13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-09, with 4,791 holding rows worth $222,222,566,000.
- Accession
- 0000312069-21-000092
- Filer
- CIK 312069
- Filed
- 2021-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 8,435 entries on the cover page, a total value of $222,222,566,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,222,566,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBARCLAYS CAPITAL INC.028-20253
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerSEC Upload
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 48,897 | $696,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 10,676 | $695,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,400 | $694,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 10,785 | $693,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 36,700 | $693,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 23,926 | $692,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 25,695 | $691,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 21,560 | $690,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 32,493 | $690,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 43,766 | $688,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 82,778 | $688,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 11,298 | $687,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 18,889 | $686,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 14,972 | $685,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 31,142 | $685,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 133,721 | $684,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 13,428 | $684,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 6,664 | $682,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 15,800 | $682,000 | thousands by filing date | call |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 27,347 | $682,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,800 | $680,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 21,528 | $679,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 32,261 | $679,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 88,580 | $677,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 29,735 | $671,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 21,238 | $669,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 3,900 | $667,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 127,072 | $667,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 29,293 | $665,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 12,700 | $663,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 108,742 | $663,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 45,874 | $662,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 29,160 | $662,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 452,000 | $662,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 645,000 | $662,000 | thousands by filing date | principal |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 63,173 | $662,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 11,777 | $657,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 36,997 | $656,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 291,000 | $656,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 13,081 | $653,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,487 | $648,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,412 | $647,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 85,900 | $647,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 6,319 | $646,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 117,324 | $645,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 28,179 | $643,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 25,127 | $641,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 163,761 | $636,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 20,104 | $636,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 8,916 | $634,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 51,000 | $634,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 57,706 | $634,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 8,000 | $632,000 | thousands by filing date | call |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 34,135 | $632,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 27,381 | $631,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,500 | $629,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 168,951 | $629,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 620,000 | $629,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 13,470 | $628,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 59,507 | $627,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 36,531 | $627,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 48,028 | $627,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,600 | $625,000 | thousands by filing date | put |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,784 | $625,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 21,686 | $623,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 265,819 | $622,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 7,800 | $621,000 | thousands by filing date | put |
| ESSA PHARMA INC | 29668H708 | COM NEW | 77,300 | $618,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 42,282 | $618,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 24,690 | $617,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 22,974 | $616,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 24,121 | $616,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,700 | $614,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884103 | COM | 9,970 | $614,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 100,547 | $614,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 13,648 | $613,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 31,234 | $613,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 33,937 | $611,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 85,291 | $611,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 17,617 | $610,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 659,000 | $610,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 13,819 | $608,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 155,767 | $608,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 14,339 | $607,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 22,007 | $607,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 18,164 | $607,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 38,878 | $606,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 37,794 | $605,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 78,125 | $604,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 30,198 | $604,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 165,469 | $602,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 15,453 | $601,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 108,400 | $601,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 53,547 | $600,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,666 | $600,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 176,640 | $599,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 166,052 | $599,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 4,800 | $598,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 57,683 | $596,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 32,000 | $595,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 128,402 | $595,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 199,450 | $590,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 5,291 | $587,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 50,462 | $587,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 48,606 | $585,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,300 | $584,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,300 | $584,000 | thousands by filing date | call |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 25,154 | $584,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 154,016 | $584,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,992 | $582,000 | thousands by filing date | call |
| EVERQUOTE INC | 30041R108 | COM CL A | 31,241 | $582,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 38,314 | $581,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 21,964 | $580,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 73,973 | $580,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,852 | $578,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 39,904 | $578,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 15,169 | $577,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 140 | $574,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 17,665 | $571,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 121,041 | $570,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 27,108 | $570,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 52,947 | $570,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 42,157 | $569,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 33,530 | $565,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 28,873 | $565,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 110,853 | $564,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 29,776 | $563,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 69,300 | $561,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 537,000 | $561,000 | thousands by filing date | principal |
| CONDUENT INC | 206787103 | COM | 84,988 | $560,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 9,059 | $559,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 21,847 | $558,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 30,600 | $557,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 28,920 | $556,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 15,607 | $555,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 35,303 | $555,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 97,566 | $553,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 16,690 | $552,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 21,570 | $550,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 179,144 | $550,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 43,588 | $549,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 23,224 | $549,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 77,274 | $549,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 19,732 | $548,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 11,397 | $544,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 18,892 | $543,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 188,357 | $542,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 25,080 | $542,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,192 | $541,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 21,200 | $541,000 | thousands by filing date | call |
| MORPHIC HLDG INC | 61775R105 | COM | 9,536 | $540,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 12,653 | $538,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 15,984 | $538,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 5,800 | $536,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 58,320 | $534,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 15,818 | $534,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 7,293 | $532,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 65,548 | $532,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 20,929 | $532,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 34,701 | $532,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 24,230 | $531,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 30,401 | $531,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 43,450 | $531,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 11,300 | $527,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 73,213 | $525,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 28,220 | $525,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,900 | $524,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 42,716 | $524,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 84,273 | $524,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 14,300 | $523,000 | thousands by filing date | put |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 35,420 | $523,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 17,309 | $522,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 100,000 | $521,000 | thousands by filing date | call |
| LOVESAC COMPANY | 54738L109 | COM | 7,859 | $519,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,800 | $519,000 | thousands by filing date | put |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 24,289 | $519,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 37,518 | $517,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20,700 | $516,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 46,017 | $515,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 30,000 | $513,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 10,606 | $512,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 14,166 | $512,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 6,294 | $511,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,389 | $511,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,993 | $510,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 9,160 | $509,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 13,252 | $508,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 38,387 | $507,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 27,819 | $507,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 13,800 | $506,000 | thousands by filing date | put |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 15,322 | $506,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 23,433 | $506,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 19,321 | $506,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 8,057 | $504,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 10,000 | $503,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 33,408 | $503,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 20,400 | $502,000 | thousands by filing date | call |
| NEXTCURE INC | 65343E108 | COM | 74,365 | $501,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 35,006 | $499,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 17,469 | $498,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 62,071 | $498,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 43,551 | $498,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 15,886 | $497,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 77,683 | $497,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 8,639 | $494,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 37,969 | $494,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,839 | $493,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 22,800 | $491,000 | thousands by filing date | put |
| NLIGHT INC | 65487K100 | COM | 17,383 | $490,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 25,839 | $490,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 21,181 | $489,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 12,911 | $488,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50,000 | $487,000 | thousands by filing date | call |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 8,071 | $484,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 22,073 | $484,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 11,469 | $481,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,000 | $479,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 36,813 | $479,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 35,069 | $477,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 75,638 | $477,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 28,568 | $475,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 38,022 | $471,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 108,348 | $471,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 61,281 | $470,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 37,023 | $468,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 13,049 | $468,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 8,623 | $466,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 4,100 | $466,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 21,521 | $463,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 35,294 | $461,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 17,764 | $460,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 67,138 | $459,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,830 | $458,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 64,279 | $456,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 17,014 | $456,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 93,256 | $456,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 13,719 | $455,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 20,000 | $454,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 14,200 | $454,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,400 | $450,000 | thousands by filing date | put |
| SAUL CTRS INC COM | 804395101 | REIT | 10,224 | $450,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 26,000 | $449,000 | thousands by filing date | put |
| FREEDOM HOLDING CORP | 356390104 | COM | 7,138 | $448,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 63,643 | $446,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 17,783 | $446,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 9,488 | $444,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 65,033 | $443,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 4,086 | $442,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 19,094 | $442,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 20,961 | $438,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 68,625 | $438,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,800 | $437,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 98,232 | $436,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 58,790 | $435,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 8,261 | $435,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 622 | $434,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 37,452 | $432,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 8,576 | $431,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 60,698 | $431,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 29,163 | $429,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 27,088 | $429,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 37,127 | $429,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,206 | $427,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 3,333 | $426,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 14,379 | $425,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 4,715 | $425,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 66,326 | $425,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 5,326 | $425,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 60,401 | $424,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,500 | $423,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 20,979 | $423,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 9,650 | $422,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 18,985 | $422,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 34,035 | $421,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 18,390 | $421,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 24,358 | $421,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 19,688 | $419,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,173 | $417,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 52,025 | $417,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 248,519 | $415,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 48,585 | $415,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 9,013 | $414,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 6,412 | $413,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 22,369 | $412,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 56,565 | $408,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 16,179 | $408,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 400,000 | $408,000 | thousands by filing date | principal |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 88,243 | $407,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 32,571 | $407,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 51,015 | $407,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 13,495 | $406,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 148,432 | $403,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 31,365 | $402,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 9,526 | $402,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 51,033 | $402,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,700 | $401,000 | thousands by filing date | put |
| CRA INTL INC | 12618T105 | COM | 4,026 | $399,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 33,273 | $399,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 11,898 | $397,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,100 | $396,000 | thousands by filing date | call |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,997 | $395,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 5,000 | $395,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 14,935 | $394,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 67,614 | $394,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 36,405 | $393,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 8,011 | $392,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 13,572 | $391,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 13,401 | $390,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,600 | $388,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 11,104 | $387,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 7,329 | $386,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 43,881 | $386,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 22,491 | $386,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 15,028 | $384,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,000 | $382,000 | thousands by filing date | put |
| CAMTEK LTD ORD | M20791105 | Stock | 9,384 | $380,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 32,144 | $380,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 16,300 | $379,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,423 | $379,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 20,000 | $378,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 302,000 | $378,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 50,119 | $376,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 36,755 | $376,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 7,830 | $376,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 25,567 | $375,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 10,059 | $375,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 52,991 | $374,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 53,115 | $374,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,364 | $373,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 20,885 | $373,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 76,722 | $373,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 8,043 | $372,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 9,676 | $371,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 5,653 | $370,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 36,097 | $369,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 8,920 | $367,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 26,445 | $365,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 26,717 | $365,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 12,346 | $364,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 2,858 | $363,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,430 | $362,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 17,135 | $361,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 16,872 | $361,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 261,250 | $361,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 20,181 | $360,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 29,828 | $359,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 15,664 | $358,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 34,983 | $357,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 7,992 | $357,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 19,046 | $356,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 48,081 | $355,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 66,233 | $354,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 18,070 | $353,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 28,897 | $352,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 12,600 | $351,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,775 | $351,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 10,593 | $350,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 13,803 | $350,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 36,313 | $349,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 29,499 | $349,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 6,209 | $348,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 13,587 | $347,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 15,506 | $347,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 8,183 | $343,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 18,792 | $342,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 92,243 | $342,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 24,225 | $342,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 12,456 | $340,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 13,285 | $338,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 6,619 | $338,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 109,561 | $337,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 188,764 | $336,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 16,656 | $335,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 11,157 | $334,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 47,934 | $334,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 169,594 | $334,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,894 | $333,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 62,622 | $333,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 16,585 | $333,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 41,720 | $332,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 11,968 | $328,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,200 | $326,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 44,388 | $326,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 23,976 | $325,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 22,909 | $323,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 17,565 | $323,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,236 | $322,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 23,934 | $322,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 279,000 | $322,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 19,300 | $321,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 62,928 | $321,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 8,280 | $321,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 227,000 | $320,000 | thousands by filing date | principal |
| ANAPTYSBIO INC | 032724106 | COM | 11,729 | $319,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 17,576 | $319,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,426 | $319,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,500 | $318,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 2,206 | $318,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 3,700 | $317,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 4,024 | $317,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 56,751 | $316,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 35,400 | $315,000 | thousands by filing date | put |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 14,068 | $315,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 10,341 | $314,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,300 | $313,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,600 | $313,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 13,698 | $313,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 33,016 | $312,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,300 | $311,000 | thousands by filing date | call |
| Eaton Vance Floating Rate | 27831H100 | ETF | 33,332 | $311,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 12,084 | $310,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 399,000 | $309,000 | thousands by filing date | principal |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,266 | $308,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 10,052 | $308,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 8,400 | $307,000 | thousands by filing date | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 11,044 | $305,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 9,777 | $305,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 12,849 | $305,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,416 | $304,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 26,084 | $302,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 8,975 | $301,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 387,000 | $301,000 | thousands by filing date | principal |
| SHAKE SHACK INC | 819047101 | CL A | 3,800 | $298,000 | thousands by filing date | call |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 17,916 | $298,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 40,146 | $298,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,301 | $297,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,300 | $297,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 29,737 | $297,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 19,969 | $296,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 10,962 | $294,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 24,685 | $293,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 14,218 | $293,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,700 | $292,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 40,822 | $292,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 55,271 | $290,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 132,954 | $290,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 94,998 | $289,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 23,165 | $288,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 19,785 | $288,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 44,941 | $286,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,568 | $286,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 62,463 | $286,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 27,163 | $285,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 5,668 | $285,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 8,000 | $285,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 4,300 | $284,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,100 | $282,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 36,581 | $282,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,314 | $282,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 134,772 | $281,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 33,032 | $281,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 7,213 | $279,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 6,798 | $279,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 28,021 | $279,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 284,000 | $278,000 | thousands by filing date | principal |
| VERA BRADLEY INC | 92335C106 | COM | 29,448 | $277,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 11,608 | $277,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 31,999 | $277,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 115,856 | $277,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,000 | $275,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 16,457 | $275,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,500 | $273,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 14,351 | $271,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 42,496 | $271,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 74,819 | $271,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 17,887 | $270,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 18,171 | $270,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 12,223 | $269,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 55,384 | $269,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 9,432 | $268,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 15,135 | $268,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,097 | $266,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 19,753 | $266,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,300 | $264,000 | thousands by filing date | call |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 22,450 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,334 | $263,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 7,321 | $263,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 34,349 | $262,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 4,065 | $262,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 12,027 | $261,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 21,446 | $261,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 14,043 | $261,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 15,800 | $261,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,239 | $261,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,100 | $260,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,348 | $259,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,776 | $259,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 43,361 | $259,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 15,357 | $257,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 14,625 | $257,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 7,650 | $256,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 14,580 | $256,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 237,000 | $256,000 | thousands by filing date | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 5,925 | $255,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,776 | $255,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 6,122 | $255,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 38,303 | $255,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 34,000 | $254,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 5,744 | $254,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 9,838 | $254,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-21-000092 | this filing | 2021-11-09 | acceptance time not in the bulk data set |