13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 5,224 holding rows worth $168,397,070,000.
- Accession
- 0000312069-20-000059
- Filer
- CIK 312069
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 9,142 entries on the cover page, a total value of $168,397,070,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,397,070,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,578 | $157,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,414 | $156,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,000 | $156,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,621 | $156,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 25,465 | $156,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 32,126 | $156,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 50,000 | $156,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,500 | $155,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 3,400 | $155,000 | thousands by filing date | call |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 10,803 | $155,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,055 | $155,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 8,147 | $155,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 32,116 | $155,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 10,426 | $155,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,650 | $154,000 | thousands by filing date | put |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,764 | $154,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 161,000 | $154,000 | thousands by filing date | principal |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 9,700 | $153,000 | thousands by filing date | call |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 41,213 | $153,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,400 | $152,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 31,739 | $152,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 30,416 | $152,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,700 | $151,000 | thousands by filing date | put |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 3,821 | $151,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 10,675 | $151,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 18,322 | $151,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,850 | $151,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 18,800 | $150,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 9,484 | $150,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 88,901 | $149,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 13,129 | $149,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 609 | $148,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 25,862 | $148,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 42,763 | $148,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,100 | $147,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 59,542 | $147,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 25,635 | $147,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 5,251 | $146,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 40,972 | $146,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 5,140 | $146,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 601,500 | $145,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 13,490 | $145,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 810 | $144,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,500 | $144,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 5,678 | $143,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 8,007 | $143,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 49,252 | $143,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,400 | $142,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 21,800 | $142,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 9,500 | $141,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 6,886 | $141,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 11,300 | $141,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 145,619 | $141,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 12,400 | $141,000 | thousands by filing date | call |
| CONTURA ENERGY INC | 21241B100 | COM | 19,240 | $141,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 6,659 | $140,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 14,599 | $140,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 27,677 | $140,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 6,663 | $139,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 3,500 | $139,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 3,354 | $139,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 6,812 | $139,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,600 | $139,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 19,636 | $139,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 20,728 | $138,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,300 | $137,000 | thousands by filing date | call |
| IES HOLDINGS INC | 44951W106 | COM | 4,302 | $137,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 32,009 | $137,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 79,130 | $137,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 3,200 | $136,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 7,686 | $136,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,600 | $135,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,400 | $135,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 6,100 | $135,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 9,571 | $135,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,628 | $135,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,879 | $135,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 26,000 | $135,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 299 | $135,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 30,400 | $135,000 | thousands by filing date | put |
| HOOKIPA PHARMA INC | 43906K100 | COM | 14,330 | $135,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 20,617 | $134,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 9,557 | $134,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 15,400 | $134,000 | thousands by filing date | call |
| CORECARD CORPORATION | 45816D100 | COM | 3,418 | $133,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 80,298 | $133,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,000 | $132,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 12,355 | $132,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 204,139 | $132,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 8,779 | $132,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 12,123 | $132,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 7,636 | $132,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 9,883 | $132,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 14,296 | $131,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 128,589 | $131,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,750 | $131,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 1,030,067 | $131,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,132 | $130,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,100 | $130,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,891 | $129,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 32,457 | $129,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 3,450 | $129,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 18,763 | $129,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,175 | $129,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 6,236 | $129,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 186,000 | $129,000 | thousands by filing date | principal |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 3,400 | $128,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 11,505 | $128,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 11,031 | $128,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 30,793 | $128,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 9,800 | $127,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 11,907 | $127,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 8,400 | $127,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,676 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,100 | $127,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 6,595 | $127,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 16,747 | $127,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 5,343 | $126,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 11,152 | $126,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 25,900 | $126,000 | thousands by filing date | put |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,564 | $126,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,015 | $126,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 22,711 | $126,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 12,100 | $126,000 | thousands by filing date | put |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 21,110 | $126,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,081 | $125,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 5,000 | $125,000 | thousands by filing date | put |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 10,202 | $125,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 12,465 | $125,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 27,867 | $125,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 9,512 | $125,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 2,500 | $125,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 4,100 | $124,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 7,218 | $124,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 123,000 | $124,000 | thousands by filing date | principal |
| PUXIN LTD | 74704P108 | ADS | 14,000 | $124,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,400 | $123,000 | thousands by filing date | call |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 696 | $123,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4,000 | $123,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,500 | $123,000 | thousands by filing date | put |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 3,014 | $123,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 38,282 | $123,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 75,448 | $122,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 10,680 | $122,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 14,306 | $122,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 788 | $121,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,400 | $121,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 5,468 | $121,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 109,200 | $121,000 | thousands by filing date | call |
| WILLDAN GROUP INC | 96924N100 | COM | 4,728 | $120,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 29,627 | $120,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 5,500 | $119,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 2,000 | $119,000 | thousands by filing date | put |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 12,050 | $119,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 9,348 | $119,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 4,700 | $118,000 | thousands by filing date | call |
| IBIO INC | 451033203 | COM NEW | 57,909 | $118,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,500 | $117,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4,407 | $117,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 7,389 | $117,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 100,000 | $117,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 900 | $116,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 900 | $116,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 9,900 | $116,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 412,140 | $116,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 28,713 | $116,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 34,093 | $116,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 11,789 | $115,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 988 | $115,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 16,900 | $115,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 4,924 | $115,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 109,713 | $115,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 9,192 | $115,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,380 | $115,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 10,000 | $115,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 5,500 | $114,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 4,554 | $114,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 214,908 | $114,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,500 | $113,000 | thousands by filing date | put |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 1,671 | $113,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,197 | $113,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 9,460 | $113,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 6,197 | $113,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 8,607 | $113,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 18,125 | $113,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 3,000 | $113,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 10,051 | $113,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 13,752 | $113,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 2,667 | $112,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 850 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,400 | $112,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 7,256 | $112,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 20,841 | $112,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 8,086 | $112,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,100 | $111,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 7,900 | $111,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,000 | $111,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 8,200 | $110,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 32,142 | $110,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 8,900 | $110,000 | thousands by filing date | call |
| APTIV PLC | G6095L109 | SHS | 1,200 | $110,000 | thousands by filing date | call |
| NEURONETICS INC | 64131A105 | COM | 22,579 | $110,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 33,400 | $110,000 | thousands by filing date | call |
| ONCOCYTE CORP | 68235C107 | COM | 78,746 | $110,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,900 | $109,000 | thousands by filing date | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,400 | $109,000 | thousands by filing date | put |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 34,000 | $109,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 17,796 | $109,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 37,796 | $109,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 529 | $109,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 71,122 | $109,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,199 | $108,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,000 | $108,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 2,737 | $108,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 20,477 | $108,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,052 | $108,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 44,283 | $108,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,400 | $107,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 21,690 | $107,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 7,474 | $107,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 16,330 | $107,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 3,359 | $107,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,200 | $106,000 | thousands by filing date | call |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 13,317 | $106,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 9,805 | $106,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 9,400 | $105,000 | thousands by filing date | put |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 7,986 | $105,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 16,283 | $105,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 42,311 | $105,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,440 | $104,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 11,814 | $104,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 1,489 | $104,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 5,692 | $104,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,200 | $103,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 9,500 | $103,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,000 | $103,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 1,500 | $103,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 8,601 | $103,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 300 | $102,000 | thousands by filing date | put |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,810 | $102,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 9,331 | $102,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 8,732 | $102,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 30,900 | $102,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,500 | $101,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 5,400 | $101,000 | thousands by filing date | put |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 14,519 | $101,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 3,707 | $101,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 5,539 | $101,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 6,914 | $101,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 3,256 | $100,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,000 | $100,000 | thousands by filing date | call |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 13,278 | $100,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 6,126 | $100,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 5,978 | $100,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 19,219 | $100,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 15,703 | $100,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,400 | $99,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 1,600 | $99,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 1,400 | $99,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,214 | $99,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 10,129 | $99,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 9,471 | $99,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,000 | $99,000 | thousands by filing date | call |
| VERITONE INC | 92347M100 | COM | 10,739 | $99,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 14,336 | $99,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 22,962 | $99,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,500 | $98,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 8,800 | $98,000 | thousands by filing date | call |
| SALISBURY BANCORP INC | 795226109 | COM | 3,080 | $98,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,400 | $97,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,958 | $97,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,261 | $97,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 46,446 | $97,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 8,734 | $97,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 39,657 | $97,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 10,600 | $96,000 | thousands by filing date | call |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 10,402 | $96,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 8,558 | $96,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 4,261 | $95,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 5,969 | $95,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 10,009 | $95,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 78,267 | $95,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 17,871 | $95,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,381 | $94,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,700 | $94,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,000 | $94,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 2,600 | $94,000 | thousands by filing date | call |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 4,416 | $94,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,700 | $93,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,197 | $93,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,700 | $93,000 | thousands by filing date | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,200 | $93,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 31,536 | $93,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,345 | $93,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 27,168 | $93,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 168,759 | $93,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 21,033 | $92,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 9,178 | $92,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 22,613 | $92,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,902 | $92,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 4,626 | $92,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 6,942 | $92,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 7,276 | $91,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,306 | $91,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 900 | $91,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 1,100 | $91,000 | thousands by filing date | put |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 3,232 | $91,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 3,471 | $91,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,762 | $91,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 100,000 | $91,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 5,772 | $91,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 1,300 | $91,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 4,608 | $90,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,000 | $90,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 2,214 | $90,000 | thousands by filing date | call |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 7,509 | $90,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 800 | $89,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 2,968 | $89,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,443 | $88,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,810 | $88,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,100 | $87,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 5,800 | $87,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 600 | $87,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,000 | $87,000 | thousands by filing date | call |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,764 | $87,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 7,119 | $87,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,500 | $86,000 | thousands by filing date | call |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 11,283 | $86,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,100 | $85,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,506 | $85,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 1,146 | $85,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,800 | $85,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 13,223 | $84,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,000 | $84,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 13,908 | $84,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 9,314 | $84,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,700 | $84,000 | thousands by filing date | call |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,500 | $84,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 12,900 | $84,000 | thousands by filing date | put |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,288 | $84,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 32,343 | $84,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,330 | $83,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 83,758 | $83,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,772 | $83,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 15,200 | $83,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 1,600 | $83,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 6,700 | $83,000 | thousands by filing date | put |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 3,532 | $83,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 6,500 | $83,000 | thousands by filing date | call |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,137 | $83,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 10,986 | $82,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 914 | $82,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 7,153 | $82,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 6,372 | $81,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,459 | $81,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,130 | $81,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,470 | $81,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,142 | $80,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 14,137 | $80,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 13,804 | $80,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 10,000 | $80,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 3,251 | $80,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 28,210 | $80,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,400 | $80,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 2,200 | $79,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 1,958 | $79,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 8,823 | $79,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 8,692 | $79,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 11,715 | $79,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,600 | $79,000 | thousands by filing date | put |
| Rithm Property Trust Inc | 38983D300 | REIT | 9,514 | $79,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 4,500 | $78,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,200 | $78,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 43,157 | $78,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,900 | $78,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 28,650 | $78,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 77,000 | $78,000 | thousands by filing date | principal |
| Proshares VIX Short-Term | 74347W171 | Equity | 3,800 | $78,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,700 | $77,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,700 | $77,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,389 | $77,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 5,636 | $77,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,300 | $77,000 | thousands by filing date | put |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 8,494 | $77,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 3,000 | $76,000 | thousands by filing date | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 6,864 | $76,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 4,285 | $76,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 18,447 | $76,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 23,757 | $76,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 14,597 | $76,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 14,086 | $76,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 2,231 | $75,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,200 | $75,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,952 | $75,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 6,350 | $75,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 5,484 | $75,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 6,218 | $75,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 21,000 | $75,000 | thousands by filing date | principal |
| LUTHER BURBANK CORP | 550550107 | COM | 9,034 | $75,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 8,400 | $74,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 1,400 | $74,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 8,884 | $74,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,944 | $74,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,348 | $74,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,500 | $74,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5,200 | $74,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 17,209 | $74,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 570 | $73,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 4,000 | $73,000 | thousands by filing date | call |
| GLOBANT S A | L44385109 | COM | 406 | $73,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 9,900 | $73,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 12,573 | $73,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 18,267 | $73,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 4,555 | $73,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 20,283 | $73,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 15,426 | $73,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 24,900 | $73,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2,500 | $72,000 | thousands by filing date | call |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 693 | $72,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 5,150 | $72,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 700 | $71,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 1,700 | $71,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 4,100 | $71,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 5,049 | $71,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 14,015 | $71,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 18,200 | $71,000 | thousands by filing date | call |
| ZYMEWORKS INC | 98985W102 | COM | 1,517 | $71,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,000 | $70,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,700 | $70,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 4,778 | $70,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 8,800 | $70,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,600 | $70,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 13,872 | $70,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 3,550 | $70,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 56,100 | $70,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 7,873 | $70,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 10,477 | $70,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 14,161 | $70,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 9,400 | $69,000 | thousands by filing date | put |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 1,700 | $69,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 67,707 | $69,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 9,061 | $69,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 15,554 | $69,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 18,367 | $69,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 4,900 | $68,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,600 | $68,000 | thousands by filing date | call |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4,057 | $68,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 12,616 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,320 | $68,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 8,402 | $68,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 27,130 | $68,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 2,400 | $67,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 29,528 | $67,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 2,358 | $67,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,377 | $67,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 44,324 | $67,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,100 | $67,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 71,000 | $67,000 | thousands by filing date | principal |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 6,026 | $67,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 10,949 | $67,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 67,000 | $67,000 | thousands by filing date | principal |
| TAPESTRY INC COM | 876030107 | Stock | 4,200 | $66,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 27,836 | $66,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 5,880 | $66,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,400 | $66,000 | thousands by filing date | call |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 11,386 | $66,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,000 | $66,000 | thousands by filing date | put |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 80,000 | $66,000 | thousands by filing date | principal |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 11,042 | $66,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,663 | $65,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,055 | $65,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,526 | $65,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 4,600 | $64,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,430 | $64,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 3,510 | $64,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,369 | $64,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 10,400 | $64,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,100 | $64,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,338 | $64,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 9,100 | $64,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 21,607 | $64,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 30,059 | $64,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 6,745 | $64,000 | thousands by filing date | call |
| FIRST CHOICE BANCORP | 31948P104 | COM | 4,790 | $64,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 12,757 | $63,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 7,123 | $63,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 5,208 | $63,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 24,281 | $63,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,174 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 3,500 | $63,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,200 | $62,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 9,588 | $62,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 5,036 | $62,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 15,881 | $62,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 20,167 | $62,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 10,170 | $62,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,600 | $61,000 | thousands by filing date | call |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 550 | $61,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 3,146 | $61,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 4,912 | $61,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-20-000059 | this filing | 2020-11-12 | acceptance time not in the bulk data set |