13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,941 holding rows worth $93,362,154,000.
- Accession
- 0000312069-17-000057
- Filer
- CIK 312069
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,086 entries on the cover page, a total value of $93,362,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,362,154,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA028-17589
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PINNACLE FOODS INC DEL | 72348P104 | COM | 200 | $12,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,000 | $12,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,391 | $12,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 746 | $12,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 700 | $12,000 | thousands by filing date | call |
| DST SYS INC DEL | 233326107 | COM | 200 | $12,000 | thousands by filing date | put |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,161 | $12,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,051 | $12,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 747 | $12,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 2,047 | $12,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 3,100 | $12,000 | thousands by filing date | put |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 565 | $12,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 67 | $11,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 200 | $11,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 109 | $11,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 218 | $11,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 300 | $11,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 254 | $11,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 300 | $11,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 200 | $11,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 300 | $11,000 | thousands by filing date | call |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $11,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 365 | $11,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 417 | $11,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 200 | $11,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 682 | $11,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 156 | $11,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,300 | $11,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 100 | $11,000 | thousands by filing date | call |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 411 | $11,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,200 | $11,000 | thousands by filing date | put |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 202 | $11,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 4,509 | $11,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 398 | $11,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 300 | $11,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 500 | $11,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 500 | $11,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 1,500 | $11,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 1,597 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 21,218 | $11,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,484 | $11,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 13,692 | $11,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 384 | $11,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 638 | $11,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 306 | $10,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,826 | $10,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 100 | $10,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 200 | $10,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 800 | $10,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 500 | $10,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 200 | $10,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 5,000 | $10,000 | thousands by filing date | put |
| RENASANT CORP | 75970E107 | COM | 233 | $10,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,531 | $10,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 258 | $10,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 800 | $10,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 371 | $10,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,295 | $10,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,200 | $10,000 | thousands by filing date | call |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 504 | $10,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 612 | $10,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 1,223 | $10,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 621 | $10,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,019 | $10,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 100 | $10,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 626 | $10,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 700 | $10,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 940 | $10,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 10,000 | $10,000 | thousands by filing date | principal |
| ALTIMMUNE INC | 02155H101 | COM | 3,258 | $10,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 249 | $9,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 198 | $9,000 | thousands by filing date | put |
| NETGEAR INC | 64111Q104 | COM | 200 | $9,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 100 | $9,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 100 | $9,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 300 | $9,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 700 | $9,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 85 | $9,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 111 | $9,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 200 | $9,000 | thousands by filing date | put |
| FORTIS INC | 349553107 | COM | 247 | $9,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 200 | $9,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 200 | $9,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 170 | $9,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 560 | $9,000 | thousands by filing date | put |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $9,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $9,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,116 | $9,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 344 | $9,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,233 | $9,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 893 | $9,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 305 | $9,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 802 | $9,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 500 | $9,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 314 | $9,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,100 | $9,000 | thousands by filing date | call |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 408 | $9,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 700 | $9,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 500 | $9,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 535 | $9,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 393 | $9,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 646 | $9,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 37,446 | $9,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 863 | $8,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 230 | $8,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 434 | $8,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,000 | $8,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 100 | $8,000 | thousands by filing date | call |
| NATERA INC COM | 632307104 | Stock | 763 | $8,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 485 | $8,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 300 | $8,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 526 | $8,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 99 | $8,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 264 | $8,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 200 | $8,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 200 | $8,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 200 | $8,000 | thousands by filing date | call |
| HILL ROM HLDGS INC | 431475102 | COM | 100 | $8,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 514 | $8,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 252 | $8,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,095 | $8,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,000 | $8,000 | thousands by filing date | call |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 206 | $8,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 728 | $8,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,356 | $8,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,100 | $8,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 137 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 100 | $8,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 8,948 | $8,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 100 | $8,000 | thousands by filing date | call |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 492 | $8,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 25,000 | $8,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 207 | $8,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 411 | $8,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 38 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 245 | $8,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 8,000 | $8,000 | thousands by filing date | principal |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 5,809 | $8,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 100 | $7,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 100 | $7,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 162 | $7,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 100 | $7,000 | thousands by filing date | put |
| BLUE BIRD CORP | 095306106 | COM | 406 | $7,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 294 | $7,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 74 | $7,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $7,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 807 | $7,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,297 | $7,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 338 | $7,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 500 | $7,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 5,000 | $7,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 100 | $7,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 400 | $7,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 200 | $7,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 311 | $7,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 205 | $7,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 828 | $7,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 500 | $7,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 246 | $7,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 222 | $7,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,053 | $7,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 249 | $7,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $7,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 700 | $7,000 | thousands by filing date | call |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 282 | $7,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 600 | $7,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,000 | $7,000 | thousands by filing date | call |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 309 | $7,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 490 | $7,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 922 | $7,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 176 | $7,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 840 | $7,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 2,800 | $7,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 1,553 | $7,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 500 | $7,000 | thousands by filing date | call |
| BEAR ST FINL INC | 073844102 | COM | 715 | $7,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 113 | $6,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 100 | $6,000 | thousands by filing date | put |
| WORKIVA INC COM CL A | 98139A105 | Stock | 337 | $6,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 100 | $6,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 100 | $6,000 | thousands by filing date | put |
| SILGAN HLDGS INC | 827048109 | COM | 200 | $6,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 713 | $6,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 235 | $6,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 500 | $6,000 | thousands by filing date | call |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 522 | $6,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 106 | $6,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 717 | $6,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 500 | $6,000 | thousands by filing date | put |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 205 | $6,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 536 | $6,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 82 | $6,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 500 | $6,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,000 | $6,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 258 | $6,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 6,015 | $6,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 194 | $6,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,606 | $6,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 3,600 | $6,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 200 | $6,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,300 | $6,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,200 | $6,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 5,200 | $6,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,446 | $6,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 104 | $6,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 305 | $6,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 206 | $6,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 175 | $6,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 900 | $6,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 264 | $6,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 371 | $6,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 517 | $6,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,350 | $6,000 | thousands by filing date | call |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 694 | $6,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 244 | $6,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 1,613 | $6,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 3,837 | $6,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 2,700 | $6,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 83 | $5,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 464 | $5,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 300 | $5,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 100 | $5,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 100 | $5,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 400 | $5,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 100 | $5,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 100 | $5,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 100 | $5,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 350 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 98 | $5,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 212 | $5,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 100 | $5,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 620 | $5,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 100 | $5,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 100 | $5,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 166 | $5,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 100 | $5,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 100 | $5,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 300 | $5,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 400 | $5,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 928 | $5,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 522 | $5,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 228 | $5,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 743 | $5,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 148 | $5,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 141 | $5,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,600 | $5,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 521 | $5,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,884 | $5,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 100 | $5,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 3,000 | $5,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 1,400 | $5,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 93 | $5,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 666 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 400 | $5,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 212 | $5,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,079 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 400 | $5,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 924 | $5,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 420 | $5,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 9,796 | $5,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 342 | $5,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G201 | SPONSORD ADR NEW | 2,120 | $5,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 79 | $4,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 53 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 39 | $4,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 5,000 | $4,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 200 | $4,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 600 | $4,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 100 | $4,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 100 | $4,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 536 | $4,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 200 | $4,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 390 | $4,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 34 | $4,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 439 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 93 | $4,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 300 | $4,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 900 | $4,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 100 | $4,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 500 | $4,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 257 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 41 | $4,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 92 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 93 | $4,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 600 | $4,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 296 | $4,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 100 | $4,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 100 | $4,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 205 | $4,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 122 | $4,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 106 | $4,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 129 | $4,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 115 | $4,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 300 | $4,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 124 | $4,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 183 | $4,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 99 | $4,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 346 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81 | $4,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 300 | $4,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 185 | $4,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 158 | $4,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 204 | $4,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 118 | $4,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 213 | $4,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 1,603 | $4,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 323 | $4,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 108 | $4,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 309 | $4,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 2,055 | $4,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 6,800 | $4,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 100 | $4,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 62 | $4,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 2,737 | $4,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 203 | $4,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 172 | $4,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 160 | $4,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 300 | $4,000 | thousands by filing date | call |
| AVINGER INC | 053734109 | COM | 8,851 | $4,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 439 | $4,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 362 | $4,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 2,212 | $4,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 50 | $3,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 226 | $3,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 100 | $3,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 112 | $3,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 104 | $3,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 400 | $3,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 105 | $3,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 100 | $3,000 | thousands by filing date | put |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 69 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 65 | $3,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 69 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 33 | $3,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 138 | $3,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 66 | $3,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 200 | $3,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 369 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 80 | $3,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 235 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 112 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 100 | $3,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 102 | $3,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 73 | $3,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,000 | $3,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 104 | $3,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 135 | $3,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 107 | $3,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 148 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 497 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 93 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 41 | $3,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 120 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 124 | $3,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $3,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 180 | $3,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,300 | $3,000 | thousands by filing date | call |
| POWERSHARES | 73935X286 | COMMON STOCK | 60 | $3,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 56 | $3,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 206 | $3,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 200 | $3,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 67 | $3,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 102 | $3,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 736 | $3,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 103 | $3,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,053 | $3,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 108 | $3,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,600 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74347B714 | FUND | 69 | $3,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,042 | $3,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,647 | $3,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 370 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 46 | $3,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 300 | $3,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 872 | $3,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 290 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 79 | $3,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 99 | $3,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 65 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 100 | $3,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 227 | $3,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 104 | $3,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 162 | $3,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 110 | $3,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 200 | $3,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 769 | $3,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 315 | $3,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 300 | $3,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 100 | $3,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 756 | $3,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 314 | $3,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 160 | $3,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 19 | $2,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 100 | $2,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 100 | $2,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 88 | $2,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 263 | $2,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 646 | $2,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 100 | $2,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 4,774 | $2,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 51 | $2,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 100 | $2,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 523 | $2,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 100 | $2,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 14 | $2,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,500 | $2,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 67 | $2,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 38 | $2,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 115 | $2,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 74 | $2,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 500 | $2,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 855 | $2,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 172 | $2,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 24 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 18 | $2,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 200 | $2,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 100 | $2,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 82 | $2,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 100 | $2,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 200 | $2,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 101 | $2,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 203 | $2,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 107 | $2,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 85 | $2,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 315 | $2,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 164 | $2,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,313 | $2,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 45 | $2,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 386 | $2,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 91 | $2,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 54 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 100 | $2,000 | thousands by filing date | call |
| CULP INC | 230215105 | CMN | 59 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 75 | $2,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 242 | $2,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 124 | $2,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 50 | $2,000 | thousands by filing date | call |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 89 | $2,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 30 | $2,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 100 | $2,000 | thousands by filing date | call |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 37 | $2,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 71 | $2,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 17 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 631 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 522 | $2,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 128 | $2,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 200 | $2,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1,100 | $2,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 100 | $2,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,059 | $2,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 200 | $2,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 100 | $2,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,743 | $2,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 75 | $2,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 59 | $2,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 159 | $2,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 110 | $2,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 677 | $2,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 327 | $2,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 310 | $2,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 187 | $2,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 454 | $2,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 94 | $2,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 500 | $2,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 1,467 | $2,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 252 | $2,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 235 | $2,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 6,664 | $2,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 102 | $2,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 117 | $2,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 504 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 78 | $2,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 437 | $2,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 108 | $2,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 166 | $2,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 12,758 | $2,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 7 | $1,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 66 | $1,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 85 | $1,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 34 | $1,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 17 | $1,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 131 | $1,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 22 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 788 | $1,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 96 | $1,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 23 | $1,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 411 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 100 | $1,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 82 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9 | $1,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 25 | $1,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 42 | $1,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 54 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000057 | this filing | 2017-08-14 | acceptance time not in the bulk data set |