13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 2,433 holding rows worth $7,623,116,000.
- Accession
- 0000315123-20-000024
- Filer
- CIK 1739439
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 3,068 entries on the cover page, a total value of $7,623,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,623,116,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 856 | $105,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 952 | $105,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 5,055 | $104,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,118 | $104,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 7,115 | $104,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 3,692 | $104,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,708 | $103,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,849 | $103,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,414 | $103,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,000 | $103,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,404 | $103,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 7,342 | $102,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,064 | $101,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 10,000 | $100,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,550 | $99,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 550 | $99,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,638 | $98,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 9,329 | $98,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 4,762 | $98,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 458 | $97,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,111 | $96,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 527 | $96,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,033 | $96,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,260 | $96,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 7,199 | $95,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 6,691 | $95,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,721 | $94,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,069 | $94,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 3,066 | $94,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,122 | $94,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,163 | $94,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,114 | $94,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 13,900 | $94,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 900 | $93,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 4,112 | $93,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,599 | $93,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 24,619 | $93,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 899 | $92,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,260 | $92,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 4,041 | $92,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 3,200 | $92,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 4,223 | $92,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 1,645 | $91,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,917 | $91,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 18,111 | $91,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,362 | $90,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 6,600 | $90,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,577 | $90,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,202 | $90,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 894 | $89,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,545 | $89,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,634 | $89,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 9,102 | $89,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,750 | $88,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,000 | $88,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 10,000 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 5,131 | $87,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 628 | $87,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 9,414 | $87,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,020 | $87,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 8,524 | $86,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,050 | $86,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,973 | $86,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 4,447 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1,775 | $86,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 442 | $85,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 13,288 | $85,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 2,963 | $85,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 2,195 | $84,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 2,533 | $83,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,000 | $83,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 838 | $83,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 2,885 | $83,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 2,331 | $83,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 3,233 | $83,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 650 | $82,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 6,500 | $82,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,000 | $82,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,600 | $81,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 8,791 | $81,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,480 | $81,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,681 | $81,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 8,450 | $81,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 985 | $80,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 845 | $80,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 14,250 | $80,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 1,111 | $80,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 4,205 | $80,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 2,766 | $79,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 713 | $78,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 825 | $78,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 445 | $78,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,229 | $78,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 1,683 | $78,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 5,553 | $78,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,548 | $78,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,536 | $78,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,892 | $78,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 573 | $77,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,581 | $76,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,594 | $76,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 10,330 | $76,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 659 | $76,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 3,980 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 2,802 | $76,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 898 | $75,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 1,574 | $75,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,501 | $75,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,759 | $75,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 2,500 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 3,003 | $75,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,250 | $75,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 4,559 | $75,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,785 | $74,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 1,122 | $74,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,591 | $74,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 2,055 | $74,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,710 | $73,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,704 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,355 | $73,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 2,195 | $73,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 10,000 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 488 | $72,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 534 | $72,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,556 | $72,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,715 | $72,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,635 | $72,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 5,570 | $72,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,420 | $72,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 1,781 | $71,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,459 | $71,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 2,089 | $70,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 2,017 | $70,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 5,300 | $69,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 5,359 | $69,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 7,000 | $69,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 2,360 | $69,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 18,723 | $68,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 4,132 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 1,410 | $68,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 4,633 | $68,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 4,617 | $68,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 5,752 | $68,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 7,523 | $68,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 6,365 | $67,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,372 | $67,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 7,091 | $67,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,454 | $67,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 17,423 | $67,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,888 | $67,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 688 | $66,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 4,743 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,930 | $66,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,139 | $66,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 4,522 | $66,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 5,000 | $66,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,599 | $65,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 3,643 | $65,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 646 | $65,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 2,403 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,025 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,000 | $65,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 17,344 | $65,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 325 | $64,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 6,975 | $64,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 167 | $64,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 6,000 | $64,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 5,000 | $64,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 4,090 | $63,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,607 | $63,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 6,840 | $63,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,701 | $62,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 456 | $62,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,069 | $62,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,411 | $62,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1,731 | $61,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 2,574 | $61,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 444 | $61,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 2,546 | $61,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,105 | $60,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 476 | $60,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 216 | $60,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,476 | $59,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 23,602 | $59,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 5,891 | $59,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 19,526 | $59,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,744 | $59,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 1,044 | $59,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,554 | $59,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,454 | $58,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 17,784 | $58,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,489 | $57,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 800 | $57,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 1,674 | $57,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 7,500 | $56,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,547 | $56,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,000 | $56,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 566 | $56,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 451 | $55,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 9,171 | $55,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,000 | $55,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 516 | $54,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1,004 | $54,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,000 | $54,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,011 | $54,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,938 | $53,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 5,839 | $53,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,903 | $53,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,508 | $53,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,855 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 2,139 | $53,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 7,115 | $53,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 2,753 | $53,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 45,900 | $53,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,670 | $53,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 10,003 | $52,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 4,541 | $52,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 4,283 | $52,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,453 | $52,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 820 | $52,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,519 | $52,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 986 | $52,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 888 | $51,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,070 | $51,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,453 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,679 | $51,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 870 | $51,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 4,050 | $51,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 6,232 | $51,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,012 | $51,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 651 | $50,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,240 | $50,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 499 | $50,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,800 | $50,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 1,765 | $50,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 3,000 | $50,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 1,825 | $50,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 567 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 2,835 | $50,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,319 | $49,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 842 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 370 | $49,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,046 | $49,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 7,000 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,000 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 2,114 | $49,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 675 | $48,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,185 | $48,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 971 | $48,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 639 | $48,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,112 | $48,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 880 | $47,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,790 | $47,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,613 | $47,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,107 | $47,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 40,000 | $47,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,816 | $47,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 339 | $47,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 14,000 | $47,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 5,000 | $47,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 8,750 | $47,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 467 | $47,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 1,116 | $47,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 900 | $47,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 14,135 | $46,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 4,500 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 363 | $46,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1,095 | $45,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 5,069 | $45,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 475 | $45,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 8,596 | $45,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 12,251 | $45,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 4,865 | $45,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 4,000 | $45,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 613 | $44,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 462 | $44,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 929 | $44,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 877 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,252 | $44,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 803 | $44,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 3,126 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 2,000 | $44,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,344 | $44,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 1,256 | $44,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 385 | $43,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 734 | $43,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 2,306 | $43,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 74 | $43,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,470 | $43,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,744 | $43,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 471 | $43,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 3,000 | $43,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 8,597 | $42,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 266 | $42,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 389 | $41,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 774 | $41,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 5,106 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 1,605 | $41,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,614 | $40,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 371 | $40,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,916 | $40,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 2,367 | $40,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,426 | $40,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 10,275 | $40,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,392 | $40,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 551 | $39,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 327 | $39,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 14,441 | $39,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,361 | $39,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 1,446 | $39,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 467 | $39,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 7,018 | $39,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 84,642 | $39,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1,965 | $38,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 623 | $38,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,047 | $38,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 600 | $37,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 2,369 | $37,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,675 | $37,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,508 | $37,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 6,000 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,072 | $37,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 4,657 | $37,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 1,500 | $37,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,311 | $36,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,314 | $36,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 947 | $36,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 659 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,500 | $36,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 1,657 | $36,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 856 | $36,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 4,512 | $36,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,300 | $36,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 431 | $35,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 397 | $35,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 630 | $35,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 5,176 | $35,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 701 | $35,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 782 | $35,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,849 | $35,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,795 | $35,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 3,360 | $35,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,000 | $35,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,032 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,597 | $35,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,500 | $35,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 557 | $34,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 163 | $34,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 325 | $34,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 383 | $34,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 5,974 | $34,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,382 | $34,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,000 | $34,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,010 | $34,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 3,000 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 436 | $34,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,313 | $34,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 800 | $34,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 1,543 | $33,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 731 | $33,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 288 | $33,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 487 | $33,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 497 | $33,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 437 | $33,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 1,116 | $33,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 3,267 | $33,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 665 | $32,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 38 | $32,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 8,000 | $32,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 698 | $32,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 846 | $32,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 616 | $32,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 150 | $32,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 2,280 | $32,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 146 | $32,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 6,000 | $32,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 6,475 | $32,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 427 | $31,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 954 | $31,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 3,496 | $31,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 424 | $31,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 800 | $31,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,000 | $31,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,914 | $31,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,645 | $31,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,600 | $31,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 5,000 | $31,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,973 | $30,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 700 | $30,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 522 | $30,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 535 | $30,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 544 | $30,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,290 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 9,675 | $30,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 413 | $29,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,658 | $29,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 596 | $29,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 462 | $29,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,000 | $29,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 363 | $29,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 565 | $28,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 303 | $28,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,420 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 147 | $28,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 635 | $28,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 930 | $28,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 200 | $28,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,069 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 250 | $28,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 29,200 | $28,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 268 | $27,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,212 | $27,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 571 | $27,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 765 | $27,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 7,731 | $27,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 3,053 | $27,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 899 | $27,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 437 | $26,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 329 | $26,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 446 | $26,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 359 | $26,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 3,354 | $26,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 861 | $26,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 497 | $26,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 453 | $26,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 5,038 | $26,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 5,408 | $26,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,000 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 574 | $26,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 971 | $26,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 222 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,104 | $26,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 124 | $25,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,580 | $25,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,111 | $25,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 383 | $25,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 250 | $25,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 246 | $25,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 5,503 | $25,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,150 | $25,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 955 | $25,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,597 | $25,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 586 | $24,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 526 | $24,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 977 | $24,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 846 | $24,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 555 | $24,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 636 | $24,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 150 | $24,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 239 | $24,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 123 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,000 | $24,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1,250 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 1,019 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 190 | $24,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 9,000 | $24,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 259 | $23,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 2,103 | $23,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 399 | $23,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 405 | $23,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,926 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 525 | $23,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,888 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,089 | $23,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 520 | $23,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 630 | $23,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,720 | $23,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 1,035 | $23,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 3,686 | $23,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 337 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 316 | $23,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,000 | $23,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 479 | $23,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 435 | $22,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,055 | $22,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 361 | $22,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,357 | $22,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 272 | $22,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 317 | $22,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 472 | $22,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 797 | $22,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,587 | $22,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,500 | $22,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 8,075 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 858 | $22,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 2,000 | $22,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,792 | $22,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 2,968 | $22,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,500 | $22,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,000 | $22,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,631 | $22,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 204 | $22,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 358 | $22,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 9,000 | $22,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,595 | $22,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $22,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 8 | $21,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,703 | $21,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 455 | $21,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 570 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-20-000024 | this filing | 2020-05-12 | acceptance time not in the bulk data set |