13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 2,433 holding rows worth $7,623,116,000.
- Accession
- 0000315123-20-000024
- Filer
- CIK 1739439
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 3,068 entries on the cover page, a total value of $7,623,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,623,116,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 139 | $21,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 724 | $21,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1,525 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 439 | $21,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 536 | $21,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 152 | $21,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,184 | $21,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 37 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,375 | $21,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,961 | $21,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 9,270 | $21,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 185 | $21,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 7,935 | $21,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 141 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 872 | $20,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 748 | $20,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 295 | $20,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 2,520 | $20,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 604 | $20,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 275 | $20,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 166 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 645 | $20,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 10,000 | $20,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 10,000 | $20,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,214 | $19,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 700 | $19,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 518 | $19,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,567 | $19,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 338 | $19,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 288 | $19,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,000 | $19,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,535 | $19,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,560 | $19,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 250 | $19,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,000 | $19,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 3,082 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 455 | $19,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 2,241 | $19,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,635 | $19,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,600 | $19,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 2,500 | $19,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,287 | $19,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 260 | $18,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 953 | $18,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 189 | $18,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 521 | $18,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,020 | $18,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 594 | $18,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 160 | $18,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 5,000 | $18,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 1,069 | $18,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 20 | $18,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 406 | $18,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,945 | $18,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 2,695 | $18,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 2,052 | $18,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 3,504 | $18,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,000 | $18,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,705 | $18,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 807 | $17,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 400 | $17,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 403 | $17,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 717 | $17,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 2,000 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 170 | $17,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 127 | $17,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 636 | $17,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,405 | $17,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 249 | $17,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 650 | $17,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 222 | $17,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 487 | $17,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 1,000 | $17,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 250 | $17,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,477 | $17,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 584 | $17,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,000 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 140 | $16,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 446 | $16,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 500 | $16,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 514 | $16,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 777 | $16,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 653 | $16,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 175 | $16,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,241 | $16,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 269 | $16,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 1,299 | $16,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 663 | $16,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 500 | $16,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,684 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 143 | $16,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 110 | $16,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 306 | $16,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,040 | $16,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,613 | $16,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 193 | $16,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 113 | $16,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,671 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,000 | $16,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 583 | $16,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 1,000 | $16,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 319 | $16,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,183 | $16,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 540 | $15,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 673 | $15,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,166 | $15,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 280 | $15,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 790 | $15,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,745 | $15,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 531 | $15,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 124 | $15,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 568 | $15,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 314 | $15,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 512 | $15,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 366 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 573 | $15,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,723 | $15,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,250 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 352 | $15,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 500 | $15,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 174 | $15,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 338 | $15,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,285 | $15,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 343 | $15,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 500 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 500 | $15,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,900 | $15,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 4,000 | $15,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,977 | $15,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 2,000 | $15,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 302 | $14,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 677 | $14,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,115 | $14,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 240 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,137 | $14,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 113 | $14,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,771 | $14,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 434 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 100 | $14,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 305 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 679 | $14,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 244 | $14,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 745 | $14,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 250 | $14,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 3,591 | $14,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 595 | $14,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 7,000 | $14,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 167 | $13,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 270 | $13,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,100 | $13,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 242 | $13,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,661 | $13,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 838 | $13,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 146 | $13,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 494 | $13,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 317 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 713 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 275 | $13,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 4,585 | $13,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 280 | $13,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 217 | $13,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 364 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 572 | $13,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,632 | $13,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,064 | $13,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 200 | $13,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 534 | $13,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,453 | $13,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,457 | $13,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 812 | $13,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,843 | $13,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 587 | $13,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 66 | $12,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 65 | $12,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 200 | $12,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 366 | $12,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 217 | $12,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 97 | $12,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 363 | $12,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 466 | $12,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 735 | $12,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 81 | $12,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 117 | $12,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,582 | $12,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 810 | $12,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 867 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 166 | $12,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 267 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 408 | $12,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,000 | $12,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 838 | $12,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 288 | $12,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 299 | $12,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 659 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 276 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 275 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 912 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 325 | $12,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 444 | $12,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 348 | $12,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10,000 | $12,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 30,000 | $12,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 252 | $11,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 83 | $11,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 467 | $11,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 364 | $11,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 287 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 150 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 107 | $11,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,000 | $11,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,069 | $11,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 64 | $11,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,055 | $11,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,000 | $11,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,000 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 136 | $11,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 1,000 | $11,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 184 | $11,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 169 | $11,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 839 | $11,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 100 | $11,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,900 | $11,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 900 | $11,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 1,022 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 417 | $11,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,649 | $11,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 389 | $11,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,500 | $11,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 250 | $11,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 450 | $11,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 367 | $10,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 75 | $10,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 784 | $10,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 220 | $10,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 144 | $10,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 595 | $10,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 78 | $10,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 176 | $10,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,295 | $10,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 302 | $10,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 402 | $10,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 160 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 439 | $10,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 125 | $10,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 210 | $10,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,034 | $10,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,000 | $10,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 778 | $10,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 2,147 | $10,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 566 | $10,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 532 | $10,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 916 | $10,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 2,130 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,657 | $10,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,000 | $10,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 140 | $9,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 667 | $9,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 145 | $9,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 445 | $9,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 119 | $9,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 757 | $9,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 150 | $9,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 626 | $9,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 891 | $9,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 200 | $9,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 687 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 101 | $9,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 506 | $9,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,129 | $9,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 403 | $9,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 579 | $9,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 649 | $9,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,000 | $9,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 127 | $9,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,500 | $9,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 220 | $9,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 117 | $9,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 828 | $9,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 112 | $9,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,548 | $9,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 475 | $9,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 2,000 | $9,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 838 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 963 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,000 | $9,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,686 | $9,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 3,700 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 406 | $9,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 9,000 | $9,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 150 | $9,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 102 | $8,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 416 | $8,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 465 | $8,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 559 | $8,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 139 | $8,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 167 | $8,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 375 | $8,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 789 | $8,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 276 | $8,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 236 | $8,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 203 | $8,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 210 | $8,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 154 | $8,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 324 | $8,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 313 | $8,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 173 | $8,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 116 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 445 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 150 | $8,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 154 | $8,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 5 | $8,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 858 | $8,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 2,034 | $8,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 39 | $8,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 453 | $8,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 344 | $8,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1,137 | $8,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,100 | $8,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 128 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 156 | $8,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 200 | $8,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,270 | $8,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 280 | $8,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,377 | $8,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 830 | $8,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 661 | $8,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 750 | $8,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 508 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 513 | $8,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 9,225 | $8,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 1,750 | $8,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,119 | $8,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 550 | $8,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 420 | $8,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 9,000 | $8,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 176 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 291 | $7,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 498 | $7,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $7,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 54 | $7,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 290 | $7,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 215 | $7,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 198 | $7,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 196 | $7,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 438 | $7,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,300 | $7,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 400 | $7,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 120 | $7,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 81 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 225 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 300 | $7,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,079 | $7,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 668 | $7,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 292 | $7,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,013 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 82 | $7,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 539 | $7,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 129 | $7,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 236 | $7,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 500 | $7,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 514 | $7,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 452 | $7,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 2,678 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 215 | $7,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 285 | $7,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 396 | $7,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 348 | $7,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 228 | $7,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 200 | $7,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 628 | $7,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 542 | $7,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 10,000 | $7,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 7,000 | $7,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 74 | $6,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 985 | $6,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 264 | $6,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 93 | $6,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 68 | $6,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 452 | $6,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 74 | $6,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 115 | $6,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 548 | $6,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 31 | $6,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 635 | $6,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 217 | $6,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 181 | $6,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 94 | $6,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 18 | $6,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 151 | $6,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 83 | $6,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 141 | $6,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 488 | $6,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 81 | $6,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 94 | $6,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 58 | $6,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 120 | $6,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $6,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 600 | $6,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 90 | $6,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 319 | $6,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 75 | $6,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 228 | $6,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 130 | $6,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 326 | $6,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 380 | $6,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 73 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 162 | $6,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 750 | $6,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 831 | $6,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 150 | $6,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 275 | $6,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 262 | $6,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 266 | $6,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 677 | $6,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 346 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 171 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 132 | $6,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 100 | $6,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 540 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 247 | $6,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 417 | $6,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 41 | $6,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 239 | $6,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 428 | $6,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $6,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 283 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 555 | $6,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 108 | $6,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 20,000 | $6,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 172 | $5,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 48 | $5,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 230 | $5,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 279 | $5,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 225 | $5,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 100 | $5,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 46 | $5,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 161 | $5,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 250 | $5,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 151 | $5,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 164 | $5,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 416 | $5,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 271 | $5,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 26 | $5,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 849 | $5,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 144 | $5,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 125 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 236 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 211 | $5,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 1,200 | $5,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 328 | $5,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 5,000 | $5,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 216 | $5,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 636 | $5,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,379 | $5,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 66 | $5,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 89 | $5,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 280 | $5,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 62 | $5,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 164 | $5,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $5,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 50 | $5,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 227 | $5,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 415 | $5,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1,500 | $5,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 236 | $5,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 128 | $5,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 340 | $5,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 243 | $5,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 199 | $5,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 2,499 | $5,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 149 | $5,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 305 | $5,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 2,000 | $5,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 34 | $5,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 225 | $5,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,100 | $5,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 305 | $5,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 699 | $5,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 449 | $5,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,000 | $5,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 700 | $5,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 521 | $5,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 271 | $5,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 25,000 | $5,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 56 | $4,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,264 | $4,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 182 | $4,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 36 | $4,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,125 | $4,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 74 | $4,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 131 | $4,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 300 | $4,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 65 | $4,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,314 | $4,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 291 | $4,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 415 | $4,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 301 | $4,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 72 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-20-000024 | this filing | 2020-05-12 | acceptance time not in the bulk data set |