13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-09, with 4,791 holding rows worth $222,222,566,000.
- Accession
- 0000312069-21-000092
- Filer
- CIK 312069
- Filed
- 2021-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 8,435 entries on the cover page, a total value of $222,222,566,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,222,566,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBARCLAYS CAPITAL INC.028-20253
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerSEC Upload
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 61 | $11,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 2,137 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 241 | $11,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 394 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 301 | $11,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 700 | $11,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 4,819 | $11,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 2,229 | $11,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 11,588 | $11,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 11,890 | $11,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 3,775 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 95 | $10,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 800 | $10,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 210 | $10,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 7,325 | $10,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,938 | $10,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,100 | $10,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 4,000 | $10,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,476 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 96 | $10,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 5,100 | $10,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 607 | $10,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 5,046 | $10,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 3,160 | $10,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 3,452 | $10,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 400 | $9,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 70 | $9,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 356 | $9,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 633 | $9,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 3,483 | $9,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,407 | $9,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 140 | $9,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 7,963 | $9,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 278 | $9,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,317 | $9,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 3,644 | $9,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 511 | $9,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 5,045 | $9,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 487 | $9,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 9,000 | $9,000 | thousands by filing date | principal |
| STITCH FIX INC | 860897107 | COM CL A | 200 | $8,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 53 | $8,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 818 | $8,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 3,002 | $8,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 3,034 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 390 | $8,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 2,891 | $8,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 394 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 210 | $8,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 26,540 | $8,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 5,211 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,900 | $8,000 | thousands by filing date | put |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 3,321 | $8,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 1,150 | $8,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,807 | $8,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 1,969 | $8,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 385 | $8,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 7,347 | $8,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 2,744 | $8,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 226 | $7,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 105 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 405 | $7,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,326 | $7,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 546 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 109 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 200 | $7,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,100 | $7,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 69 | $7,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 180 | $7,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 1,388 | $7,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,341 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 187 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 104 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 274 | $7,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 284 | $7,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2,425 | $7,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 310 | $7,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 2,316 | $7,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 2,302 | $7,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 432 | $6,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 117 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 71 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 140 | $6,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 293 | $6,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 198 | $6,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 1,678 | $6,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 106 | $6,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 2,359 | $6,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 3,678 | $6,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 6,822 | $6,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $5,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 30 | $5,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 43 | $5,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 344 | $5,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 77 | $5,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 312 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 71 | $5,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 32 | $5,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 6 | $5,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 1,123 | $5,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 814 | $5,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $5,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,200 | $5,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 2,606 | $5,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 541 | $5,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,174 | $5,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 4,775 | $5,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 81 | $4,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $4,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 113 | $4,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 40 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 60 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 114 | $4,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 100 | $4,000 | thousands by filing date | put |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 761 | $4,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 70 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 149 | $4,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 93 | $4,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,258 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 45 | $4,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 100 | $4,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 200 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 25 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 58 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $4,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 80 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,000 | $4,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,000 | $4,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,054 | $4,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 3,851 | $4,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 34 | $3,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 10 | $3,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 115 | $3,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 41 | $3,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 212 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 38 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 28 | $3,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 93 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 21 | $3,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 93 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 38 | $3,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 55 | $3,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 300 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 39 | $3,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 343 | $3,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 900 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 82 | $3,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,094 | $3,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 2,180 | $3,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 4,493 | $3,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 2,000 | $3,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $3,000 | thousands by filing date | principal |
| GWG HLDGS INC | 36192A109 | COM | 289 | $3,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 1,000 | $3,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K273 | COM | 99 | $3,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 30 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 400 | $2,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 100 | $2,000 | thousands by filing date | call |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 98 | $2,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 40 | $2,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 93 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 21 | $2,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 200 | $2,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 38 | $2,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 103 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 94 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 56 | $2,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 153 | $2,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 12,758 | $2,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 1,600 | $2,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 71 | $2,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 83 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $2,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 925 | $2,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 628 | $2,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 2,745 | $2,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| EDESA BIOTECH INC | 27966L108 | COM | 300 | $2,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,527 | $2,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 1,433 | $2,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 1,125 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 75 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 146 | $1,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 100 | $1,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 152 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,400 | $1,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3 | $1,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 187 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 65 | $1,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 56 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 24 | $1,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 1,201 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 27 | $1,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 65 | $1,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 21 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 100 | $1,000 | thousands by filing date | put |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 92 | $1,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 212 | $1,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 19 | $1,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 10 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 75 | $1,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 62 | $1,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 165 | $1,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 68 | $1,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 183 | $1,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 50 | $1,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 133 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 17 | $1,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 178 | $1,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 154 | $1,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 5,455 | $1,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,000 | $1,000 | thousands by filing date | principal |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 186 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 1,559 | $1,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERO COPPER CORP COM | 296006109 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADECOAGRO S A | L00849106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUILLIUM INC | 29446K106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Inflarx Nv | N44821101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXA RES S A | L67359106 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAMADA LTD | M6240T109 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELZOO | 89421Q205 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLPS INCORPORATION | G31642104 | COM | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46138J882 | EXCHANGE TRADED | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46090C305 | EXCHANGE TRADED | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENFIT S A | 372279109 | ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORPHOSYS AG | 617760202 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CI FINL CORP | 125491100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E521 | FUND | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMIDA CELL LTD | M47364100 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLAR PWR INC | 73102V105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOGENE LTD | M4119S104 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCANA PLC | 67022C106 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 278 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Axonics | 88875G101 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOWEB INC | 05335B100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUXIN LTD | 74704P108 | ADS | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-21-000092 | this filing | 2021-11-09 | acceptance time not in the bulk data set |