13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 6,742 holding rows worth $305,702,423,000.
- Accession
- 0000769993-14-000359
- Filer
- CIK 886982
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 10,066 entries on the cover page, a total value of $305,702,423,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,702,423,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MANNKIND CORP | 56400P201 | COM | 97,700 | $393,000 | thousands by filing date | call |
| ELLIS PERRY INTL INC | 288853104 | COM | 28,640 | $393,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 27,100 | $391,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 189,000 | $391,000 | thousands by filing date | call |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 4,300 | $391,000 | thousands by filing date | put |
| GFI GROUP INC | 361652209 | COM | 109,854 | $390,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 9,856 | $390,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 18,020 | $389,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 29,657 | $389,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 51,995 | $389,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 94,720 | $389,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 35,100 | $389,000 | thousands by filing date | call |
| ISHARES TR | 464288422 | S&P DEV EX-US | 10,676 | $389,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 7,200 | $389,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 16,000 | $388,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 25,122 | $388,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 11,550 | $387,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 12,478 | $387,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 4,700 | $386,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 7,283 | $386,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 55,741 | $386,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 20,254 | $386,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 14,295 | $385,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 11,500 | $385,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 16,000 | $384,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 8,737 | $384,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 4,200 | $384,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 47,744 | $383,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 38,722 | $382,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 16,400 | $382,000 | thousands by filing date | call |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 13,900 | $381,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 4,624 | $380,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 7,840 | $380,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,700 | $380,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 69,358 | $379,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 12,229 | $378,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 27,497 | $378,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 14,442 | $378,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 58,242 | $378,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 30,334 | $377,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 59,815 | $377,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 15,713 | $376,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 3,800 | $376,000 | thousands by filing date | put |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 30,199 | $376,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 58,385 | $375,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 651,971 | $374,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 16,575 | $373,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,500 | $373,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 13,000 | $373,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 52,646 | $372,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 6,582 | $371,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 61,369 | $371,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 5,500 | $370,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,600 | $370,000 | thousands by filing date | put |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 6,297 | $370,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 9,869 | $370,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 28,900 | $370,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 23,635 | $369,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 712,518 | $369,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 36,199 | $369,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 24,700 | $369,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 9,094 | $368,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 19,871 | $368,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 24,344 | $368,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 28,341 | $367,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 19,025 | $367,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 101,800 | $367,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 345,000 | $366,000 | thousands by filing date | principal |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 12,943 | $366,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 68,151 | $365,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 19,377 | $364,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 21,289 | $364,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 24,160 | $364,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 309,000 | $364,000 | thousands by filing date | principal |
| EP ENERGY CORP | 268785102 | CL A | 18,597 | $364,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 7,575 | $363,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 17,098 | $362,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 28,000 | $362,000 | thousands by filing date | call |
| OPENTABLE INC | 68372A104 | COM | 4,700 | $362,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 8,600 | $361,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 5,861 | $361,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 12,709 | $361,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 8,389 | $361,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 13,386 | $360,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 9,900 | $360,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 27,093 | $358,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 10,000 | $358,000 | thousands by filing date | put |
| CYAN INC | 23247W104 | COM | 83,620 | $357,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 15,580 | $356,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 25,400 | $355,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 43,936 | $355,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 291,355 | $355,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 4,800 | $354,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 80,900 | $353,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 24,344 | $353,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 55,000 | $353,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 30,368 | $352,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 57,900 | $352,000 | thousands by filing date | put |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 266,626 | $352,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 13,497 | $351,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 8,827 | $351,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 38,455 | $351,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 6,700 | $350,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 26,637 | $350,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 6,700 | $350,000 | thousands by filing date | call |
| TECO ENERGY INC | 872375100 | COM | 20,400 | $350,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 140,000 | $350,000 | thousands by filing date | call |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 25,699 | $350,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 18,785 | $349,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,616 | $348,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 20,489 | $348,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 31,109 | $347,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 8,900 | $346,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 15,000 | $346,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,500 | $345,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 98,542 | $345,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 97,346 | $345,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 10,400 | $344,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 22,468 | $343,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 13,902 | $343,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 349,000 | $343,000 | thousands by filing date | principal |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 56,863 | $343,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 30,595 | $342,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 11,000 | $342,000 | thousands by filing date | call |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 19,858 | $341,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 7,400 | $340,000 | thousands by filing date | put |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 6,850 | $340,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 64,035 | $340,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 45,217 | $339,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 30,449 | $339,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 86,601 | $339,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 20,665 | $338,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 9,000 | $338,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 47,195 | $338,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 20,600 | $338,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 44,157 | $338,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 24,838 | $338,000 | thousands by filing date | |
| FORCEFIELD ENERGY | 34520U103 | COM | 58,360 | $338,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 11,925 | $337,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 27,699 | $337,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 18,440 | $336,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 7,452 | $336,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 9,301 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 9,736 | $335,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 286,327 | $335,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 18,600 | $335,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 10,800 | $334,000 | thousands by filing date | put |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 3,545 | $334,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 27,362 | $334,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 57,571 | $334,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,400 | $332,000 | thousands by filing date | call |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 52,066 | $332,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 5,400 | $331,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 12,100 | $331,000 | thousands by filing date | put |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 72,847 | $331,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 10,100 | $330,000 | thousands by filing date | call |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 20,215 | $330,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 11,066 | $330,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,300 | $330,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 110,971 | $330,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 14,000 | $329,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 220,384 | $329,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 80,496 | $328,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 232,755 | $328,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 26,927 | $328,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,900 | $327,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 20,877 | $327,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 3,300 | $327,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 14,652 | $326,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 29,479 | $326,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 14,128 | $325,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,600 | $324,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 9,800 | $324,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 43,700 | $324,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 21,600 | $324,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 22,329 | $324,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 16,164 | $324,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 290,000 | $324,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 34,723 | $323,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 29,380 | $323,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 22,351 | $323,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 12,190 | $323,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 5,000 | $322,000 | thousands by filing date | call |
| CAREFUSION CORP | 14170T101 | COM | 8,000 | $322,000 | thousands by filing date | put |
| BLYTH INC | 09643P207 | COM NEW | 30,000 | $322,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 20,200 | $322,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 15,066 | $321,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 76,159 | $321,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 10,442 | $320,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 118,367 | $320,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 25,615 | $320,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 32,604 | $319,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 7,500 | $318,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,511 | $317,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 42,177 | $317,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 20,100 | $317,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 7,307 | $317,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 9,900 | $317,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,800 | $316,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 37,249 | $316,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 145,806 | $316,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 115,723 | $316,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 6,692 | $316,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 103,295 | $315,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,500 | $315,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 3,742 | $315,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 9,519 | $314,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 8,316 | $314,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 5,000 | $313,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 42,799 | $312,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 13,837 | $312,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 30,390 | $311,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 19,920 | $310,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 10,500 | $309,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 150,581 | $309,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 194,058 | $309,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 19,900 | $308,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 11,611 | $307,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,900 | $307,000 | thousands by filing date | call |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 10,543 | $306,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 365,000 | $306,000 | thousands by filing date | principal |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,394 | $305,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 10,100 | $305,000 | thousands by filing date | put |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 4,671 | $305,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 12,807 | $305,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,600 | $304,000 | thousands by filing date | call |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 43,889 | $304,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 21,078 | $303,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 10,802 | $303,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 73,968 | $303,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 8,968 | $302,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 3,337 | $301,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 26,781 | $301,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 14,743 | $301,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 9,312 | $301,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 35,615 | $301,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 22,500 | $301,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 14,487 | $300,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 6,000 | $300,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 139,465 | $300,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 12,700 | $300,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 28,103 | $300,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 15,747 | $300,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 11,900 | $300,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,200 | $299,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 4,561 | $299,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 15,991 | $299,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 8,128 | $298,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 11,051 | $298,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 143,157 | $298,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 19,800 | $297,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 55,438 | $297,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 28,133 | $297,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 3,400 | $296,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,600 | $295,000 | thousands by filing date | call |
| RTI INTL METALS INC | 74973W107 | COM | 10,600 | $294,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 25,773 | $294,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 53,345 | $294,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 26,943 | $293,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 22,800 | $293,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 119,000 | $292,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 12,500 | $291,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 7,000 | $291,000 | thousands by filing date | put |
| XOOM CORP | 98419Q101 | COM | 14,900 | $291,000 | thousands by filing date | call |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 65,726 | $291,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 4,774 | $291,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,800 | $290,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 22,863 | $290,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 13,500 | $290,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 14,816 | $289,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 204,000 | $289,000 | thousands by filing date | principal |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 7,546 | $289,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 31,391 | $288,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 10,200 | $288,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 12,513 | $288,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 25,699 | $288,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 350,000 | $288,000 | thousands by filing date | principal |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 19,402 | $287,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 58,240 | $287,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 3,500 | $287,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 26,585 | $286,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 7,800 | $285,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 32,497 | $284,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 115,837 | $284,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,515 | $283,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 30,953 | $283,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 14,360 | $283,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 2,823 | $283,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 7,975 | $283,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 14,463 | $282,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 6,184 | $282,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 14,239 | $281,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 99,603 | $281,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 17,800 | $281,000 | thousands by filing date | call |
| RELYPSA INC | 759531106 | Common Stock | 9,436 | $281,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 61,748 | $280,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 4,969 | $279,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 26,341 | $279,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 8,310 | $279,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 14,882 | $279,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 8,800 | $278,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 18,600 | $278,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 63,500 | $277,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 67,610 | $277,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 100,322 | $277,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,000 | $276,000 | thousands by filing date | put |
| DENDREON CORP | 24823Q107 | COM | 92,400 | $276,000 | thousands by filing date | call |
| URANIUM RESOURCES INC | 916901606 | COM | 100,000 | $276,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 13,405 | $275,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 208,989 | $274,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 11,200 | $273,000 | thousands by filing date | put |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 21,099 | $272,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,700 | $271,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 8,246 | $270,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 74,600 | $270,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,492 | $270,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 7,194 | $269,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 27,904 | $269,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 5,300 | $269,000 | thousands by filing date | put |
| FBR & CO | 30247C400 | COM NEW | 10,406 | $269,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 15,434 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,421 | $268,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 13,743 | $268,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 34,300 | $267,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 5,800 | $266,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 271,469 | $266,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 95,600 | $266,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 12,500 | $266,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,620 | $264,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 35,116 | $264,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 75,820 | $264,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 9,100 | $263,000 | thousands by filing date | put |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 15,995 | $263,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 26,337 | $263,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 29,280 | $262,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 19,381 | $262,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 13,516 | $262,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 9,748 | $261,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 14,935 | $260,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,745 | $260,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 13,180 | $260,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 20,449 | $260,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,249 | $259,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 35,019 | $259,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 3,945 | $259,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 11,677 | $258,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 24,272 | $258,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 9,575 | $258,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 62,418 | $258,000 | thousands by filing date | put |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 5,113 | $258,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 31,103 | $257,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 33,422 | $257,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 29,584 | $257,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 12,666 | $257,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,700 | $256,000 | thousands by filing date | call |
| FATE THERAPEUTICS INC | 31189P102 | COM | 26,310 | $256,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 9,079 | $256,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 10,605 | $256,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 26,028 | $256,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 84,618 | $256,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,546 | $255,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 45,235 | $255,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 141,015 | $255,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 16,000 | $255,000 | thousands by filing date | put |
| RAND LOGISTICS INC | 752182105 | COM | 37,026 | $255,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 23,500 | $254,000 | thousands by filing date | call |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 13,002 | $254,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 7,500 | $254,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 62,400 | $254,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 12,900 | $254,000 | thousands by filing date | call |
| DYNAMIC MATLS CORP | 267888105 | COM | 13,344 | $254,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 16,572 | $253,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 7,489 | $253,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 5,252 | $253,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 7,474 | $252,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 17,686 | $252,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 10,000 | $252,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 10,700 | $251,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 11,400 | $251,000 | thousands by filing date | put |
| PHARMACYCLICS INC | 716933106 | COM | 2,500 | $251,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 39,200 | $250,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 3,860 | $250,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 14,388 | $250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,991 | $250,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6,400 | $250,000 | thousands by filing date | call |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 9,787 | $250,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 12,700 | $250,000 | thousands by filing date | put |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 126,146 | $250,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 6,300 | $249,000 | thousands by filing date | call |
| WEST MARINE INC | 954235107 | COM | 21,873 | $249,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,444 | $248,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 25,221 | $248,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 14,000 | $248,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 187,466 | $247,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 13,976 | $247,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 13,611 | $247,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 71,296 | $247,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,760 | $246,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,434 | $246,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 24,170 | $246,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 12,252 | $246,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 23,290 | $245,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 3,700 | $245,000 | thousands by filing date | put |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 19,563 | $245,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,600 | $244,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 28,864 | $244,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 6,609 | $244,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 9,600 | $243,000 | thousands by filing date | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,000 | $243,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 50,540 | $243,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 8,474 | $243,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 183,071 | $243,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 4,772 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,059 | $242,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 250,000 | $242,000 | thousands by filing date | principal |
| INSPIREMD INC | 45779A309 | COM | 78,941 | $241,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,972 | $240,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 21,538 | $240,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 66,819 | $240,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 60,100 | $240,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,500 | $239,000 | thousands by filing date | call |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,668 | $239,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 4,326 | $239,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 82,401 | $239,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 148,300 | $239,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 3,500 | $238,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 12,200 | $238,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082108 | CL A | 34,434 | $238,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 12,629 | $238,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,000 | $237,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,394 | $237,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 19,292 | $237,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 47,205 | $237,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 10,628 | $237,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 7,100 | $237,000 | thousands by filing date | call |
| CHINA FD INC | 169373107 | COM | 11,908 | $237,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,900 | $237,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 37,312 | $237,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 44,353 | $236,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 15,874 | $236,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 74,200 | $236,000 | thousands by filing date | call |
| GSI GROUP INC | 36191C205 | COM | 18,094 | $236,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 4,000 | $235,000 | thousands by filing date | call |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 10,659 | $235,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 12,702 | $235,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,190 | $234,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 14,000 | $234,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 16,803 | $234,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 61,041 | $234,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 10,253 | $233,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 19,877 | $233,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 21,100 | $233,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 16,099 | $233,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 10,727 | $233,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 8,687 | $232,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 28,642 | $231,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,000 | $231,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 7,847 | $231,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 23,549 | $231,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 15,300 | $231,000 | thousands by filing date | call |
| NEOSTEM INC | 640650404 | Common equity shares | 32,802 | $231,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 16,100 | $230,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 6,300 | $230,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 30,486 | $230,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,400 | $230,000 | thousands by filing date | put |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 15,834 | $230,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 23,200 | $230,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 3,455 | $229,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 74,501 | $229,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 17,900 | $229,000 | thousands by filing date | call |
| HUB GROUP INC | 443320106 | CL A | 5,695 | $228,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,300 | $228,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 14,992 | $228,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 30,500 | $228,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 33,100 | $227,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 9,264 | $227,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,004 | $227,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 69,065 | $227,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 4,600 | $226,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,173 | $226,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 30,086 | $226,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 14,660 | $226,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,195 | $224,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,601 | $224,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 4,325 | $224,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 1,785 | $224,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 17,499 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 4,601 | $224,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,400 | $223,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 53,781 | $223,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 19,881 | $222,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 11,082 | $222,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 15,993 | $222,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 8,360 | $222,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,040 | $221,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 26,600 | $221,000 | thousands by filing date | call |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 281,924 | $221,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 210,000 | $221,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 060505153 | CMN | 244,734 | $221,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 4,043 | $220,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000359 | this filing | 2014-05-15 | acceptance time not in the bulk data set |