13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 7,050 holding rows worth $129,472,838,000.
- Accession
- 0000312069-19-000003
- Filer
- CIK 312069
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 11,159 entries on the cover page, a total value of $129,472,838,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,472,838,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 100 | $4,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 100 | $4,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 128 | $4,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 100 | $4,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 100 | $4,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 100 | $4,000 | thousands by filing date | call |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 101 | $4,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 100 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 149 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 93 | $4,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 242 | $4,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 118 | $4,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 199 | $4,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 125 | $4,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 300 | $4,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 100 | $4,000 | thousands by filing date | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 200 | $4,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 269 | $4,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 100 | $4,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746104 | COM | 187 | $4,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 261 | $4,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 100 | $4,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,418 | $4,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 393 | $4,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 282 | $4,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 216 | $4,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 248 | $4,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 207 | $4,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 900 | $4,000 | thousands by filing date | put |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 188 | $4,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 300 | $4,000 | thousands by filing date | call |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 95 | $4,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 542 | $4,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 321 | $4,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 616 | $4,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 109 | $4,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 413 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81 | $4,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 397 | $4,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 170 | $4,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 110 | $4,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 276 | $4,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 49 | $4,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 814 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,906 | $4,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,251 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $4,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 270 | $4,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 577 | $4,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,100 | $4,000 | thousands by filing date | call |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 153 | $4,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 4,800 | $4,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 14,300 | $4,000 | thousands by filing date | put |
| CSS INDS INC | 125906107 | COMMON STOCK | 382 | $4,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 300 | $4,000 | thousands by filing date | call |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 380 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 172 | $4,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 88 | $4,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 276 | $4,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 135 | $4,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 140 | $4,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 130 | $4,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $4,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 2,820 | $4,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 172 | $4,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 577 | $4,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,082 | $4,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 169 | $4,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 100 | $4,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 213 | $4,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 1,300 | $4,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 258 | $4,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 2,952 | $4,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,079 | $4,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 885 | $4,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 1,039 | $4,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 398 | $4,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 300 | $4,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 207 | $4,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 200 | $3,000 | thousands by filing date | put |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $3,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 61 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 74 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 42 | $3,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 24 | $3,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 200 | $3,000 | thousands by filing date | call |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 541 | $3,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 100 | $3,000 | thousands by filing date | call |
| US FOODS HLDG CORP COM | 912008109 | Stock | 100 | $3,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 276 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 65 | $3,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 69 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 33 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 50 | $3,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 100 | $3,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 46 | $3,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 232 | $3,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 537 | $3,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 2,200 | $3,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 60 | $3,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 200 | $3,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 452 | $3,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 95 | $3,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 600 | $3,000 | thousands by filing date | put |
| PERSPECTA INC | 715347100 | COM | 200 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 100 | $3,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 200 | $3,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 200 | $3,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 200 | $3,000 | thousands by filing date | put |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 109 | $3,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 179 | $3,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 136 | $3,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 366 | $3,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 78 | $3,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 135 | $3,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 198 | $3,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 146 | $3,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 262 | $3,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 110 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 134 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 62 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 93 | $3,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 200 | $3,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,461 | $3,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,673 | $3,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 537 | $3,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 784 | $3,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 339 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 56 | $3,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 124 | $3,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 200 | $3,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 100 | $3,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 900 | $3,000 | thousands by filing date | put |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 100 | $3,000 | thousands by filing date | call |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 782 | $3,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 50 | $3,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 200 | $3,000 | thousands by filing date | call |
| SECUREWORKS CORP | 81374A105 | CL A | 200 | $3,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 200 | $3,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 200 | $3,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 1,467 | $3,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 146 | $3,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 100 | $3,000 | thousands by filing date | call |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 53 | $3,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 188 | $3,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 112 | $3,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 377 | $3,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 200 | $3,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,000 | $3,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 25,084 | $3,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 10,251 | $3,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 42 | $3,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,600 | $3,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 200 | $3,000 | thousands by filing date | call |
| HOWARD BANCORP INC COM | 442496105 | COM | 242 | $3,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 643 | $3,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 178 | $3,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 452 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 207 | $3,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 142 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 3,186 | $3,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 200 | $3,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 1,056 | $3,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 1,931 | $3,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 324 | $3,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 149 | $3,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 1,800 | $3,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 255 | $3,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 717 | $3,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,777 | $3,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 148 | $3,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 152 | $3,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 1,000 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 100 | $3,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 100 | $2,000 | thousands by filing date | put |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 49 | $2,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 26 | $2,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 577 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 43 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 30 | $2,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 138 | $2,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 66 | $2,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 155 | $2,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 55 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 165 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 38 | $2,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 200 | $2,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 100 | $2,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,134 | $2,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 260 | $2,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 100 | $2,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 127 | $2,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 136 | $2,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 200 | $2,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 100 | $2,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 100 | $2,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 1,381 | $2,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 247 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 300 | $2,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 201 | $2,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 2,617 | $2,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 626 | $2,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 140 | $2,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 179 | $2,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 436 | $2,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 134 | $2,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 52 | $2,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 93 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 15 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 75 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 100 | $2,000 | thousands by filing date | put |
| AUBURN NATL BANCORP | 050473107 | COM | 68 | $2,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 3 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 63 | $2,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 357 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 99 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 100 | $2,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 109 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 200 | $2,000 | thousands by filing date | put |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 200 | $2,000 | thousands by filing date | put |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 100 | $2,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 63 | $2,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 600 | $2,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 211 | $2,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 4,090 | $2,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 100 | $2,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,700 | $2,000 | thousands by filing date | call |
| FONAR CORP | 344437405 | COM NEW | 123 | $2,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 127 | $2,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 271 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 200 | $2,000 | thousands by filing date | put |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,617 | $2,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 4,400 | $2,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 2,535 | $2,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 67 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 69 | $2,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 100 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P613 | FUND | 100 | $2,000 | thousands by filing date | put |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 109 | $2,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,535 | $2,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 540 | $2,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 288 | $2,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 399 | $2,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 348 | $2,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 15 | $2,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 208 | $2,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 100 | $2,000 | thousands by filing date | call |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 277 | $2,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 207 | $2,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 170 | $2,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 2,100 | $2,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 220 | $2,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 681 | $2,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 200 | $2,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 311 | $2,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 375 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 100 | $2,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 755 | $2,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 106 | $2,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 889 | $2,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 2,850 | $2,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 159 | $2,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 7 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 60 | $1,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 22 | $1,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 41 | $1,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 46 | $1,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 19 | $1,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 63 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 682 | $1,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 46 | $1,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 61 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,500 | $1,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 221 | $1,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 600 | $1,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 82 | $1,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 51 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 42 | $1,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 151 | $1,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 421 | $1,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 49 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 200 | $1,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 100 | $1,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 100 | $1,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 6 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,600 | $1,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 134 | $1,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 50 | $1,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 35 | $1,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 61 | $1,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 600 | $1,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884103 | COM | 34 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 48 | $1,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 42 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 30 | $1,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 87 | $1,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 89 | $1,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 112 | $1,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 87 | $1,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 470 | $1,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 150 | $1,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 117 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 357 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 39 | $1,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 200 | $1,000 | thousands by filing date | put |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 75 | $1,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 481 | $1,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 197 | $1,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 65 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 800 | $1,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 412 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 50 | $1,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,380 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 88 | $1,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 155 | $1,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 193 | $1,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 300 | $1,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 284 | $1,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 225 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,032 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 79 | $1,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 387 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 5,987 | $1,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 100 | $1,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 200 | $1,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 100 | $1,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,309 | $1,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 53 | $1,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 100 | $1,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 500 | $1,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 654 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,497 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,800 | $1,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 1,885 | $1,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 18 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 232 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 1,030 | $1,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 424 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 927 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 639 | $1,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 42 | $1,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 112 | $1,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 151 | $1,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 600 | $1,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 258 | $1,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 579 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 65 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 2,732 | $1,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 2,287 | $1,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 138 | $1,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 100 | $1,000 | thousands by filing date | call |
| HARBORONE BANCORP INC | 41165F101 | COM | 59 | $1,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 279 | $1,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 959 | $1,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 859 | $1,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 1,499 | $1,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 481 | $1,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 149 | $1,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 206 | $1,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 126 | $1,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 99 | $1,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 284 | $1,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 180 | $1,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 63 | $1,000 | thousands by filing date | |
| TROVAGENE INC COM PAR | 897238408 | Stock | 2,084 | $1,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 5,100 | $1,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSALTA CORP | 89346D107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MVC CAPITAL INC | 553829102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM FIN INC COM | 12574Q103 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XBIOTECH INC | 98400H102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 497 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVID BIOSERVICES INC | 05368M106 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZION OIL & GAS INC | 989696109 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,056 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA RES INC COM | 777385105 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 499 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 517 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269200 | COM | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DURECT CORP | 266605104 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PC TEL INC | 69325Q105 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 590 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 226 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANCER GENETICS INC. | 13739u104 | COM | 454 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 237 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624208 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R104 | COM | 1,407 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-19-000003 | this filing | 2019-02-14 | acceptance time not in the bulk data set |