13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 7,050 holding rows worth $129,472,838,000.
- Accession
- 0000312069-19-000003
- Filer
- CIK 312069
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 11,159 entries on the cover page, a total value of $129,472,838,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,472,838,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 39,372 | $48,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 70,612 | $48,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 900 | $47,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 2,199 | $47,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 5,700 | $47,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 500 | $47,000 | thousands by filing date | put |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 26,400 | $47,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 2,000 | $47,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X100 | COM | 1,100 | $47,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 4,100 | $47,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 600 | $47,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 5,371 | $47,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 20,600 | $47,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 800 | $46,000 | thousands by filing date | call |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 500 | $46,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 1,000 | $46,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,916 | $46,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,638 | $46,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 3,200 | $46,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 1,000 | $46,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 1,000 | $46,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 280 | $46,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 4,700 | $46,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,383 | $46,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 5,000 | $45,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,300 | $45,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 3,459 | $45,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 2,000 | $45,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,800 | $45,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,700 | $45,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,095 | $45,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,500 | $44,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 5,000 | $44,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 3,500 | $44,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 4,288 | $44,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 700 | $44,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 1,900 | $44,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 8,600 | $44,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,100 | $44,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,647 | $44,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 4,600 | $44,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 4,100 | $43,000 | thousands by filing date | put |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 500 | $43,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 1,000 | $43,000 | thousands by filing date | put |
| CSW INDUSTRIALS INC | 126402106 | COM | 893 | $43,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 2,496 | $43,000 | thousands by filing date | call |
| AVALON HLDGS CORP | 05343P109 | CL A | 16,400 | $43,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 5,965 | $43,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 24,900 | $43,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 800 | $43,000 | thousands by filing date | put |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,778 | $43,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,098 | $43,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 900 | $43,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 748 | $43,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 2,756 | $42,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,587 | $42,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 374 | $42,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 1,714 | $42,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 26,540 | $42,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,496 | $42,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 18,800 | $42,000 | thousands by filing date | put |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 31,703 | $42,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 2,967 | $42,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 41,000 | $42,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 807 | $41,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 400 | $41,000 | thousands by filing date | put |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 1,800 | $41,000 | thousands by filing date | put |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 1,922 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 255 | $41,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 1,341 | $41,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 300 | $41,000 | thousands by filing date | call |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,000 | $41,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,038 | $41,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,369 | $41,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 22,317 | $41,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 36,000 | $41,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 500 | $41,000 | thousands by filing date | put |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,000 | $40,000 | thousands by filing date | put |
| ELASTIC N V ORD SHS | N14506104 | Stock | 557 | $40,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 996 | $40,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 700 | $40,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 3,091 | $40,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 2,300 | $40,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,100 | $40,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,000 | $40,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 400 | $40,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,100 | $40,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 3,700 | $40,000 | thousands by filing date | put |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 3,960 | $40,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 752 | $39,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,400 | $39,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 600 | $39,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 189 | $39,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 13,640 | $39,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 400 | $39,000 | thousands by filing date | call |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,407 | $39,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,300 | $39,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 617 | $39,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,740 | $39,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 4,720 | $39,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 18,700 | $39,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,600 | $39,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 14,100 | $39,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 645 | $39,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 30,200 | $39,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 400 | $38,000 | thousands by filing date | put |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 2,233 | $38,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 500 | $38,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 13,151 | $38,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 900 | $38,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,000 | $38,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 1,600 | $38,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 300 | $38,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 1,000 | $38,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 2,900 | $38,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 6,100 | $38,000 | thousands by filing date | call |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,000 | $38,000 | thousands by filing date | put |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 2,701 | $38,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 11,300 | $38,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 2,300 | $38,000 | thousands by filing date | put |
| ITERIS INC NEW | 46564T107 | COM | 10,307 | $38,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 39,000 | $38,000 | thousands by filing date | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 8,000 | $38,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 16,700 | $38,000 | thousands by filing date | call |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 9,960 | $38,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 40,000 | $38,000 | thousands by filing date | principal |
| IDEXX LABS INC COM | 45168D104 | Stock | 200 | $37,000 | thousands by filing date | put |
| PREMIER INC | 74051N102 | CL A | 1,000 | $37,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 4,800 | $37,000 | thousands by filing date | put |
| ARTESIAN RES CORP | 043113208 | CL A | 1,054 | $37,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,200 | $37,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 3,800 | $37,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 3,358 | $37,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,000 | $37,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 3,300 | $37,000 | thousands by filing date | put |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 5,627 | $37,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 630 | $36,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,300 | $36,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 600 | $36,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,600 | $36,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 5,578 | $36,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 1,332 | $36,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 500 | $36,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 3,800 | $36,000 | thousands by filing date | call |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,985 | $36,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 15,000 | $36,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,668 | $36,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 2,000 | $36,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 49,800 | $35,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 407 | $35,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 300 | $35,000 | thousands by filing date | call |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 700 | $35,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,000 | $35,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 2,183 | $35,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,623 | $35,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 1,700 | $35,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 5,200 | $35,000 | thousands by filing date | put |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $35,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,000 | $35,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,830 | $35,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,000 | $35,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 39,000 | $35,000 | thousands by filing date | principal |
| Zagg, Inc. | 98884U108 | COM | 3,578 | $35,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 3,600 | $35,000 | thousands by filing date | call |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 700 | $35,000 | thousands by filing date | put |
| Proshares VIX Short-Term | 74347W171 | Equity | 900 | $35,000 | thousands by filing date | put |
| TALEND S A | 874224207 | ADS | 945 | $35,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,000 | $34,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 600 | $34,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 400 | $34,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,100 | $34,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 3,300 | $34,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,100 | $34,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 300 | $34,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,800 | $34,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 123,976 | $34,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 12,661 | $34,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 2,101 | $34,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 55,371 | $34,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 300 | $33,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 1,300 | $33,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,825 | $33,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,100 | $33,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,883 | $33,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 1,700 | $33,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 404 | $33,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 660 | $33,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,000 | $33,000 | thousands by filing date | put |
| MINDBODY INC | 60255W105 | COM CL A | 900 | $33,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 1,200 | $33,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $33,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,200 | $33,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 11,094 | $33,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 32,384 | $33,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 9,800 | $33,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 2,000 | $33,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 14,700 | $33,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 1,212 | $33,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 7,088 | $33,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,600 | $32,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,300 | $32,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,657 | $32,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,600 | $32,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,200 | $32,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 900 | $32,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 7,196 | $32,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 400 | $32,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,300 | $32,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 12,500 | $32,000 | thousands by filing date | put |
| POINTS INTL LTD | 730843208 | COM NEW | 3,207 | $32,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 12,764 | $32,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 32,060 | $32,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 32,000 | $32,000 | thousands by filing date | principal |
| ENERSYS COM | 29275Y102 | Stock | 400 | $31,000 | thousands by filing date | call |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 1,100 | $31,000 | thousands by filing date | put |
| RAPID7 INC COM | 753422104 | Stock | 1,000 | $31,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 1,000 | $31,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,381 | $31,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 1,996 | $31,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 6,500 | $31,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 16,466 | $31,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 30,500 | $31,000 | thousands by filing date | call |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,000 | $31,000 | thousands by filing date | put |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 35,800 | $31,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 10,500 | $30,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 200 | $30,000 | thousands by filing date | put |
| NEWMARK GROUP INC | 65158N102 | CL A | 3,726 | $30,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,700 | $30,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 819 | $30,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,002 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,786 | $30,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 400 | $30,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 15,600 | $30,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 5,400 | $30,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 20,445 | $30,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,300 | $30,000 | thousands by filing date | put |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 2,639 | $30,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 45,000 | $30,000 | thousands by filing date | principal |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 50,000 | $30,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,206 | $29,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 2,300 | $29,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,526 | $29,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 900 | $29,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,100 | $29,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 800 | $29,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 69,772 | $29,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 99,747 | $29,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 400 | $28,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 2,000 | $28,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 4,300 | $28,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 300 | $28,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 541 | $28,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 3,000 | $28,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,100 | $28,000 | thousands by filing date | put |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 4,077 | $28,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 7,447 | $28,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,900 | $28,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253100 | ORD | 500 | $28,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,600 | $28,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 7,178 | $28,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 6,700 | $28,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 7,401 | $28,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 20,727 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 1,000 | $28,000 | thousands by filing date | put |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 2,300 | $28,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 984 | $27,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 400 | $27,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 805 | $27,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 1,092 | $27,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 4,811 | $27,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,700 | $27,000 | thousands by filing date | call |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,453 | $27,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 12,640 | $27,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,699 | $27,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 5,509 | $27,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,100 | $27,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 400 | $26,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 300 | $26,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 600 | $26,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 3,228 | $26,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 600 | $26,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 2,000 | $26,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 1,469 | $26,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 4,674 | $26,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 1,700 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 450 | $26,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 40,000 | $26,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 3,347 | $26,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 17,462 | $26,000 | thousands by filing date | |
| INSPIREMD INC | 45779A861 | COM PAR | 162,797 | $26,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 2,785 | $26,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 400 | $25,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,232 | $25,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 200 | $25,000 | thousands by filing date | call |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 300 | $25,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 778 | $25,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 500 | $25,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,500 | $25,000 | thousands by filing date | call |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,355 | $25,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,300 | $25,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,587 | $25,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,920 | $25,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 4,700 | $25,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 11,801 | $25,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 8,201 | $25,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 31,714 | $25,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 3,727 | $24,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 500 | $24,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,000 | $24,000 | thousands by filing date | put |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $24,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 300 | $24,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 700 | $24,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 800 | $24,000 | thousands by filing date | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,200 | $24,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 600 | $24,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 2,105 | $24,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 700 | $24,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,200 | $24,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 700 | $24,000 | thousands by filing date | call |
| CULP INC | 230215105 | CMN | 1,270 | $24,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 500 | $24,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 13,393 | $24,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 12,193 | $24,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 8,513 | $24,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 600 | $24,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 400 | $24,000 | thousands by filing date | put |
| SOLARWINDS CORP | 83417Q105 | COM | 1,731 | $24,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 1,909 | $24,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 300 | $23,000 | thousands by filing date | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 2,300 | $23,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 200 | $23,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 500 | $23,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 1,500 | $23,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 6,700 | $23,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 2,596 | $23,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,298 | $23,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 500 | $23,000 | thousands by filing date | call |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 1,700 | $23,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 15,420 | $23,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 4,685 | $23,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 5,000 | $23,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,000 | $23,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,600 | $23,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 7,300 | $23,000 | thousands by filing date | call |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 1,400 | $23,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 8,777 | $23,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 58,600 | $23,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 432 | $22,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 100 | $22,000 | thousands by filing date | call |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 944 | $22,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 407 | $22,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,300 | $22,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,100 | $22,000 | thousands by filing date | call |
| HUB GROUP INC | 443320106 | CL A | 600 | $22,000 | thousands by filing date | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 400 | $22,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 900 | $22,000 | thousands by filing date | call |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 1,444 | $22,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 581 | $22,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,000 | $22,000 | thousands by filing date | put |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 931 | $22,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 3,356 | $22,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,700 | $22,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,000 | $22,000 | thousands by filing date | put |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,672 | $22,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 23,000 | $22,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,100 | $21,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 423 | $21,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 2,069 | $21,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 300 | $21,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 300 | $21,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 500 | $21,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 390 | $21,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 1,581 | $21,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 1,400 | $21,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 860 | $21,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 4,728 | $21,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,302 | $21,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 300 | $21,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,450 | $21,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,100 | $21,000 | thousands by filing date | call |
| SP PLUS CORP | 78469C103 | COM | 699 | $21,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,000 | $21,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 3,300 | $21,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,900 | $21,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 6,700 | $21,000 | thousands by filing date | put |
| EMC INS GROUP INC | 268664109 | COM | 658 | $21,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 5,213 | $21,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 5,500 | $21,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 2,000 | $21,000 | thousands by filing date | call |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 1,998 | $21,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 9,600 | $21,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 500 | $20,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 200 | $20,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 2,502 | $20,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 300 | $20,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 500 | $20,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 5,000 | $20,000 | thousands by filing date | call |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 636 | $20,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,700 | $20,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,977 | $20,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,394 | $20,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 559 | $20,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 5,966 | $20,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,900 | $20,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,900 | $20,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 17,769 | $20,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 840 | $20,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 16,401 | $20,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 800 | $20,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 579 | $20,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,895 | $20,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 500 | $20,000 | thousands by filing date | put |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 11,800 | $20,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 15,992 | $20,000 | thousands by filing date | principal |
| ACHAOGEN INC | 004449104 | COM | 16,499 | $20,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 4,191 | $20,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 676,281 | $20,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 822 | $19,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 100 | $19,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 525 | $19,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 600 | $19,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 300 | $19,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 900 | $19,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,069 | $19,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 6,400 | $19,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 301 | $19,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,100 | $19,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 1,100 | $19,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 3,375 | $19,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 479 | $19,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 539 | $19,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 300 | $19,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 5,283 | $19,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 400 | $19,000 | thousands by filing date | put |
| IDEANOMICS INC | 45166V106 | COM | 15,769 | $19,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 20,000 | $19,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 287 | $19,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 5,000 | $19,000 | thousands by filing date | call |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 200 | $18,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 600 | $18,000 | thousands by filing date | call |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 400 | $18,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,600 | $18,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 300 | $18,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 3,586 | $18,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 1,326 | $18,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 739 | $18,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 500 | $18,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 250 | $18,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 300 | $18,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,899 | $18,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,252 | $18,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 600 | $18,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,163 | $18,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,200 | $18,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 2,607 | $18,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 556 | $18,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 312 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,100 | $18,000 | thousands by filing date | call |
| Flushing Financial Corp | 343873105 | Common Stock | 824 | $18,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 4,437 | $18,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 400 | $18,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 10,603 | $18,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 2,000 | $18,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 6,672 | $18,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 400 | $18,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 6,807 | $18,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 6,900 | $18,000 | thousands by filing date | call |
| FUSION CONNECT INC | 36116X102 | COM | 10,417 | $18,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,600 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 199 | $17,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 500 | $17,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 408 | $17,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 530 | $17,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $17,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,154 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 698 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 300 | $17,000 | thousands by filing date | put |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 400 | $17,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 4,800 | $17,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 348 | $17,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 600 | $17,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,500 | $17,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 11,000 | $17,000 | thousands by filing date | put |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 2,931 | $17,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 2,310 | $17,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 61,823 | $17,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 23,574 | $17,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 115,281 | $17,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 49,799 | $17,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 500 | $16,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,413 | $16,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,000 | $16,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 715 | $16,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 600 | $16,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,200 | $16,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,175 | $16,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,600 | $16,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 394 | $16,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 9,381 | $16,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 486 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-19-000003 | this filing | 2019-02-14 | acceptance time not in the bulk data set |