13F-HR/A filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR/A for the quarter ended 2019-09-30, filed 2019-11-15, with 6,984 holding rows worth $159,860,921,000.
- Accession
- 0000312069-19-000061
- Filer
- CIK 312069
- Filed
- 2019-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, amendment of type restatement, 12,211 entries on the cover page, a total value of $159,860,921,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,860,921,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Canada Inc.028-14590
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,600 | $191,000 | thousands by filing date | put |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 10,400 | $191,000 | thousands by filing date | put |
| SIERRA BANCORP | 82620P102 | COM | 7,213 | $191,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 5,867 | $191,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 188,620 | $190,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 5,084 | $190,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 6,918 | $190,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,100 | $189,000 | thousands by filing date | call |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,330 | $189,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 19,576 | $189,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,042 | $189,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 71,100 | $189,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 4,200 | $189,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 73,455 | $189,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 16,654 | $189,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 40,500 | $189,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,646 | $188,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 21,200 | $187,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 47,600 | $187,000 | thousands by filing date | put |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 186,000 | $187,000 | thousands by filing date | principal |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,059 | $187,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,423 | $186,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 9,964 | $186,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 10,281 | $186,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,200 | $185,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 147,392 | $185,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,700 | $185,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 12,418 | $185,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 7,701 | $185,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 32,126 | $185,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 17,889 | $185,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,400 | $184,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 9,400 | $183,000 | thousands by filing date | put |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 12,506 | $183,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,000 | $183,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 5,400 | $183,000 | thousands by filing date | put |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 15,427 | $183,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 18,513 | $183,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 16,026 | $183,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 900 | $182,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,300 | $182,000 | thousands by filing date | call |
| AT HOME GROUP INC | 04650Y100 | COM | 18,905 | $182,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 33,200 | $181,000 | thousands by filing date | call |
| Uxin Ltd | 91818X108 | ADS | 74,000 | $181,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,000 | $180,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 14,733 | $180,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 2,600 | $180,000 | thousands by filing date | call |
| NEVRO CORP | 64157FAA1 | BOND | 158,000 | $180,000 | thousands by filing date | principal |
| WATERS CORP COM | 941848103 | Stock | 800 | $179,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 7,500 | $179,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 54,000 | $179,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 36,705 | $179,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 8,800 | $178,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 12,439 | $178,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 5,052 | $178,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 65,706 | $178,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 20,750 | $178,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,300 | $177,000 | thousands by filing date | put |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 30,276 | $177,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 94,700 | $177,000 | thousands by filing date | put |
| HIGHPOINT RES CORP | 43114K108 | COM | 110,619 | $177,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 13,345 | $176,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 5,045 | $176,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 7,400 | $176,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 131,555 | $175,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,400 | $175,000 | thousands by filing date | call |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,439 | $175,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 6,400 | $175,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 18,321 | $175,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 14,498 | $174,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,800 | $174,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 7,000 | $174,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 8,026 | $174,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 40,286 | $174,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 23,800 | $173,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 11,600 | $173,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,100 | $173,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 25,135 | $173,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 41,254 | $173,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,100 | $172,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 5,270 | $172,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,572 | $172,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,100 | $172,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 8,300 | $171,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 6,200 | $171,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 56,197 | $171,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 6,851 | $171,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 12,091 | $171,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 16,100 | $171,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 6,600 | $170,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 8,700 | $170,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 52,122 | $170,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 23,988 | $170,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 49,666 | $170,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 700 | $169,000 | thousands by filing date | call |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 7,784 | $169,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 9,887 | $168,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 7,159 | $168,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 13,400 | $168,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 46,300 | $167,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 20,998 | $167,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 16,503 | $166,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 15,905 | $166,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,800 | $165,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 22,692 | $165,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 6,421 | $165,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,700 | $164,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,693 | $164,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 9,600 | $164,000 | thousands by filing date | call |
| PCSB FINL CORP COM | 69324R104 | Stock | 8,181 | $164,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 21,035 | $164,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 65,000 | $164,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 27,074 | $164,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,451 | $163,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,900 | $163,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 12,511 | $163,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 8,246 | $163,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,500 | $163,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 1,300 | $162,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 22,943 | $162,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 64,611 | $162,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 16,900 | $162,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 16,900 | $162,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 30,034 | $162,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 181,000 | $162,000 | thousands by filing date | principal |
| ORAGENICS INC | 684023302 | COM PAR | 300,400 | $162,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,800 | $161,000 | thousands by filing date | call |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 9,009 | $161,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 160,000 | $161,000 | thousands by filing date | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 17,300 | $160,000 | thousands by filing date | call |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 6,092 | $159,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,623 | $158,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,066 | $158,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 5,277 | $158,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,509 | $158,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,200 | $158,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,508 | $157,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 17,600 | $157,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 3,400 | $157,000 | thousands by filing date | call |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 17,055 | $157,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 13,772 | $157,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 100,000 | $157,000 | thousands by filing date | principal |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 14,895 | $156,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 15,683 | $156,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 33,466 | $156,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,321 | $155,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 71,699 | $155,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 4,401 | $155,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 6,386 | $155,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 14,400 | $155,000 | thousands by filing date | call |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,089 | $155,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,300 | $154,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 2,875 | $154,000 | thousands by filing date | put |
| UBS GROUP AG SHS | H42097107 | Stock | 13,500 | $153,000 | thousands by filing date | call |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 10,479 | $153,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,300 | $153,000 | thousands by filing date | put |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,393 | $153,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 131,916 | $153,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 3,000 | $152,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,100 | $152,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 3,700 | $151,000 | thousands by filing date | call |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 10,403 | $151,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 24,959 | $151,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 1,656 | $151,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 900 | $151,000 | thousands by filing date | call |
| NOVAVAX INC | 670002401 | COM NEW | 29,829 | $150,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 3,992 | $150,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 4,072 | $150,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,300 | $150,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 9,646 | $150,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,398 | $149,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,900 | $149,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 52,235 | $149,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,700 | $148,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 23,133 | $148,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 9,000 | $148,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 4,557 | $148,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 28,654 | $147,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 9,649 | $147,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 27,731 | $147,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 64,700 | $147,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 38,500 | $147,000 | thousands by filing date | put |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 6,828 | $147,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,900 | $146,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 2,100 | $146,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,894 | $146,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,429 | $146,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 15,616 | $146,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 17,621 | $146,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 7,619 | $145,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 5,234 | $145,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 16,200 | $144,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 580 | $144,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 3,975 | $144,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,500 | $144,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 76,153 | $144,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 19,294 | $143,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 1,900 | $143,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 500 | $143,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 600 | $143,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,200 | $143,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 4,000 | $143,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 74,826 | $143,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 6,100 | $143,000 | thousands by filing date | put |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 5,598 | $143,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 11,790 | $143,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 5,400 | $142,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,400 | $142,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746104 | COM | 7,711 | $142,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 13,934 | $142,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 6,427 | $142,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 15,036 | $142,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 21,721 | $142,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 3,552 | $141,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 15,568 | $140,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 7,382 | $140,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 3,361 | $140,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3,500 | $139,000 | thousands by filing date | call |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 2,200 | $139,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 3,057 | $139,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 5,800 | $139,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,747 | $139,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 6,500 | $139,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,879 | $139,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 72,100 | $139,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 58,563 | $139,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 19,286 | $139,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,300 | $138,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 71,302 | $138,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 13,400 | $138,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 11,269 | $138,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,750 | $138,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 31,328 | $138,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 13,200 | $138,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 12,514 | $137,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4,870 | $137,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 2,200 | $137,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 13,234 | $137,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 14,074 | $137,000 | thousands by filing date | |
| VTI | 922908769 | COM | 900 | $136,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,700 | $136,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 14,300 | $136,000 | thousands by filing date | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 3,300 | $136,000 | thousands by filing date | call |
| CLARUS CORP NEW | 18270P109 | COM | 11,639 | $136,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,560 | $136,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 11,341 | $136,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 4,551 | $136,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 6,994 | $136,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,839 | $135,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,700 | $135,000 | thousands by filing date | call |
| CORECIVIC INC | 21871N101 | COM | 7,800 | $135,000 | thousands by filing date | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 3,381 | $135,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 6,458 | $135,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,800 | $135,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 15,300 | $135,000 | thousands by filing date | put |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 5,693 | $135,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 15,768 | $134,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 5,144 | $134,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 14,354 | $134,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 10,098 | $134,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 43,613 | $134,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,442 | $133,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 13,539 | $133,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 10,228 | $133,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 15,634 | $132,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,341 | $132,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,415 | $132,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,785 | $132,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 43,510 | $132,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,000 | $132,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 30,000 | $132,000 | thousands by filing date | put |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 4,051 | $131,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 800 | $131,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 23,600 | $131,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 41,198 | $131,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 57,704 | $131,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 17,546 | $131,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 25,391 | $131,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 8,400 | $130,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 8,836 | $130,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 690 | $130,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,773 | $130,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 17,060 | $130,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 6,075 | $130,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 67,300 | $130,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 30,260 | $130,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 130,000 | $130,000 | thousands by filing date | principal |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 7,900 | $130,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 34,453 | $130,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 2,700 | $129,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,700 | $129,000 | thousands by filing date | put |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 6,001 | $129,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,664 | $129,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,214 | $129,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,684 | $129,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4,520 | $129,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 4,300 | $129,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 57,041 | $129,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 7,200 | $128,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 4,521 | $128,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 4,165 | $128,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 8,900 | $128,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 12,000 | $128,000 | thousands by filing date | put |
| PFENEX INC | 717071104 | COM | 15,213 | $128,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 39,696 | $127,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 22,700 | $127,000 | thousands by filing date | call |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 11,509 | $127,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,100 | $127,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 6,629 | $127,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 20,104 | $127,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 18,512 | $127,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 9,998 | $126,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,400 | $126,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 52,400 | $126,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 96,614 | $126,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,891 | $125,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,100 | $125,000 | thousands by filing date | put |
| SHOCKWAVE MED INC | 82489T104 | COM | 4,173 | $125,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 3,400 | $125,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 13,389 | $125,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,201 | $124,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 50,000 | $124,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 31,433 | $124,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 143,323 | $124,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,420 | $124,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 6,700 | $123,000 | thousands by filing date | put |
| RELIANT BANCORP INC | 75956B101 | COM | 5,159 | $123,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 109,000 | $123,000 | thousands by filing date | principal |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 5,360 | $122,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,279 | $122,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 7,688 | $122,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 5,341 | $122,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 7,408 | $122,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 6,400 | $122,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 20,000 | $121,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 121,667 | $121,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 11,372 | $121,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 37,966 | $121,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 31,246 | $121,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,300 | $120,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 900 | $120,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 17,847 | $120,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 2,600 | $120,000 | thousands by filing date | put |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 7,324 | $120,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 14,235 | $120,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 5,808 | $120,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 13,417 | $120,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 4,300 | $119,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 6,887 | $119,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,300 | $119,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,877 | $119,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 15,305 | $119,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 57,803 | $119,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 40,517 | $119,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 5,866 | $119,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 2,667 | $118,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 7,100 | $118,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 800 | $118,000 | thousands by filing date | put |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,290 | $118,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 3,300 | $118,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 4,200 | $118,000 | thousands by filing date | put |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 100,000 | $118,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 93,600 | $117,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 19,972 | $117,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 3,523 | $117,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 25,765 | $117,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 41,567 | $117,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,400 | $116,000 | thousands by filing date | put |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 12,203 | $116,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 20,166 | $116,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 18,735 | $116,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 12,732 | $116,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 5,830 | $115,000 | thousands by filing date | put |
| Rafael Holdings Inc Class B | 75062E106 | COM | 5,509 | $115,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 10,206 | $115,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 14,700 | $114,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 6,859 | $114,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 2,899 | $114,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,737 | $114,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 22,082 | $114,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,207 | $114,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 16,825 | $114,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 16,153 | $114,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 38,563 | $114,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 24,033 | $113,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 6,208 | $113,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 5,352 | $113,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 8,500 | $113,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,994 | $113,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 500 | $112,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 6,336 | $112,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 7,043 | $112,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 13,066 | $112,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,000 | $111,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 42,444 | $111,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,185 | $111,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 500 | $111,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 14,944 | $111,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 696 | $111,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,816 | $111,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 21,527 | $111,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 9,838 | $111,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 30,600 | $111,000 | thousands by filing date | put |
| HOWARD BANCORP INC COM | 442496105 | COM | 6,628 | $111,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 7,070 | $111,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 5,219 | $111,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 810 | $111,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 4,500 | $110,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 7,700 | $110,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 3,389 | $110,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 22,837 | $110,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 4,375 | $110,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 7,868 | $110,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 5,659 | $110,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 2,300 | $110,000 | thousands by filing date | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,164 | $109,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,089 | $109,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,627 | $109,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 5,100 | $109,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 24,985 | $109,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 21,600 | $109,000 | thousands by filing date | call |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 6,157 | $108,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 2,300 | $108,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 20,054 | $108,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 9,500 | $108,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 9,165 | $108,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 100,000 | $108,000 | thousands by filing date | principal |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,668 | $108,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 5,300 | $107,000 | thousands by filing date | call |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 6,929 | $107,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 600 | $107,000 | thousands by filing date | call |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 5,163 | $107,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 5,364 | $107,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 16,709 | $107,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,900 | $106,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,100 | $106,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,500 | $106,000 | thousands by filing date | call |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,975 | $106,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,300 | $106,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 7,298 | $106,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 5,752 | $106,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 637 | $105,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 49,100 | $105,000 | thousands by filing date | put |
| MERCHANTS BANCORP IND | 58844R108 | COM | 6,393 | $105,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 5,757 | $105,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 27,053 | $105,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 13,627 | $105,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,933 | $104,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,200 | $104,000 | thousands by filing date | call |
| HURCO CO | 447324104 | COM | 3,228 | $104,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 10,133 | $104,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 800 | $103,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 2,200 | $103,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 8,554 | $103,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 18,191 | $103,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 13,181 | $103,000 | thousands by filing date | |
| IJH | 464287507 | COM | 530 | $102,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 21,200 | $102,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 2,500 | $102,000 | thousands by filing date | put |
| SCHEIN HENRY INC | 806407102 | COM | 1,600 | $102,000 | thousands by filing date | put |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 4,569 | $102,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 4,222 | $102,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 36,851 | $102,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 3,393 | $102,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,300 | $101,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 5,200 | $101,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,965 | $101,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 19,374 | $101,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 5,082 | $101,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,428 | $101,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 18,378 | $101,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 9,784 | $101,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 100,000 | $101,000 | thousands by filing date | principal |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 11,936 | $101,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 22,759 | $101,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,000 | $100,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 9,628 | $100,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 15,103 | $100,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 8,529 | $100,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 100,000 | $100,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 5,300 | $99,000 | thousands by filing date | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 2,244 | $99,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 4,200 | $99,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 20,200 | $99,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 1,000 | $99,000 | thousands by filing date | call |
| THE REALREAL INC | 88339P101 | COM | 4,409 | $99,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 12,100 | $99,000 | thousands by filing date | call |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 6,450 | $99,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 4,000 | $99,000 | thousands by filing date | call |
| Proshares Short S&P | 74347B425 | COM | 3,800 | $99,000 | thousands by filing date | put |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 15,670 | $99,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 11,000 | $98,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 4,931 | $98,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 5,300 | $98,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 4,700 | $98,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 11,419 | $98,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 12,590 | $98,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 10,861 | $98,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 19,449 | $97,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,519 | $97,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-19-000047 | superseded | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000312069-19-000061 | this filing | 2019-11-15 | acceptance time not in the bulk data set |