13F-HR/A filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR/A for the quarter ended 2019-09-30, filed 2019-11-15, with 6,984 holding rows worth $159,860,921,000.
- Accession
- 0000312069-19-000061
- Filer
- CIK 312069
- Filed
- 2019-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, amendment of type restatement, 12,211 entries on the cover page, a total value of $159,860,921,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,860,921,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Canada Inc.028-14590
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 7,764 | $365,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 37,600 | $364,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,060 | $364,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 10,478 | $364,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 7,300 | $364,000 | thousands by filing date | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 24,457 | $364,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 16,349 | $363,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 35,700 | $363,000 | thousands by filing date | put |
| Proshares VIX Short-Term | 74347W171 | Equity | 18,600 | $363,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W104 | COM | 161,966 | $363,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 13,300 | $362,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 34,808 | $362,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 21,950 | $361,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 8,100 | $360,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 140,596 | $360,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 71,056 | $359,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,200 | $359,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 9,844 | $359,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 229,814 | $358,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 26,094 | $357,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 20,800 | $357,000 | thousands by filing date | put |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 18,700 | $356,000 | thousands by filing date | put |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 30,061 | $356,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 279,087 | $355,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 98,034 | $355,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 11,485 | $354,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 6,031 | $353,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 117,257 | $353,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 16,711 | $352,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,400 | $351,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 23,179 | $351,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 14,200 | $351,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 35,536 | $351,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,700 | $350,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 9,700 | $350,000 | thousands by filing date | call |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3,100 | $349,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,600 | $349,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 212,235 | $349,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 9,800 | $349,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 353,000 | $349,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 105,498 | $349,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,800 | $348,000 | thousands by filing date | call |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,104 | $348,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,400 | $348,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 79,317 | $348,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 10,784 | $347,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 23,146 | $346,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,300 | $345,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 9,000 | $345,000 | thousands by filing date | call |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,430 | $344,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,000 | $344,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 220,400 | $344,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 19,054 | $344,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 6,278 | $344,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 5,200 | $343,000 | thousands by filing date | call |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 11,950 | $343,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,856 | $342,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 16,500 | $342,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 17,700 | $341,000 | thousands by filing date | call |
| AXOGEN INC | 05463X106 | COM | 27,298 | $341,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 29,353 | $341,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 19,242 | $340,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 20,200 | $340,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,526 | $339,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 7,151 | $339,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,810 | $338,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 5,000 | $338,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,800 | $338,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,797 | $337,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 15,800 | $337,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 9,600 | $336,000 | thousands by filing date | put |
| AVEDRO INC | 05355N109 | COM | 14,795 | $336,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,875 | $335,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 34,802 | $335,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 6,700 | $335,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 100,156 | $335,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 3,172 | $335,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 15,234 | $334,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,500 | $333,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 70,214 | $333,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 3,060 | $333,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,826 | $332,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 58,178 | $332,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 14,000 | $331,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 7,400 | $331,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 8,100 | $331,000 | thousands by filing date | call |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 12,701 | $331,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 45,583 | $330,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 19,000 | $329,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 21,100 | $329,000 | thousands by filing date | put |
| FB FINL CORP | 30257X104 | COM | 8,747 | $328,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 18,963 | $328,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 9,730 | $328,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 47,085 | $327,000 | thousands by filing date | call |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 38,959 | $327,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 6,226 | $326,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 147,172 | $326,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 19,237 | $326,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 81,631 | $326,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 89,565 | $326,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 16,141 | $325,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 8,500 | $325,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 22,533 | $325,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,400 | $324,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 21,272 | $324,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 4,800 | $324,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 13,000 | $322,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 30,700 | $322,000 | thousands by filing date | put |
| AVANTOR INC COM | 05352A100 | Stock | 21,836 | $321,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 22,342 | $321,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 31,777 | $321,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 12,253 | $320,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,933 | $319,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 10,800 | $319,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 3,500 | $319,000 | thousands by filing date | put |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 33,617 | $319,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 52,673 | $319,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 6,100 | $318,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 9,800 | $318,000 | thousands by filing date | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 15,443 | $317,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 23,062 | $317,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 9,874 | $317,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,600 | $316,000 | thousands by filing date | call |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 8,700 | $316,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 25,200 | $316,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 8,001 | $315,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 18,100 | $313,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 14,600 | $313,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,900 | $313,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,400 | $313,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 7,052 | $313,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $312,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,163 | $312,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 22,126 | $312,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,300 | $311,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 5,900 | $310,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 2,600 | $310,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 99,221 | $310,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 25,355 | $310,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 14,600 | $309,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,300 | $309,000 | thousands by filing date | call |
| HARROW INC | 415858109 | COM | 55,047 | $309,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 14,952 | $308,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 25,799 | $307,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 93,557 | $307,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 28,118 | $306,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 17,144 | $305,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 7,382 | $305,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 10,987 | $305,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 95,654 | $305,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,800 | $304,000 | thousands by filing date | put |
| READY CAPITAL CORP | 75574U101 | COM | 19,095 | $304,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,313 | $304,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 81,065 | $304,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 23,100 | $303,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 7,790 | $303,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 13,966 | $302,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 4,057 | $302,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 45,400 | $301,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 5,900 | $299,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 13,689 | $298,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 74,711 | $298,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 6,442 | $298,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 8,300 | $297,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 35,400 | $297,000 | thousands by filing date | call |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 28,500 | $296,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 7,500 | $295,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 9,287 | $295,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 19,314 | $295,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 12,970 | $295,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 89,202 | $295,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 13,703 | $294,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 6,138 | $294,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,900 | $293,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,937 | $293,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 56,186 | $292,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25,999 | $291,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 8,460 | $291,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 16,072 | $291,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 22,508 | $291,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 42,615 | $290,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 11,320 | $290,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 9,700 | $290,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,500 | $290,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 23,200 | $290,000 | thousands by filing date | call |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 21,677 | $290,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 9,985 | $289,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 9,962 | $289,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 7,600 | $288,000 | thousands by filing date | put |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 5,827 | $288,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,300 | $288,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 19,000 | $288,000 | thousands by filing date | put |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 10,246 | $288,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 5,300 | $287,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 5,100 | $287,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 26,888 | $287,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 7,565 | $287,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 11,009 | $287,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 33,874 | $287,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 47,286 | $287,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,576 | $286,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 8,830 | $286,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 9,500 | $285,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,100 | $284,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 18,702 | $284,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 10,410 | $284,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 58,018 | $284,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 18,200 | $282,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 13,000 | $282,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 3,732 | $282,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 14,265 | $281,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,400 | $281,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 6,200 | $281,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 7,000 | $280,000 | thousands by filing date | put |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 24,408 | $280,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 13,853 | $280,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 279,000 | $280,000 | thousands by filing date | principal |
| ACCURAY INC DEL | 004397105 | COM | 100,500 | $279,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,637 | $279,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 12,700 | $279,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,392 | $279,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 41,690 | $279,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,600 | $278,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 5,800 | $277,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,900 | $277,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 18,589 | $277,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,900 | $277,000 | thousands by filing date | call |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,157 | $277,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 33,200 | $276,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 34,600 | $276,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 62,800 | $276,000 | thousands by filing date | put |
| HUDSON LTD | G46408103 | COM CL A | 22,509 | $276,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 17,167 | $274,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 15,151 | $274,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 11,138 | $273,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 4,900 | $272,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 9,695 | $272,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,400 | $271,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 174,511 | $271,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 44,400 | $270,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,800 | $270,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 8,243 | $270,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 15,739 | $270,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,597 | $269,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 125,030 | $269,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 14,600 | $269,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 6,348 | $269,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,608 | $269,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 7,100 | $268,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 7,300 | $268,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 25,197 | $268,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,600 | $267,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 4,000 | $267,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 7,500 | $266,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 13,700 | $266,000 | thousands by filing date | put |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 6,555 | $265,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,900 | $264,000 | thousands by filing date | put |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 24,488 | $264,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,100 | $263,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 49,450 | $263,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 14,800 | $263,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 22,450 | $262,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 17,309 | $262,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 24,898 | $262,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,900 | $261,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,900 | $260,000 | thousands by filing date | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 10,806 | $260,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 19,538 | $260,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 13,475 | $259,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 17,049 | $259,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,600 | $259,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,100 | $259,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 17,325 | $259,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 9,297 | $259,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 17,955 | $258,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 8,000 | $257,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,700 | $257,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 1,300 | $257,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 25,874 | $256,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 9,319 | $256,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 50,358 | $256,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,600 | $255,000 | thousands by filing date | call |
| NLIGHT INC | 65487K100 | COM | 16,291 | $255,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,800 | $255,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 20,329 | $255,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 13,127 | $255,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 7,387 | $255,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 50,590 | $255,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 8,333 | $255,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 10,250 | $254,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 50,900 | $254,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 50,900 | $254,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 32,731 | $254,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 16,323 | $253,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 252,000 | $253,000 | thousands by filing date | principal |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 12,041 | $253,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,900 | $252,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 27,796 | $252,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 4,800 | $252,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 11,000 | $252,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 14,600 | $251,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 15,581 | $251,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 15,800 | $251,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 67,000 | $251,000 | thousands by filing date | principal |
| UMH PPTYS INC | 903002103 | COM | 17,771 | $250,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 249,000 | $250,000 | thousands by filing date | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 9,600 | $249,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,000 | $249,000 | thousands by filing date | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 17,486 | $249,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 33,330 | $249,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 8,401 | $249,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 20,025 | $248,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 47,677 | $248,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 23,786 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,000 | $247,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 4,600 | $247,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 10,407 | $246,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 122,770 | $246,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 20,925 | $246,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 45,101 | $246,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,200 | $245,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 68,340 | $244,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 8,075 | $244,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 117,434 | $244,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,462 | $244,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 11,800 | $243,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,207 | $243,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 8,500 | $243,000 | thousands by filing date | call |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 13,790 | $243,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 8,400 | $243,000 | thousands by filing date | put |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 20,075 | $243,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,200 | $242,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,200 | $241,000 | thousands by filing date | call |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 11,937 | $241,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 81,867 | $241,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 11,277 | $240,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 15,591 | $240,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 39,716 | $239,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 38,613 | $239,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,300 | $238,000 | thousands by filing date | put |
| KODIAK SCIENCES INC | 50015M109 | COM | 16,578 | $238,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 41,504 | $238,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,400 | $237,000 | thousands by filing date | put |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 13,052 | $237,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 9,954 | $237,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 23,400 | $237,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,600 | $236,000 | thousands by filing date | put |
| Viacom Inc Cl A | 92553P102 | CL A | 9,050 | $236,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 9,109 | $236,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 7,774 | $235,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 34,020 | $234,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 9,400 | $234,000 | thousands by filing date | put |
| SCIPLAY CORPORATION | 809087109 | CL A | 21,823 | $234,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 21,600 | $234,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 50,198 | $233,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 27,596 | $233,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 181,431 | $233,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,300 | $232,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 22,079 | $232,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,423 | $232,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,300 | $231,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 11,275 | $231,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 13,875 | $231,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,126 | $230,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,500 | $230,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 24,100 | $230,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 9,800 | $230,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 132,000 | $230,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 8,800 | $229,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 50,000 | $229,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,400 | $229,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 67,953 | $228,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,000 | $227,000 | thousands by filing date | put |
| CULP INC | 230215105 | CMN | 13,813 | $226,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 198,000 | $226,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 16,868 | $226,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,900 | $225,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 11,700 | $225,000 | thousands by filing date | put |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,420 | $225,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 15,550 | $225,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 7,964 | $225,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 257,000 | $225,000 | thousands by filing date | principal |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,000 | $224,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 27,200 | $224,000 | thousands by filing date | put |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,100 | $223,000 | thousands by filing date | put |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,400 | $223,000 | thousands by filing date | call |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 131,643 | $223,000 | thousands by filing date | principal |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,000 | $222,000 | thousands by filing date | put |
| GRAFTECH INTL LTD | 384313508 | COM | 17,421 | $222,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 35,532 | $222,000 | thousands by filing date | put |
| MKS INC. COM | 55306N104 | Stock | 2,400 | $221,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 3,900 | $221,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 188,000 | $221,000 | thousands by filing date | principal |
| BXP INC COM | 101121101 | REIT | 1,700 | $220,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 13,392 | $220,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,062 | $220,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 14,287 | $220,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 59,500 | $220,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,300 | $219,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 23,514 | $219,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 7,165 | $219,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,590 | $219,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 20,900 | $218,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 2,900 | $218,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,100 | $218,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,510 | $218,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 62,900 | $218,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,513 | $218,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 11,521 | $218,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 14,300 | $217,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 20,000 | $217,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 12,181 | $217,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,700 | $216,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 12,021 | $216,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,222 | $215,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 18,743 | $214,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 17,861 | $213,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 15,600 | $213,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,200 | $211,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 12,339 | $211,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,636 | $211,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,800 | $210,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 11,200 | $210,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,749 | $210,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 13,486 | $210,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,100 | $210,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 23,700 | $210,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 19,100 | $210,000 | thousands by filing date | call |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 7,902 | $210,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 22,100 | $210,000 | thousands by filing date | call |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,928 | $210,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 14,800 | $209,000 | thousands by filing date | call |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 18,034 | $209,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 9,246 | $209,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 3,200 | $209,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5,500 | $208,000 | thousands by filing date | put |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 17,878 | $208,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 30,070 | $208,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 10,823 | $208,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,100 | $207,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,500 | $206,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 13,576 | $206,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,885 | $206,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 9,815 | $206,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 13,168 | $206,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 13,401 | $206,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 110,100 | $206,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 19,662 | $206,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,800 | $205,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 95,578 | $205,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 7,615 | $205,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 14,614 | $205,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 8,791 | $204,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 22,213 | $203,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,000 | $203,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 9,400 | $203,000 | thousands by filing date | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,700 | $202,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 10,000 | $202,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,000 | $202,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 19,200 | $202,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 2,500 | $202,000 | thousands by filing date | call |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 23,234 | $202,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 3,349 | $201,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 27,180 | $201,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 10,313 | $201,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,322 | $200,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,500 | $200,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,000 | $200,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 16,922 | $200,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 50,700 | $199,000 | thousands by filing date | put |
| SOCIETAL CDMO INC | 75629F109 | COM | 17,955 | $199,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 11,501 | $199,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 6,300 | $198,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 68,093 | $198,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 36,559 | $198,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 33,261 | $197,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,100 | $197,000 | thousands by filing date | call |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 14,402 | $197,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 26,519 | $196,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 48,900 | $196,000 | thousands by filing date | call |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 40,650 | $196,000 | thousands by filing date | call |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 119,000 | $195,000 | thousands by filing date | principal |
| BANK FIRST CORP | 06211J100 | COM | 2,941 | $194,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 11,701 | $194,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 12,400 | $194,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 30,864 | $194,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,300 | $193,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,900 | $193,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 7,772 | $193,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,447 | $193,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,500 | $192,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 108,900 | $192,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,312 | $192,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,600 | $192,000 | thousands by filing date | call |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 3,500 | $192,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,750 | $192,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 9,574 | $192,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 8,042 | $192,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 11,287 | $192,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 6,206 | $191,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-19-000047 | superseded | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000312069-19-000061 | this filing | 2019-11-15 | acceptance time not in the bulk data set |