13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,733 holding rows worth $90,130,922,000.
- Accession
- 0000312069-16-000279
- Filer
- CIK 312069
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 11,976 entries on the cover page, a total value of $90,130,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,130,922,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank Trust Co Ltd028-13876
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA
- included managerBarclays Aldersgate Investments Limited
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCORP INC DEL | 05969A105 | COM | 825 | $5,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 350 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 300 | $5,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 400 | $5,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 411 | $5,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 153 | $5,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 400 | $5,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 513 | $5,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 363 | $5,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,300 | $5,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,400 | $5,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,804 | $5,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100 | $5,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 300 | $5,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 455 | $5,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 385 | $5,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 163 | $5,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 349 | $5,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 728 | $5,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,655 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 85 | $5,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,116 | $5,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 2,088 | $5,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,554 | $5,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 153 | $5,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,932 | $5,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,849 | $5,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 414 | $5,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 3,000 | $5,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 300 | $5,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1,100 | $5,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 800 | $5,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 1,647 | $5,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,598 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,100 | $5,000 | thousands by filing date | put |
| TANGOE INC/CT | 87582Y108 | COM | 653 | $5,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 454 | $5,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 5,000 | $5,000 | thousands by filing date | principal |
| SUFFOLK BANCORP | 864739107 | COM | 143 | $5,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 2,225 | $5,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 590 | $5,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 732 | $5,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,569 | $5,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 700 | $5,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 537 | $5,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 371 | $5,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 168 | $5,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 432 | $5,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 149 | $5,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 1,450 | $5,000 | thousands by filing date | put |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 2,816 | $5,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 800 | $5,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 152 | $4,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 61 | $4,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 170 | $4,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 153 | $4,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 207 | $4,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 274 | $4,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 73 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 98 | $4,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 100 | $4,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 407 | $4,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 236 | $4,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 200 | $4,000 | thousands by filing date | put |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 56 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 93 | $4,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 200 | $4,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 100 | $4,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 45 | $4,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 200 | $4,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 189 | $4,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 95 | $4,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 75 | $4,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 231 | $4,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 346 | $4,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 233 | $4,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 900 | $4,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 196 | $4,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 87 | $4,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 267 | $4,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 622 | $4,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 500 | $4,000 | thousands by filing date | put |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | principal |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,400 | $4,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 409 | $4,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 588 | $4,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 832 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 245 | $4,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,600 | $4,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 119 | $4,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,400 | $4,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 595 | $4,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 100 | $4,000 | thousands by filing date | call |
| RIGNET INC | 766582100 | COM | 260 | $4,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 605 | $4,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 639 | $4,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 258 | $4,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 242 | $4,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 302 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 300 | $4,000 | thousands by filing date | put |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 210 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 100 | $4,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 137 | $4,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 280 | $4,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 222 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 100 | $4,000 | thousands by filing date | call |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 254 | $4,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 860 | $4,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 270 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 300 | $4,000 | thousands by filing date | call |
| CLIFTON BANCORP INC | 186873105 | COM | 272 | $4,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 810 | $4,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 815 | $4,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 72 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 74 | $3,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 68 | $3,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 200 | $3,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 88 | $3,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 60 | $3,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 140 | $3,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 209 | $3,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 14 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 100 | $3,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 128 | $3,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 75 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 200 | $3,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 115 | $3,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 118 | $3,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 397 | $3,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 600 | $3,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 105 | $3,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 157 | $3,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 155 | $3,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 147 | $3,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 100 | $3,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 283 | $3,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 348 | $3,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 85 | $3,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 357 | $3,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 137 | $3,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 148 | $3,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 212 | $3,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 143 | $3,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 107 | $3,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 147 | $3,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 61 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 41 | $3,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 85 | $3,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 285 | $3,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 185 | $3,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 96 | $3,000 | thousands by filing date | put |
| CSRA INC | 12650T104 | COM | 100 | $3,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 300 | $3,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,100 | $3,000 | thousands by filing date | put |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 329 | $3,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 615 | $3,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 300 | $3,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 85 | $3,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 152 | $3,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 208 | $3,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 700 | $3,000 | thousands by filing date | call |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 115 | $3,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 58 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 69 | $3,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 481 | $3,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 317 | $3,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,913 | $3,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 103 | $3,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 2,600 | $3,000 | thousands by filing date | put |
| TCF FINL CORP | 872275102 | COM | 200 | $3,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 600 | $3,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 46 | $3,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 265 | $3,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 192 | $3,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 364 | $3,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 175 | $3,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 187 | $3,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 113 | $3,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 151 | $3,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 206 | $3,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 4,000 | $3,000 | thousands by filing date | call |
| Alcobra Ltd | M2239P109 | SHS | 1,352 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 234 | $3,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 1,467 | $3,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 191 | $3,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 276 | $3,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 161 | $3,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 401 | $3,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 248 | $3,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 1,927 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 78 | $3,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 817 | $3,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 194 | $3,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 305 | $3,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 860 | $3,000 | thousands by filing date | call |
| GEVO INC COM PAR | 374396208 | Stock | 6,175 | $3,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 357 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 178 | $3,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 278 | $3,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 62 | $2,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 55 | $2,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 40 | $2,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $2,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 4,774 | $2,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 135 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 123 | $2,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 98 | $2,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 169 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 163 | $2,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 129 | $2,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 298 | $2,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 79 | $2,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 190 | $2,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 73 | $2,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 144 | $2,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 127 | $2,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 153 | $2,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 300 | $2,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 119 | $2,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 18 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 151 | $2,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 185 | $2,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 100 | $2,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 288 | $2,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 285 | $2,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 52 | $2,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 90 | $2,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 200 | $2,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 81 | $2,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 38 | $2,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 111 | $2,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 147 | $2,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 113 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 407 | $2,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 75 | $2,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 73 | $2,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 85 | $2,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 157 | $2,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 93 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 149 | $2,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 73 | $2,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 73 | $2,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 101 | $2,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 89 | $2,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 79 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 44 | $2,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 18 | $2,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 181 | $2,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 131 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
| HURCO CO | 447324104 | COM | 81 | $2,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 188 | $2,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 352 | $2,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 252 | $2,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 70 | $2,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,123 | $2,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 112 | $2,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 135 | $2,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 83 | $2,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 205 | $2,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 46 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 139 | $2,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 236 | $2,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 48 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 75 | $2,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 125 | $2,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 109 | $2,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 94 | $2,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 243 | $2,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 171 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 258 | $2,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 162 | $2,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 461 | $2,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 52 | $2,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 256 | $2,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 139 | $2,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 567 | $2,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 242 | $2,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 457 | $2,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 97 | $2,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 109 | $2,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 105 | $2,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 75 | $2,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 824 | $2,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 935 | $2,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 400 | $2,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 100 | $2,000 | thousands by filing date | put |
| BSB BANCORP INC MD | 05573H108 | COM | 101 | $2,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 100 | $2,000 | thousands by filing date | call |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 77 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 148 | $2,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 44 | $2,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 137 | $2,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 58 | $2,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 193 | $2,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 148 | $2,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 232 | $2,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 429 | $2,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 59 | $2,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 73 | $2,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 351 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 709 | $2,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 150 | $2,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 87 | $2,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 38 | $2,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 59 | $2,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 357 | $2,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 102 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 79 | $2,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 99 | $2,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 105 | $2,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 91 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 300 | $2,000 | thousands by filing date | put |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 169 | $2,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 376 | $2,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 107 | $2,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 139 | $2,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 35 | $2,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 139 | $2,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 69 | $2,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 101 | $2,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 3,500 | $2,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 157 | $2,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 964 | $2,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 155 | $2,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 560 | $2,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,343 | $2,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 156 | $2,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 126 | $2,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 589 | $2,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 119 | $2,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 755 | $2,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 151 | $2,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 267 | $2,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 99 | $2,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 2,000 | $2,000 | thousands by filing date | principal |
| BEAR ST FINL INC | 073844102 | COM | 224 | $2,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 200 | $2,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 5,217 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 100 | $2,000 | thousands by filing date | call |
| Sierra Oncology, Inc. | 74346L101 | common | 1,271 | $2,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 99 | $2,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 56 | $2,000 | thousands by filing date | |
| VTI | 922908769 | COM | 12 | $1,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 307 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 16 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 719 | $1,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 47 | $1,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 139 | $1,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 119 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 73 | $1,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 411 | $1,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 59 | $1,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 143 | $1,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 285 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 67 | $1,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 460 | $1,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 177 | $1,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 100 | $1,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 180 | $1,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 73 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 147 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 100 | $1,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 200 | $1,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 210 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 166 | $1,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 202 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 18 | $1,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 33 | $1,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 76 | $1,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 84 | $1,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 40 | $1,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 68 | $1,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 143 | $1,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 180 | $1,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 40 | $1,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 100 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 400 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 160 | $1,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 52 | $1,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 72 | $1,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 237 | $1,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 74 | $1,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 79 | $1,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 75 | $1,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 85 | $1,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 16 | $1,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 356 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 79 | $1,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 178 | $1,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 73 | $1,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 93 | $1,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 89 | $1,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 74 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 169 | $1,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 107 | $1,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 49 | $1,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 78 | $1,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 386 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 76 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 20 | $1,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 101 | $1,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 21 | $1,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 28 | $1,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 82 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 40 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 42 | $1,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 73 | $1,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 36 | $1,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 109 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 247 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 68 | $1,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 75 | $1,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 347 | $1,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 65 | $1,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 173 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 200 | $1,000 | thousands by filing date | put |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 52 | $1,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 168 | $1,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 228 | $1,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 77 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 72 | $1,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 77 | $1,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 271 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 197 | $1,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 317 | $1,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 400 | $1,000 | thousands by filing date | put |
| GMS INC | 36251C103 | COM | 45 | $1,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 444 | $1,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 37 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 132 | $1,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 334 | $1,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 211 | $1,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 89 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 50 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 168 | $1,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 150 | $1,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 106 | $1,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 165 | $1,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 242 | $1,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 139 | $1,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 103 | $1,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 93 | $1,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 143 | $1,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 92 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 214 | $1,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 181 | $1,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 100 | $1,000 | thousands by filing date | put |
| PHARMATHENE INC | 71714G102 | COM | 390 | $1,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 238 | $1,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 556 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 843 | $1,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 360 | $1,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 223 | $1,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 309 | $1,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 242 | $1,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 119 | $1,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 106 | $1,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 171 | $1,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 33 | $1,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 1,700 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 500 | $1,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 313 | $1,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 435 | $1,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 73 | $1,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,000 | $1,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 114 | $1,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 100 | $1,000 | thousands by filing date | call |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 38 | $1,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 55 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 300 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 146 | $1,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 198 | $1,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 648 | $1,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 85 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-16-000279 | this filing | 2016-11-14 | acceptance time not in the bulk data set |