13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 5,224 holding rows worth $168,397,070,000.
- Accession
- 0000312069-20-000059
- Filer
- CIK 312069
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 9,142 entries on the cover page, a total value of $168,397,070,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,397,070,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,450 | $60,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 6,100 | $60,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,600 | $60,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 6,400 | $60,000 | thousands by filing date | put |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 9,803 | $60,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 9,429 | $60,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 74,573 | $60,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 6,618 | $60,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,600 | $59,000 | thousands by filing date | put |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 14,305 | $59,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 10,547 | $59,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,834 | $59,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 5,302 | $59,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 22,812 | $59,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 7,400 | $59,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 18,362 | $59,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 39,605 | $59,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 15,640 | $59,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,047 | $58,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 8,300 | $58,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 156,000 | $58,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,400 | $58,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 2,688 | $58,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,500 | $58,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 8,061 | $58,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,457 | $58,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 273 | $57,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,784 | $57,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 361 | $57,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 2,600 | $57,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 4,600 | $57,000 | thousands by filing date | put |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,386 | $57,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 47,600 | $57,000 | thousands by filing date | call |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 4,870 | $57,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 33,239 | $57,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,353 | $57,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 5,971 | $57,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,200 | $56,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 869 | $56,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 58,429 | $56,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 4,500 | $56,000 | thousands by filing date | call |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 14,600 | $56,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 3,085 | $56,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 39,455 | $56,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 18,808 | $56,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 42,045 | $56,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 53,000 | $56,000 | thousands by filing date | principal |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 900 | $56,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 1,748 | $56,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 7,855 | $55,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 5,570 | $55,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 15,245 | $55,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 22,164 | $55,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 23,014 | $55,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 16,143 | $55,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 20,625 | $55,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,900 | $54,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,000 | $54,000 | thousands by filing date | put |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 5,415 | $54,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 7,879 | $54,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 6,500 | $54,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 11,506 | $54,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 8,154 | $54,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 26,664 | $54,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 8,758 | $54,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 4,129 | $54,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 5,000 | $53,000 | thousands by filing date | put |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 5,160 | $53,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 6,720 | $53,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 9,300 | $53,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 5,623 | $53,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 5,100 | $53,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,600 | $53,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 9,156 | $53,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 5,991 | $53,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 15,733 | $53,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 20,295 | $53,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 106,820 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 725 | $52,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,200 | $52,000 | thousands by filing date | call |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,720 | $52,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 3,772 | $52,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,771 | $52,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 17,451 | $52,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,719 | $52,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 4,199 | $52,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 36,523 | $52,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 7,371 | $52,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,100 | $51,000 | thousands by filing date | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 3,544 | $51,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 15,560 | $51,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 5,811 | $51,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 5,847 | $51,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 3,297 | $51,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,354 | $51,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 14,500 | $50,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 40,000 | $50,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 7,564 | $50,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 22,344 | $50,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 9,121 | $50,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 2,643 | $50,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,200 | $49,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 2,500 | $49,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,800 | $49,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 6,079 | $49,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 2,454 | $49,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 900 | $49,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,100 | $49,000 | thousands by filing date | call |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 7,958 | $49,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 74,800 | $49,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,000 | $48,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,600 | $48,000 | thousands by filing date | put |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 3,996 | $48,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,652 | $48,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $48,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 19,164 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 3,000 | $48,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 4,542 | $48,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 2,118 | $48,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,137 | $48,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 9,034 | $48,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 7,197 | $48,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 39,077 | $48,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 2,596 | $48,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 3,926 | $48,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 27,063 | $48,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 4,575 | $48,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,600 | $47,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 12,400 | $47,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 5,400 | $47,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 7,900 | $47,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 48,700 | $47,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 15,284 | $47,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $47,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 7,012 | $47,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 3,290 | $47,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,999 | $47,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 4,381 | $47,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,118 | $47,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,574 | $47,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 4,130 | $47,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 4,122 | $47,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 18,930 | $47,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 23,259 | $47,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 5,000 | $47,000 | thousands by filing date | call |
| CORTEVA INC COM | 22052L104 | Stock | 1,584 | $46,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 5,000 | $46,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,280 | $46,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 5,490 | $46,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,200 | $46,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 851 | $46,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 15,996 | $46,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 6,570 | $46,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 29,773 | $46,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 950 | $45,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,792 | $45,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 5,981 | $45,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 3,000 | $45,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 5,000 | $44,000 | thousands by filing date | put |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 12,455 | $44,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 4,600 | $44,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 6,421 | $44,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 5,767 | $44,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 11,200 | $43,000 | thousands by filing date | call |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 9,080 | $43,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,097 | $43,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 4,700 | $43,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,107 | $43,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 8,988 | $43,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 1,700 | $43,000 | thousands by filing date | put |
| SB FINL GROUP INC | 78408D105 | COM | 3,220 | $43,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 8,600 | $43,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 283,539 | $43,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 8,972 | $43,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 2,988 | $43,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 2,560 | $43,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 2,540 | $43,000 | thousands by filing date | call |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 4,800 | $43,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 5,800 | $42,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 6,900 | $42,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 7,504 | $42,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,275 | $42,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 2,552 | $42,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 12,167 | $42,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 39,000 | $42,000 | thousands by filing date | principal |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 40,000 | $42,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 2,209 | $42,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 4,225 | $41,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 3,640 | $41,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2,113 | $41,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,571 | $41,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 9,814 | $41,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 7,927 | $41,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 8,203 | $41,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 7,820 | $41,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 46,966 | $41,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 6,500 | $41,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 13,063 | $41,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 292 | $41,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,100 | $40,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,700 | $40,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2,560 | $40,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 5,800 | $40,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,960 | $40,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,600 | $40,000 | thousands by filing date | put |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,399 | $40,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,238 | $40,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 6,117 | $40,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 36,000 | $40,000 | thousands by filing date | principal |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,800 | $39,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 2,100 | $39,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,800 | $39,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 18,181 | $39,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,100 | $39,000 | thousands by filing date | call |
| EVOLUS INC | 30052C107 | COM | 10,033 | $39,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,000 | $39,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 4,600 | $39,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 7,900 | $39,000 | thousands by filing date | put |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 2,407 | $39,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,069 | $39,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 4,225 | $39,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 4,016 | $39,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,400 | $39,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 3,700 | $38,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 16,491 | $38,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 6,300 | $38,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 3,200 | $37,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 13 | $37,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 700 | $37,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,800 | $37,000 | thousands by filing date | call |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 1,720 | $37,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 26,540 | $37,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 13,831 | $37,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,400 | $37,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 6,294 | $37,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 30,104 | $37,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 16,319 | $37,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,400 | $36,000 | thousands by filing date | put |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $36,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,479 | $36,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 8,900 | $36,000 | thousands by filing date | put |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 2,805 | $36,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 5,308 | $36,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 17,752 | $36,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 10,350 | $36,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 1,900 | $36,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 4,201 | $35,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,765 | $35,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 1,678 | $35,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,700 | $35,000 | thousands by filing date | put |
| SOLITON INC | 834251100 | COM | 4,538 | $35,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 32,073 | $35,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 500 | $35,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 16,478 | $35,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,500 | $34,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 4,071 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 600 | $34,000 | thousands by filing date | call |
| DESIGNER BRANDS INC | 250565108 | CL A | 6,300 | $34,000 | thousands by filing date | call |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 3,635 | $34,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 7,600 | $34,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 8,395 | $34,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 13,854 | $34,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 11,378 | $34,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,500 | $33,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,100 | $33,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,000 | $33,000 | thousands by filing date | call |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,985 | $33,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 200 | $33,000 | thousands by filing date | call |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 3,061 | $33,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 3,191 | $33,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,111 | $33,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,818 | $33,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 4,180 | $33,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 7,347 | $33,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 41,100 | $33,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 5,500 | $33,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 3,018 | $33,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,122 | $32,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 1,500 | $32,000 | thousands by filing date | call |
| SILICOM LTD | M84116108 | ORD | 1,000 | $32,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 6,015 | $32,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 2,229 | $32,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,100 | $31,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,056 | $31,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 2,000 | $31,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 2,700 | $31,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,700 | $31,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 6,712 | $31,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 837 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,300 | $31,000 | thousands by filing date | call |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,695 | $31,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,500 | $31,000 | thousands by filing date | call |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 4,909 | $31,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 6,821 | $31,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 12,133 | $31,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,500 | $30,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,956 | $30,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,600 | $30,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 12,500 | $30,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,600 | $30,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 1,600 | $30,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,413 | $30,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 3,258 | $30,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 31,166 | $30,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 848 | $30,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 304,672 | $30,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 3,475 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 148 | $29,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,300 | $29,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 7,093 | $29,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 7,275 | $29,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 9,593 | $29,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,000 | $29,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,609 | $29,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 5,000 | $29,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $29,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 2,813 | $29,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1,200 | $29,000 | thousands by filing date | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 11,822 | $29,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,494 | $29,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 32,000 | $29,000 | thousands by filing date | principal |
| PAVMED INC | 70387R106 | COM | 16,662 | $29,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,413 | $29,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 2,500 | $29,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 12,368 | $29,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,192 | $28,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,600 | $28,000 | thousands by filing date | put |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 2,088 | $28,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,700 | $28,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 700 | $28,000 | thousands by filing date | put |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 500 | $28,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,947 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,000 | $28,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,847 | $27,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 2,826 | $27,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 19,159 | $27,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 5,498 | $27,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 10,449 | $27,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 5,565 | $27,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 8,000 | $27,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,088 | $27,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,000 | $27,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 32,000 | $27,000 | thousands by filing date | principal |
| FIDELITY COMWLTH TR | 315912808 | COM | 60 | $26,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 300 | $26,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,814 | $26,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,840 | $26,000 | thousands by filing date | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 19,116 | $26,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,200 | $26,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 1,700 | $26,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,000 | $26,000 | thousands by filing date | put |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 1,773 | $26,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 4,854 | $26,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 2,677 | $26,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,300 | $25,000 | thousands by filing date | put |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,223 | $25,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 2,793 | $25,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 2,369 | $25,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 6,400 | $24,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 2,000 | $24,000 | thousands by filing date | put |
| SAVARA INC | 805111101 | COM | 22,031 | $24,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,494 | $24,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,341 | $24,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 19,700 | $24,000 | thousands by filing date | call |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,684 | $24,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 4,030 | $24,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 3,123 | $24,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 11,908 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 4,200 | $24,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 1,300 | $23,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 13,200 | $23,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,738 | $23,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,000 | $23,000 | thousands by filing date | put |
| Renovaro Inc | 29350E104 | Common Stock | 6,319 | $23,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,592 | $23,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 7,512 | $23,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 75,000 | $23,000 | thousands by filing date | principal |
| DOVER CORP COM | 260003108 | Stock | 200 | $22,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 4,400 | $22,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,118 | $22,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 18,291 | $22,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 738 | $22,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,739 | $22,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,300 | $22,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 22,200 | $22,000 | thousands by filing date | call |
| POWER REIT | 73933H101 | COM | 1,100 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,400 | $22,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 307 | $22,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,100 | $21,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 1,000 | $21,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 3,600 | $21,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,700 | $21,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 700 | $21,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 3,305 | $21,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,200 | $20,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 2,300 | $20,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,200 | $20,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,114 | $20,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,100 | $20,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,271 | $19,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 2,000 | $19,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 1,700 | $19,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 1,600 | $19,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,329 | $19,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,710 | $19,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,000 | $19,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,000 | $18,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 454 | $18,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,126 | $18,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,441 | $18,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 29,538 | $18,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,700 | $18,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 7,500 | $18,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 15,000 | $18,000 | thousands by filing date | principal |
| SOCIETAL CDMO INC | 75629F109 | COM | 8,910 | $18,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 1,900 | $18,000 | thousands by filing date | put |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 13,708 | $17,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,600 | $17,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,439 | $17,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 361 | $17,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 239 | $17,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 7,746 | $17,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $17,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 9,629 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 2,900 | $17,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 1,300 | $16,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,700 | $16,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 6,100 | $16,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,024 | $16,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 845 | $16,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,846 | $16,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 5,006 | $16,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,073 | $16,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 40,000 | $16,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,000 | $16,000 | thousands by filing date | principal |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 1,100 | $15,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 43,817 | $15,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,530 | $15,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,100 | $15,000 | thousands by filing date | put |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 605 | $15,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 952 | $15,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,100 | $15,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 33 | $15,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,843 | $15,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 4,505 | $15,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,000 | $15,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,963 | $15,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 7,600 | $15,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 1,739 | $15,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,300 | $14,000 | thousands by filing date | call |
| MORNINGSTAR INC COM | 617700109 | Stock | 86 | $14,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 8,224 | $14,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 882 | $14,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 912 | $14,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,600 | $14,000 | thousands by filing date | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,003 | $14,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,432 | $14,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 772 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 500 | $14,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 2,000 | $14,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 4,093 | $14,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 17,107 | $14,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 595 | $14,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 50 | $13,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 3,800 | $13,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 866 | $13,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,407 | $13,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 200 | $13,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 804 | $13,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 924 | $13,000 | thousands by filing date | call |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,473 | $13,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 600 | $12,000 | thousands by filing date | call |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 908 | $12,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 700 | $12,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 33,000 | $12,000 | thousands by filing date | put |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 739 | $12,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 4,855 | $12,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 473 | $12,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 12,000 | $12,000 | thousands by filing date | principal |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 10,518 | $12,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,469 | $12,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,500 | $11,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 1,100 | $11,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 55 | $11,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 801 | $11,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,086 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 72 | $11,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 131 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,169 | $11,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 952 | $11,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,582 | $11,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 900 | $11,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 887 | $11,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 3,442 | $11,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 759 | $11,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 18,868 | $11,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 9,122 | $11,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 4,858 | $11,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 11,546 | $11,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 1,200 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-20-000059 | this filing | 2020-11-12 | acceptance time not in the bulk data set |