13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 6,742 holding rows worth $305,702,423,000.
- Accession
- 0000769993-14-000359
- Filer
- CIK 886982
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 10,066 entries on the cover page, a total value of $305,702,423,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,702,423,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INGLES MKTS INC CL A | 457030104 | Stock | 49,666 | $1,184,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 11,139 | $1,184,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 132,400 | $1,184,000 | thousands by filing date | call |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 182,322 | $1,184,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 49,174 | $1,182,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 151,000 | $1,181,000 | thousands by filing date | put |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 49,869 | $1,179,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y272 | DL FTSE BEA 3X | 31,885 | $1,179,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 149,746 | $1,174,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 39,004 | $1,174,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 291,738 | $1,173,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 132,441 | $1,173,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 35,400 | $1,172,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 41,911 | $1,171,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 10,366 | $1,171,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 100,300 | $1,168,000 | thousands by filing date | put |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 66,244 | $1,167,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 38,505 | $1,167,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 29,600 | $1,163,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 74,000 | $1,162,000 | thousands by filing date | call |
| URS CORP NEW | 903236107 | COM | 24,700 | $1,162,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 53,959 | $1,161,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 44,432 | $1,161,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 19,400 | $1,161,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 142,513 | $1,161,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 9,000 | $1,159,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 28,567 | $1,158,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 19,100 | $1,157,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 58,500 | $1,157,000 | thousands by filing date | put |
| ENSIGN GROUP INC | 29358P101 | COM | 26,481 | $1,156,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 52,985 | $1,156,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 405,139 | $1,155,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 325,000 | $1,151,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 9,100 | $1,151,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 29,400 | $1,150,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 48,300 | $1,150,000 | thousands by filing date | call |
| RIGNET INC | 766582100 | COM | 21,337 | $1,149,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 13,385 | $1,148,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 51,025 | $1,148,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 11,800 | $1,147,000 | thousands by filing date | call |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 651,200 | $1,146,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 62,736 | $1,144,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 76,395 | $1,140,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 59,992 | $1,139,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 29,100 | $1,139,000 | thousands by filing date | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 16,400 | $1,138,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905106 | COM | 24,747 | $1,138,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 70,800 | $1,138,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 50,000 | $1,138,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 13,331 | $1,135,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 307,700 | $1,135,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 50,400 | $1,134,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 25,900 | $1,133,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 40,060 | $1,133,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 38,744 | $1,132,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 33,392 | $1,131,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 17,400 | $1,130,000 | thousands by filing date | put |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 99,073 | $1,130,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 54,000 | $1,129,000 | thousands by filing date | put |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 24,700 | $1,127,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 11,600 | $1,125,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 11,400 | $1,124,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 56,100 | $1,123,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 24,824 | $1,123,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 51,020 | $1,123,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 125,500 | $1,122,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 235,500 | $1,121,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 163,310 | $1,119,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 23,000 | $1,118,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 1,116,000 | $1,117,000 | thousands by filing date | principal |
| WARREN RESOURCES INC | 93564A100 | COM | 232,805 | $1,117,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 8,200 | $1,111,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 19,000 | $1,110,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 101,449 | $1,109,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 30,900 | $1,107,000 | thousands by filing date | call |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 579,300 | $1,106,000 | thousands by filing date | put |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 12,700 | $1,105,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 25,200 | $1,104,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 8,400 | $1,103,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 25,882 | $1,100,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 25,000 | $1,100,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 19,706 | $1,099,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 45,847 | $1,099,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 33,405 | $1,097,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 32,400 | $1,097,000 | thousands by filing date | call |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 32,427 | $1,097,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 41,037 | $1,097,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,000,000 | $1,096,000 | thousands by filing date | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 69,700 | $1,094,000 | thousands by filing date | put |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 52,887 | $1,093,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 19,400 | $1,091,000 | thousands by filing date | call |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 58,763 | $1,091,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 39,143 | $1,091,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 33,600 | $1,089,000 | thousands by filing date | put |
| ALIMERA SCIENCES INC | 016259103 | COM | 138,002 | $1,089,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,684 | $1,087,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 22,000 | $1,085,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 105,600 | $1,085,000 | thousands by filing date | put |
| CIBER INC | 17163B102 | COM | 236,771 | $1,084,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 107,468 | $1,083,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 23,125 | $1,083,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 523,125 | $1,083,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 207,715 | $1,082,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 11,800 | $1,081,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 33,858 | $1,081,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 33,975 | $1,080,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 16,703 | $1,079,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 41,513 | $1,079,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 146,433 | $1,078,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 33,313 | $1,077,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 61,000 | $1,075,000 | thousands by filing date | call |
| HARBINGER GROUP INC | 41146A106 | COM | 87,936 | $1,075,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 18,079 | $1,074,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 22,586 | $1,074,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 41,100 | $1,074,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 72,200 | $1,069,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 53,300 | $1,068,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 72,933 | $1,066,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 13,000 | $1,063,000 | thousands by filing date | put |
| ASSOCIATED BANC CORP | 045487113 | WTS | 454,306 | $1,063,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 29,628 | $1,062,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 45,144 | $1,061,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 41,100 | $1,060,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 28,496 | $1,057,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 32,600 | $1,057,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 31,995 | $1,056,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 262,641 | $1,056,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 37,500 | $1,056,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 14,907 | $1,054,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 79,640 | $1,054,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 17,842 | $1,053,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 13,286 | $1,050,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 83,469 | $1,049,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 52,667 | $1,049,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 32,037 | $1,049,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 62,100 | $1,048,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 52,900 | $1,046,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 26,600 | $1,045,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 39,174 | $1,045,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 44,100 | $1,044,000 | thousands by filing date | call |
| TETRA TECH INC NEW | 88162G103 | COM | 35,221 | $1,042,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 29,114 | $1,040,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 8,900 | $1,037,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 181,700 | $1,037,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 22,700 | $1,036,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 92,476 | $1,036,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 24,239 | $1,035,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 146,059 | $1,034,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 86,340 | $1,034,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 6,300 | $1,034,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 101,376 | $1,031,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 53,200 | $1,029,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 1,000,000 | $1,029,000 | thousands by filing date | principal |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 112,538 | $1,027,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 39,360 | $1,025,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 15,440 | $1,025,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 57,800 | $1,023,000 | thousands by filing date | put |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 985,000 | $1,021,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 28,500 | $1,021,000 | thousands by filing date | put |
| GAZIT GLOBE LTD | M4793C102 | SHS | 78,298 | $1,020,000 | thousands by filing date | |
| ISHARES TR | 464289586 | CMN | 15,411 | $1,020,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 16,029 | $1,016,000 | thousands by filing date | |
| RF MICRO DEVICES INC | 749941AJ9 | NOTE | 1,000,000 | $1,016,000 | thousands by filing date | principal |
| LYDALL INC | 550819106 | COMMON STOCK | 44,334 | $1,014,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 64,259 | $1,013,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 50,413 | $1,009,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 33,835 | $1,008,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 31,800 | $1,007,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 18,692 | $1,006,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 38,063 | $1,003,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 92,809 | $1,002,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 13,700 | $1,002,000 | thousands by filing date | put |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 70,102 | $1,000,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 198,328 | $1,000,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 40,400 | $996,000 | thousands by filing date | put |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 295,636 | $996,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 77,300 | $995,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 31,560 | $994,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 28,249 | $993,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 33,654 | $990,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 81,291 | $990,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 22,000 | $988,000 | thousands by filing date | call |
| ANN INC | 035623107 | COM | 23,800 | $987,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 75,800 | $984,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 39,113 | $984,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 83,717 | $982,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 34,660 | $981,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 37,000 | $981,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 16,800 | $981,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 265,700 | $980,000 | thousands by filing date | put |
| SUN HYDRAULICS CORP | 866942105 | COM | 22,614 | $979,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 31,730 | $977,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 69,473 | $977,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 83,516 | $977,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 14,000 | $976,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 32,600 | $976,000 | thousands by filing date | call |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 352,000 | $976,000 | thousands by filing date | principal |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 159,590 | $975,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 511,673 | $972,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 67,390 | $970,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 250,000 | $970,000 | thousands by filing date | put |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 127,782 | $969,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 8,500 | $966,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 33,182 | $965,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 29,900 | $964,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 37,552 | $964,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 36,968 | $963,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 31,958 | $963,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 29,567 | $960,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 875,000 | $959,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 19,243 | $958,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 93,300 | $958,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 15,800 | $957,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 42,931 | $955,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 10,500 | $955,000 | thousands by filing date | put |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 43,761 | $954,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 30,000 | $954,000 | thousands by filing date | call |
| CYBERONICS | 23251P102 | COMMON STOCK | 14,600 | $953,000 | thousands by filing date | call |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 27,200 | $952,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 73,286 | $951,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 232,103 | $951,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 693,000 | $949,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,000,000 | $949,000 | thousands by filing date | principal |
| OFG BANCORP | 67103X102 | COM | 55,142 | $948,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 15,433 | $947,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 338,300 | $947,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 19,000 | $946,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 16,000 | $944,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 8,700 | $943,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603106 | COM | 43,126 | $941,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 34,811 | $940,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 83,247 | $940,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 216,200 | $940,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 76,186 | $939,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 34,278 | $939,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 31,423 | $938,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 53,336 | $938,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 13,500 | $937,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 68,236 | $937,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 8,500 | $936,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 6,300 | $935,000 | thousands by filing date | call |
| EMERALD OIL INC | 29101U209 | COM NEW | 139,032 | $934,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 16,600 | $933,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 36,502 | $933,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 62,246 | $932,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 15,230 | $928,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 30,000 | $928,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 11,000 | $927,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 66,246 | $925,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 46,025 | $924,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 112,687 | $923,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 25,700 | $923,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 16,100 | $922,000 | thousands by filing date | put |
| INFORMATICA CORP | 45666Q102 | COM | 24,400 | $922,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 72,766 | $919,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 126,766 | $919,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 9,600 | $918,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 51,871 | $918,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 46,945 | $917,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,600 | $916,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 89,556 | $915,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 21,800 | $915,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 28,921 | $914,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 312,091 | $911,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 33,604 | $911,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 56,600 | $910,000 | thousands by filing date | put |
| NORTHEAST UTILS | 664397106 | COM | 20,000 | $910,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 428,203 | $908,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 9,200 | $907,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 66,619 | $907,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 24,592 | $907,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 28,828 | $906,000 | thousands by filing date | call |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 14,834 | $906,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 56,865 | $905,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 14,309 | $904,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 68,564 | $904,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 59,179 | $903,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 67,145 | $903,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 54,007 | $900,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 11,300 | $900,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 50,970 | $900,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 70,879 | $899,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 20,760 | $899,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 6,502 | $898,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 32,300 | $897,000 | thousands by filing date | put |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 30,870 | $896,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 26,408 | $895,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 782,000 | $894,000 | thousands by filing date | principal |
| O-I GLASS, INC. | 690768403 | COM | 26,400 | $893,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 34,501 | $892,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 24,600 | $892,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 56,300 | $891,000 | thousands by filing date | put |
| ROUNDY'S INC | 779268101 | COM | 129,513 | $891,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 91,751 | $890,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 19,249 | $890,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 23,500 | $890,000 | thousands by filing date | call |
| GENCORP INC | 368682100 | COM | 48,664 | $889,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 8,934 | $888,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 36,546 | $888,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 18,500 | $884,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 52,857 | $883,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 98,347 | $883,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 37,075 | $882,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 220,500 | $882,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 20,400 | $881,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 11,277 | $880,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 70,211 | $877,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 649,463 | $877,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 15,716 | $876,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 59,502 | $875,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 66,076 | $875,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 51,235 | $873,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 13,594 | $872,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 9,100 | $871,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 11,126 | $870,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 94,000 | $869,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 16,665 | $869,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 29,364 | $868,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 200,000 | $866,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 5,700 | $865,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 34,489 | $864,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 44,671 | $863,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 31,974 | $863,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 20,709 | $862,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 7,592 | $861,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 30,500 | $859,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 89,000 | $858,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 13,400 | $857,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 45,394 | $857,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 220,895 | $857,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 133,668 | $854,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 47,025 | $854,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 9,496 | $854,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 24,350 | $851,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 19,000 | $850,000 | thousands by filing date | put |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 70,300 | $850,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 91,400 | $849,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 51,700 | $848,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 64,100 | $848,000 | thousands by filing date | put |
| EXFO INC | 302046107 | SUB VTG SHS | 171,443 | $847,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 20,998 | $846,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 28,220 | $846,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 22,900 | $846,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 13,300 | $845,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 26,912 | $844,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 60,725 | $843,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 28,218 | $843,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 38,200 | $842,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 58,800 | $841,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 127,381 | $841,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 53,765 | $841,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 24,900 | $839,000 | thousands by filing date | call |
| RUCKUS WIRELESS INC | 781220108 | COM | 69,000 | $839,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 475,958 | $838,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 176,286 | $837,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 70,170 | $835,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 14,946 | $831,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 36,031 | $831,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 69,668 | $831,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 84,300 | $830,000 | thousands by filing date | call |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 31,681 | $830,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 13,523 | $829,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 20,000 | $826,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 142,952 | $825,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 47,624 | $822,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 421,845 | $822,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 12,225 | $817,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 18,275 | $816,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 33,080 | $816,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 92,335 | $816,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 22,600 | $814,000 | thousands by filing date | call |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 45,252 | $814,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 17,800 | $812,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 14,300 | $811,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 31,227 | $811,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 13,000 | $810,000 | thousands by filing date | call |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 11,158 | $810,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 8,303 | $808,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 43,500 | $806,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 25,400 | $805,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 11,600 | $804,000 | thousands by filing date | put |
| CITY NATL CORP | 178566105 | COM | 10,200 | $803,000 | thousands by filing date | call |
| WATERS CORP COM | 941848103 | Stock | 7,400 | $802,000 | thousands by filing date | put |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 28,611 | $801,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 8,300 | $799,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 11,100 | $798,000 | thousands by filing date | call |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 750,000 | $798,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 59,622 | $797,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 79,900 | $797,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 41,605 | $793,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 55,655 | $793,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 26,414 | $792,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 40,009 | $791,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 36,400 | $789,000 | thousands by filing date | put |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 35,718 | $789,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 34,738 | $788,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 17,100 | $786,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 20,640 | $786,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 27,410 | $786,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 55,000 | $785,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 64,985 | $784,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 8,738 | $783,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 49,100 | $780,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 30,000 | $780,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 17,600 | $779,000 | thousands by filing date | put |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 97,254 | $778,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 39,618 | $777,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 28,155 | $775,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 17,500 | $774,000 | thousands by filing date | call |
| Vistaprint NV Cimpress | N93540107 | CMPR | 15,700 | $773,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 21,600 | $773,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 51,637 | $773,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 439,088 | $773,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 36,091 | $772,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 19,543 | $772,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 6,300 | $770,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 38,400 | $769,000 | thousands by filing date | put |
| Chubb Corporation | 171232101 | Equity | 8,600 | $768,000 | thousands by filing date | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 95,487 | $768,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 25,557 | $767,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 7,900 | $766,000 | thousands by filing date | put |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 53,218 | $766,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 27,818 | $763,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 57,010 | $763,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 20,940 | $761,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 65,795 | $761,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 22,762 | $758,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 47,300 | $758,000 | thousands by filing date | call |
| MOVE INC | 62458M207 | COM NEW | 65,469 | $757,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 66,468 | $754,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 78,518 | $754,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 122,203 | $753,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,918 | $753,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 22,818 | $751,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 23,900 | $751,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 11,700 | $748,000 | thousands by filing date | put |
| STERLING BANCORP DEL | 85917A100 | COM | 59,028 | $747,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 70,400 | $747,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 51,082 | $746,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 700,000 | $743,000 | thousands by filing date | principal |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 10,500 | $742,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 19,367 | $742,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 37,000 | $741,000 | thousands by filing date | call |
| Chubb Corporation | 171232101 | Equity | 8,300 | $741,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 23,700 | $741,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 14,353 | $740,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 20,000 | $739,000 | thousands by filing date | put |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 37,410 | $738,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 21,101 | $736,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 10,507 | $735,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 109,722 | $735,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 203,586 | $735,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 14,480 | $734,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 58,534 | $732,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 20,000 | $731,000 | thousands by filing date | put |
| OMNICARE | 68214L201 | PFD | 10,000 | $730,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,101 | $725,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 25,500 | $725,000 | thousands by filing date | call |
| QUALITY DISTR INC FLA | 74756M102 | COM | 55,815 | $725,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 27,132 | $721,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 14,628 | $720,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 42,700 | $720,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 21,377 | $720,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 57,520 | $719,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 136,159 | $718,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 57,190 | $712,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 150,399 | $711,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 124,611 | $710,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 49,150 | $710,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 37,832 | $710,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 71,047 | $709,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 16,031 | $709,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 25,102 | $707,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 25,261 | $707,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 10,000 | $706,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 9,800 | $705,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 27,206 | $705,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 28,098 | $705,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,700 | $704,000 | thousands by filing date | put |
| CLUBCORP HLDGS INC | 18948M108 | COM | 37,222 | $703,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 29,974 | $703,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 23,298 | $702,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 31,968 | $702,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 385,100 | $701,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,500 | $700,000 | thousands by filing date | put |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,000 | $697,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 31,300 | $696,000 | thousands by filing date | put |
| WILSHIRE BANCORP INC | 97186T108 | COM | 62,701 | $696,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 94,475 | $695,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 31,200 | $694,000 | thousands by filing date | call |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 24,278 | $693,000 | thousands by filing date | call |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 33,796 | $691,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 29,218 | $690,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 24,464 | $690,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 21,811 | $690,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 8,200 | $689,000 | thousands by filing date | put |
| US AIRWAYS GROUP INC | 911905AC1 | CNV | 86,000 | $689,000 | thousands by filing date | principal |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 21,521 | $689,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 5,000 | $687,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 69,200 | $687,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000359 | this filing | 2014-05-15 | acceptance time not in the bulk data set |