13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 2,433 holding rows worth $7,623,116,000.
- Accession
- 0000315123-20-000024
- Filer
- CIK 1739439
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 3,068 entries on the cover page, a total value of $7,623,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,623,116,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 60 | $4,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 206 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 113 | $4,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 100 | $4,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 750 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 325 | $4,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 199 | $4,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 65 | $4,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 504 | $4,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 280 | $4,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 542 | $4,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,641 | $4,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 83 | $4,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 82 | $4,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 124 | $4,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 639 | $4,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 900 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 80 | $4,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 135 | $4,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 57 | $4,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 750 | $4,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 510 | $4,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 857 | $4,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 236 | $4,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 175 | $4,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 67 | $4,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 63 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 2,000 | $4,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 21 | $4,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 200 | $4,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 92 | $4,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 91 | $4,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 45 | $4,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 332 | $4,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 220 | $4,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 68 | $4,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 50 | $4,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 135 | $4,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 813 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 77 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 151 | $4,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 214 | $4,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 744 | $4,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 98 | $4,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 824 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 170 | $4,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,000 | $4,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 191 | $4,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 510 | $4,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,300 | $4,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 155 | $4,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 112 | $4,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 203 | $4,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 250 | $4,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 156 | $4,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 101 | $4,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 413 | $4,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 402 | $4,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 529 | $4,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 400 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 250 | $4,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,000 | $4,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,000 | $4,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 450 | $4,000 | thousands by filing date | |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 17,000 | $4,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 85 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 48 | $3,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 59 | $3,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 145 | $3,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 141 | $3,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 136 | $3,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 52 | $3,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 30 | $3,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 55 | $3,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 73 | $3,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 48 | $3,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 64 | $3,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 65 | $3,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 292 | $3,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 43 | $3,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 92 | $3,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 408 | $3,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 102 | $3,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 205 | $3,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 497 | $3,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 500 | $3,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 134 | $3,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 250 | $3,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 120 | $3,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 198 | $3,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 145 | $3,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 64 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 142 | $3,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 124 | $3,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 297 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 149 | $3,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 392 | $3,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 235 | $3,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 114 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 345 | $3,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 551 | $3,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 159 | $3,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 129 | $3,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 81 | $3,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 151 | $3,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 109 | $3,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 61 | $3,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 290 | $3,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 232 | $3,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 147 | $3,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 88 | $3,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 568 | $3,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 198 | $3,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 809 | $3,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 128 | $3,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 716 | $3,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 441 | $3,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 87 | $3,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 389 | $3,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 423 | $3,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 196 | $3,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 294 | $3,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 35 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 207 | $3,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 500 | $3,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 145 | $3,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 53 | $3,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 442 | $3,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 120 | $3,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 152 | $3,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 3,420 | $3,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 91 | $3,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,900 | $3,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 125 | $3,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,261 | $3,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 127 | $3,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,000 | $3,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 2,267 | $3,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 1,102 | $3,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 1,000 | $3,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 17 | $2,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 93 | $2,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 7 | $2,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 125 | $2,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 73 | $2,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 36 | $2,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 39 | $2,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 70 | $2,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 500 | $2,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 72 | $2,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 223 | $2,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,026 | $2,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 21 | $2,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 47 | $2,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 74 | $2,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 66 | $2,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 111 | $2,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 50 | $2,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 60 | $2,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 146 | $2,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 16 | $2,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 264 | $2,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 145 | $2,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 10 | $2,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 185 | $2,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 97 | $2,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 47 | $2,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 99 | $2,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 998 | $2,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 88 | $2,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 203 | $2,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 81 | $2,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 548 | $2,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 23 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,000 | $2,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 200 | $2,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 69 | $2,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 98 | $2,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 95 | $2,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 300 | $2,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 68 | $2,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 41 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 222 | $2,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 600 | $2,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 78 | $2,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 44 | $2,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 2,016 | $2,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 156 | $2,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 35 | $2,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 108 | $2,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 67 | $2,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 147 | $2,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 100 | $2,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 49 | $2,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 532 | $2,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 225 | $2,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,500 | $2,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100 | $2,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 63 | $2,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 52 | $2,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 80 | $2,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 200 | $2,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 800 | $2,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 224 | $2,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,000 | $2,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 381 | $2,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 147 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 56 | $2,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 47 | $2,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 99 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 250 | $2,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,014 | $2,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 242 | $2,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 201 | $2,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 99 | $2,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 117 | $2,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 240 | $2,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 743 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 395 | $2,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 190 | $2,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 4,500 | $2,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 66 | $2,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,000 | $2,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 516 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 89 | $2,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 119 | $2,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 169 | $2,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 64 | $2,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 81 | $2,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,500 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,064 | $2,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 137 | $2,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 383 | $2,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 400 | $2,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 115 | $2,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 201 | $2,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 250 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 364 | $2,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 129 | $2,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 154 | $2,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 110 | $1,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 42 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 57 | $1,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 27 | $1,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 101 | $1,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 21 | $1,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 55 | $1,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 10 | $1,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 29 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 572 | $1,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 32 | $1,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 71 | $1,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 57 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 85 | $1,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 914 | $1,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 55 | $1,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 15 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 350 | $1,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 7 | $1,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 297 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 8 | $1,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,000 | $1,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 110 | $1,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 42 | $1,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 75 | $1,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 19 | $1,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 53 | $1,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 36 | $1,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 41 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 39 | $1,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 65 | $1,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 16 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 254 | $1,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 145 | $1,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 16 | $1,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 79 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 117 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 63 | $1,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 25 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 301 | $1,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 65 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 105 | $1,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 27 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,716 | $1,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 160 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 78 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 71 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 132 | $1,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 182 | $1,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 22 | $1,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 17 | $1,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 91 | $1,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 26 | $1,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 339 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 166 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 228 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 521 | $1,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 116 | $1,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 100 | $1,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,000 | $1,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 213 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 215 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 10 | $1,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 100 | $1,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 107 | $1,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 67 | $1,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 200 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 197 | $1,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 163 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 396 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 12 | $1,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 65 | $1,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 15 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 500 | $1,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 312 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 977 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 396 | $1,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 53 | $1,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 55 | $1,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 651 | $1,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,900 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 26 | $1,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 48 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 512 | $1,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 208 | $1,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 130 | $1,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 245 | $1,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 120 | $1,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 345 | $1,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,500 | $1,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 39 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 44 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 3,000 | $1,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 96 | $1,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,000 | $1,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 2,000 | $1,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 267 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEL MONTE CORP ORD | G36738105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATADOR RES CO COM | 576485205 | Stock | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNIPFMC PLC COM | G87110105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOCK H & R INC COM | 093671105 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GARMIN LTD SHS | H2906T109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 237 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 348 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPETRO HLDG CORP | 74347M108 | COM | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDICORP LTD | G2519Y108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE INC | 97717P104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONECO LTD | G85158106 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| URBAN EDGE PPTYS | 91704F104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIVENT CORP | 53814L108 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 486 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 326 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BJS RESTAURANTS INC | 09180C106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United States Brent Oil Fund L | 91167Q100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 808 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOLLYFRONTIER CORP | 436106108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOTEK INDS INC DEL | 343389102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 231 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 12,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APHRIA INC | 03765K104 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALLON PETE CO DEL | 13123X102 | COM | 704 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBDMD INC | 12482W101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGGS & STRATTON CORP | 109043109 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 256 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 576 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 578 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-20-000024 | this filing | 2020-05-12 | acceptance time not in the bulk data set |