13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 7,045 holding rows worth $310,940,333,000.
- Accession
- 0000769993-15-000653
- Filer
- CIK 886982
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 10,441 entries on the cover page, a total value of $310,940,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,940,333,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 88,951 | $205,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 116,246 | $205,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,600 | $204,000 | thousands by filing date | put |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,582 | $204,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 4,140 | $204,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,411 | $204,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 51,700 | $204,000 | thousands by filing date | call |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 92,736 | $204,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 66,467 | $204,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 10,679 | $203,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 4,116 | $203,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 21,988 | $203,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 8,215 | $203,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 18,034 | $203,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 11,999 | $202,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 7,100 | $202,000 | thousands by filing date | put |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 7,722 | $202,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 9,200 | $202,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,800 | $201,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 13,000 | $201,000 | thousands by filing date | put |
| EXA CORP | 300614500 | COM | 16,935 | $201,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 8,737 | $201,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 13,600 | $200,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 6,000 | $200,000 | thousands by filing date | call |
| AMBER ROAD INC | 02318Y108 | COM | 21,661 | $200,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 23,500 | $200,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,800 | $199,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 1,600 | $199,000 | thousands by filing date | call |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 14,659 | $199,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P100 | UNIT 12/17/2021 | 19,400 | $198,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,880 | $197,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 5,800 | $196,000 | thousands by filing date | put |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 15,685 | $196,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 118,800 | $196,000 | thousands by filing date | call |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 3,925 | $196,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 4,000 | $195,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 54,700 | $195,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 194,700 | $195,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,000 | $194,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 39,287 | $194,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 263,023 | $194,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 19,635 | $194,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 101,429 | $193,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 23,964 | $193,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 13,822 | $193,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 3,200 | $192,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 283,448 | $192,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 4,800 | $192,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 5,600 | $192,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 49,900 | $192,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 50,000 | $192,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,100 | $191,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 20,569 | $191,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 2,700 | $191,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 13,000 | $191,000 | thousands by filing date | put |
| RITE AID CORP | 767754BU7 | CNV | 57,000 | $191,000 | thousands by filing date | principal |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 27,167 | $190,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 5,300 | $190,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 7,900 | $190,000 | thousands by filing date | call |
| CON-WAY INC | 205944101 | COM | 4,300 | $190,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 12,453 | $190,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 26,877 | $190,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 33,672 | $189,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 13,068 | $188,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,600 | $188,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 14,800 | $188,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 9,800 | $188,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 14,115 | $188,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 10,677 | $188,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 19,981 | $187,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,500 | $186,000 | thousands by filing date | put |
| CARBONITE INC | 141337105 | COM | 12,978 | $186,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 14,600 | $186,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,600 | $185,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 11,200 | $185,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 23,123 | $185,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 180,000 | $185,000 | thousands by filing date | principal |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 77,957 | $185,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 3,300 | $184,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,960 | $184,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,300 | $183,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 5,200 | $183,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642AN6 | NOTE | 203,000 | $183,000 | thousands by filing date | principal |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,158 | $182,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 76,558 | $182,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 192,905 | $182,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 37,013 | $181,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 10,784 | $181,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 124,000 | $181,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,800 | $180,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,514 | $180,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 33,200 | $180,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 112,534 | $180,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 73,980 | $180,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 7,100 | $179,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 3,828 | $179,000 | thousands by filing date | put |
| CENTERSTATE BK CORP | 15201P109 | COM | 15,019 | $179,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 50,500 | $179,000 | thousands by filing date | call |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 15,280 | $179,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 11,730 | $178,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 16,495 | $178,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 600 | $178,000 | thousands by filing date | put |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 14,593 | $178,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 24,380 | $177,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 25,009 | $177,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 11,728 | $177,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 53,336 | $177,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 34,583 | $177,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 36,816 | $177,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 11,200 | $177,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 13,247 | $176,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 21,862 | $176,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 91,348 | $176,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 12,000 | $175,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 6,815 | $175,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 45,654 | $175,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 64,595 | $175,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 11,800 | $174,000 | thousands by filing date | put |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 101,550 | $174,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 497,406 | $174,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 26,055 | $173,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 13,603 | $173,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 10,551 | $172,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 162,000 | $172,000 | thousands by filing date | principal |
| IGNYTA INC | 451731103 | COM | 17,309 | $172,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,000 | $171,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,963 | $171,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,100 | $171,000 | thousands by filing date | call |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 24,355 | $171,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 12,900 | $171,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 21,767 | $171,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 23,020 | $171,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 8,600 | $169,000 | thousands by filing date | put |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 14,935 | $169,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 15,167 | $169,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,464 | $168,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 17,378 | $168,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 17,332 | $168,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 13,076 | $168,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 12,701 | $168,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,100 | $167,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 14,558 | $167,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 157,256 | $167,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 41,921 | $166,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,800 | $165,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,900 | $165,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,801 | $165,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 63,200 | $164,000 | thousands by filing date | put |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 10,288 | $164,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 6,670 | $164,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,600 | $163,000 | thousands by filing date | call |
| ANADIGICS INC | 032515108 | COM | 119,995 | $163,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 136,961 | $163,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 12,041 | $163,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 25,607 | $163,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,993 | $162,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 19,055 | $162,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 7,300 | $162,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 15,827 | $162,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 12,507 | $162,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 35,700 | $162,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 3,000 | $161,000 | thousands by filing date | call |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 40,110 | $161,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 6,768 | $160,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 12,812 | $159,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 78,158 | $159,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 17,290 | $159,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,100 | $158,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 2,000 | $158,000 | thousands by filing date | call |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 143,414 | $158,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 2,000 | $158,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 25,133 | $158,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 108,865 | $158,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 26,900 | $158,000 | thousands by filing date | call |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 11,804 | $158,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 8,600 | $157,000 | thousands by filing date | put |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 18,700 | $157,000 | thousands by filing date | put |
| COMPUTER TASK GROUP INC | 205477102 | COM | 21,439 | $157,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 4,700 | $157,000 | thousands by filing date | call |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 12,614 | $157,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 103,747 | $156,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 12,116 | $156,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 13,901 | $156,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 40,354 | $156,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 19,379 | $156,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 4,200 | $155,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 4,700 | $155,000 | thousands by filing date | put |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 20,027 | $155,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 18,552 | $154,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 24,343 | $154,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 12,783 | $154,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 34,614 | $154,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 110,124 | $154,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 23,156 | $154,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 38,814 | $154,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 36,374 | $154,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 3,500 | $153,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 26,221 | $153,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 3,000 | $153,000 | thousands by filing date | call |
| TUBEMOGUL INC COM | 898570106 | Stock | 11,043 | $153,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 10,800 | $152,000 | thousands by filing date | call |
| SYNACOR INC | 871561106 | COM | 67,011 | $152,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 22,025 | $152,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 15,400 | $151,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 10,126 | $151,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 4,400 | $151,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 15,800 | $151,000 | thousands by filing date | call |
| BAYLAKE CORP | 072788102 | COM | 11,896 | $151,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 50,784 | $150,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,600 | $150,000 | thousands by filing date | call |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 3,000 | $150,000 | thousands by filing date | call |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 16,677 | $150,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 153,000 | $150,000 | thousands by filing date | principal |
| STELLUS CAP INVT CORP | 858568108 | COM | 12,377 | $149,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 18,633 | $149,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 29,702 | $149,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 66,600 | $149,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,800 | $148,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 11,608 | $148,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,400 | $148,000 | thousands by filing date | call |
| RENESOLA LTD | 75971T103 | SPONS ADS | 100,707 | $148,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 15,313 | $148,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 23,496 | $148,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,000 | $147,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 55,965 | $147,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 40,262 | $147,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 252,789 | $147,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 40,400 | $147,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 25,300 | $146,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 14,193 | $146,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,000 | $146,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 4,100 | $146,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 18,200 | $146,000 | thousands by filing date | call |
| NEURODERM LTD | M74231107 | ORD SHS | 10,907 | $146,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 17,800 | $145,000 | thousands by filing date | put |
| TECUMSEH PRODS CO | 878895309 | COM | 52,041 | $145,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,100 | $144,000 | thousands by filing date | put |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 26,973 | $144,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 15,743 | $144,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 17,045 | $144,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 30,959 | $144,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 36,500 | $144,000 | thousands by filing date | call |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,812 | $144,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 4,500 | $143,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 11,800 | $143,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 15,966 | $143,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,600 | $142,000 | thousands by filing date | put |
| KCAP FINANCIAL INC | 48668E101 | COM | 21,161 | $142,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 10,125 | $142,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 31,923 | $142,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 10,400 | $142,000 | thousands by filing date | call |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 3,400 | $142,000 | thousands by filing date | call |
| ACHAOGEN INC | 004449104 | COM | 14,547 | $142,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 7,700 | $141,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,200 | $141,000 | thousands by filing date | put |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 18,505 | $141,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 110,000 | $141,000 | thousands by filing date | principal |
| DSW INC-CLASS A | 23334L102 | CL A | 3,800 | $140,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 13,257 | $140,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 65,000 | $140,000 | thousands by filing date | put |
| ROKA BIOSCIENCE INC | 775431109 | COM | 43,751 | $140,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,461 | $139,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 23,808 | $139,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 21,657 | $139,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 15,316 | $139,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 50,927 | $139,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,154 | $139,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 2,300 | $138,000 | thousands by filing date | put |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 67,075 | $138,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 60,143 | $138,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 15,513 | $138,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 4,800 | $137,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 46,400 | $137,000 | thousands by filing date | put |
| ACXIOM CORP | 005125109 | COMMON STOCK | 7,400 | $137,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 4,300 | $137,000 | thousands by filing date | call |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 10,315 | $137,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 62,000 | $137,000 | thousands by filing date | principal |
| AMPHENOL CORP NEW | 032095101 | COM | 2,300 | $136,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 5,400 | $136,000 | thousands by filing date | call |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 31,110 | $136,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 3,800 | $136,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 27,100 | $136,000 | thousands by filing date | call |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 21,300 | $136,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 124,000 | $136,000 | thousands by filing date | principal |
| CELLADON CORP | 15117E107 | Cmn | 7,200 | $136,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 4,600 | $135,000 | thousands by filing date | call |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 7,500 | $135,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 12,840 | $135,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 11,099 | $135,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 59,100 | $135,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,200 | $134,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,010 | $134,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,200 | $134,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 14,867 | $134,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 36,246 | $134,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 12,933 | $134,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 213,721 | $134,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 317,185 | $133,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 76,131 | $132,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 21,600 | $132,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 2,400 | $132,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 14,387 | $132,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 20,000 | $132,000 | thousands by filing date | put |
| LAKE SHORE GOLD CORP | 510728108 | COM | 163,797 | $132,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 62,877 | $132,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,400 | $131,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 6,900 | $131,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 23,646 | $131,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,400 | $131,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 111,000 | $131,000 | thousands by filing date | principal |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 110,000 | $130,000 | thousands by filing date | principal |
| CIBER INC | 17163B102 | COM | 31,631 | $130,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 11,972 | $129,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 13,500 | $129,000 | thousands by filing date | put |
| GLOBEIMMUNE INC | 37957B100 | COM | 17,607 | $129,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 15,397 | $128,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 11,306 | $128,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 100,000 | $128,000 | thousands by filing date | call |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,300 | $127,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,300 | $127,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 1,900 | $127,000 | thousands by filing date | put |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 17,791 | $127,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 33,612 | $126,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 11,390 | $126,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 15,740 | $126,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,800 | $125,000 | thousands by filing date | call |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 10,733 | $125,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,665 | $125,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 13,071 | $125,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 34,500 | $125,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 6,800 | $124,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 27,993 | $124,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 26,670 | $124,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 31,025 | $124,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 8,200 | $123,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 2,400 | $123,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 11,562 | $123,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 13,287 | $123,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 2,800 | $123,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 317,241 | $122,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,400 | $122,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,300 | $122,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 34,728 | $122,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 9,400 | $122,000 | thousands by filing date | put |
| Lowes Companies Inc | 42222G108 | LOW | 2,000 | $121,000 | thousands by filing date | put |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 14,338 | $121,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 50,000 | $121,000 | thousands by filing date | principal |
| SOLAR3D INC | 83417A209 | COM NEW | 24,100 | $121,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 3,500 | $120,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 5,169 | $120,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 14,289 | $120,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 60,427 | $120,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,000 | $120,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,000 | $119,000 | thousands by filing date | call |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 17,640 | $119,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 16,300 | $119,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 38,264 | $119,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 8,100 | $119,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 2,800 | $118,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 23,360 | $118,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,400 | $118,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 5,800 | $118,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 6,500 | $118,000 | thousands by filing date | call |
| MATTERSIGHT CORP | 577097108 | COM | 18,980 | $118,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 28,747 | $118,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,300 | $117,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 12,642 | $117,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 5,600 | $117,000 | thousands by filing date | call |
| BANK OF AMERICA CORP | 060505153 | CMN | 224,062 | $117,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 19,000 | $117,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 36,300 | $116,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 8,700 | $116,000 | thousands by filing date | put |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 57,000 | $116,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 93,188 | $116,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,600 | $115,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 19,695 | $115,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 102,678 | $115,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 14,831 | $115,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 127,578 | $115,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 26,694 | $115,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,600 | $114,000 | thousands by filing date | put |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 10,286 | $114,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 8,600 | $114,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 92,000 | $114,000 | thousands by filing date | principal |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,700 | $113,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 49,726 | $113,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 3,400 | $113,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 19,523 | $112,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 60,107 | $112,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,300 | $111,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 12,290 | $111,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,900 | $111,000 | thousands by filing date | put |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 11,600 | $111,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 17,500 | $111,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,633 | $111,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 15,381 | $110,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 48,796 | $110,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 953 | $110,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,000 | $109,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 1,600 | $109,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,030 | $109,000 | thousands by filing date | call |
| VICAL INC | 925602104 | COM | 114,904 | $109,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 55,284 | $109,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,000 | $107,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 27,266 | $107,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 4,800 | $106,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 17,145 | $106,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 13,241 | $106,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 4,400 | $105,000 | thousands by filing date | call |
| VRINGO INC | 92911N104 | COM | 162,196 | $105,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 13,935 | $104,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 14,826 | $104,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,600 | $103,000 | thousands by filing date | put |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 287,205 | $103,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 1,700 | $103,000 | thousands by filing date | call |
| ANN INC | 035623107 | COM | 2,500 | $103,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 44,236 | $103,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 11,817 | $103,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,100 | $102,000 | thousands by filing date | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 11,336 | $102,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 23,162 | $102,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 10,982 | $102,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,058 | $101,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,367 | $101,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 16,026 | $101,000 | thousands by filing date | |
| EMULEX CORP | 292475AF7 | CNV | 100,000 | $101,000 | thousands by filing date | principal |
| DESTINATION XL GROUP INC | 25065K104 | COM | 20,301 | $100,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 18,918 | $100,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 31,208 | $99,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 2,400 | $99,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 4,000 | $97,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 6,400 | $96,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 900 | $96,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 17,282 | $96,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 24,893 | $96,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 10,018 | $96,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 76,362 | $96,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 4,100 | $95,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2,500 | $95,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,683 | $95,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 10,659 | $95,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 11,300 | $95,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 3,400 | $95,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 50,312 | $95,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 26,300 | $95,000 | thousands by filing date | put |
| SPARK NETWORKS INC | 84651P100 | COM | 23,603 | $95,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 30,161 | $95,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,500 | $94,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 800 | $94,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 1,400 | $94,000 | thousands by filing date | call |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 10,798 | $94,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 28,896 | $94,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 2,400 | $93,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 28,000 | $93,000 | thousands by filing date | put |
| EMULEX CORP | 292475209 | COM NEW | 11,700 | $93,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 55,717 | $93,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 18,644 | $93,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 49,037 | $93,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 13,279 | $92,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 18,300 | $92,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 22,322 | $92,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 17,182 | $92,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,600 | $91,000 | thousands by filing date | call |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 11,048 | $91,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 1,400 | $91,000 | thousands by filing date | call |
| ZOGENIX INC | 98978L105 | COM | 66,510 | $91,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 42,244 | $91,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,830 | $90,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 19,075 | $90,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 30,396 | $90,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 13,920 | $90,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,200 | $89,000 | thousands by filing date | put |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 125,379 | $89,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 14,000 | $89,000 | thousands by filing date | put |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 74,555 | $89,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,300 | $89,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 3,490 | $89,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 5,500 | $88,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 19,381 | $88,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 10,299 | $88,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 11,636 | $88,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 12,958 | $88,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 19,400 | $88,000 | thousands by filing date | call |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 103,762 | $88,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 60,743 | $88,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 12,567 | $88,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,700 | $87,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,400 | $87,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,400 | $87,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 5,900 | $87,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,800 | $87,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 14,800 | $87,000 | thousands by filing date | put |
| SUPPORT COM INC | 86858W101 | COM | 55,566 | $87,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 34,180 | $87,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 4,600 | $87,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 1,200 | $86,000 | thousands by filing date | put |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 13,548 | $86,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 10,574 | $86,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,300 | $85,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,323 | $85,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-15-000653 | this filing | 2015-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-16-001544 | added | 2016-03-15 | acceptance time not in the bulk data set |