13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 7,066 holding rows worth $116,398,013,000.
- Accession
- 0000312069-18-000044
- Filer
- CIK 312069
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 11,262 entries on the cover page, a total value of $116,398,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,398,013,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIENT INC | 019330109 | COM | 597 | $28,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 3,100 | $28,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,201 | $28,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 3,621 | $28,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 3,869 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 800 | $28,000 | thousands by filing date | put |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $28,000 | thousands by filing date | put |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 817 | $28,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 400 | $28,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 3,232 | $28,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 15,000 | $28,000 | thousands by filing date | principal |
| MAIN STR CAP CORP | 56035L104 | COM | 700 | $27,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 400 | $27,000 | thousands by filing date | put |
| BYLINE BANCORP INC | 124411109 | COM | 1,194 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,300 | $27,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 1,488 | $27,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 182 | $27,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 572 | $27,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 200 | $27,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,305 | $27,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 1,102 | $27,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 1,627 | $27,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 900 | $27,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 3,879 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,000 | $27,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 3,536 | $27,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,300 | $27,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 9,266 | $27,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,901 | $27,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,564 | $27,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 24,000 | $27,000 | thousands by filing date | principal |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,600 | $27,000 | thousands by filing date | call |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 1,577 | $27,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 6,189 | $27,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,800 | $26,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 1,000 | $26,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,200 | $26,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 500 | $26,000 | thousands by filing date | put |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $26,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,500 | $26,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 400 | $26,000 | thousands by filing date | call |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 1,200 | $26,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 400 | $26,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,200 | $26,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 3,600 | $26,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,343 | $26,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 3,973 | $26,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $26,000 | thousands by filing date | principal |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 800 | $26,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 1,000 | $25,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 1,400 | $25,000 | thousands by filing date | put |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 390 | $25,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 800 | $25,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 300 | $25,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 1,604 | $25,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 3,454 | $25,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,300 | $25,000 | thousands by filing date | call |
| NEXA RES S A | L67359106 | COM | 2,131 | $25,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 5,000 | $25,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 600 | $25,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 4,200 | $25,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,700 | $25,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 11,856 | $25,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 9,700 | $25,000 | thousands by filing date | call |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,920 | $25,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 7,453 | $25,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 6,519 | $25,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 6,431 | $25,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 500 | $24,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 2,678 | $24,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 200 | $24,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,200 | $24,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,000 | $24,000 | thousands by filing date | put |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 636 | $24,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 2,672 | $24,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 2,143 | $24,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,101 | $24,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 729 | $24,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,882 | $24,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 615 | $24,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 604 | $24,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 716 | $24,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,200 | $24,000 | thousands by filing date | call |
| INTRICON CORP | 46121H109 | COM | 585 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 465 | $24,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 10,486 | $24,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,364 | $24,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 3,696 | $24,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 2,312 | $24,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 2,439 | $24,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 1,568 | $24,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 5,637 | $24,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 200 | $23,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 3,809 | $23,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 3,586 | $23,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 406 | $23,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 300 | $23,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 3,709 | $23,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,000 | $23,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 500 | $23,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,047 | $23,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,710 | $23,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 495 | $23,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 1,099 | $23,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | put |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 503 | $23,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,175 | $23,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 2,866 | $23,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 667 | $23,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 769 | $23,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,906 | $23,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 14,695 | $23,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,126 | $23,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,200 | $23,000 | thousands by filing date | call |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 6,000 | $23,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 2,078 | $23,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 5,102 | $23,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 14,938 | $23,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 937 | $23,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 1,459 | $23,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 216 | $22,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 300 | $22,000 | thousands by filing date | call |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 2,048 | $22,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 700 | $22,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 800 | $22,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,118 | $22,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 900 | $22,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 7,066 | $22,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 895 | $22,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 832 | $22,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 503 | $22,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 820 | $22,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 4,179 | $22,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,398 | $22,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,598 | $22,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,332 | $22,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 13,385 | $22,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 800 | $22,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,178 | $22,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 774 | $22,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 4,272 | $22,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,100 | $22,000 | thousands by filing date | put |
| RELIANT BANCORP INC | 75956B101 | COM | 759 | $22,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,557 | $22,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 822 | $21,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,800 | $21,000 | thousands by filing date | call |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 575 | $21,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,200 | $21,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 400 | $21,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,078 | $21,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 1,086 | $21,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 100 | $21,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,430 | $21,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,175 | $21,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 98 | $21,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 100 | $21,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 1,843 | $21,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 3,759 | $21,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,468 | $21,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 742 | $21,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 791 | $21,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 455 | $21,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 600 | $21,000 | thousands by filing date | put |
| Cyber Security ETF | 26924G201 | Common | 552 | $21,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,400 | $21,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 7,453 | $21,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,300 | $21,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 8,529 | $21,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 10,000 | $21,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 3,589 | $21,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,098 | $21,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 1,293 | $21,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 1,020 | $21,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 23,000 | $21,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 19,000 | $21,000 | thousands by filing date | principal |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 200 | $20,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 1,100 | $20,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 2,398 | $20,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 868 | $20,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 593 | $20,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 700 | $20,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 1,300 | $20,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 1,296 | $20,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 210 | $20,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 224 | $20,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 3,194 | $20,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 835 | $20,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 629 | $20,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 108 | $20,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,356 | $20,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 530 | $20,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,100 | $20,000 | thousands by filing date | call |
| PETIQ INC | 71639T106 | COMMON STOCK | 748 | $20,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,314 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 763 | $20,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 2,305 | $20,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 3,803 | $20,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 634 | $20,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 1,848 | $20,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 4,199 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 400 | $20,000 | thousands by filing date | call |
| CALYXT INC | 13173L107 | COM | 1,063 | $20,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 14,151 | $20,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 1,063 | $20,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 5,923 | $20,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 2,592 | $19,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 200 | $19,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 900 | $19,000 | thousands by filing date | put |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 1,238 | $19,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 12,100 | $19,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 81 | $19,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,338 | $19,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 500 | $19,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 300 | $19,000 | thousands by filing date | put |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 751 | $19,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,531 | $19,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | put |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,100 | $19,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 3,620 | $19,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,300 | $19,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 700 | $19,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 5,900 | $19,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 86,600 | $19,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,100 | $19,000 | thousands by filing date | call |
| PENNS WOODS BANCORP INC | 708430103 | COM | 420 | $19,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,097 | $19,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 414 | $19,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 2,209 | $19,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 17,600 | $19,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 1,206 | $19,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 700 | $18,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 700 | $18,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 400 | $18,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 600 | $18,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 5,700 | $18,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,544 | $18,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 700 | $18,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 628 | $18,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 800 | $18,000 | thousands by filing date | call |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 696 | $18,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 649 | $18,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,353 | $18,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,696 | $18,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 578 | $18,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,844 | $18,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 600 | $18,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 1,500 | $18,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,000 | $18,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 1,982 | $18,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 700 | $18,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 11,935 | $18,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,700 | $18,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 7,535 | $18,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 1,361 | $18,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,710 | $18,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 4,696 | $18,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 1,500 | $18,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 1,551 | $18,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,248 | $18,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 9,882 | $18,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,794 | $18,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 471 | $17,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 483 | $17,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,000 | $17,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 602 | $17,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 715 | $17,000 | thousands by filing date | put |
| CLARUS CORP NEW | 18270P109 | COM | 2,101 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 200 | $17,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 300 | $17,000 | thousands by filing date | put |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 717 | $17,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 200 | $17,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,667 | $17,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 575 | $17,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 499 | $17,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 213 | $17,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 735 | $17,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,130 | $17,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,100 | $17,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 285 | $17,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 1,244 | $17,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,316 | $17,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 3,200 | $17,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 449 | $17,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 5,100 | $17,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 7,459 | $17,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,000 | $17,000 | thousands by filing date | call |
| HOWARD BANCORP INC COM | 442496105 | COM | 957 | $17,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 14,382 | $17,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 3,519 | $17,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 701 | $17,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,691 | $17,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 1,814 | $17,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 1,127 | $17,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 4,215 | $17,000 | thousands by filing date | |
| INPIXON | 45790J305 | COM NEW | 103,981 | $17,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 500 | $16,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 8,600 | $16,000 | thousands by filing date | put |
| OHIO VY BANC CORP | 677719106 | COM | 300 | $16,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 400 | $16,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 700 | $16,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 1,000 | $16,000 | thousands by filing date | put |
| PAR TECHNOLOGY CORP | 698884103 | COM | 868 | $16,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,300 | $16,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 608 | $16,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,197 | $16,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 540 | $16,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,960 | $16,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 822 | $16,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,100 | $16,000 | thousands by filing date | call |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $16,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 3,144 | $16,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,224 | $16,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,219 | $16,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 834 | $16,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 3,911 | $16,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 594 | $16,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 342 | $16,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 8,305 | $16,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 883 | $16,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 210 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 560 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 683 | $16,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 851 | $16,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 3,478 | $16,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 531 | $16,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 366 | $15,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 200 | $15,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 100 | $15,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 111 | $15,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 400 | $15,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 1,100 | $15,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 485 | $15,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 231 | $15,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 500 | $15,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 420 | $15,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 620 | $15,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 877 | $15,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 240 | $15,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 501 | $15,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 331 | $15,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 739 | $15,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,700 | $15,000 | thousands by filing date | put |
| EASTERN CO | 276317104 | COM | 500 | $15,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 599 | $15,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 600 | $15,000 | thousands by filing date | put |
| REIS INC | 75936P105 | COM | 664 | $15,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 1,470 | $15,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,400 | $15,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 3,720 | $15,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 1,294 | $15,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 519 | $15,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 400 | $15,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,500 | $15,000 | thousands by filing date | call |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,000 | $15,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 2,586 | $15,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,540 | $15,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,137 | $15,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 391 | $15,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 2,274 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 792 | $15,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 2,384 | $15,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 4,301 | $15,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 2,644 | $15,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 523 | $15,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 27,500 | $15,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,400 | $14,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 300 | $14,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $14,000 | thousands by filing date | call |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 200 | $14,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 500 | $14,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 334 | $14,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 400 | $14,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 471 | $14,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 543 | $14,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 506 | $14,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 656 | $14,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,079 | $14,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 683 | $14,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 100 | $14,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 100 | $14,000 | thousands by filing date | call |
| UNION BANKSHARES INC | 905400107 | CMN | 277 | $14,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,578 | $14,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 900 | $14,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,875 | $14,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,165 | $14,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 701 | $14,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 423 | $14,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 400 | $14,000 | thousands by filing date | call |
| SI FINL GROUP INC MD | 78425V104 | COM | 875 | $14,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,572 | $14,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 3,278 | $14,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 10,051 | $14,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 564 | $14,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 492 | $14,000 | thousands by filing date | |
| ATTIS INDS INC | 049836109 | COM | 36,041 | $14,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 2,518 | $14,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 300 | $13,000 | thousands by filing date | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $13,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 200 | $13,000 | thousands by filing date | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 867 | $13,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 300 | $13,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 200 | $13,000 | thousands by filing date | call |
| IES HOLDINGS INC | 44951W106 | COM | 813 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 209 | $13,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 200 | $13,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,800 | $13,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 5,458 | $13,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 2,498 | $13,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,587 | $13,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 691 | $13,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 658 | $13,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 1,000 | $13,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 1,784 | $13,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 205 | $13,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 526 | $13,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 564 | $13,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 958 | $13,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 897 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 353 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $13,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 400 | $13,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,564 | $13,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 430 | $13,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 2,267 | $13,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 1,196 | $13,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 354 | $13,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 500 | $13,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 318 | $13,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 436 | $13,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,700 | $13,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 5,821 | $13,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,358 | $13,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 28,259 | $13,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 537 | $13,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 2,000 | $13,000 | thousands by filing date | call |
| TELARIA INC | 879181105 | COM | 3,221 | $13,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 650 | $13,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 8,328 | $13,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 1,332 | $13,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2,110 | $13,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 12,000 | $13,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 300 | $12,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 200 | $12,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 1,100 | $12,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 1,100 | $12,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,689 | $12,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $12,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,900 | $12,000 | thousands by filing date | call |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 437 | $12,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,020 | $12,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $12,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,881 | $12,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 495 | $12,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 710 | $12,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 799 | $12,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200 | $12,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,250 | $12,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 508 | $12,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 345 | $12,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 911 | $12,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 507 | $12,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 618 | $12,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 725 | $12,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 343 | $12,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 239 | $12,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,100 | $12,000 | thousands by filing date | put |
| ARRIS INTL INC SHS | G0551A103 | SHS | 500 | $12,000 | thousands by filing date | put |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 698 | $12,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 343 | $12,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 450 | $12,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 222 | $12,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 603 | $12,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,039 | $12,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 2,189 | $12,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,000 | $12,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 3,600 | $12,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 300 | $12,000 | thousands by filing date | put |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 300 | $12,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,301 | $12,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,137 | $12,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 468 | $12,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 295 | $12,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 1,256 | $12,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 2,468 | $12,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 505 | $12,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 1,196 | $12,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 1,327 | $12,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 300 | $12,000 | thousands by filing date | put |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 1,879 | $12,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 1,204 | $12,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 12,000 | $12,000 | thousands by filing date | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 600 | $11,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 100 | $11,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 100 | $11,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 100 | $11,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 200 | $11,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 200 | $11,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 300 | $11,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 100 | $11,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 600 | $11,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000044 | this filing | 2018-08-14 | acceptance time not in the bulk data set |