13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,941 holding rows worth $93,362,154,000.
- Accession
- 0000312069-17-000057
- Filer
- CIK 312069
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,086 entries on the cover page, a total value of $93,362,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,362,154,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA028-17589
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANTIV INC | 92210H105 | CL A | 600 | $38,000 | thousands by filing date | put |
| ELLIS PERRY INTL INC | 288853104 | COM | 1,961 | $38,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 14,392 | $38,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 10,116 | $38,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 7,366 | $38,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 7,805 | $37,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 600 | $37,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,000 | $37,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,900 | $37,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,900 | $37,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 8,000 | $37,000 | thousands by filing date | put |
| DATAWATCH CORP | 237917208 | COM NEW | 3,882 | $37,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,644 | $37,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 3,435 | $37,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 500 | $36,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 500 | $36,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,400 | $36,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 7,200 | $36,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 4,314 | $36,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 2,173 | $36,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 2,600 | $36,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,004 | $36,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,000 | $36,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 14,668 | $36,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 2,605 | $36,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 6,168 | $36,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 1,800 | $36,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 200 | $35,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 1,374 | $35,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 872 | $35,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 700 | $35,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 5,490 | $35,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 2,027 | $35,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 3,400 | $35,000 | thousands by filing date | call |
| AIRMEDIA GROUP INC | 009411109 | ADR | 16,456 | $35,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 3,189 | $35,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 26,263 | $35,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 13,938 | $34,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 6,424 | $34,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 600 | $34,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 1,917 | $34,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 2,400 | $34,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 8,906 | $34,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,000 | $34,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 3,932 | $34,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 309 | $34,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,500 | $34,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,065 | $34,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 789 | $34,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 4,696 | $34,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 7,850 | $34,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 14,577 | $34,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 10,621 | $34,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 1,000 | $34,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 4,172 | $34,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 300 | $33,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 12,000 | $33,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,079 | $33,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,536 | $33,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 1,263 | $33,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,100 | $33,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 1,000 | $33,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,100 | $33,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 104 | $33,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,000 | $33,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 300 | $33,000 | thousands by filing date | call |
| EURASIAN MINERALS INC | 29843R100 | COM | 36,000 | $33,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 26,023 | $33,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 2,562 | $33,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 1,918 | $33,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 31,000 | $33,000 | thousands by filing date | principal |
| CLIFTON BANCORP INC | 186873105 | COM | 2,015 | $33,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 271 | $32,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 597 | $32,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 300 | $32,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 1,100 | $32,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 3,155 | $32,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,000 | $32,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 1,600 | $32,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 14,375 | $32,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,000 | $32,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,256 | $32,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 4,400 | $32,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 4,400 | $32,000 | thousands by filing date | call |
| OLD POINT FINL CORP | 680194107 | COM | 988 | $32,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 1,919 | $32,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 1,071 | $32,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 300 | $31,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 900 | $31,000 | thousands by filing date | call |
| FULGENT GENETICS INC | 359664109 | COM | 4,800 | $31,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,476 | $31,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 4,326 | $31,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 1,241 | $31,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 500 | $31,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 700 | $31,000 | thousands by filing date | put |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 384 | $31,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 8,398 | $31,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 12,531 | $31,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 3,335 | $31,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,546 | $31,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,500 | $31,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 3,569 | $31,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 6,000 | $31,000 | thousands by filing date | call |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,000 | $31,000 | thousands by filing date | call |
| TELIGENT INC NEW | 87960W104 | COM | 3,450 | $31,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 600 | $30,000 | thousands by filing date | put |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 500 | $30,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 1,670 | $30,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,017 | $30,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,676 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 530 | $30,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 11,900 | $30,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 2,633 | $30,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 2,370 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 200 | $29,000 | thousands by filing date | call |
| CARVANA CO CL A | 146869102 | Stock | 1,428 | $29,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,600 | $29,000 | thousands by filing date | call |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 556 | $29,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,600 | $29,000 | thousands by filing date | call |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,219 | $29,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,876 | $29,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,978 | $29,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,000 | $29,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,500 | $29,000 | thousands by filing date | put |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 3,106 | $29,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 8,400 | $29,000 | thousands by filing date | put |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 1,609 | $29,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 364 | $28,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 500 | $28,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,900 | $28,000 | thousands by filing date | call |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 600 | $28,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 1,208 | $28,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,800 | $28,000 | thousands by filing date | call |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,319 | $28,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,751 | $28,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,300 | $28,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,000 | $28,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,666 | $28,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 18,200 | $28,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 1,108 | $28,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,753 | $28,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,600 | $28,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 200 | $27,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 400 | $27,000 | thousands by filing date | put |
| PENTAIR PLC SHS | G7S00T104 | Stock | 400 | $27,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 700 | $27,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,700 | $27,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 200 | $27,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,300 | $27,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 400 | $27,000 | thousands by filing date | call |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 700 | $27,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,726 | $27,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,924 | $27,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,873 | $27,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,132 | $27,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 255 | $27,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 13,385 | $27,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 698 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,000 | $27,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 3,699 | $27,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 612 | $27,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 1,518 | $27,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 600 | $26,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 500 | $26,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 300 | $26,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 2,000 | $26,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 500 | $26,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 2,636 | $26,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 3,129 | $26,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 800 | $26,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 500 | $26,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 1,400 | $26,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 1,900 | $26,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 5,100 | $26,000 | thousands by filing date | put |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 400 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 800 | $26,000 | thousands by filing date | put |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 2,144 | $25,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 300 | $25,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,986 | $25,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,500 | $25,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 1,517 | $25,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 693 | $25,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,404 | $25,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 6,500 | $25,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 400 | $25,000 | thousands by filing date | call |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 594 | $25,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 3,303 | $25,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,612 | $25,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,208 | $25,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 4,621 | $25,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 5,717 | $25,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,400 | $25,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 20,900 | $25,000 | thousands by filing date | call |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 1,010 | $25,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 188 | $24,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 200 | $24,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 500 | $24,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 500 | $24,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 405 | $24,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,500 | $24,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 200 | $24,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 1,582 | $24,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 100 | $24,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 2,439 | $24,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,245 | $24,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $24,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 250 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $24,000 | thousands by filing date | put |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $24,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 600 | $24,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 2,183 | $24,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,000 | $24,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,000 | $24,000 | thousands by filing date | put |
| NUMEREX CORP -CL A | 67053A102 | CL A | 4,947 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 2,100 | $24,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 29,068 | $24,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 758 | $24,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 2,812 | $24,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 5,160 | $24,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 3,705 | $24,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 500 | $23,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 300 | $23,000 | thousands by filing date | put |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 390 | $23,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 800 | $23,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 251 | $23,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 742 | $23,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 400 | $23,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,200 | $23,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 400 | $23,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,000 | $23,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 437 | $23,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,200 | $23,000 | thousands by filing date | call |
| THOMSON REUTERS CORP | 884903105 | COM | 500 | $23,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1,618 | $23,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,800 | $23,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 600 | $23,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 900 | $23,000 | thousands by filing date | put |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,312 | $23,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 12,700 | $23,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3,586 | $23,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,363 | $23,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,800 | $23,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 5,963 | $23,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 11,097 | $23,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 300 | $23,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 2,800 | $23,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 3,400 | $23,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 1,700 | $23,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 32,900 | $23,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 1,244 | $23,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 1,081 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 1,100 | $23,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 689 | $22,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,200 | $22,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 200 | $22,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 244 | $22,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,900 | $22,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 150 | $22,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,000 | $22,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 400 | $22,000 | thousands by filing date | put |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 617 | $22,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,473 | $22,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 300 | $22,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 850 | $22,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,095 | $22,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,004 | $22,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,622 | $22,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,864 | $22,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 800 | $22,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,900 | $22,000 | thousands by filing date | call |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 11,000 | $22,000 | thousands by filing date | principal |
| ACHAOGEN INC | 004449104 | COM | 1,000 | $22,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 1,142 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 519 | $21,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,176 | $21,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 1,056 | $21,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 400 | $21,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,731 | $21,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,094 | $21,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,319 | $21,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 854 | $21,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,100 | $21,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 103 | $21,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,500 | $21,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 10,164 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 1,648 | $21,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 1,630 | $21,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 10,944 | $21,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 14,388 | $20,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 200 | $20,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 829 | $20,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1,524 | $20,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 546 | $20,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,800 | $20,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 200 | $20,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 500 | $20,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 306 | $20,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 200 | $20,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 1,109 | $20,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 814 | $20,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 4,787 | $20,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 16,501 | $20,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 500 | $19,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 600 | $19,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 1,200 | $19,000 | thousands by filing date | put |
| ARCBEST CORP COM | 03937C105 | Stock | 900 | $19,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 500 | $19,000 | thousands by filing date | call |
| UGI CORP NEW COM | 902681105 | Stock | 400 | $19,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,614 | $19,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 400 | $19,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,328 | $19,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,660 | $19,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,844 | $19,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 800 | $19,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 8,300 | $19,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 900 | $19,000 | thousands by filing date | call |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 800 | $19,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,700 | $19,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 3,922 | $19,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 803 | $19,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,813 | $19,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,284 | $19,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 1,300 | $19,000 | thousands by filing date | call |
| CHINA CORD BLOOD CORP | G21107100 | COM | 2,000 | $19,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 588 | $19,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 23,680 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 560 | $19,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 8,947 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,100 | $19,000 | thousands by filing date | put |
| iShares Global REIT ETF | 46434V647 | SHS | 726 | $18,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 502 | $18,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,000 | $18,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 321 | $18,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 700 | $18,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 382 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 161 | $18,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 800 | $18,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 101 | $18,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 2,405 | $18,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 100 | $18,000 | thousands by filing date | call |
| NICOLET BANKSHARES INC | 65406E102 | COM | 336 | $18,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 4,264 | $18,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 622 | $18,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,778 | $18,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 641 | $18,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,400 | $18,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,734 | $18,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 4,222 | $18,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,300 | $18,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 3,089 | $18,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,056 | $18,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 6,020 | $18,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 4,543 | $18,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 15,000 | $18,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 100 | $17,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 200 | $17,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 1,393 | $17,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 300 | $17,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,892 | $17,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,800 | $17,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,941 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 300 | $17,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 3,600 | $17,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 300 | $17,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,000 | $17,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,500 | $17,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 372 | $17,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,610 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 100 | $17,000 | thousands by filing date | call |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 511 | $17,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 408 | $17,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 557 | $17,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 802 | $17,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,300 | $17,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,900 | $17,000 | thousands by filing date | put |
| HIVE | 007786106 | Stock | 3,463 | $17,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 2,000 | $17,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 400 | $17,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,000 | $17,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,200 | $17,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 2,300 | $17,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,516 | $17,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 113,610 | $17,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 9,463 | $17,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,734 | $16,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 200 | $16,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 400 | $16,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 100 | $16,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 691 | $16,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 827 | $16,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,500 | $16,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 8,055 | $16,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 469 | $16,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,500 | $16,000 | thousands by filing date | call |
| SNYDERS LANCE INC | 833551104 | COM | 474 | $16,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,000 | $16,000 | thousands by filing date | call |
| LEAF GROUP LTD | 52177G102 | COM | 2,063 | $16,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 4,141 | $16,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 700 | $16,000 | thousands by filing date | call |
| NATIONAL COMM CORP | 63546L102 | COM | 409 | $16,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 1,089 | $16,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 40,218 | $16,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 100,000 | $16,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 553 | $15,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 832 | $15,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 200 | $15,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 2,067 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 128 | $15,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 917 | $15,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 100 | $15,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 100 | $15,000 | thousands by filing date | call |
| TORCHMARK CORP | 891027104 | COM | 200 | $15,000 | thousands by filing date | call |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 718 | $15,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $15,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 504 | $15,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1,784 | $15,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,618 | $15,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,006 | $15,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,934 | $15,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 2,086 | $15,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,617 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 965 | $15,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 200 | $15,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 900 | $15,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 762 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 792 | $15,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 506 | $14,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 2,000 | $14,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $14,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,428 | $14,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 300 | $14,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,200 | $14,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,000 | $14,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 300 | $14,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 1,800 | $14,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 201 | $14,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 400 | $14,000 | thousands by filing date | put |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 800 | $14,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 462 | $14,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,900 | $14,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,010 | $14,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 800 | $14,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 300 | $14,000 | thousands by filing date | call |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 628 | $14,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 186 | $14,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 2,627 | $14,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 4,062 | $14,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 937 | $14,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 5,424 | $14,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,750 | $14,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 737 | $14,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 1,101 | $14,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 8,646 | $14,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 1,893 | $14,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 300 | $13,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 200 | $13,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 400 | $13,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 300 | $13,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 100 | $13,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 726 | $13,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 412 | $13,000 | thousands by filing date | call |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 972 | $13,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 100 | $13,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 202 | $13,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 501 | $13,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 400 | $13,000 | thousands by filing date | put |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 736 | $13,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 345 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $13,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,000 | $13,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,100 | $13,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,855 | $13,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 1,732 | $13,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 200 | $13,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 6,955 | $13,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 5,127 | $13,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 700 | $13,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 600 | $13,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 3,400 | $13,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 200 | $12,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,835 | $12,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 500 | $12,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 100 | $12,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 1,500 | $12,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 100 | $12,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 323 | $12,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 250 | $12,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 100 | $12,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 200 | $12,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 200 | $12,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 504 | $12,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 206 | $12,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 681 | $12,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 5,551 | $12,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | put |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 493 | $12,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 810 | $12,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 500 | $12,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000057 | this filing | 2017-08-14 | acceptance time not in the bulk data set |