13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 7,066 holding rows worth $116,398,013,000.
- Accession
- 0000312069-18-000044
- Filer
- CIK 312069
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 11,262 entries on the cover page, a total value of $116,398,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,398,013,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,700 | $65,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 35,086 | $65,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 5,439 | $65,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 8,400 | $65,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 17,300 | $65,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 21,000 | $65,000 | thousands by filing date | call |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 3,712 | $65,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 1,046 | $65,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,200 | $64,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,098 | $64,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 400 | $64,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,500 | $64,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,700 | $64,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 2,600 | $64,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 2,460 | $64,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 6,491 | $64,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 7,371 | $64,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,000 | $63,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 7,300 | $63,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 6,639 | $63,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,638 | $63,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 300 | $63,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 9,520 | $63,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,106 | $63,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 1,010 | $63,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 18,315 | $63,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,500 | $63,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 32,300 | $63,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 6,685 | $63,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 35,700 | $62,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 2,300 | $62,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 2,700 | $62,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 886 | $62,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 17,400 | $62,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 2,100 | $62,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,652 | $62,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 898 | $62,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 7,700 | $62,000 | thousands by filing date | put |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 200,000 | $62,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 200,000 | $62,000 | thousands by filing date | put |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 300 | $61,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,512 | $61,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 8,700 | $61,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 807 | $60,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 9,031 | $60,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,100 | $60,000 | thousands by filing date | call |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 3,645 | $60,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 2,325 | $60,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 21,511 | $60,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 5,600 | $60,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 1,806 | $60,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,684 | $59,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 4,300 | $59,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 2,870 | $59,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 600 | $59,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,700 | $59,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,887 | $59,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 8,116 | $59,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,800 | $59,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 3,652 | $59,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,900 | $59,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,701 | $59,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 1,773 | $59,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 2,500 | $58,000 | thousands by filing date | put |
| BERKLEY W R CORP COM | 084423102 | Stock | 800 | $58,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,300 | $58,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,000 | $58,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 2,648 | $58,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,300 | $58,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,261 | $58,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 3,616 | $58,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 3,281 | $58,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 4,323 | $58,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 2,680 | $58,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 43,799 | $58,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 3,086 | $58,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 3,500 | $58,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 1,864 | $57,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 500 | $57,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 2,360 | $57,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 3,383 | $57,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 900 | $57,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 7,600 | $57,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 8,000 | $57,000 | thousands by filing date | put |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,676 | $56,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,000 | $56,000 | thousands by filing date | call |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 3,174 | $56,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,500 | $56,000 | thousands by filing date | put |
| LILIS ENERGY INC | 532403201 | COM NEW | 10,715 | $56,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 2,579 | $56,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 300 | $55,000 | thousands by filing date | put |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,495 | $55,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 14,305 | $54,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,000 | $54,000 | thousands by filing date | put |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 1,341 | $54,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 14,724 | $54,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 5,300 | $54,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 8,000 | $54,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,100 | $54,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 4,500 | $54,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,662 | $54,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 5,000 | $54,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 5,400 | $54,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,899 | $54,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 900 | $54,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 18,749 | $53,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 400 | $53,000 | thousands by filing date | call |
| SANMINA CORP COM | 801056102 | Stock | 1,800 | $53,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,371 | $53,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,900 | $53,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451108 | COM | 1,703 | $53,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,544 | $53,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 2,180 | $53,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,000 | $53,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,500 | $53,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 500 | $52,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 1,500 | $52,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 700 | $52,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 800 | $52,000 | thousands by filing date | call |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 2,877 | $52,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,496 | $52,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 32,400 | $52,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 3,000 | $52,000 | thousands by filing date | put |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 6,100 | $52,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 5,200 | $52,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 56,600 | $52,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 500 | $51,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,384 | $51,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 239 | $51,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,300 | $51,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 3,539 | $51,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 3,970 | $51,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 800 | $51,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,500 | $51,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 484 | $51,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 8,800 | $51,000 | thousands by filing date | put |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,475 | $51,000 | thousands by filing date | call |
| NATIONAL COMM CORP | 63546L102 | COM | 1,091 | $51,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 300 | $50,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 500 | $50,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,200 | $50,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 1,166 | $50,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,700 | $50,000 | thousands by filing date | put |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $50,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,467 | $50,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 5,925 | $50,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 7,134 | $50,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,300 | $50,000 | thousands by filing date | call |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,800 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 300 | $49,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,300 | $49,000 | thousands by filing date | call |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 400 | $49,000 | thousands by filing date | put |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 26,400 | $49,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 4,800 | $49,000 | thousands by filing date | put |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 1,197 | $49,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 3,100 | $49,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 8,842 | $49,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 12,497 | $49,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 2,000 | $49,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 3,455 | $49,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 5,036 | $49,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 12,200 | $49,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,313 | $48,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2,300 | $48,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 256 | $48,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 1,874 | $48,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 7,434 | $48,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,600 | $48,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 900 | $48,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 5,300 | $48,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 5,700 | $48,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 1,000 | $48,000 | thousands by filing date | put |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 51,000 | $48,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,700 | $48,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,000 | $47,000 | thousands by filing date | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 2,305 | $47,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,000 | $47,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,400 | $47,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,056 | $47,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,691 | $47,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,023 | $47,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,400 | $47,000 | thousands by filing date | put |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 1,993 | $47,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,000 | $46,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 1,000 | $46,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 1,000 | $46,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 600 | $46,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 1,444 | $46,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,342 | $46,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 2,616 | $46,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,300 | $46,000 | thousands by filing date | put |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,128 | $46,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 3,000 | $46,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3,509 | $45,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,200 | $45,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 3,273 | $45,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 600 | $45,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,100 | $45,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 955 | $45,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,900 | $45,000 | thousands by filing date | put |
| First Foundation Inc | 32026V104 | Common Stock | 2,457 | $45,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,798 | $45,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 4,049 | $45,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 4,881 | $45,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 39,771 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,207 | $44,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,200 | $44,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 3,099 | $44,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 7,900 | $44,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,493 | $44,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 10,300 | $44,000 | thousands by filing date | call |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 1,129 | $44,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 9,200 | $44,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 2,500 | $44,000 | thousands by filing date | put |
| RIGNET INC | 766582100 | COM | 4,299 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,600 | $44,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 6,196 | $44,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 348 | $43,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 6,350 | $43,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 500 | $43,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 900 | $43,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 700 | $43,000 | thousands by filing date | call |
| TECHTARGET INC | 87874R100 | COM | 1,490 | $43,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,400 | $43,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 2,400 | $43,000 | thousands by filing date | call |
| ARTESIAN RES CORP | 043113208 | CL A | 1,111 | $43,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,900 | $43,000 | thousands by filing date | put |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 2,496 | $43,000 | thousands by filing date | call |
| WIDEOPENWEST INC | 96758W101 | COM | 4,438 | $43,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,900 | $43,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 1,910 | $43,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,636 | $43,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 6,000 | $43,000 | thousands by filing date | put |
| KAMAN CORP | 483548AF0 | BOND | 36,000 | $43,000 | thousands by filing date | principal |
| SOUTHERN COPPER CORP | 84265V105 | COM | 900 | $42,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 3,991 | $42,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 5,700 | $42,000 | thousands by filing date | call |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,800 | $42,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 934 | $42,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,000 | $42,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 8,715 | $42,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,770 | $42,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 4,281 | $42,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 5,363 | $42,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 11,000 | $42,000 | thousands by filing date | call |
| CERECOR INC | 15671L109 | COM | 9,600 | $42,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 5,244 | $42,000 | thousands by filing date | |
| VTI | 922908769 | COM | 292 | $41,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,100 | $41,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,800 | $41,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 2,300 | $41,000 | thousands by filing date | call |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 3,255 | $41,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,000 | $41,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 3,337 | $41,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,400 | $41,000 | thousands by filing date | put |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 1,325 | $41,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 9,957 | $41,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,800 | $41,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,100 | $41,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 10,100 | $41,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,820 | $41,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 1,168 | $41,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,973 | $41,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 4,678 | $41,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 3,178 | $41,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 31,900 | $41,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 18,300 | $41,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 11,663 | $40,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 10 | $40,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 973 | $40,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 7,594 | $40,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,000 | $40,000 | thousands by filing date | put |
| NICOLET BANKSHARES INC | 65406E102 | COM | 709 | $40,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 498 | $40,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,198 | $40,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 977 | $40,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 10,700 | $40,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 6,369 | $40,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,147 | $40,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 7,850 | $40,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 1,124 | $40,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 14,452 | $40,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 41,000 | $40,000 | thousands by filing date | principal |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 9,957 | $40,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 630 | $39,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 271 | $39,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,000 | $39,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,964 | $39,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 3,200 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,786 | $39,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 900 | $39,000 | thousands by filing date | put |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,352 | $39,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 1,381 | $39,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 649 | $39,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,512 | $39,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,317 | $39,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 615 | $39,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 30,000 | $39,000 | thousands by filing date | principal |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,200 | $39,000 | thousands by filing date | put |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 3,550 | $39,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 11,572 | $39,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 6,079 | $39,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,700 | $38,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 900 | $38,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 900 | $38,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,000 | $38,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,000 | $38,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 2,100 | $38,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 772 | $38,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 960 | $38,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 3,164 | $38,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,070 | $38,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,196 | $38,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,000 | $38,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 825 | $38,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 4,200 | $38,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 7,571 | $38,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,057 | $38,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 13,400 | $38,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 3,610 | $38,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 91,700 | $38,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 2,426 | $37,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,000 | $37,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 2,600 | $37,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 6,500 | $37,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,000 | $37,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 2,398 | $37,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 445 | $37,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 700 | $37,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 1,461 | $37,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 980 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,000 | $37,000 | thousands by filing date | call |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,098 | $37,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,086 | $37,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 36,000 | $37,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,223 | $37,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 861 | $37,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 45,000 | $37,000 | thousands by filing date | principal |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 1,871 | $37,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 1,819 | $37,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 800 | $36,000 | thousands by filing date | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 2,287 | $36,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 300 | $36,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 1,270 | $36,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 600 | $36,000 | thousands by filing date | call |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 4,173 | $36,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,900 | $36,000 | thousands by filing date | put |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,683 | $36,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 3,950 | $36,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904106 | COM | 800 | $36,000 | thousands by filing date | put |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,000 | $36,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,700 | $36,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,500 | $36,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,100 | $36,000 | thousands by filing date | call |
| WILLSCOT CORP | 971375126 | COM | 2,392 | $36,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 3,398 | $36,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 850 | $36,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,400 | $35,000 | thousands by filing date | call |
| CAREDX INC | 14167L103 | COM | 2,897 | $35,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 927 | $35,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 600 | $35,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 4,959 | $35,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,219 | $35,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,281 | $35,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,157 | $35,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 869 | $35,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 2,846 | $35,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 7,099 | $35,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 1,000 | $35,000 | thousands by filing date | call |
| MODEL N INC | 607525102 | COM | 1,847 | $35,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 4,428 | $35,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 6,373 | $35,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,898 | $35,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 800 | $35,000 | thousands by filing date | call |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 187,059 | $35,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 10,500 | $35,000 | thousands by filing date | put |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 65,500 | $35,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,000 | $34,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 600 | $34,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 7,700 | $34,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 1,114 | $34,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,033 | $34,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,794 | $34,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 518 | $34,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,900 | $34,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 966 | $34,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 5,400 | $34,000 | thousands by filing date | call |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 288 | $34,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 4,605 | $34,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 392 | $34,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,200 | $34,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 1,000 | $33,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 500 | $33,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 1,200 | $33,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 3,601 | $33,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,686 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 500 | $33,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,911 | $33,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 3,745 | $33,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,800 | $33,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635107 | COM | 4,504 | $33,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2,056 | $33,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,055 | $33,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,944 | $33,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,100 | $33,000 | thousands by filing date | call |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 11,094 | $33,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,600 | $33,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 13,000 | $33,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 7,133 | $33,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,600 | $33,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 5,674 | $33,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 4,600 | $33,000 | thousands by filing date | call |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 890 | $33,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 1,399 | $33,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 1,700 | $33,000 | thousands by filing date | put |
| BOJANGLES INC | 097488100 | COM | 2,306 | $33,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 60,900 | $33,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 300 | $32,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 400 | $32,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 400 | $32,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 817 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 600 | $32,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 243 | $32,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 3,796 | $32,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,200 | $32,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,300 | $32,000 | thousands by filing date | call |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 1,606 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 450 | $32,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,112 | $32,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,495 | $32,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,300 | $32,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 3,505 | $32,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 906 | $32,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 2,363 | $32,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 50,000 | $32,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 500 | $31,000 | thousands by filing date | call |
| ASSURANT INC COM | 04621X108 | Stock | 300 | $31,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 1,300 | $31,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 300 | $31,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 800 | $31,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 6,734 | $31,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 4,105 | $31,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 959 | $31,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,652 | $31,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 600 | $31,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 300 | $31,000 | thousands by filing date | put |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 755 | $31,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,116 | $31,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 780 | $31,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 841 | $31,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 2,212 | $31,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 9,034 | $31,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,900 | $31,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 5,561 | $31,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,000 | $31,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,288 | $31,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 1,558 | $31,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 7,400 | $31,000 | thousands by filing date | put |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 1,036 | $31,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 894 | $31,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,774 | $31,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 800 | $30,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 200 | $30,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,100 | $30,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 299 | $30,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 917 | $30,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,700 | $30,000 | thousands by filing date | put |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 792 | $30,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 700 | $30,000 | thousands by filing date | call |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 700 | $30,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 1,174 | $30,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 943 | $30,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,200 | $30,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 800 | $30,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 3,002 | $30,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,946 | $30,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 6,150 | $30,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 693 | $30,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 4,262 | $30,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 2,116 | $30,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 137 | $29,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,600 | $29,000 | thousands by filing date | put |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 200 | $29,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 500 | $29,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 800 | $29,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 2,300 | $29,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 600 | $29,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 785 | $29,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 3,141 | $29,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 800 | $29,000 | thousands by filing date | put |
| FARMER BROS CO | 307675108 | COM | 976 | $29,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 2,300 | $29,000 | thousands by filing date | put |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 1,593 | $29,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 444 | $28,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 1,200 | $28,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 400 | $28,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 2,300 | $28,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,729 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 160 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000044 | this filing | 2018-08-14 | acceptance time not in the bulk data set |