13F-HR/A filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR/A for the quarter ended 2019-09-30, filed 2019-11-15, with 6,984 holding rows worth $159,860,921,000.
- Accession
- 0000312069-19-000061
- Filer
- CIK 312069
- Filed
- 2019-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, amendment of type restatement, 12,211 entries on the cover page, a total value of $159,860,921,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,860,921,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Canada Inc.028-14590
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 8,353 | $97,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 1,400 | $97,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 57,937 | $97,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 3,900 | $97,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 95,300 | $96,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,100 | $96,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14,359 | $96,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 8,793 | $96,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 4,500 | $95,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,500 | $95,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,648 | $95,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 3,723 | $95,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,938 | $95,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 600 | $95,000 | thousands by filing date | put |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 4,804 | $95,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 8,759 | $95,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 6,917 | $95,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,668 | $95,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 11,000 | $95,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 200 | $94,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,500 | $94,000 | thousands by filing date | put |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,638 | $94,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 2,336 | $94,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 22,507 | $94,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 6,356 | $94,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 9,319 | $94,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,981 | $94,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 4,894 | $94,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10,844 | $94,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 4,152 | $94,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 400 | $93,000 | thousands by filing date | call |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,384 | $93,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 2,458 | $93,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,217 | $93,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,938 | $93,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 104,200 | $93,000 | thousands by filing date | put |
| EVERQUOTE INC | 30041R108 | COM CL A | 4,334 | $92,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 6,100 | $92,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 18,459 | $92,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 13,082 | $92,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 4,000 | $91,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 4,900 | $91,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,000 | $91,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 8,691 | $91,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 7,123 | $91,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 99,763 | $91,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 19,562 | $91,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 59,031 | $91,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,641 | $90,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 900 | $90,000 | thousands by filing date | put |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 5,983 | $90,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,100 | $90,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,600 | $90,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 2,636 | $90,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,600 | $90,000 | thousands by filing date | put |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 4,044 | $90,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,400 | $90,000 | thousands by filing date | put |
| STRATUS PPTYS INC | 863167201 | COM NEW | 3,074 | $90,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 2,403 | $90,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,100 | $89,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 14,700 | $89,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 4,700 | $89,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 8,167 | $89,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 5,700 | $89,000 | thousands by filing date | call |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 8,450 | $89,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 5,885 | $89,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 6,529 | $89,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 5,967 | $89,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 44,726 | $89,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 2,503 | $88,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,800 | $88,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 7,818 | $88,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 8,559 | $88,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 8,283 | $88,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 40,498 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 5,800 | $88,000 | thousands by filing date | call |
| MSCI INC COM | 55354G100 | Stock | 400 | $87,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 88,550 | $87,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 8,500 | $87,000 | thousands by filing date | put |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 5,590 | $87,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,661 | $87,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 6,250 | $87,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 6,789 | $87,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 4,600 | $87,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 3,700 | $86,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,300 | $86,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 6,966 | $86,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,700 | $86,000 | thousands by filing date | put |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,382 | $86,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 8,781 | $86,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 64,337 | $86,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 900 | $85,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 24,900 | $85,000 | thousands by filing date | call |
| IES HOLDINGS INC | 44951W106 | COM | 4,099 | $85,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,500 | $85,000 | thousands by filing date | call |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,565 | $85,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 5,280 | $85,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 25,939 | $85,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 9,300 | $85,000 | thousands by filing date | put |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 13,971 | $85,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 4,183 | $84,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,500 | $84,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 6,243 | $84,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 7,300 | $84,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,900 | $84,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 16,600 | $84,000 | thousands by filing date | put |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 4,483 | $84,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 16,888 | $84,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,200 | $83,000 | thousands by filing date | put |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 3,760 | $83,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,742 | $83,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 10,388 | $83,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 5,109 | $83,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 4,868 | $83,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,582 | $83,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 2,317 | $83,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 69,900 | $83,000 | thousands by filing date | call |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,493 | $83,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 2,874 | $83,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 3,802 | $83,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 24,859 | $83,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 39,400 | $82,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,477 | $82,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 22,912 | $82,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 4,714 | $82,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 9,200 | $81,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,300 | $81,000 | thousands by filing date | call |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 5,040 | $81,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 7,600 | $81,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 700 | $81,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 1,800 | $81,000 | thousands by filing date | call |
| RITE AID CORP | 767754872 | COM | 11,700 | $81,000 | thousands by filing date | put |
| MMA Capital Management LLC | 55315D105 | COM | 2,690 | $81,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 16,388 | $81,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 65,434 | $81,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 2,900 | $80,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 900 | $80,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,400 | $80,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 6,000 | $80,000 | thousands by filing date | put |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,914 | $80,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 9,600 | $80,000 | thousands by filing date | put |
| ESSA BANCORP INC COM | 29667D104 | Stock | 4,853 | $80,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 24,900 | $80,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 900 | $79,000 | thousands by filing date | put |
| AGNT INC | 30212W100 | COM | 9,330 | $79,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 4,066 | $79,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 7,500 | $79,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 5,370 | $79,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,700 | $79,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 19,737 | $79,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 27,888 | $79,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 12,247 | $79,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 1,788 | $79,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 500 | $78,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 8,100 | $78,000 | thousands by filing date | call |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 8,711 | $78,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 3,148 | $78,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 5,600 | $78,000 | thousands by filing date | put |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 5,561 | $78,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 10,200 | $78,000 | thousands by filing date | call |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 19,019 | $78,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 7,334 | $78,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 16,000 | $78,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 56,642 | $78,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 8,707 | $78,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 5,200 | $78,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 9,132 | $78,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 6,300 | $77,000 | thousands by filing date | call |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 3,263 | $77,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 19,492 | $77,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 16,031 | $77,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 4,718 | $77,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 6,631 | $77,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 2,100 | $76,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,500 | $76,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 8,250 | $76,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 6,100 | $76,000 | thousands by filing date | call |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,804 | $76,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,613 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 2,600 | $76,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,168 | $76,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,299 | $76,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 25,170 | $76,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 8,589 | $76,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,500 | $75,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 1,400 | $75,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 11,890 | $75,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 42,800 | $75,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 9,600 | $75,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 25,004 | $75,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,344 | $75,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 31,259 | $75,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 72,950 | $75,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 4,435 | $75,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,700 | $74,000 | thousands by filing date | put |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 3,929 | $74,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 7,416 | $74,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 7,270 | $74,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 2,980 | $74,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 5,852 | $74,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 80,000 | $74,000 | thousands by filing date | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 9,868 | $74,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 6,783 | $74,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,363 | $73,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 2,000 | $73,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,902 | $73,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 15,730 | $73,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 7,688 | $73,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 4,750 | $73,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 3,627 | $73,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,100 | $73,000 | thousands by filing date | put |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 4,736 | $72,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 3,529 | $72,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 19,872 | $72,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 4,960 | $72,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 13,900 | $72,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 26,400 | $72,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 4,684 | $72,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 900 | $71,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 8,054 | $71,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 26,300 | $71,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 16,456 | $71,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 50,250 | $71,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 25,278 | $71,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 4,165 | $70,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,133 | $70,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 700 | $70,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,456 | $70,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 19,592 | $70,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 49,500 | $70,000 | thousands by filing date | put |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,500 | $70,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 5,370 | $70,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 77,000 | $70,000 | thousands by filing date | principal |
| Pareteum Corporation | 69946T207 | COM | 54,440 | $70,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 76,200 | $70,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,300 | $69,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,197 | $69,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,892 | $69,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 529 | $69,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 10,270 | $69,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,451 | $69,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 400 | $68,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 1,100 | $68,000 | thousands by filing date | call |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,500 | $68,000 | thousands by filing date | call |
| FNCB BANCORP INC | 302578109 | COM | 8,698 | $68,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 77,000 | $68,000 | thousands by filing date | call |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 60,000 | $68,000 | thousands by filing date | principal |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 21,162 | $67,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 1,100 | $67,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,100 | $67,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 1,400 | $67,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 500 | $67,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 4,200 | $67,000 | thousands by filing date | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 400 | $67,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 6,300 | $67,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 24,979 | $67,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,468 | $67,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 11,454 | $67,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 292 | $66,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 1,700 | $66,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 19,582 | $66,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $66,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 12,945 | $66,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 66,000 | $66,000 | thousands by filing date | principal |
| NORTHERN TR CORP COM | 665859104 | Stock | 700 | $65,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 43,817 | $65,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 5,569 | $65,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 6,662 | $65,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 6,500 | $65,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 15,566 | $65,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 10,000 | $65,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 500 | $64,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 800 | $64,000 | thousands by filing date | call |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 4,391 | $64,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 7,739 | $64,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 5,181 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 511 | $63,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,300 | $63,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 2,700 | $63,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 2,997 | $63,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 3,719 | $63,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 7,500 | $63,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,500 | $63,000 | thousands by filing date | put |
| Proshares Short S&P | 74347B425 | COM | 2,400 | $63,000 | thousands by filing date | call |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,613 | $63,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 9,747 | $63,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 10,674 | $62,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 800 | $62,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 1,500 | $62,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 500 | $62,000 | thousands by filing date | call |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,000 | $62,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 15,300 | $62,000 | thousands by filing date | call |
| CATASYS INC | 149049504 | COM PAR | 3,910 | $62,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 5,063 | $62,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 4,387 | $62,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 45,000 | $62,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 500 | $61,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 900 | $61,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 2,600 | $61,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 1,800 | $61,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 327 | $61,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 2,657 | $61,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,930 | $61,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 5,300 | $61,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 4,062 | $61,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 20,200 | $61,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,300 | $60,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 2,700 | $60,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 3,400 | $60,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 3,100 | $60,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 8,066 | $60,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 5,500 | $60,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 27,272 | $60,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 15,218 | $60,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 21,700 | $60,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 27,700 | $59,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 10,700 | $59,000 | thousands by filing date | call |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 3,130 | $59,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,189 | $59,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 44,282 | $59,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1,500 | $59,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 11,317 | $59,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 2,000 | $59,000 | thousands by filing date | call |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 13,158 | $59,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 31,920 | $59,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 4,508 | $59,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 32,587 | $59,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,250 | $58,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 400 | $58,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 900 | $58,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,200 | $58,000 | thousands by filing date | put |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,767 | $58,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 3,450 | $58,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 969 | $58,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,400 | $58,000 | thousands by filing date | put |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 5,508 | $58,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 18,210 | $58,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 23,195 | $58,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 32,823 | $58,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 24,394 | $58,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X309 | COM | 175,000 | $58,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 7,800 | $58,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 6,500 | $58,000 | thousands by filing date | call |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 1,925 | $58,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 1,600 | $57,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 3,000 | $57,000 | thousands by filing date | put |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,801 | $57,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 6,792 | $57,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 21,141 | $57,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 45,850 | $57,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 73,000 | $57,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 57,000 | $57,000 | thousands by filing date | principal |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 67,500 | $57,000 | thousands by filing date | call |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,300 | $56,000 | thousands by filing date | call |
| TWIN DISC INC | 901476101 | COMMON STOCK | 5,253 | $56,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,200 | $56,000 | thousands by filing date | put |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 3,600 | $56,000 | thousands by filing date | put |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 5,500 | $56,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 27,160 | $56,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 1,846 | $56,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 7,253 | $56,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 90,975 | $56,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 600 | $55,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 4,179 | $55,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 3,386 | $55,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 4,032 | $55,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 8,422 | $55,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 8,422 | $55,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10,572 | $55,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 5,320 | $55,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,500 | $54,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 14,900 | $54,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 30,818 | $54,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 9,450 | $54,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 48,893 | $54,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,500 | $54,000 | thousands by filing date | call |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 11,077 | $54,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 200 | $53,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 547 | $53,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 800 | $53,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 3,285 | $53,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 4,537 | $53,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 6,018 | $53,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 8,000 | $53,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 3,711 | $53,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 3,429 | $53,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 10,350 | $53,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 2,193 | $53,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,918 | $52,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,200 | $52,000 | thousands by filing date | call |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 4,269 | $52,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,362 | $52,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,900 | $52,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 59,900 | $52,000 | thousands by filing date | put |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,377 | $52,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,700 | $52,000 | thousands by filing date | put |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 1,200 | $52,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,900 | $51,000 | thousands by filing date | put |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 3,307 | $51,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,300 | $51,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 59,400 | $51,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 2,638 | $51,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,100 | $51,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 5,726 | $51,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 13,300 | $51,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 10,900 | $50,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 3,500 | $50,000 | thousands by filing date | put |
| KALA BIO INC COM | 483119103 | Stock | 13,323 | $50,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,000 | $50,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 9,300 | $50,000 | thousands by filing date | call |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 7,720 | $50,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 19,892 | $49,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 3,400 | $49,000 | thousands by filing date | call |
| CELCUITY INC | 15102K100 | COM | 2,899 | $49,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,000 | $49,000 | thousands by filing date | call |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 8,065 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,900 | $49,000 | thousands by filing date | call |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,384 | $49,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 5,040 | $49,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 200 | $48,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 1,100 | $48,000 | thousands by filing date | call |
| RIOT PLATFORMS INC | 767292105 | COM | 27,100 | $48,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 900 | $48,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 4,900 | $48,000 | thousands by filing date | put |
| MORPHIC HLDG INC | 61775R105 | COM | 2,637 | $48,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 4,478 | $48,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,496 | $48,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 5,141 | $48,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 44,000 | $48,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,903 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 900 | $48,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 280,000 | $48,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 22,713 | $48,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 100 | $47,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 1,500 | $47,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 400 | $47,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,311 | $47,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 17,887 | $47,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 700 | $47,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 10,832 | $47,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 16,000 | $47,000 | thousands by filing date | call |
| ELEVATE CREDIT INC | 28621V101 | COM | 11,084 | $47,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 3,803 | $47,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 500 | $46,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 500 | $46,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,659 | $46,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 29,216 | $46,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 3,500 | $46,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,900 | $46,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 13,873 | $46,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 41,288 | $46,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 19,359 | $46,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 800 | $45,000 | thousands by filing date | put |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 255 | $45,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,638 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,040 | $45,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 600 | $45,000 | thousands by filing date | call |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,651 | $45,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 34,600 | $45,000 | thousands by filing date | call |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 5,294 | $45,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 500 | $45,000 | thousands by filing date | call |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 2,207 | $45,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,190 | $45,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 4,400 | $45,000 | thousands by filing date | put |
| ISRAMCO INC | 465141406 | COM | 367 | $45,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 13,724 | $45,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 3,100 | $44,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 19,600 | $44,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 5,600 | $44,000 | thousands by filing date | put |
| VEONEER INC | 92336X109 | COM | 2,941 | $44,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,500 | $44,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 8,000 | $44,000 | thousands by filing date | put |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 4,048 | $44,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 140,628 | $44,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2,500 | $43,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 12,388 | $43,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 609 | $43,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 9,906 | $43,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 17,962 | $43,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 8,335 | $43,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 17,605 | $43,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 66,000 | $43,000 | thousands by filing date | principal |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 13,912 | $43,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 400 | $42,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 1,700 | $42,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 3,164 | $42,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 41,000 | $42,000 | thousands by filing date | principal |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 1,600 | $42,000 | thousands by filing date | call |
| COVIA HLDGS CORP | 22305A103 | COM | 21,101 | $42,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 52,300 | $42,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 300 | $41,000 | thousands by filing date | put |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,985 | $41,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 81,242 | $41,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 6,817 | $41,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 900 | $40,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 300 | $40,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 1,000 | $40,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 8,313 | $40,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 3,195 | $40,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 11,600 | $40,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-19-000047 | superseded | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000312069-19-000061 | this filing | 2019-11-15 | acceptance time not in the bulk data set |