13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 6,742 holding rows worth $305,702,423,000.
- Accession
- 0000769993-14-000359
- Filer
- CIK 886982
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 10,066 entries on the cover page, a total value of $305,702,423,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,702,423,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONNS INC | 208242107 | COM | 5,658 | $220,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,500 | $220,000 | thousands by filing date | call |
| MITEL NETWORKS CORP | 60671Q104 | COM | 20,816 | $220,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 8,000 | $219,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 120,126 | $219,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,900 | $219,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,969 | $219,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,100 | $219,000 | thousands by filing date | call |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 10,210 | $219,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 9,500 | $218,000 | thousands by filing date | put |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 289,037 | $218,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 800 | $218,000 | thousands by filing date | put |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 41,774 | $218,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 4,636 | $218,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 9,891 | $217,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,299 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,474 | $217,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 17,139 | $217,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 6,463 | $215,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 16,289 | $215,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 100,214 | $215,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 12,397 | $215,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,800 | $214,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 5,870 | $214,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 22,641 | $214,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,000 | $214,000 | thousands by filing date | call |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,846 | $214,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 13,064 | $214,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 874 | $214,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 7,886 | $214,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 32,401 | $214,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 37,785 | $213,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 12,150 | $213,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 30,552 | $213,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,100 | $213,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 24,399 | $212,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 23,173 | $212,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 46,942 | $212,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 15,158 | $212,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,551 | $210,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,259 | $210,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 207,622 | $210,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 28,088 | $210,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 47,716 | $210,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 20,290 | $210,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 279,600 | $210,000 | thousands by filing date | put |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 49,528 | $210,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 20,684 | $210,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 4,600 | $210,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 5,609 | $209,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,745 | $209,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 60,347 | $209,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 12,547 | $209,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,549 | $208,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 32,500 | $208,000 | thousands by filing date | put |
| MAGNETEK INC | 559424403 | COMMON STOCK | 10,958 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 4,021 | $207,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 12,853 | $207,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 21,900 | $207,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,364 | $206,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 7,500 | $205,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 11,527 | $205,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 39,967 | $205,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 8,294 | $204,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 7,800 | $204,000 | thousands by filing date | put |
| AMSURG CORP | 03232P405 | COM | 4,326 | $204,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 6,500 | $204,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 19,700 | $204,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 5,675 | $203,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,845 | $203,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 11,033 | $203,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 22,232 | $203,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,600 | $202,000 | thousands by filing date | put |
| Cynosure, Inc. | 232577205 | COM | 6,907 | $202,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 11,537 | $202,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 11,244 | $202,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,500 | $201,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 25,862 | $201,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 15,759 | $201,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 10,546 | $201,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 5,800 | $201,000 | thousands by filing date | call |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 38,996 | $201,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 26,511 | $201,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,759 | $200,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 16,772 | $200,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 162,000 | $200,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 20,860 | $199,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 31,688 | $199,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 10,878 | $199,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 12,564 | $199,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 17,433 | $199,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 16,100 | $198,000 | thousands by filing date | call |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 12,100 | $198,000 | thousands by filing date | put |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 120,000 | $197,000 | thousands by filing date | principal |
| FLEETMATICS GROUP PLC | G35569105 | COM | 5,900 | $197,000 | thousands by filing date | put |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 14,692 | $197,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 6,000 | $196,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 18,883 | $196,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 10,400 | $196,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 18,900 | $196,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 3,000 | $195,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,000 | $195,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 15,222 | $194,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 10,993 | $194,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 13,480 | $194,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 24,014 | $193,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,700 | $192,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 5,000 | $192,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 10,711 | $192,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 14,659 | $192,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 10,600 | $191,000 | thousands by filing date | put |
| OMNICARE INC | 681904108 | COM | 3,200 | $191,000 | thousands by filing date | put |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 10,200 | $191,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,600 | $190,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 13,064 | $190,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 12,600 | $190,000 | thousands by filing date | put |
| CINEDIGM CORP COM | 172406100 | COM | 74,187 | $190,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 90,244 | $189,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 17,497 | $189,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 60,989 | $189,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 6,400 | $188,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 97,268 | $188,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 60,575 | $188,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 12,472 | $188,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,900 | $187,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 17,982 | $187,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 109,526 | $187,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 27,522 | $187,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 33,621 | $187,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 12,602 | $186,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 14,600 | $186,000 | thousands by filing date | call |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 131,892 | $186,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 10,107 | $186,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 70,345 | $186,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 28,266 | $184,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,300 | $184,000 | thousands by filing date | put |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 6,000 | $184,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,871 | $183,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 11,825 | $183,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 3,600 | $183,000 | thousands by filing date | call |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 148,423 | $183,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 37,228 | $183,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,200 | $182,000 | thousands by filing date | put |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 10,148 | $182,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 15,034 | $181,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 5,600 | $181,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 25,946 | $181,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 100,000 | $181,000 | thousands by filing date | principal |
| INNODATA INC | 457642205 | COM NEW | 61,699 | $180,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 117,000 | $180,000 | thousands by filing date | principal |
| MITCHAM INDS INC COM | 606501104 | COM | 12,891 | $180,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 20,227 | $180,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 21,457 | $180,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,700 | $179,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 14,139 | $178,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 51,400 | $178,000 | thousands by filing date | put |
| CENVEO INC | 15670S105 | COM | 58,608 | $178,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 3,200 | $177,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 22,425 | $176,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 9,200 | $175,000 | thousands by filing date | put |
| SESEN BIO, INC. | 286221106 | COM | 10,785 | $175,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 20,155 | $174,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 15,886 | $174,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 5,200 | $174,000 | thousands by filing date | put |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 13,807 | $174,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 14,000 | $173,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,500 | $173,000 | thousands by filing date | call |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 13,822 | $173,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 53,104 | $173,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 15,965 | $172,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 203,189 | $171,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 17,660 | $171,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 6,400 | $171,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 12,995 | $171,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 18,529 | $171,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 54,211 | $171,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 30,742 | $170,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 12,918 | $170,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 4,700 | $170,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 12,156 | $170,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 45,086 | $170,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 32,636 | $169,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 41,598 | $169,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 4,100 | $168,000 | thousands by filing date | call |
| DOT HILL SYS CORP | 25848T109 | COM | 43,494 | $168,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 8,700 | $168,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 10,376 | $167,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 135,000 | $167,000 | thousands by filing date | principal |
| FLEETMATICS GROUP PLC | G35569105 | COM | 4,984 | $167,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 3,900 | $167,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 11,715 | $166,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 4,954 | $166,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 14,413 | $166,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 4,773 | $166,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 198,490 | $166,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 32,795 | $165,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 21,846 | $165,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 30,662 | $164,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 25,600 | $164,000 | thousands by filing date | call |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 149,000 | $164,000 | thousands by filing date | principal |
| JAMES RIVER COAL CO | 470355207 | COM | 219,056 | $164,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,600 | $163,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,665 | $163,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 19,976 | $163,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 8,300 | $162,000 | thousands by filing date | call |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 10,289 | $162,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 39,282 | $162,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 26,300 | $160,000 | thousands by filing date | call |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 15,217 | $160,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,800 | $159,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 12,103 | $159,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,900 | $158,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,201 | $158,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 15,615 | $158,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 28,099 | $158,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 19,640 | $158,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 10,992 | $157,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 36,314 | $157,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 12,000 | $157,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 25,541 | $157,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 2,400 | $157,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,100 | $155,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 19,522 | $155,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 3,100 | $154,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,291 | $154,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,200 | $154,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 32,447 | $154,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,347 | $153,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,502 | $153,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 8,900 | $153,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 4,400 | $153,000 | thousands by filing date | call |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 176,044 | $153,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 2,900 | $152,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 4,400 | $152,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 3,700 | $150,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 32,788 | $150,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 27,200 | $150,000 | thousands by filing date | put |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 10,904 | $150,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 15,983 | $150,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 28,837 | $149,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 18,464 | $149,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 17,750 | $149,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 7,400 | $149,000 | thousands by filing date | call |
| CHEROKEE INC | 16444H102 | COM | 10,704 | $149,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 4,600 | $148,000 | thousands by filing date | call |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 3,223 | $148,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 9,000 | $148,000 | thousands by filing date | put |
| BODY CENTRAL CORP | 09689U102 | COM | 138,148 | $148,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 7,600 | $148,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 12,132 | $146,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 27,943 | $146,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 22,196 | $145,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 16,000 | $145,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 12,295 | $144,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 3,500 | $144,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 77,684 | $144,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,451 | $143,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 13,501 | $143,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 4,000 | $143,000 | thousands by filing date | call |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 10,665 | $143,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 12,729 | $143,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,200 | $142,000 | thousands by filing date | put |
| XYRATEX LTD | G98268108 | COM | 10,734 | $142,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 33,708 | $142,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 21,310 | $142,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 21,057 | $142,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 57,000 | $142,000 | thousands by filing date | principal |
| EXELIS INC | 30162A108 | COM | 7,400 | $141,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 5,000 | $141,000 | thousands by filing date | put |
| NANOSPHERE INC | 63009F105 | COM | 65,484 | $141,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 4,900 | $140,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 8,300 | $140,000 | thousands by filing date | put |
| MATTERSIGHT CORP | 577097108 | COM | 20,165 | $140,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,100 | $139,000 | thousands by filing date | put |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 15,295 | $138,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 29,956 | $138,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 2,500 | $138,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,100 | $137,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 10,622 | $137,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 89,086 | $136,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 2,700 | $136,000 | thousands by filing date | put |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 35,805 | $135,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 27,683 | $135,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 105,868 | $135,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,197 | $134,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 19,541 | $134,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 178,341 | $134,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,764 | $133,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 96,432 | $133,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 17,432 | $132,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,219 | $132,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 23,700 | $132,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 12,739 | $132,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 11,094 | $132,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,700 | $131,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,100 | $131,000 | thousands by filing date | call |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 17,438 | $131,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,200 | $130,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 11,923 | $130,000 | thousands by filing date | |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 25,000 | $130,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 28,439 | $130,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 50,182 | $129,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 48,000 | $128,000 | thousands by filing date | principal |
| REMARK MEDIA INC | 75954W107 | COM | 23,225 | $128,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 106,800 | $127,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 15,000 | $127,000 | thousands by filing date | call |
| DIGITAL RIV INC | 25388B104 | COM | 7,300 | $127,000 | thousands by filing date | call |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 45,271 | $127,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 15,967 | $126,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 11,495 | $126,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 7,700 | $126,000 | thousands by filing date | call |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 34,697 | $126,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 18,200 | $125,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,600 | $125,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 17,910 | $125,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 34,026 | $125,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 5,300 | $125,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 71,820 | $124,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 24,597 | $124,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 17,530 | $124,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 14,315 | $124,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 7,932 | $123,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 16,533 | $123,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 110,000 | $123,000 | thousands by filing date | principal |
| YONGYE INTL INC | 98607B106 | COM | 18,116 | $123,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 43,062 | $122,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 27,717 | $121,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 15,069 | $121,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 75,300 | $121,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 58,500 | $121,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,200 | $121,000 | thousands by filing date | call |
| SKULLCANDY INC | 83083J104 | COM | 13,133 | $121,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,000 | $120,000 | thousands by filing date | call |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 75,752 | $120,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 2,800 | $120,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 16,100 | $120,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 2,100 | $119,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 3,795 | $119,000 | thousands by filing date | call |
| VERSAR INC | 925297103 | COM | 29,826 | $119,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 4,100 | $118,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 6,600 | $118,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,006 | $118,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 3,000 | $118,000 | thousands by filing date | put |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 10,034 | $118,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 3,700 | $117,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 3,900 | $117,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,500 | $117,000 | thousands by filing date | put |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 17,000 | $117,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 2,400 | $117,000 | thousands by filing date | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,649 | $116,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 10,760 | $116,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 12,515 | $116,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 3,600 | $116,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 11,828 | $116,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 6,800 | $115,000 | thousands by filing date | put |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 65,300 | $115,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 3,100 | $113,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 3,500 | $113,000 | thousands by filing date | put |
| EMULEX CORP | 292475209 | COM NEW | 15,300 | $113,000 | thousands by filing date | call |
| DORAL FINL CORP COM | 25811P852 | COM | 13,070 | $113,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 54,780 | $112,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,419 | $112,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 58,794 | $112,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 12,119 | $111,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 12,362 | $111,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 10,068 | $111,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 9,166 | $110,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 64,477 | $110,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 400 | $109,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 5,400 | $109,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E103 | COM | 26,900 | $109,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 36,215 | $109,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,600 | $108,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 106,000 | $108,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 15,286 | $108,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,200 | $107,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 18,413 | $107,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 22,310 | $106,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,600 | $105,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 9,600 | $104,000 | thousands by filing date | put |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 9,700 | $104,000 | thousands by filing date | call |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 10,510 | $104,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 20,456 | $104,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 14,300 | $103,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 3,700 | $103,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 11,474 | $103,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 32,100 | $103,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 2,200 | $102,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,100 | $102,000 | thousands by filing date | put |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 22,279 | $101,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,600 | $100,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 32,700 | $100,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 1,400 | $100,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 14,123 | $100,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 70,000 | $100,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 10,849 | $99,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 12,300 | $99,000 | thousands by filing date | call |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 12,648 | $99,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,100 | $98,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 10,335 | $98,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 90,760 | $98,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 13,131 | $98,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 7,100 | $97,000 | thousands by filing date | call |
| ELBIT IMAGING LTD | M37605108 | ORD SHS | 423,828 | $97,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 64,868 | $96,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 4,000 | $96,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 21,038 | $96,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 12,585 | $96,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 12,086 | $95,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 7,800 | $94,000 | thousands by filing date | call |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 24,158 | $94,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 2,100 | $93,000 | thousands by filing date | put |
| FUEL TECH INC | 359523107 | COM | 18,658 | $93,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,200 | $93,000 | thousands by filing date | put |
| VICAL INC | 925602104 | COM | 72,016 | $93,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 16,413 | $93,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 11,100 | $93,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 900 | $92,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,800 | $92,000 | thousands by filing date | put |
| BEAM INC | 073730103 | COMMON STOCK | 1,100 | $92,000 | thousands by filing date | put |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 13,581 | $92,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 44,048 | $91,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,400 | $90,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 4,500 | $89,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,700 | $89,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 9,800 | $89,000 | thousands by filing date | put |
| SUPPORT COM INC | 86858W101 | COM | 34,884 | $89,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 56,000 | $89,000 | thousands by filing date | principal |
| LINDSAY CORPORATION | 535555106 | COM | 1,000 | $88,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 11,165 | $88,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 13,600 | $87,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 7,100 | $87,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 11,597 | $87,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 11,610 | $87,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 15,975 | $87,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 11,038 | $87,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 81,000 | $86,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760C107 | COM | 2,800 | $85,000 | thousands by filing date | put |
| ZULILY INC | 989774104 | CL A | 1,700 | $85,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 3,200 | $84,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 6,100 | $84,000 | thousands by filing date | put |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 26,496 | $84,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 12,668 | $84,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 28,421 | $84,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 11,588 | $83,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,900 | $83,000 | thousands by filing date | call |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 30,000 | $83,000 | thousands by filing date | principal |
| DEPOMED INC | 249908104 | COM | 5,700 | $83,000 | thousands by filing date | put |
| VRINGO INC | 92911N104 | COM | 23,900 | $83,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 9,500 | $82,000 | thousands by filing date | call |
| INTERSECTIONS INC | 460981301 | COM | 13,899 | $82,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 11,737 | $81,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 25,500 | $81,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 81,855 | $81,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 14,693 | $81,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,400 | $80,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,000 | $80,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 5,800 | $80,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 10,500 | $80,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 7,400 | $80,000 | thousands by filing date | put |
| ANADIGICS INC | 032515108 | COM | 47,106 | $80,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 12,599 | $80,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 21,071 | $80,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 5,144 | $79,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 66,400 | $79,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 10,275 | $79,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 1,600 | $79,000 | thousands by filing date | call |
| MERGE HEALTHCARE INC | 589499102 | COM | 32,574 | $79,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 15,669 | $79,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,000 | $78,000 | thousands by filing date | put |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 92,000 | $78,000 | thousands by filing date | principal |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,300 | $77,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 7,000 | $77,000 | thousands by filing date | put |
| LILIS ENERGY INC | 532403102 | Cmn | 22,843 | $77,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 5,500 | $76,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 5,800 | $76,000 | thousands by filing date | call |
| TEARLAB CORP | 878193101 | COM | 11,280 | $76,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 6,493 | $76,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 26,598 | $76,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 77,000 | $76,000 | thousands by filing date | principal |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 305,900 | $76,000 | thousands by filing date | put |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 2,600 | $75,000 | thousands by filing date | put |
| MILLER ENERGY RES INC | 600527105 | COM | 12,720 | $75,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 10,558 | $75,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 22,964 | $74,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 19,800 | $73,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,500 | $72,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 2,400 | $72,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 800 | $72,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 10,177 | $72,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 48,155 | $72,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 28,000 | $72,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,200 | $71,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,568 | $70,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 41,697 | $70,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 47,000 | $70,000 | thousands by filing date | principal |
| CST BRANDS INC | 12646R105 | COM | 2,222 | $69,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 2,300 | $69,000 | thousands by filing date | put |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 276,001 | $69,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 40,063 | $68,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000359 | this filing | 2014-05-15 | acceptance time not in the bulk data set |