13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,733 holding rows worth $90,130,922,000.
- Accession
- 0000312069-16-000279
- Filer
- CIK 312069
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 11,976 entries on the cover page, a total value of $90,130,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,130,922,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank Trust Co Ltd028-13876
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA
- included managerBarclays Aldersgate Investments Limited
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,587 | $19,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,800 | $19,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 2,340 | $19,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 700 | $19,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 3,400 | $19,000 | thousands by filing date | put |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 282 | $19,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,434 | $19,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,518 | $19,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,870 | $19,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 2,903 | $19,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,103 | $19,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 300 | $19,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 601 | $19,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,900 | $19,000 | thousands by filing date | put |
| STATE BANK FINL CORP COM | 856190103 | COM | 811 | $19,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,800 | $19,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 6,142 | $19,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,527 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 792 | $19,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 2,165 | $19,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 1,495 | $19,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 1,590 | $19,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 427 | $18,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 400 | $18,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,600 | $18,000 | thousands by filing date | put |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 701 | $18,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 412 | $18,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,336 | $18,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 412 | $18,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 800 | $18,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,000 | $18,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 500 | $18,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,108 | $18,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 654 | $18,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 808 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 680 | $18,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,396 | $18,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,400 | $18,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,700 | $18,000 | thousands by filing date | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 478 | $18,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 4,100 | $18,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 563 | $18,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 2,912 | $18,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 826 | $18,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 2,210 | $18,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 2,512 | $18,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 3,440 | $18,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 935 | $18,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 47,000 | $18,000 | thousands by filing date | principal |
| MATSON INC COM | 57686G105 | Stock | 418 | $17,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,100 | $17,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 1,300 | $17,000 | thousands by filing date | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 300 | $17,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 585 | $17,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 520 | $17,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 627 | $17,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 644 | $17,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 290 | $17,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 812 | $17,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 652 | $17,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 721 | $17,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,900 | $17,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 300 | $17,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 349 | $17,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 900 | $17,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 2,189 | $17,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 703 | $17,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,500 | $17,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 2,354 | $17,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,800 | $17,000 | thousands by filing date | put |
| SCHULMAN (A.) INC | 808194104 | COM | 581 | $17,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,809 | $17,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 1,182 | $17,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 2,615 | $17,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 500 | $16,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 300 | $16,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 700 | $16,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 300 | $16,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,765 | $16,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 100 | $16,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 659 | $16,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 555 | $16,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 691 | $16,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,400 | $16,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 600 | $16,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 900 | $16,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 700 | $16,000 | thousands by filing date | call |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 300 | $16,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 928 | $16,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 3,060 | $16,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 13,200 | $16,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 719 | $16,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 2,000 | $16,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 846 | $16,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,050,981 | $16,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,493 | $16,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,183 | $16,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,115 | $16,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,200 | $16,000 | thousands by filing date | call |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 4,619 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 700 | $16,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 18,000 | $16,000 | thousands by filing date | principal |
| IJH | 464287507 | COM | 100 | $15,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 617 | $15,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,101 | $15,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 600 | $15,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 300 | $15,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 400 | $15,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 200 | $15,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 300 | $15,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 539 | $15,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,000 | $15,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 579 | $15,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,482 | $15,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 401 | $15,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 382 | $15,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 405 | $15,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 399 | $15,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 80 | $15,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,886 | $15,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 300 | $15,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 900 | $15,000 | thousands by filing date | put |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 405 | $15,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,024 | $15,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,575 | $15,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 1,664 | $15,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 300 | $15,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 230 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 375 | $15,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 1,023 | $15,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 939 | $15,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 168 | $14,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,900 | $14,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 100 | $14,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 200 | $14,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 194 | $14,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 422 | $14,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 473 | $14,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 900 | $14,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 713 | $14,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,902 | $14,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 767 | $14,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 531 | $14,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,934 | $14,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 713 | $14,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 8,300 | $14,000 | thousands by filing date | put |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 750 | $14,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 386 | $14,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 2,033 | $14,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 3,940 | $14,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 300 | $14,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 414 | $14,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 882 | $14,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 186 | $14,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 594 | $14,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 25,000 | $14,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 4,722 | $14,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 905 | $14,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 119 | $13,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 300 | $13,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 300 | $13,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 100 | $13,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 300 | $13,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 300 | $13,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 608 | $13,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 300 | $13,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 215 | $13,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 2,167 | $13,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 395 | $13,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 500 | $13,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $13,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 4,900 | $13,000 | thousands by filing date | put |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 280 | $13,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,770 | $13,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 266 | $13,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 343 | $13,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 2,130 | $13,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 11,410 | $13,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 11,200 | $13,000 | thousands by filing date | call |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $13,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 638 | $13,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,000 | $13,000 | thousands by filing date | call |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 498 | $13,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 800 | $13,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 2,400 | $13,000 | thousands by filing date | call |
| PLY GEM HLDGS INC | 72941W100 | COM | 1,000 | $13,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 975 | $13,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 2,069 | $13,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 514 | $13,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 998 | $13,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 1,199 | $13,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 971 | $13,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 200 | $12,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 884 | $12,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 300 | $12,000 | thousands by filing date | call |
| INTEGER HLDGS CORP | 45826H109 | COM | 569 | $12,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 251 | $12,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 565 | $12,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 367 | $12,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 619 | $12,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 200 | $12,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 824 | $12,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 497 | $12,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,200 | $12,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 700 | $12,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 674 | $12,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 462 | $12,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 184 | $12,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,240 | $12,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 908 | $12,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 509 | $12,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,086 | $12,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 719 | $12,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 2,248 | $12,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,717 | $12,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 7,196 | $12,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 7,600 | $12,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 300 | $12,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,131 | $12,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 366 | $12,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 300 | $12,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 500 | $12,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 500 | $12,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,091 | $12,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 445 | $12,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 763 | $12,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 10,700 | $12,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 2,232 | $12,000 | thousands by filing date | call |
| FLEX PHARMA INC | 33938A105 | COM | 1,009 | $12,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 689 | $12,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 3,322 | $12,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 4,500 | $12,000 | thousands by filing date | call |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 400 | $12,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 388 | $11,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,461 | $11,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 573 | $11,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 327 | $11,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 200 | $11,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,330 | $11,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 300 | $11,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 100 | $11,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 200 | $11,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 200 | $11,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 623 | $11,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 607 | $11,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 631 | $11,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $11,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 644 | $11,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 250 | $11,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 733 | $11,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 263 | $11,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 178 | $11,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 125 | $11,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 419 | $11,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,079 | $11,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 435 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $11,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 300 | $11,000 | thousands by filing date | put |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,000 | $11,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 9,812 | $11,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,597 | $11,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 444 | $11,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,800 | $11,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 481 | $11,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 700 | $11,000 | thousands by filing date | call |
| LANDAUER INC | 51476K103 | COM | 250 | $11,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,000 | $11,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 420 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,000 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 456 | $11,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 4,800 | $11,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 866 | $11,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 2,085 | $11,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 2,064 | $11,000 | thousands by filing date | put |
| K2M GROUP HLDGS INC | 48273J107 | COM | 567 | $11,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 4,500 | $10,000 | thousands by filing date | put |
| GORMAN RUPP CO COM | 383082104 | Stock | 386 | $10,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,356 | $10,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 300 | $10,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 200 | $10,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 623 | $10,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 246 | $10,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,183 | $10,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,600 | $10,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 410 | $10,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 200 | $10,000 | thousands by filing date | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 532 | $10,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 475 | $10,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 500 | $10,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 529 | $10,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,300 | $10,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,035 | $10,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 600 | $10,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 386 | $10,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 572 | $10,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,232 | $10,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 412 | $10,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 2,192 | $10,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 250 | $10,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 489 | $10,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,111 | $10,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 304 | $10,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 336 | $10,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 200 | $10,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $10,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 286 | $10,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 352 | $10,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 600 | $10,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 47 | $10,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,066 | $10,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 200 | $10,000 | thousands by filing date | put |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 221 | $10,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 22 | $10,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 630 | $10,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 927 | $10,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 200 | $10,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 371 | $10,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,111 | $10,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 534 | $10,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 556 | $10,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 1,822 | $10,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 420 | $10,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 831 | $10,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 502 | $9,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 515 | $9,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 200 | $9,000 | thousands by filing date | put |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 100 | $9,000 | thousands by filing date | call |
| INGEVITY CORP COM | 45688C107 | Stock | 192 | $9,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 900 | $9,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 200 | $9,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 573 | $9,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 237 | $9,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 200 | $9,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 1,710 | $9,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 767 | $9,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 144 | $9,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,243 | $9,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 305 | $9,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 328 | $9,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 945 | $9,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 810 | $9,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 641 | $9,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,000 | $9,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 661 | $9,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 400 | $9,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 583 | $9,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 727 | $9,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,236 | $9,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 868 | $9,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 665 | $9,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 847 | $9,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 701 | $9,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 250 | $8,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 126 | $8,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 378 | $8,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $8,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 100 | $8,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 219 | $8,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 930 | $8,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 1,099 | $8,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 600 | $8,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 500 | $8,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 506 | $8,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $8,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 724 | $8,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 439 | $8,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 449 | $8,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 325 | $8,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 260 | $8,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 577 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 100 | $8,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 469 | $8,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 343 | $8,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 870 | $8,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 479 | $8,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 522 | $8,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 680 | $8,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 380 | $8,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 200 | $8,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 4,200 | $8,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 558 | $8,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 531 | $8,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 996 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 400 | $8,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 100 | $8,000 | thousands by filing date | call |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 1,908 | $8,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 514 | $8,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,200 | $8,000 | thousands by filing date | put |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 990 | $8,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,260 | $8,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,033 | $8,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 1,365 | $8,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 554 | $8,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 321 | $8,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 1,500 | $8,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,006 | $8,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 7,000 | $8,000 | thousands by filing date | principal |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 100 | $7,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 198 | $7,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,414 | $7,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 100 | $7,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 380 | $7,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 738 | $7,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 258 | $7,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 200 | $7,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 227 | $7,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 100 | $7,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 100 | $7,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 200 | $7,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 649 | $7,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 243 | $7,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 408 | $7,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 600 | $7,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 8,082 | $7,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 296 | $7,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 563 | $7,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 5,000 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 100 | $7,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 600 | $7,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,984 | $7,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $7,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,430 | $7,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 557 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 100 | $7,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 500 | $7,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 981 | $7,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 796 | $7,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 500 | $7,000 | thousands by filing date | put |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 518 | $7,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 915 | $7,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 300 | $7,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 881 | $7,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 946 | $7,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 224 | $7,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,000 | $7,000 | thousands by filing date | call |
| BLUE HILLS BANCORP INC | 095573101 | COM | 493 | $7,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 597 | $7,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 662 | $7,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 399 | $7,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 100 | $6,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 200 | $6,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 100 | $6,000 | thousands by filing date | put |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 241 | $6,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 170 | $6,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 509 | $6,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 400 | $6,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 394 | $6,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 500 | $6,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 100 | $6,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 200 | $6,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,200 | $6,000 | thousands by filing date | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 900 | $6,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 483 | $6,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 293 | $6,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 99 | $6,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 375 | $6,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 300 | $6,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 133 | $6,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,787 | $6,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 401 | $6,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 224 | $6,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 500 | $6,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 399 | $6,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,288 | $6,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 4,600 | $6,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 434 | $6,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 6,840 | $6,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 2,600 | $6,000 | thousands by filing date | put |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 156 | $6,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,086 | $6,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 653 | $6,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 404 | $6,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 734 | $6,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 468 | $6,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 219 | $6,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 874 | $6,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 458 | $6,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 595 | $6,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 312 | $6,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 398 | $6,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 113,610 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 400 | $6,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 371 | $6,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 444 | $6,000 | thousands by filing date | call |
| XCERRA CORP | 98400J108 | COM | 1,058 | $6,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 423 | $6,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 765 | $6,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 240 | $6,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,000 | $6,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 61 | $5,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 45 | $5,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 100 | $5,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,000 | $5,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 66 | $5,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 100 | $5,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 168 | $5,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 478 | $5,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 100 | $5,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $5,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-16-000279 | this filing | 2016-11-14 | acceptance time not in the bulk data set |