13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 7,066 holding rows worth $116,398,013,000.
- Accession
- 0000312069-18-000044
- Filer
- CIK 312069
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 11,262 entries on the cover page, a total value of $116,398,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,398,013,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SSR MINING IN | 784730103 | COM | 1,100 | $11,000 | thousands by filing date | put |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 855 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 400 | $11,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,640 | $11,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 100 | $11,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 1,000 | $11,000 | thousands by filing date | call |
| ALCENTRA CAP CORP | 01374T102 | COM | 1,742 | $11,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,420 | $11,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 917 | $11,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 426 | $11,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 525 | $11,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 824 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 325 | $11,000 | thousands by filing date | put |
| ESSA BANCORP INC COM | 29667D104 | Stock | 763 | $11,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,400 | $11,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 131 | $11,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 1,200 | $11,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 4,000 | $11,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 6,100 | $11,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 7,000 | $11,000 | thousands by filing date | principal |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 497 | $11,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 1,300 | $11,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 850 | $11,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 9,700 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 100 | $10,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 85 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 200 | $10,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,457 | $10,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 200 | $10,000 | thousands by filing date | put |
| CELCUITY INC | 15102K100 | COM | 425 | $10,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 400 | $10,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 919 | $10,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 610 | $10,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 501 | $10,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 500 | $10,000 | thousands by filing date | put |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 644 | $10,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,200 | $10,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 338 | $10,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 444 | $10,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 278 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 177 | $10,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 10,300 | $10,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,249 | $10,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 852 | $10,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 616 | $10,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 9,000 | $10,000 | thousands by filing date | put |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 959 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,000 | $10,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 200 | $10,000 | thousands by filing date | call |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 567 | $10,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 2,124 | $10,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 942 | $10,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,536 | $10,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,931 | $10,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 644 | $10,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 700 | $10,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 373 | $10,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 9,000 | $10,000 | thousands by filing date | principal |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 907 | $10,000 | thousands by filing date | |
| AMEDICA CORP | 023435407 | COM PAR | 10,703 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1,000 | $10,000 | thousands by filing date | put |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 10,000 | $10,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 200 | $9,000 | thousands by filing date | call |
| APTARGROUP INC COM | 038336103 | Stock | 100 | $9,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 100 | $9,000 | thousands by filing date | call |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 100 | $9,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 100 | $9,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 100 | $9,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 300 | $9,000 | thousands by filing date | put |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $9,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 100 | $9,000 | thousands by filing date | call |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 300 | $9,000 | thousands by filing date | put |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,323 | $9,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,043 | $9,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 418 | $9,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,168 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $9,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,088 | $9,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 711 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 400 | $9,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 400 | $9,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 3,082 | $9,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 133 | $9,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 532 | $9,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,000 | $9,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 100 | $9,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 3,800 | $9,000 | thousands by filing date | put |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,080 | $9,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 7,998 | $9,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 7,114 | $9,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 18,800 | $9,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 947 | $9,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,656 | $9,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 1,056 | $9,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 671 | $8,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 300 | $8,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 100 | $8,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,677 | $8,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 400 | $8,000 | thousands by filing date | call |
| ONESPAN INC | 68287N100 | COM | 400 | $8,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 460 | $8,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 100 | $8,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 500 | $8,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 239 | $8,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,000 | $8,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,000 | $8,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 830 | $8,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 370 | $8,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 162 | $8,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 605 | $8,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 200 | $8,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 468 | $8,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 174 | $8,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 93 | $8,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 8 | $8,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,052 | $8,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 635 | $8,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 1,287 | $8,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 2,371 | $8,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 500 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 100 | $8,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 500 | $8,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 6,661 | $8,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,800 | $8,000 | thousands by filing date | call |
| MUSTANG BIO INC | 62818Q104 | COM | 1,222 | $8,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 5,981 | $8,000 | thousands by filing date | |
| COOL HLDGS INC | 21640C105 | COM | 2,401 | $8,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 1,566 | $8,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 3,908 | $8,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 315 | $8,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,050 | $7,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 500 | $7,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 300 | $7,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 100 | $7,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 1,300 | $7,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 225 | $7,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 724 | $7,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 221 | $7,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 488 | $7,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 940 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 201 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 135 | $7,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 856 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 100 | $7,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 1,300 | $7,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 159 | $7,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,042 | $7,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 718 | $7,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 2,493 | $7,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 400 | $7,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 9,900 | $7,000 | thousands by filing date | put |
| DNB Financial Corporation | 233237106 | Common Stock | 199 | $7,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 11,900 | $7,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 4,004 | $7,000 | thousands by filing date | |
| CDTI ADVANCED MATLS INC | 12514V105 | COM | 11,309 | $7,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 2,895 | $7,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 4,983 | $7,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 434 | $6,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 400 | $6,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 100 | $6,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 100 | $6,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,400 | $6,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,388 | $6,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 97 | $6,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 100 | $6,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 100 | $6,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 100 | $6,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 200 | $6,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 911 | $6,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 100 | $6,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 200 | $6,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 623 | $6,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 365 | $6,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 497 | $6,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 626 | $6,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,680 | $6,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 150 | $6,000 | thousands by filing date | put |
| BROADWIND INC | 11161T207 | CMN | 2,421 | $6,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 500 | $6,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $6,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,500 | $6,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,021 | $6,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,000 | $6,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 2,411 | $6,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,847 | $6,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 2,600 | $6,000 | thousands by filing date | call |
| RETAIL VALUE INC | 76133Q102 | COM | 200 | $6,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,108 | $6,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $5,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 100 | $5,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 100 | $5,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 200 | $5,000 | thousands by filing date | put |
| RIMINI STR INC DEL | 76674Q107 | COM | 717 | $5,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 800 | $5,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 100 | $5,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 100 | $5,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 100 | $5,000 | thousands by filing date | call |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 361 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81 | $5,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,800 | $5,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 300 | $5,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 600 | $5,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,465 | $5,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,500 | $5,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 300 | $5,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 164 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 200 | $5,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 300 | $5,000 | thousands by filing date | call |
| EVELO BIOSCIENCES INC | 299734103 | COM | 393 | $5,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 6,800 | $5,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 7,400 | $5,000 | thousands by filing date | call |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,338 | $5,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 41 | $5,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 1,030 | $5,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 662 | $5,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,082 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 100 | $5,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 931 | $5,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 431 | $5,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 2,425 | $5,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 645 | $5,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 252 | $5,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,517 | $5,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 589 | $5,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 207 | $5,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 258 | $5,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $4,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 43 | $4,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 74 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 27 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 39 | $4,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $4,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,637 | $4,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 93 | $4,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 100 | $4,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 561 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 46 | $4,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $4,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 100 | $4,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 491 | $4,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,907 | $4,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 296 | $4,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 100 | $4,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 120 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 62 | $4,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,461 | $4,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 132 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 200 | $4,000 | thousands by filing date | put |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $4,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 200 | $4,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 800 | $4,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 200 | $4,000 | thousands by filing date | call |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,617 | $4,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,200 | $4,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,700 | $4,000 | thousands by filing date | put |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 100 | $4,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 800 | $4,000 | thousands by filing date | put |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 351 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 207 | $4,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 100 | $4,000 | thousands by filing date | put |
| ASHFORD INC | 044104107 | COM | 56 | $4,000 | thousands by filing date | |
| INSPIREMD INC | 45779A861 | COM PAR | 17,165 | $4,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 660 | $4,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 4,344 | $4,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 4,000 | $4,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 259 | $4,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 61 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 42 | $3,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 21 | $3,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 99 | $3,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 100 | $3,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 100 | $3,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 4,754 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 69 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 65 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 33 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 50 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 89 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 60 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $3,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 100 | $3,000 | thousands by filing date | call |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 399 | $3,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 127 | $3,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 76 | $3,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 200 | $3,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 300 | $3,000 | thousands by filing date | call |
| AUDIOCODES LTD | M15342104 | ORD | 337 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 93 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 93 | $3,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 200 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 63 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 99 | $3,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 718 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 56 | $3,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $3,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 400 | $3,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 500 | $3,000 | thousands by filing date | call |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 661 | $3,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 4,492 | $3,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,340 | $3,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,157 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 29,068 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 100 | $3,000 | thousands by filing date | put |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 1,200 | $3,000 | thousands by filing date | put |
| Arsanis Inc | 042873109 | COM | 938 | $3,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 49 | $2,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 13 | $2,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 100 | $2,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 151 | $2,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 86 | $2,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 100 | $2,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 100 | $2,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 266 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 20 | $2,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 300 | $2,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 300 | $2,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 37 | $2,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 51 | $2,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 26 | $2,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 100 | $2,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 52 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 30 | $2,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 100 | $2,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 100 | $2,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 100 | $2,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 200 | $2,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 100 | $2,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 100 | $2,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 100 | $2,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 500 | $2,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 87 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 78 | $2,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 557 | $2,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 390 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 15 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 75 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 600 | $2,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 100 | $2,000 | thousands by filing date | call |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 319 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 200 | $2,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 200 | $2,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 203 | $2,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 132 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,032 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 33 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 69 | $2,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 100 | $2,000 | thousands by filing date | put |
| ID SYSTEMS INC | 449489103 | COM | 399 | $2,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 60 | $2,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 72 | $2,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 1,200 | $2,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 229 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 65 | $2,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2,000 | $2,000 | thousands by filing date | principal |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 101 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 100 | $2,000 | thousands by filing date | call |
| STEEL CONNECT INC | 858098106 | CMN | 859 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 100 | $2,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 409 | $2,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 748 | $2,000 | thousands by filing date | |
| TROVAGENE INC COM PAR | 897238408 | Stock | 2,084 | $2,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 6,173 | $2,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 19 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 210 | $1,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 6 | $1,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 200 | $1,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 82 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 42 | $1,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 25 | $1,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 51 | $1,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 50 | $1,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 35 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 100 | $1,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 61 | $1,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 600 | $1,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 100 | $1,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 106 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 111 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 405 | $1,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 119 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 67 | $1,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 64 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 39 | $1,000 | thousands by filing date | put |
| Rafael Holdings Inc Class B | 75062E106 | COM | 150 | $1,000 | thousands by filing date | call |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 56 | $1,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 64 | $1,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 64 | $1,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 97 | $1,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 100 | $1,000 | thousands by filing date | put |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 50 | $1,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 81 | $1,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 165 | $1,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 79 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 424 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,500 | $1,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 101 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 226 | $1,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 97 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 500 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 845 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 200 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 100 | $1,000 | thousands by filing date | put |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 85 | $1,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 77 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 539 | $1,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 164 | $1,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 20 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 200 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 86 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 400 | $1,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 101 | $1,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 104 | $1,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 63 | $1,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 400 | $1,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 1,100 | $1,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 84 | $1,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 58 | $1,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 49 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MVC CAPITAL INC | 553829102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRGAIN INC | 00938A104 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUGEN LTD | M25722105 | ORD | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALPHA PRO TECH LTD | 020772109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XBIOTECH INC | 98400H102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRALIFE CORP | 903899102 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Link Motion Inc | 53577L105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASANKO GOLD INC | 04341Y105 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000044 | this filing | 2018-08-14 | acceptance time not in the bulk data set |