13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,941 holding rows worth $93,362,154,000.
- Accession
- 0000312069-17-000057
- Filer
- CIK 312069
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,086 entries on the cover page, a total value of $93,362,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,362,154,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA028-17589
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,900 | $88,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 5,386 | $88,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 4,800 | $88,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 10,400 | $88,000 | thousands by filing date | put |
| China Yuchai Intl Ltd | G21082105 | COM | 4,793 | $88,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 30,641 | $88,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 5,375 | $88,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 7,700 | $88,000 | thousands by filing date | call |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 605 | $87,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,200 | $87,000 | thousands by filing date | put |
| ENERSYS COM | 29275Y102 | Stock | 1,200 | $87,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 2,768 | $87,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 2,200 | $87,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 2,220 | $87,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,500 | $87,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 1,700 | $87,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $87,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,600 | $87,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 25,579 | $87,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,300 | $86,000 | thousands by filing date | put |
| NNN REIT INC COM | 637417106 | REIT | 2,200 | $86,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 3,457 | $86,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 4,107 | $86,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,800 | $86,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 19,300 | $86,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 16,500 | $86,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 12,000 | $86,000 | thousands by filing date | call |
| OM ASSET MGMT PLC | G67506108 | SHS | 5,810 | $86,000 | thousands by filing date | |
| CONYERS | 212894208 | UNIT9 | 6,762 | $86,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,442 | $85,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 972 | $85,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 5,400 | $85,000 | thousands by filing date | call |
| CTS CORP | 126501105 | COM | 3,905 | $85,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,200 | $85,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 12,600 | $85,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 33,900 | $85,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 14,759 | $85,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 4,980 | $85,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,300 | $84,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 27,600 | $84,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,900 | $84,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 400 | $84,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,600 | $84,000 | thousands by filing date | call |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 6,852 | $84,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 17,600 | $84,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 35,000 | $84,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 9,651 | $84,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 17,861 | $84,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,000 | $83,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 4,900 | $83,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 6,952 | $83,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 6,491 | $83,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,193 | $83,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 2,016 | $83,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 2,688 | $83,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 700 | $82,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 4,445 | $82,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,500 | $82,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,200 | $82,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 11,400 | $82,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 3,468 | $82,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 10,574 | $82,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 8,300 | $81,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 3,225 | $81,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 3,218 | $81,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 3,200 | $81,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 7,900 | $81,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 70,000 | $81,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 3,409 | $81,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 2,137 | $80,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 3,591 | $80,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 1,100 | $80,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 4,000 | $80,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 3,575 | $80,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,800 | $79,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,000 | $79,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,300 | $79,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 6,600 | $79,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,700 | $78,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 2,574 | $78,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 4,070 | $78,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 27,839 | $78,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 763 | $78,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 16,009 | $78,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 6,338 | $78,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 400 | $77,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 1,945 | $77,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,836 | $77,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 5,646 | $77,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 7,775 | $77,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 9,300 | $77,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,402 | $77,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,300 | $77,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 8,900 | $77,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 4,303 | $77,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 5,032 | $77,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 486 | $76,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,012 | $76,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 2,700 | $76,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 4,413 | $76,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 11,100 | $76,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,600 | $76,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 12,031 | $76,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 3,919 | $76,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,300 | $75,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 900 | $75,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,802 | $75,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 75,000 | $75,000 | thousands by filing date | principal |
| TTOO | 89853L104 | Stock | 23,478 | $75,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,004 | $75,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,000 | $74,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 4,500 | $74,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 645 | $74,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 5,365 | $74,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,100 | $74,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 5,741 | $74,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,246 | $74,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 2,712 | $74,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,913 | $74,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 9,100 | $74,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 21,800 | $74,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 3,300 | $73,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 600 | $73,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 1,900 | $73,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,947 | $73,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,550 | $72,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,000 | $72,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 6,000 | $72,000 | thousands by filing date | call |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,000 | $72,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 4,130 | $72,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,700 | $72,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 209,869 | $72,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 12,605 | $72,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 6,100 | $72,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,789 | $71,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 900 | $71,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 9,719 | $71,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,767 | $71,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 2,182 | $71,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 2,456 | $71,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,171 | $70,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 1,438 | $70,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,200 | $70,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 2,000 | $70,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 8,000 | $70,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 3,900 | $70,000 | thousands by filing date | put |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 5,044 | $70,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 4,397 | $70,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 3,533 | $70,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,100 | $70,000 | thousands by filing date | call |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,000 | $69,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,400 | $69,000 | thousands by filing date | put |
| AH RLTY TR INC | 04208T108 | COM | 5,338 | $69,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,300 | $69,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 4,024 | $69,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,000 | $69,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 1,500 | $69,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 700 | $68,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 4,000 | $68,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,000 | $68,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 9,588 | $68,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 48,771 | $68,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 2,500 | $68,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,300 | $68,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 2,484 | $68,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,060 | $68,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 15,167 | $68,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 769 | $68,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,957 | $67,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,200 | $67,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 22,000 | $67,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 4,577 | $67,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,800 | $67,000 | thousands by filing date | put |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 5,618 | $67,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 6,300 | $67,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 3,371 | $66,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 4,756 | $66,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,638 | $66,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 3,012 | $66,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 2,400 | $66,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 500 | $66,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 4,000 | $66,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,000 | $66,000 | thousands by filing date | put |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,351 | $66,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,592 | $66,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,300 | $65,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 400 | $65,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 2,000 | $65,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,902 | $65,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 2,600 | $65,000 | thousands by filing date | call |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 3,300 | $65,000 | thousands by filing date | put |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 3,300 | $65,000 | thousands by filing date | call |
| THOMSON REUTERS CORP | 884903105 | COM | 1,400 | $65,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,011 | $65,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 3,028 | $65,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 26,661 | $65,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 2,353 | $64,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,900 | $64,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 1,619 | $64,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 2,300 | $64,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 6,700 | $64,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,200 | $64,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 7,520 | $64,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 25,372 | $64,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 5,230 | $64,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,700 | $64,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 14,000 | $64,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 8,111 | $64,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 3,177 | $64,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 50,662 | $64,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 6,669 | $64,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 3,660 | $64,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 3,209 | $64,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,200 | $63,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 1,681 | $63,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,800 | $63,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 1,000 | $63,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 12,600 | $63,000 | thousands by filing date | put |
| NANOMETRICS | 630077105 | COM | 2,500 | $63,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 8,300 | $63,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 2,400 | $63,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,900 | $63,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 42,208 | $63,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,100 | $63,000 | thousands by filing date | call |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 2,000 | $63,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 3,521 | $62,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 8,334 | $62,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 37,244 | $62,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 3,751 | $62,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 109,375 | $62,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 43,000 | $62,000 | thousands by filing date | principal |
| QUALYS INC COM | 74758T303 | Stock | 1,500 | $61,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,800 | $61,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,100 | $61,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 800 | $61,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,809 | $61,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 22,200 | $61,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,100 | $60,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,600 | $60,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 5,200 | $60,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 14,702 | $60,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 15,297 | $60,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 2,637 | $60,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 4,000 | $60,000 | thousands by filing date | call |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 26,600 | $60,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,141 | $60,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 8,273 | $60,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 900 | $59,000 | thousands by filing date | put |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 2,625 | $59,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 9,904 | $59,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,441 | $59,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 5,602 | $59,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 15,992 | $59,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 3,970 | $59,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 400 | $58,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,000 | $58,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 3,200 | $58,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 469 | $58,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 26,400 | $58,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,000 | $58,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 1,700 | $58,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 2,494 | $58,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 8,961 | $58,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 8,400 | $58,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 3,600 | $58,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 3,600 | $58,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,200 | $57,000 | thousands by filing date | call |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 700 | $57,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 7,400 | $57,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 3,492 | $57,000 | thousands by filing date | call |
| COVISTA INC | 00737L103 | COM | 1,500 | $57,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 1,235 | $57,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,740 | $57,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,630 | $57,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 11,090 | $57,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 5,600 | $57,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 15,575 | $57,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 4,900 | $57,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 33,188 | $57,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,241 | $56,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 3,300 | $56,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 1,821 | $56,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 9,700 | $56,000 | thousands by filing date | call |
| IXYS CORP | 46600W106 | COMMON STOCK | 3,398 | $56,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 9,400 | $56,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 2,800 | $56,000 | thousands by filing date | put |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 7,104 | $56,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,745 | $56,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 3,405 | $56,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 3,021 | $56,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 3,944 | $56,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 500 | $55,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,000 | $55,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 2,253 | $55,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,100 | $55,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 1,331 | $55,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,950 | $55,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,200 | $55,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,171 | $55,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 5,100 | $55,000 | thousands by filing date | call |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 529 | $55,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 4,021 | $55,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 278 | $54,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,500 | $54,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,500 | $54,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 1,207 | $54,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,676 | $54,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 829 | $54,000 | thousands by filing date | put |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 2,535 | $54,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 26,400 | $54,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,900 | $54,000 | thousands by filing date | put |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,171 | $54,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 27,000 | $54,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 11,116 | $54,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 34,357 | $54,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,489 | $54,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 6,800 | $54,000 | thousands by filing date | call |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 4,816 | $54,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,700 | $54,000 | thousands by filing date | call |
| ACTUA CORPORATION | 005094107 | COM | 3,884 | $54,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 3,111 | $54,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,268 | $53,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,114 | $53,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 3,946 | $53,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,800 | $53,000 | thousands by filing date | call |
| FIRST HAWAIIAN INC | 32051X108 | COM | 1,761 | $53,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 8,203 | $53,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 5,300 | $53,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,531 | $53,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 5,926 | $53,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 1,200 | $53,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,200 | $53,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 735 | $53,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 10,300 | $53,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 3,500 | $53,000 | thousands by filing date | call |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 1,100 | $53,000 | thousands by filing date | put |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 28,149 | $53,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 483 | $52,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 800 | $52,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 500 | $52,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 5,673 | $52,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,200 | $52,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 3,808 | $52,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 1,831 | $52,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 8,618 | $52,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,893 | $52,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 3,111 | $52,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 4,018 | $52,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 37,000 | $52,000 | thousands by filing date | principal |
| FABRINET SHS | G3323L100 | Stock | 1,200 | $51,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 900 | $51,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 3,300 | $51,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 58,938 | $51,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,950 | $51,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 800 | $51,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 3,517 | $51,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 5,287 | $51,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 3,942 | $51,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 300 | $50,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 400 | $50,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 6,797 | $50,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 2,300 | $50,000 | thousands by filing date | put |
| WILLDAN GROUP INC | 96924N100 | COM | 1,638 | $50,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 3,500 | $50,000 | thousands by filing date | put |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 700 | $50,000 | thousands by filing date | put |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,133 | $50,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 35,000 | $50,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,900 | $50,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,800 | $50,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 14,222 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 4,200 | $50,000 | thousands by filing date | call |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,800 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,260 | $49,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 3,883 | $49,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,156 | $49,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,000 | $49,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 49,689 | $49,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 5,631 | $49,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 9,528 | $49,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 3,124 | $48,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 973 | $48,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,000 | $48,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 3,600 | $48,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 12,600 | $48,000 | thousands by filing date | put |
| Biglari Holdings | 08986r101 | COM | 121 | $48,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 10,170 | $48,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 10,423 | $48,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 849 | $47,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 500 | $47,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,400 | $47,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,900 | $47,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 400 | $47,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 1,400 | $47,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,131 | $47,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,200 | $47,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 20,700 | $47,000 | thousands by filing date | put |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,700 | $47,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,400 | $47,000 | thousands by filing date | call |
| CHINA FD INC | 169373107 | COM | 2,496 | $47,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,900 | $47,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 1,100 | $47,000 | thousands by filing date | put |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 24,676 | $47,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 3,336 | $46,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 2,719 | $46,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 2,800 | $46,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,700 | $46,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 5,021 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 952 | $46,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 7,400 | $46,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,600 | $45,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,600 | $45,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 1,500 | $45,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 6,328 | $45,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 2,664 | $45,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,182 | $45,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 5,836 | $45,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,419 | $45,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,602 | $45,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,000 | $45,000 | thousands by filing date | put |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 6,313 | $45,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 3,563 | $45,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 20,700 | $45,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 530 | $45,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 32,000 | $45,000 | thousands by filing date | principal |
| MOBILEIRON INC | 60739U204 | COM NEW | 7,441 | $45,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 16,079 | $44,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,300 | $44,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 2,891 | $44,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 4,300 | $44,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 1,024 | $44,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,399 | $44,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 2,365 | $44,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 5,991 | $44,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 349 | $43,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 4,400 | $43,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 600 | $43,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 1,000 | $43,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,803 | $43,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,200 | $43,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 700 | $43,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 2,400 | $43,000 | thousands by filing date | call |
| Ramaco Resources Inc | 75134P303 | COM CL B | 7,130 | $43,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 600 | $43,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,800 | $43,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 67,945 | $43,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,641 | $43,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 7,419 | $43,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 101 | $42,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,348 | $42,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,900 | $42,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,800 | $42,000 | thousands by filing date | put |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,217 | $42,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 2,172 | $42,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,722 | $42,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 9,611 | $42,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 4,328 | $42,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 368 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,000 | $42,000 | thousands by filing date | call |
| COTIVITI HLDGS INC | 22164K101 | COM | 1,131 | $42,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 2,300 | $41,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 2,700 | $41,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $41,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $41,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,500 | $41,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 4,960 | $41,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 509 | $41,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 2,261 | $41,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,014 | $41,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 1,800 | $41,000 | thousands by filing date | put |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 255 | $40,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,246 | $40,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 300 | $40,000 | thousands by filing date | call |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,950 | $40,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 2,000 | $40,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 2,551 | $40,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,200 | $40,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 6,100 | $40,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1,600 | $40,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 300 | $39,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,300 | $39,000 | thousands by filing date | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 2,732 | $39,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 8,400 | $39,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,200 | $39,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 3,400 | $39,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 4,337 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 298 | $39,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 10,000 | $39,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 461 | $39,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,200 | $39,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 3,900 | $39,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 2,223 | $39,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 25,141 | $39,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 3,555 | $39,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 454 | $38,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 11,668 | $38,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,149 | $38,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,000 | $38,000 | thousands by filing date | put |
| HURCO CO | 447324104 | COM | 1,105 | $38,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,000 | $38,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 3,000 | $38,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000057 | this filing | 2017-08-14 | acceptance time not in the bulk data set |