 12,040 | $9,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 2,000 | $9,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 132 | $8,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 500 | $8,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,400 | $8,000 | thousands by filing date | call |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 6,072 | $8,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 6,800 | $8,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 1,200 | $8,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 200 | $7,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 900 | $7,000 | thousands by filing date | call |
| CMS ENERGY CORP COM | 125896100 | Stock | 200 | $7,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 158 | $7,000 | thousands by filing date | call |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 13,494 | $7,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 4,500 | $7,000 | thousands by filing date | call |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 5,717 | $7,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,500 | $7,000 | thousands by filing date | call |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 10,044 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-15-000653 | this filing | 2015-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-16-001544 | added | 2016-03-15 | acceptance time not in the bulk data set |