13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 7,050 holding rows worth $129,472,838,000.
- Accession
- 0000312069-19-000003
- Filer
- CIK 312069
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 11,159 entries on the cover page, a total value of $129,472,838,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,472,838,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 996 | $16,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 6,300 | $16,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,000 | $16,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 9,823 | $16,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 14,185 | $16,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,161 | $16,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 587 | $16,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 524 | $16,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,000 | $16,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 1,917 | $16,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 2,500 | $16,000 | thousands by filing date | put |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 638 | $16,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392109 | COM | 89,212 | $16,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 100 | $15,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,000 | $15,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 49 | $15,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 100 | $15,000 | thousands by filing date | call |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 500 | $15,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 400 | $15,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 400 | $15,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 873 | $15,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,341 | $15,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,457 | $15,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,100 | $15,000 | thousands by filing date | put |
| NICOLET BANKSHARES INC | 65406E102 | COM | 303 | $15,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,727 | $15,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 320 | $15,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 1,479 | $15,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $15,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 3,557 | $15,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 2,651 | $15,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 5,517 | $15,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,300 | $15,000 | thousands by filing date | call |
| BBX CAP CORP NEW | 05491N104 | CL A | 2,653 | $15,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 842 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 490 | $15,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 100 | $14,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 165 | $14,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 200 | $14,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 200 | $14,000 | thousands by filing date | put |
| NBT BANCORP INC COM | 628778102 | Stock | 400 | $14,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 200 | $14,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 100 | $14,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $14,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 200 | $14,000 | thousands by filing date | call |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 725 | $14,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 300 | $14,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 700 | $14,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 200 | $14,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 200 | $14,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,587 | $14,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,100 | $14,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,029 | $14,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 430 | $14,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,200 | $14,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 1,964 | $14,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,200 | $14,000 | thousands by filing date | put |
| FIRST LONG IS CORP | 320734106 | COM | 713 | $14,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,600 | $14,000 | thousands by filing date | put |
| PFSWEB INC | 717098206 | COM | 2,744 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,600 | $14,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 581 | $14,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 24,246 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 792 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 560 | $14,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 7,850 | $14,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 600 | $13,000 | thousands by filing date | put |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 600 | $13,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 581 | $13,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,300 | $13,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 383 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 700 | $13,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 600 | $13,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 2,116 | $13,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $13,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 600 | $13,000 | thousands by filing date | call |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 984 | $13,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 532 | $13,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 481 | $13,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 300 | $13,000 | thousands by filing date | call |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 300 | $13,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,600 | $13,000 | thousands by filing date | put |
| HANGER INC | 41043F208 | COMMON STOCK | 700 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 373 | $13,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,200 | $13,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 8,900 | $13,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 7,606 | $13,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 34,773 | $13,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 400 | $13,000 | thousands by filing date | call |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 68,401 | $13,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 12,000 | $13,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,501 | $13,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 12,100 | $13,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 206 | $13,000 | thousands by filing date | |
| SSLJ COM LIMITED | G8406F102 | SHS CL A | 38,200 | $13,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 500 | $12,000 | thousands by filing date | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 200 | $12,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 300 | $12,000 | thousands by filing date | put |
| ADIENT PLC | G0084W101 | ORD SHS | 800 | $12,000 | thousands by filing date | put |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 205 | $12,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,010 | $12,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 323 | $12,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 362 | $12,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 936 | $12,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 327 | $12,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 867 | $12,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 920 | $12,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 247 | $12,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 2,413 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $12,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,100 | $12,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 6,100 | $12,000 | thousands by filing date | call |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 825 | $12,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 121 | $12,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,300 | $12,000 | thousands by filing date | put |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 1,957 | $12,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 6,196 | $12,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 152 | $12,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 3,296 | $12,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 2,233 | $12,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 6,000 | $12,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 35,500 | $12,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $11,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 959 | $11,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 500 | $11,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 200 | $11,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 300 | $11,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 400 | $11,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 300 | $11,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 525 | $11,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 580 | $11,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 8,671 | $11,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 100 | $11,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 400 | $11,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 600 | $11,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $11,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 655 | $11,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 200 | $11,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,800 | $11,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 272 | $11,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 1,742 | $11,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,038 | $11,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 340 | $11,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,438 | $11,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 354 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 400 | $11,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 792 | $11,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 1,546 | $11,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,000 | $11,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 200 | $11,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,128 | $11,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,900 | $11,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 10,059 | $11,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 842 | $11,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 175 | $11,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,886 | $11,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 17,400 | $11,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 300 | $10,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 3,320 | $10,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 400 | $10,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 200 | $10,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 100 | $10,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 600 | $10,000 | thousands by filing date | call |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 131 | $10,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 612 | $10,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 443 | $10,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,000 | $10,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A100 | COM | 5,964 | $10,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 154 | $10,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,100 | $10,000 | thousands by filing date | put |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 400 | $10,000 | thousands by filing date | call |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 300 | $10,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 334 | $10,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 1,000 | $10,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 791 | $10,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 363 | $10,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 585 | $10,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 369 | $10,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 611 | $10,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 775 | $10,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 376 | $10,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 300 | $10,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 575 | $10,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 2,053 | $10,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 700 | $10,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,427 | $10,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 900 | $10,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 500 | $10,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,682 | $10,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 716 | $10,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 14,000 | $10,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 472 | $10,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 6,465 | $10,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 272 | $10,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 2,000 | $10,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 10,000 | $10,000 | thousands by filing date | principal |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 100 | $9,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 400 | $9,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 694 | $9,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 200 | $9,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 532 | $9,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 249 | $9,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 100 | $9,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,606 | $9,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 209 | $9,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 441 | $9,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,200 | $9,000 | thousands by filing date | call |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 375 | $9,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 246 | $9,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 282 | $9,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 535 | $9,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 336 | $9,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 530 | $9,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 600 | $9,000 | thousands by filing date | put |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 199 | $9,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 348 | $9,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 900 | $9,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 440 | $9,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 966 | $9,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 358 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 335 | $9,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 297 | $9,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 660 | $9,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,600 | $9,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 900 | $9,000 | thousands by filing date | call |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 575 | $9,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 500 | $9,000 | thousands by filing date | call |
| SUTRO BIOPHARMA INC | 869367102 | COM | 999 | $9,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,412 | $9,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 608 | $9,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 2,074 | $9,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 2,000 | $9,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 400 | $9,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 1,414 | $9,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 600 | $9,000 | thousands by filing date | put |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 393 | $9,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 2,024 | $9,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 979 | $9,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 8,220 | $9,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 16,519 | $9,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,823 | $9,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 721 | $9,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 9,000 | $9,000 | thousands by filing date | principal |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 1,747 | $9,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 1,678 | $9,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 23,009 | $9,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 29,424 | $9,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 300 | $8,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 200 | $8,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,000 | $8,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 300 | $8,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 700 | $8,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 766 | $8,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 437 | $8,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 200 | $8,000 | thousands by filing date | call |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 344 | $8,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 600 | $8,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,273 | $8,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 200 | $8,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 300 | $8,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 100 | $8,000 | thousands by filing date | put |
| ACNB CORP | 000868109 | COMMON STOCK | 197 | $8,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 767 | $8,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 389 | $8,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 100 | $8,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 295 | $8,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 331 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $8,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 220 | $8,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,224 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 177 | $8,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 578 | $8,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 800 | $8,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,200 | $8,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 28,100 | $8,000 | thousands by filing date | call |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 300 | $8,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,624 | $8,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 323 | $8,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 300 | $8,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 100 | $8,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 1,400 | $8,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 600 | $8,000 | thousands by filing date | put |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 244 | $8,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 14,695 | $8,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 417 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 433 | $8,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,569 | $8,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 959 | $8,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 145 | $8,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 300 | $8,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 8,302 | $8,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,061 | $8,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 769 | $8,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 564 | $8,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,285 | $8,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 200 | $8,000 | thousands by filing date | call |
| LILIS ENERGY INC | 532403201 | COM NEW | 6,090 | $8,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 11,350 | $8,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 602 | $8,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 7,872 | $8,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 360 | $8,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 1,005 | $8,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 4,300 | $8,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 200 | $7,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 400 | $7,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 500 | $7,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 500 | $7,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 100 | $7,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 500 | $7,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 250 | $7,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 600 | $7,000 | thousands by filing date | put |
| READY CAPITAL CORP | 75574U101 | COM | 514 | $7,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 316 | $7,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 32 | $7,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 100 | $7,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 100 | $7,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 2,497 | $7,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 456 | $7,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 283 | $7,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 200 | $7,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $7,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 600 | $7,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 112 | $7,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 100 | $7,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 200 | $7,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 200 | $7,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 500 | $7,000 | thousands by filing date | call |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 297 | $7,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 195 | $7,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 294 | $7,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 500 | $7,000 | thousands by filing date | put |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 673 | $7,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 309 | $7,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 836 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 253 | $7,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 500 | $7,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 400 | $7,000 | thousands by filing date | call |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 4,800 | $7,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 511 | $7,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 535 | $7,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 223 | $7,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 404 | $7,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 305 | $7,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,100 | $7,000 | thousands by filing date | put |
| FARMER BROS CO | 307675108 | COM | 291 | $7,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 2,800 | $7,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 3,200 | $7,000 | thousands by filing date | call |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 239 | $7,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 3,600 | $7,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 4,800 | $7,000 | thousands by filing date | call |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 1,188 | $7,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 226 | $7,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,500 | $7,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 2,482 | $7,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 7,755 | $7,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 16,468 | $7,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 5,758 | $7,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 208 | $6,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 100 | $6,000 | thousands by filing date | call |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 100 | $6,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 239 | $6,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 217 | $6,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 100 | $6,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 200 | $6,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 136 | $6,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 600 | $6,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 100 | $6,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 277 | $6,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,418 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 100 | $6,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 258 | $6,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 297 | $6,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 100 | $6,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 191 | $6,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 300 | $6,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 125 | $6,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 882 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 400 | $6,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 196 | $6,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 329 | $6,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 773 | $6,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 287 | $6,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 33 | $6,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 2,006 | $6,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 215 | $6,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 300 | $6,000 | thousands by filing date | call |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 275 | $6,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 180 | $6,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 373 | $6,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 864 | $6,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $6,000 | thousands by filing date | call |
| Rafael Holdings Inc Class B | 75062E106 | COM | 700 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 351 | $6,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 200 | $6,000 | thousands by filing date | call |
| First Foundation Inc | 32026V104 | Common Stock | 443 | $6,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $6,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 226 | $6,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 659 | $6,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 159 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,000 | $6,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 264 | $6,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 318 | $6,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 2,000 | $6,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 794 | $6,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 272 | $6,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,000 | $6,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 3,100 | $6,000 | thousands by filing date | call |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 83 | $6,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 107 | $6,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 695 | $6,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 749 | $6,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 7,000 | $6,000 | thousands by filing date | principal |
| RELIANT BANCORP INC | 75956B101 | COM | 271 | $6,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 831 | $6,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 316 | $6,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 687 | $6,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 15,443 | $6,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 400 | $5,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 100 | $5,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 1,300 | $5,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 200 | $5,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 300 | $5,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 448 | $5,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 100 | $5,000 | thousands by filing date | call |
| ROLLINS INC COM | 775711104 | Stock | 150 | $5,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,300 | $5,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 550 | $5,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 200 | $5,000 | thousands by filing date | put |
| GARRETT MOTION INC | 366505105 | COM | 430 | $5,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 633 | $5,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 100 | $5,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 433 | $5,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 300 | $5,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,907 | $5,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 300 | $5,000 | thousands by filing date | put |
| UNITI GROUP INC | 91325V108 | COM | 300 | $5,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 100 | $5,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 300 | $5,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,000 | $5,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 300 | $5,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 200 | $5,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 300 | $5,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 88 | $5,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 72 | $5,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 166 | $5,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 365 | $5,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 279 | $5,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | call |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 160 | $5,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 135 | $5,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 96 | $5,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 424 | $5,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 427 | $5,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 155 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 471 | $5,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 940 | $5,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,100 | $5,000 | thousands by filing date | put |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 213 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 100 | $5,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 2,200 | $5,000 | thousands by filing date | call |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 125 | $5,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 135 | $5,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 434 | $5,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,000 | $5,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 800 | $5,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 300 | $5,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 100 | $5,000 | thousands by filing date | put |
| PROSHARES TR | 74347B185 | FUND | 200 | $5,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 132 | $5,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 592 | $5,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 500 | $5,000 | thousands by filing date | call |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 451 | $5,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 2,277 | $5,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 5,607 | $5,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 900 | $5,000 | thousands by filing date | put |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,338 | $5,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 332 | $5,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 345 | $5,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 2,646 | $5,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 451 | $5,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 167 | $5,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 520 | $5,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 343 | $5,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 624 | $5,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 4,000 | $5,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 2,418 | $5,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 1,039 | $5,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 602 | $5,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 258 | $5,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 278 | $5,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 8,700 | $5,000 | thousands by filing date | |
| ATTIS INDS INC | 049836109 | COM | 26,626 | $5,000 | thousands by filing date | |
| AURIS MED HLDG AG | H0381L104 | COM | 11,012 | $5,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 39 | $4,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 145 | $4,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 100 | $4,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-19-000003 | this filing | 2019-02-14 | acceptance time not in the bulk data set |