13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 7,045 holding rows worth $310,940,333,000.
- Accession
- 0000769993-15-000653
- Filer
- CIK 886982
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 10,441 entries on the cover page, a total value of $310,940,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,940,333,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO LTD SHS | G491BT108 | Stock | 8,800 | $349,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 14,604 | $349,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 76,912 | $349,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 86,800 | $348,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 44,804 | $348,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 97,200 | $347,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 86,200 | $346,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 19,800 | $345,000 | thousands by filing date | call |
| Pacific Datavision Inc | 694171307 | COM | 6,900 | $345,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 16,900 | $344,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 31,817 | $344,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 27,300 | $343,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 8,405 | $343,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 13,472 | $343,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,400 | $342,000 | thousands by filing date | call |
| XL GROUP PLC | G98290102 | SHS | 9,300 | $342,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 13,887 | $342,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 6,700 | $341,000 | thousands by filing date | put |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 12,471 | $341,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,900 | $340,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,000 | $340,000 | thousands by filing date | call |
| Dawson Geophysical Co Ne | 239360100 | COM | 79,637 | $340,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 29,860 | $340,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,876 | $339,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 5,900 | $339,000 | thousands by filing date | call |
| TWIN DISC INC | 901476101 | COMMON STOCK | 19,179 | $339,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 31,871 | $339,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 6,200 | $338,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 14,500 | $338,000 | thousands by filing date | call |
| FXCM INC | 302693106 | COM | 158,900 | $338,000 | thousands by filing date | call |
| HANSEN MEDICAL INC | 411307101 | COM | 388,384 | $338,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 7,000 | $338,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 18,000 | $338,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7,100 | $337,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 13,790 | $337,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 14,557 | $337,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 8,600 | $336,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 7,700 | $336,000 | thousands by filing date | put |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,172 | $336,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 76,800 | $336,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 25,818 | $336,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 27,193 | $336,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 10,955 | $335,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 4,000 | $335,000 | thousands by filing date | call |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,349 | $335,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 8,248 | $335,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 332,103 | $335,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 52,751 | $334,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 5,600 | $333,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829102 | COM | 34,877 | $331,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 26,927 | $331,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 31,400 | $331,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 84,000 | $331,000 | thousands by filing date | put |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 14,516 | $330,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 18,857 | $330,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,800 | $329,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 38,028 | $329,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 11,824 | $328,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 13,182 | $328,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 25,400 | $327,000 | thousands by filing date | call |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 18,279 | $327,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 25,898 | $327,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 8,200 | $326,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 29,325 | $326,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 10,269 | $325,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 26,438 | $325,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 7,125 | $324,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 17,318 | $324,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 112,368 | $324,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 40,777 | $323,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 107,900 | $323,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 14,782 | $323,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 9,400 | $323,000 | thousands by filing date | call |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 6,612 | $323,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 8,461 | $323,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 14,700 | $322,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,836 | $322,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 14,206 | $322,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 21,866 | $322,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 23,505 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 6,045 | $321,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 28,628 | $321,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 16,500 | $320,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 40,477 | $320,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 59,371 | $319,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 16,841 | $319,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 169,900 | $318,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 12,900 | $318,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,310,914 | $318,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 28,430 | $318,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,100 | $317,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 29,857 | $317,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 275,000 | $317,000 | thousands by filing date | principal |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 4,300 | $316,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 10,262 | $316,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 20,100 | $315,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 14,127 | $315,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 19,575 | $315,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 128,737 | $315,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 7,900 | $314,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 35,424 | $314,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 175,189 | $314,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 9,462 | $313,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,700 | $313,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 10,000 | $313,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 17,500 | $312,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 60,806 | $312,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 46,283 | $312,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 16,740 | $311,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 45,725 | $311,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 16,564 | $310,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 7,269 | $310,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 10,366 | $309,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,065 | $309,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 17,367 | $309,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 125,549 | $309,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 44,033 | $307,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 15,071 | $307,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,400 | $307,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,300 | $307,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 4,500 | $306,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,927 | $306,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 8,623 | $306,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 3,019 | $306,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 25,699 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 7,335 | $304,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 11,200 | $304,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 12,668 | $304,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 44,243 | $303,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 9,415 | $302,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,500 | $302,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 8,408 | $302,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 19,600 | $302,000 | thousands by filing date | call |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 7,324 | $302,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,249 | $302,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 40,400 | $301,000 | thousands by filing date | call |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 50,000 | $301,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 5,200 | $300,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 39,987 | $300,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 9,204 | $300,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 9,900 | $300,000 | thousands by filing date | call |
| FLEETMATICS GROUP PLC | G35569105 | COM | 6,700 | $300,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 16,726 | $300,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 6,039 | $299,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 7,655 | $299,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 3,400 | $299,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 482,900 | $299,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 11,200 | $298,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 14,900 | $298,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 11,804 | $297,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 17,025 | $297,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 185,000 | $297,000 | thousands by filing date | principal |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 15,021 | $297,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 40,190 | $297,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 6,719 | $296,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,749 | $296,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 113,151 | $296,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 12,000 | $296,000 | thousands by filing date | call |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 40,851 | $296,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 21,165 | $295,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,975 | $295,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,746 | $295,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 28,192 | $295,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 10,369 | $295,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 12,726 | $294,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 19,269 | $294,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 14,957 | $294,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 81,821 | $294,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 35,437 | $294,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 16,052 | $294,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 58,360 | $294,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 11,481 | $294,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 24,677 | $294,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,700 | $293,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 35,749 | $293,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,478 | $293,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,900 | $292,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 6,755 | $292,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 22,363 | $292,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,296 | $292,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 293,000 | $292,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 6,300 | $290,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 9,368 | $290,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 14,500 | $290,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 108,983 | $289,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 9,400 | $287,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 8,100 | $287,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,200 | $287,000 | thousands by filing date | call |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 33,048 | $287,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 21,099 | $287,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 57,091 | $287,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 6,400 | $287,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 3,796 | $287,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 20,500 | $287,000 | thousands by filing date | put |
| ACTUA CORPORATION | 005094107 | COM | 18,551 | $287,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 32,046 | $287,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,500 | $286,000 | thousands by filing date | put |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 18,988 | $286,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6,000 | $286,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 12,763 | $286,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 19,297 | $286,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 28,239 | $285,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 9,885 | $284,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 7,900 | $284,000 | thousands by filing date | put |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 49,696 | $284,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 34,156 | $284,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 32,176 | $283,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 3,600 | $283,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 13,282 | $283,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 7,568 | $282,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 14,851 | $282,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 7,831 | $282,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 62,058 | $282,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 7,455 | $281,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 30,391 | $280,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 84,100 | $280,000 | thousands by filing date | call |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 188,000 | $280,000 | thousands by filing date | principal |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 13,244 | $280,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 4,546 | $279,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,818 | $279,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 7,800 | $279,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 17,239 | $279,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 7,148 | $279,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 24,037 | $279,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,427 | $277,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,592 | $277,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 72,100 | $277,000 | thousands by filing date | call |
| AIRMEDIA GROUP INC | 009411109 | ADR | 140,013 | $277,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,394 | $276,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,400 | $276,000 | thousands by filing date | call |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 32,930 | $276,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 20,448 | $275,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 7,700 | $275,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 14,807 | $274,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 12,450 | $274,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 14,200 | $274,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 10,249 | $273,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 20,749 | $273,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 16,051 | $273,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 53,268 | $272,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 187,837 | $272,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,000 | $271,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,000 | $270,000 | thousands by filing date | put |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 12,860 | $270,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 6,167 | $270,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 49,700 | $269,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,400 | $269,000 | thousands by filing date | put |
| PENNS WOODS BANCORP INC | 708430103 | COM | 5,493 | $269,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,200 | $269,000 | thousands by filing date | put |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 25,209 | $269,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,600 | $268,000 | thousands by filing date | call |
| NEONODE INC | 64051M402 | COM NEW | 84,657 | $268,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 102,906 | $267,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,712 | $267,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 3,400 | $267,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 13,249 | $267,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 3,500 | $267,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 55,314 | $267,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 10,691 | $267,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 20,723 | $266,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,407 | $266,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 475,217 | $266,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 89,400 | $265,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 5,494 | $264,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 39,054 | $264,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 22,273 | $264,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,700 | $263,000 | thousands by filing date | call |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 19,185 | $263,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 3,400 | $262,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 188,183 | $262,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 8,600 | $261,000 | thousands by filing date | put |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 7,196 | $261,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 4,791 | $261,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 81,400 | $260,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 88,044 | $260,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 38,686 | $260,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 13,376 | $260,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 6,825 | $259,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 10,500 | $259,000 | thousands by filing date | put |
| NOVACOPPER INC | 66988K102 | COM | 411,506 | $259,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 12,000 | $258,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 19,295 | $258,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 9,338 | $258,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 6,400 | $258,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 23,559 | $258,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 239,000 | $258,000 | thousands by filing date | principal |
| WP GLIMCHER IN | 92939N102 | COM | 15,500 | $258,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 100,000 | $257,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 5,000 | $257,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 23,600 | $257,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 48,794 | $257,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 46,098 | $257,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 219,000 | $257,000 | thousands by filing date | principal |
| TERADATA CORP DEL | 88076W103 | COM | 5,800 | $256,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21,370 | $256,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,800 | $256,000 | thousands by filing date | put |
| SEARS CDA INC | 81234D109 | COM | 27,822 | $256,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 106,718 | $256,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 5,000 | $255,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 10,500 | $255,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,500 | $255,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 18,700 | $255,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 10,209 | $255,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,800 | $254,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,531 | $254,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 64,361 | $254,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 45,766 | $254,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 6,100 | $254,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 4,700 | $253,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 1,800 | $253,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 20,100 | $253,000 | thousands by filing date | put |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 7,765 | $253,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 40,532 | $253,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 8,894 | $252,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,695 | $251,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 28,400 | $251,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 13,100 | $251,000 | thousands by filing date | put |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 103,877 | $251,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 50,000 | $251,000 | thousands by filing date | put |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 37,016 | $251,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 5,025 | $251,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 13,670 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,265 | $250,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 9,349 | $250,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 249,600 | $250,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 23,789 | $250,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,900 | $249,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 5,795 | $249,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 10,944 | $248,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 14,049 | $248,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 17,828 | $247,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 21,100 | $247,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 94,797 | $246,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,529 | $245,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,798 | $245,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,500 | $244,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 94,100 | $244,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 22,166 | $244,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 7,300 | $244,000 | thousands by filing date | put |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 91,397 | $244,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 7,400 | $243,000 | thousands by filing date | call |
| STONEGATE BANK | 861811107 | COM | 8,046 | $243,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 29,496 | $242,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 21,900 | $242,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 8,600 | $242,000 | thousands by filing date | call |
| FIRST BUSEY CORP | 319383105 | COM | 36,103 | $242,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 47,474 | $241,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 9,300 | $241,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 15,000 | $240,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,372 | $240,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 28,690 | $240,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 24,388 | $240,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 8,117 | $239,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 12,463 | $239,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 17,300 | $239,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 9,194 | $239,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,512 | $238,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,300 | $238,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 17,939 | $238,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 35,000 | $238,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 63,247 | $238,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 9,800 | $237,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,800 | $237,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 5,425 | $237,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 13,900 | $237,000 | thousands by filing date | put |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 77,060 | $237,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 29,900 | $237,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 6,300 | $236,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 8,700 | $236,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 17,012 | $236,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,000 | $236,000 | thousands by filing date | put |
| TARGACEPT INC | 87611R306 | COM | 79,471 | $236,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 123,585 | $236,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 2,164 | $236,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7,700 | $235,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 4,681 | $235,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,919 | $235,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 15,404 | $235,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 24,696 | $235,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 96,697 | $235,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 55,960 | $235,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 25,364 | $234,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $234,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 4,037 | $234,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 58,400 | $234,000 | thousands by filing date | put |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 29,258 | $234,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 8,700 | $232,000 | thousands by filing date | put |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 16,166 | $232,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 108,927 | $232,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 34,200 | $232,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 9,447 | $231,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,567 | $231,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 17,656 | $231,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 5,753 | $230,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 37,148 | $230,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 4,700 | $229,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 28,626 | $229,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 7,500 | $229,000 | thousands by filing date | put |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 10,369 | $229,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 5,746 | $229,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,671 | $228,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 16,425 | $228,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 17,600 | $227,000 | thousands by filing date | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 19,693 | $227,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,350 | $227,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 12,564 | $227,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 17,499 | $227,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 3,800 | $226,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 4,700 | $226,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,300 | $226,000 | thousands by filing date | put |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 12,377 | $226,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 44,262 | $226,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 39,872 | $226,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 272,776 | $226,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 9,246 | $226,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 9,700 | $225,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 750,982 | $225,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 12,884 | $225,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 32,736 | $225,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 8,257 | $225,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 21,384 | $225,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 9,723 | $224,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,110 | $224,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 4,200 | $224,000 | thousands by filing date | call |
| BEBE STORES INC | 075571109 | COM | 61,812 | $224,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 1,924 | $224,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 17,858 | $223,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 11,500 | $223,000 | thousands by filing date | call |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 45,400 | $223,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,773 | $222,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 8,240 | $222,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 17,798 | $222,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 6,300 | $222,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 56,580 | $222,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 6,151 | $222,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 12,500 | $221,000 | thousands by filing date | put |
| EMULEX CORP | 292475209 | COM NEW | 27,700 | $221,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 98,717 | $221,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 28,400 | $221,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 13,860 | $221,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 40,587 | $220,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 44,943 | $220,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 9,300 | $220,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 6,498 | $219,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 14,530 | $219,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 43,762 | $219,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 24,613 | $219,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 17,539 | $218,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 30,944 | $218,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 18,596 | $218,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 11,603 | $218,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 19,675 | $217,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 12,124 | $217,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 117,086 | $217,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 15,887 | $217,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,300 | $216,000 | thousands by filing date | call |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 27,639 | $216,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 5,400 | $216,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 3,700 | $215,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 8,140 | $215,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 10,966 | $215,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 38,096 | $215,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 379,018 | $214,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 180,023 | $214,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 2,700 | $214,000 | thousands by filing date | put |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 6,204 | $214,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 15,182 | $213,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 21,900 | $213,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 3,000 | $213,000 | thousands by filing date | put |
| HOWARD BANCORP INC COM | 442496105 | COM | 15,220 | $213,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 9,811 | $213,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 1,900 | $212,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 17,308 | $212,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 22,375 | $211,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 65,619 | $210,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 207,000 | $210,000 | thousands by filing date | principal |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 180,700 | $210,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 3,900 | $209,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,700 | $209,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,000 | $209,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 7,100 | $209,000 | thousands by filing date | put |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 7,845 | $209,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 32,015 | $209,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,100 | $208,000 | thousands by filing date | put |
| INCONTACT INC | 45336E109 | COM | 19,086 | $208,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 11,298 | $208,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,200 | $207,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,012 | $207,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 5,600 | $207,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 19,700 | $207,000 | thousands by filing date | put |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 18,753 | $207,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 13,755 | $207,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 11,331 | $207,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 9,111 | $207,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 17,047 | $206,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,592 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,498 | $206,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,639 | $206,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 70,820 | $206,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 59,000 | $205,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-15-000653 | this filing | 2015-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-16-001544 | added | 2016-03-15 | acceptance time not in the bulk data set |