13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 5,224 holding rows worth $168,397,070,000.
- Accession
- 0000312069-20-000059
- Filer
- CIK 312069
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 9,142 entries on the cover page, a total value of $168,397,070,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,397,070,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 27,291 | $11,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 5,300 | $10,000 | thousands by filing date | put |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 55 | $10,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,180 | $10,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 300 | $10,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $10,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,191 | $10,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 940 | $10,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,335 | $10,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 329 | $10,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,823 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 500 | $10,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 3,644 | $10,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 461 | $10,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 471 | $10,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 12,593 | $10,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 12,856 | $10,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,450 | $9,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 300 | $9,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,700 | $9,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,500 | $9,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 684 | $9,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 842 | $9,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,501 | $9,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 485 | $9,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,404 | $9,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 30,900 | $9,000 | thousands by filing date | call |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 4,636 | $9,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 5,000 | $8,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 600 | $8,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,412 | $8,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 607 | $8,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,532 | $8,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 569 | $8,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 336 | $8,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 1,058 | $8,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 1,000 | $8,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 2,121 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 499 | $8,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 1,000 | $8,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,500 | $7,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 600 | $7,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 100 | $7,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 1,100 | $7,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 390 | $7,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 12,758 | $7,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 200 | $6,000 | thousands by filing date | call |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 251 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 439 | $6,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 9,454 | $6,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 256 | $6,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 289 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 452 | $6,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,300 | $6,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 800 | $6,000 | thousands by filing date | call |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 306 | $6,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 100 | $6,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,900 | $6,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,867 | $6,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $5,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 539 | $5,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 69 | $5,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 75 | $5,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 107 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 284 | $5,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 354 | $5,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 207 | $5,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 338 | $5,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 465 | $5,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 1,547 | $5,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 700 | $5,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 5,500 | $5,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 648 | $5,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 100 | $5,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,199 | $4,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 505 | $4,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 363 | $4,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 62 | $4,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 88 | $4,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 420 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 278 | $4,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 100 | $4,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 100 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $4,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 480 | $4,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,066 | $4,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 338 | $4,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,659 | $4,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 148 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 200 | $4,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 500 | $4,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,000 | $4,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 4,000 | $4,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $3,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 100 | $3,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,050 | $3,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 491 | $3,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 348 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 33 | $3,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 800 | $3,000 | thousands by filing date | call |
| ONESPAN INC | 68287N100 | COM | 144 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 300 | $3,000 | thousands by filing date | call |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 309 | $3,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,600 | $3,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 270 | $3,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 460 | $3,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 200 | $3,000 | thousands by filing date | call |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $3,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 171 | $3,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 100 | $3,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 712 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 207 | $3,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 354 | $3,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 2,180 | $3,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 140 | $3,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 29,500 | $3,000 | thousands by filing date | call |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 46 | $2,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 142 | $2,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,400 | $2,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 127 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 93 | $2,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 234 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 110 | $2,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 93 | $2,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 88 | $2,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 127 | $2,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 94 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,000 | $2,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 809 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $2,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 377 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 150 | $2,000 | thousands by filing date | |
| PECK CO HLDGS INC | 705163103 | COM NEW | 294 | $2,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 50 | $1,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 106 | $1,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 29 | $1,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 13 | $1,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 155 | $1,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 48 | $1,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 117 | $1,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 255 | $1,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 24 | $1,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 77 | $1,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 48 | $1,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 100 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 53 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 75 | $1,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 54 | $1,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 31 | $1,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,400 | $1,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,668 | $1,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 119 | $1,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 72 | $1,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 1,000 | $1,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP | 12648L601 | COM | 517 | $1,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 3,519 | $1,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 22,819 | $1,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 330 | $1,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 32 | $1,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADWARE LTD | M81873107 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Inflarx Nv | N44821101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONANO GENOMICS INC | 09075F107 | COM | 711 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269200 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 7,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 17,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| R1 RCM INC | 749397105 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTW RETAILWINDS INC | 74980D100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 599 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 303 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-20-000059 | this filing | 2020-11-12 | acceptance time not in the bulk data set |