13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-09, with 4,791 holding rows worth $222,222,566,000.
- Accession
- 0000312069-21-000092
- Filer
- CIK 312069
- Filed
- 2021-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 8,435 entries on the cover page, a total value of $222,222,566,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,222,566,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBARCLAYS CAPITAL INC.028-20253
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerSEC Upload
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 7,500 | $253,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 44,787 | $253,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 13,360 | $252,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,471 | $251,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 23,984 | $251,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,457 | $251,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 8,901 | $251,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 19,135 | $250,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,990 | $250,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 13,781 | $250,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 21,120 | $250,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 10,170 | $249,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 8,200 | $249,000 | thousands by filing date | call |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 10,550 | $248,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,514 | $247,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 31,167 | $246,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 8,900 | $245,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,195 | $244,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 30,000 | $244,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 60,989 | $244,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,000 | $243,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 41,331 | $243,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 22,289 | $243,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 21,297 | $242,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 89,663 | $242,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 30,000 | $241,000 | thousands by filing date | put |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 28,957 | $239,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 12,164 | $239,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 7,133 | $238,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,048 | $238,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 28,819 | $238,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,400 | $237,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,800 | $237,000 | thousands by filing date | call |
| TECNOGLASS INC | G87264100 | ORD SHS | 10,913 | $237,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,422 | $235,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 34,465 | $234,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 13,519 | $234,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,500 | $233,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 59,181 | $233,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 9,169 | $233,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,323 | $233,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 13,470 | $233,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,181 | $230,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 28,757 | $230,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,298 | $229,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 24,515 | $229,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,328 | $229,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 27,975 | $228,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 30,810 | $227,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 20,507 | $227,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 5,540 | $226,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 16,799 | $226,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 143,759 | $226,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 14,230 | $225,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,900 | $225,000 | thousands by filing date | put |
| Veru Inc | 92536C103 | Common Stock | 26,320 | $225,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 6,996 | $224,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 16,725 | $224,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 10,213 | $223,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 30,874 | $223,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,000 | $221,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 18,065 | $221,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,243 | $221,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,024 | $220,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 1,300 | $220,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 4,444 | $220,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 19,500 | $220,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 49,339 | $220,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 71,992 | $220,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 71,744 | $220,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 209,270 | $220,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,960 | $219,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 14,728 | $219,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 8,476 | $218,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,000 | $218,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,500 | $218,000 | thousands by filing date | put |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 66,005 | $218,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 10,663 | $218,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 149,403 | $218,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 4,023 | $218,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,241 | $218,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 79,396 | $218,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 6,957 | $217,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 72,292 | $217,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 21,555 | $216,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 12,900 | $216,000 | thousands by filing date | put |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 35,189 | $216,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 300,000 | $216,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,465 | $215,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 21,602 | $215,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,249 | $215,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 27,374 | $215,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 12,163 | $214,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 8,648 | $214,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 206,000 | $214,000 | thousands by filing date | principal |
| BRP INC COM SUN VTG | 05577W200 | Stock | 2,290 | $212,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 632 | $212,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 8,740 | $212,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,100 | $211,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 51,656 | $211,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 59,339 | $210,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 40,339 | $209,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 17,243 | $209,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 4,300 | $208,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 23,800 | $208,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 13,229 | $207,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 6,429 | $207,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,200 | $206,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 18,100 | $206,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 17,043 | $205,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 7,500 | $205,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 31,136 | $205,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 20,508 | $204,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 12,976 | $204,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 18,580 | $204,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 8,675 | $203,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 11,050 | $202,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 11,517 | $202,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 2,093 | $201,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,601 | $201,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,204 | $201,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 64,885 | $201,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 32,255 | $201,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 42,674 | $201,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 16,216 | $200,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 67,881 | $200,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 44,863 | $200,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,521 | $199,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 6,571 | $198,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 11,760 | $198,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 20,491 | $198,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 10,038 | $197,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 6,402 | $197,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,742 | $197,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 25,790 | $197,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,877 | $196,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 27,234 | $196,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 13,433 | $195,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 4,219 | $193,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 2,732 | $193,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 14,589 | $193,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,750 | $193,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 8,297 | $192,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 3,262 | $190,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 2,900 | $189,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 18,539 | $189,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 12,893 | $189,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 24,838 | $189,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 7,979 | $188,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 30,281 | $188,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 669 | $187,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,983 | $187,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 6,471 | $187,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 135,694 | $186,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,100 | $186,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 8,919 | $186,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 9,020 | $185,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 7,887 | $185,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 9,000 | $184,000 | thousands by filing date | call |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,287 | $184,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,600 | $184,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 20,554 | $183,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 12,541 | $183,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 9,965 | $183,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 4,166 | $183,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 9,605 | $183,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,052 | $183,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 65,800 | $182,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 10,404 | $181,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 28,517 | $180,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 10,395 | $180,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 28,771 | $179,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 10,707 | $179,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,663 | $179,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 5,206 | $179,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,300 | $178,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 2,000 | $178,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,000 | $178,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 7,244 | $178,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 11,100 | $177,000 | thousands by filing date | call |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 4,131 | $177,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,000 | $175,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 23,460 | $174,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 13,361 | $174,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 57,579 | $174,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 70,483 | $173,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 17,921 | $173,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 6,210 | $173,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 789 | $172,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,923 | $172,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,200 | $172,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 50,493 | $172,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 22,844 | $172,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 16,198 | $172,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,600 | $171,000 | thousands by filing date | put |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 9,188 | $171,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,774 | $171,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 51,703 | $171,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 8,014 | $171,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 20,392 | $170,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 5,886 | $170,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,000 | $169,000 | thousands by filing date | call |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,281 | $168,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 32,562 | $168,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 7,462 | $167,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,388 | $166,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 4,203 | $166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 3,855 | $166,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 4,505 | $166,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 696 | $165,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 95,729 | $164,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 12,711 | $164,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 7,760 | $163,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 31,716 | $163,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 16,712 | $163,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 4,554 | $162,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 9,119 | $162,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 38,971 | $162,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 5,916 | $161,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 7,400 | $161,000 | thousands by filing date | put |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 6,345 | $161,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 10,369 | $161,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,682 | $160,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,340 | $159,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 62,453 | $159,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,572 | $159,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 160,000 | $159,000 | thousands by filing date | principal |
| DAILY JOURNAL CORP | 233912104 | COM | 494 | $158,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 51,182 | $158,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 86,803 | $158,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 2,424 | $157,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 115,348 | $157,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 50,304 | $156,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 15,359 | $156,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 47,810 | $156,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 47,480 | $156,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 5,535 | $155,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 8,311 | $155,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 37,112 | $155,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 21,911 | $155,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,203 | $154,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 3,965 | $154,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 21,190 | $152,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 8,671 | $152,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,643 | $151,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 16,413 | $151,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,611 | $151,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 26,293 | $151,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 14,163 | $150,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 8,006 | $150,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 9,001 | $149,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 5,911 | $149,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 9,667 | $149,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 113,974 | $147,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,500 | $146,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 1,600 | $146,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 1,600 | $146,000 | thousands by filing date | call |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,418 | $146,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 15,486 | $146,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,100 | $145,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 128,952 | $145,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 20,697 | $145,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 7,390 | $143,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 4,337 | $143,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,870 | $142,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 13,370 | $142,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 5,739 | $140,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,800 | $140,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 17,166 | $140,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 94,700 | $140,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 33,850 | $139,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,560 | $138,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,700 | $138,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 37,584 | $138,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 331,284 | $138,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,815 | $137,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 20,036 | $136,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 99,000 | $136,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 102,000 | $136,000 | thousands by filing date | principal |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 57,247 | $136,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,900 | $135,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 1,900 | $135,000 | thousands by filing date | call |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 6,364 | $135,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 4,900 | $135,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 8,586 | $135,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 800 | $134,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 4,758 | $134,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 27,747 | $134,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,100 | $133,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,000 | $133,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 79,625 | $133,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,000 | $132,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 729 | $131,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 7,458 | $131,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 16,898 | $131,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 16,524 | $131,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 3,000 | $131,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 13,146 | $130,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 25,211 | $130,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,548 | $130,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,403 | $130,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 6,236 | $130,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,868 | $130,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 27,412 | $130,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 3,940 | $129,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 4,792 | $129,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 35,230 | $129,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,100 | $128,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 95,467 | $128,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 11,211 | $128,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,327 | $127,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 5,236 | $127,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 7,100 | $126,000 | thousands by filing date | put |
| SOUNDTHINKING INC | 82536T107 | COM | 3,465 | $126,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 529 | $126,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,948 | $125,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 18,341 | $125,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $124,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,500 | $124,000 | thousands by filing date | call |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 4,505 | $124,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 2,600 | $124,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 13,100 | $124,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,000 | $123,000 | thousands by filing date | put |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 3,867 | $123,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,902 | $123,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 5,686 | $123,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 12,993 | $123,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,500 | $122,000 | thousands by filing date | put |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 27,926 | $122,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 9,785 | $122,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 44,304 | $122,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,126 | $121,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 5,175 | $121,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 8,972 | $121,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 162,003 | $121,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,500 | $120,000 | thousands by filing date | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 12,611 | $120,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 3,600 | $119,000 | thousands by filing date | put |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 120,403 | $119,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 113,000 | $119,000 | thousands by filing date | principal |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 479 | $118,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,500 | $118,000 | thousands by filing date | call |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 6,272 | $118,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 9,381 | $117,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,695 | $117,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 12,058 | $117,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 52,331 | $117,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 2,186 | $116,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 5,147 | $116,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 4,145 | $116,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 10,760 | $115,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 4,896 | $114,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 10,267 | $114,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 2,667 | $113,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 2,200 | $113,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,319 | $113,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 16,747 | $113,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 751 | $113,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 20,447 | $113,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 31,025 | $112,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,724 | $112,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 3,905 | $112,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 968 | $112,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 16,056 | $112,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,900 | $111,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 13,262 | $111,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,598 | $111,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 30,902 | $111,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 36,866 | $111,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 5,727 | $110,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 4,094 | $110,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 34,362 | $110,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,500 | $109,000 | thousands by filing date | put |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 20,282 | $109,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,502 | $109,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 14,426 | $109,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 11,676 | $108,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,900 | $107,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 792 | $107,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 49,306 | $107,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 12,204 | $107,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 7,930 | $106,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,900 | $105,000 | thousands by filing date | put |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,980 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 553 | $104,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 6,412 | $104,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 100,000 | $104,000 | thousands by filing date | principal |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 28,332 | $104,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,400 | $104,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,666 | $103,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 553 | $103,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 4,546 | $103,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 23,932 | $103,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 87,547 | $103,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 845 | $102,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 17,048 | $102,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 2,162 | $101,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 4,155 | $101,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 2,400 | $101,000 | thousands by filing date | put |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 32,623 | $101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,952 | $100,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 5,344 | $100,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 4,684 | $99,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,400 | $98,000 | thousands by filing date | put |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,945 | $98,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 4,218 | $98,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 96,000 | $98,000 | thousands by filing date | principal |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 382 | $97,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 20,000 | $97,000 | thousands by filing date | put |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 7,402 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,345 | $97,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 2,250 | $97,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 40,146 | $97,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,824 | $96,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 16,368 | $96,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,500 | $95,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 22,882 | $95,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 24,926 | $95,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 33,760 | $95,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,996 | $95,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,300 | $94,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 4,621 | $94,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 3,956 | $94,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,886 | $94,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 3,811 | $94,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,663 | $94,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 9,700 | $94,000 | thousands by filing date | call |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 46,406 | $94,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 20,253 | $94,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 19,528 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 714 | $93,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 24,200 | $93,000 | thousands by filing date | put |
| BIOVENTUS INC | 09075A108 | COM CL A | 6,563 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 10,500 | $93,000 | thousands by filing date | call |
| IBIO INC | 451033203 | COM NEW | 88,318 | $93,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 17,467 | $92,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 17,310 | $92,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 7,260 | $92,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,429 | $91,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 4,687 | $91,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 21,713 | $91,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 18,826 | $91,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 2,295 | $90,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 10,547 | $90,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 14,799 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 3,000 | $90,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 11,810 | $90,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 9,795 | $90,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 28,410 | $90,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 30,332 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 739 | $89,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 4,319 | $89,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 7,553 | $89,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,200 | $88,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 2,300 | $88,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 9,800 | $88,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 3,477 | $88,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 564 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,800 | $88,000 | thousands by filing date | call |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,780 | $88,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 34,053 | $88,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 12,000 | $88,000 | thousands by filing date | call |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 21,447 | $87,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 12,412 | $87,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 13,089 | $87,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 24,592 | $87,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 12,685 | $86,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 18,279 | $86,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 2,287 | $85,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,100 | $85,000 | thousands by filing date | put |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 1,563 | $85,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1,269 | $84,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,715 | $84,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 40,165 | $84,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,429 | $83,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,640 | $83,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 1,274 | $83,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 66,831 | $83,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,815 | $81,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 4,079 | $81,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 13,900 | $80,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 5,200 | $80,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 3,912 | $80,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 14,470 | $80,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 13,562 | $80,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 6,264 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 371 | $80,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 17,417 | $80,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,534 | $79,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 6,525 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 6,463 | $79,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 36,396 | $79,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,481 | $79,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 24,500 | $79,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 1,500 | $78,000 | thousands by filing date | put |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,130 | $78,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 7,085 | $78,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,400 | $77,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 15,617 | $77,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 3,169 | $77,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-21-000092 | this filing | 2021-11-09 | acceptance time not in the bulk data set |