13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,733 holding rows worth $90,130,922,000.
- Accession
- 0000312069-16-000279
- Filer
- CIK 312069
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 11,976 entries on the cover page, a total value of $90,130,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,130,922,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank Trust Co Ltd028-13876
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA
- included managerBarclays Aldersgate Investments Limited
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| USA TRUCK INC | 902925106 | COM | 52 | $1,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 265 | $1,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 7 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 103 | $1,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 173 | $1,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 172 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 600 | $1,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 203 | $1,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 126 | $1,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 103 | $1,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 116 | $1,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 111 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 802 | $1,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 112 | $1,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 151 | $1,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,000 | $1,000 | thousands by filing date | principal |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 68 | $1,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 192 | $1,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 747 | $1,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 99 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 678 | $1,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 247 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 454 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 97 | $1,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 60 | $1,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 141 | $1,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 276 | $1,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 75 | $1,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 35 | $1,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 77 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 118 | $1,000 | thousands by filing date | put |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 132 | $1,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 170 | $1,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 55 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,276 | $1,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 88 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 29 | $1,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 43 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 116 | $1,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 115 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 117 | $1,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 42 | $1,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 117 | $1,000 | thousands by filing date | |
| CGG | 12531Q204 | SPON ADR NEW | 30 | $1,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 130 | $1,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 54 | $1,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 49 | $1,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 434 | $1,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 179 | $1,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 118 | $1,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 335 | $1,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 165 | $1,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 120 | $1,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 60 | $1,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 243 | $1,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 86 | $1,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 188 | $1,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 18 | $1,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 56 | $1,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 110 | $1,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 73 | $1,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 103 | $1,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 53 | $1,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 801 | $1,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 139 | $1,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 526 | $1,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 137 | $1,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 911 | $1,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 178 | $1,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 526 | $1,000 | thousands by filing date | |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 94 | $1,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 77 | $1,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 145 | $1,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102103 | COM | 627 | $1,000 | thousands by filing date | |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 1,236 | $1,000 | thousands by filing date | |
| VENAXIS INC | 92262A206 | COM NEW | 446 | $1,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RES INC COM | 205768302 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCO NEV CORP COM | 351858105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOGEN INC | 05463X106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAREDX INC | 14167L103 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE BIRD CORP | 095306106 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWTEKONE INC | 652526203 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUPANION INC | 898202106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAR TECHNOLOGY CORP | 698884103 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAMT CORP | 693149106 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOCODES LTD | M15342104 | ORD | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| China Yuchai Intl Ltd | G21082105 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERI HLDGS INC | 30034T103 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Heritage Commerce Corp | 426927109 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALYARD HEALTH INC | 40650V100 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETLIST INC | 64118P109 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Viewra, Inc | 92672L107 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SECUREWORKS CORP | 81374A105 | CL A | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HESKA CORP | 42805E306 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAFISA S A | 362607301 | SPONS ADR | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BON-TON STORES INC | 09776J101 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE-HANKS INC | 416196103 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIXTRON SE | 009606104 | SPONSORED ADR | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ampio Pharmaceuticals | 03209T109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 608 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENESOLA LTD | 75971T103 | SPONS ADS | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 191 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX INC | 40052B108 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 576 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1,235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC NEW | 37246C307 | cs | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USMD HLDGS INC | 903313104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 344 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120103 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAFGEN INC | 98885E103 | COM | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVECTRA CORP | 67075N108 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOPHARMX CORP | 09072X101 | COM | 270 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAJESCO | 56068V102 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| StemCells, Inc. | 85857R303 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGINT INC | 19241Q101 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FXCM INC | 302693205 | Common Stock | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORM HLDGS CORP COM | 34634E102 | Stock | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 257 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC COM | 549333300 | Stock | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 127 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 354 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UCP INC - CL A | 90265Y106 | Common Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-16-000279 | this filing | 2016-11-14 | acceptance time not in the bulk data set |