13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 6,493 holding rows worth $76,852,149,000.
- Accession
- 0000312069-16-000259
- Filer
- CIK 312069
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 10,524 entries on the cover page, a total value of $76,852,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,852,149,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank Trust Co Ltd028-13876
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Canada Inc.028-14590
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd
- included managerBarclays Wealth Managers France SA
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLUB CAP BDC INC | 38173M102 | COM | 593 | $11,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 769 | $11,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,000 | $11,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 800 | $11,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,400 | $11,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 6,162 | $11,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 7,300 | $11,000 | thousands by filing date | put |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,086 | $11,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 7,200 | $11,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 593 | $11,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 10,000 | $11,000 | thousands by filing date | principal |
| SEACHANGE INTL INC | 811699107 | COM | 3,619 | $11,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 700 | $11,000 | thousands by filing date | put |
| ELIZABETH ARDEN INC | 28660G106 | COM | 771 | $11,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 500 | $11,000 | thousands by filing date | put |
| RENREN INC | 759892102 | SPONSORED ADR | 6,300 | $11,000 | thousands by filing date | put |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 684 | $11,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 1,705 | $11,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 643 | $11,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 497 | $11,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 1,672 | $11,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 2,406 | $11,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 32,807 | $11,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 200 | $10,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,800 | $10,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 200 | $10,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 700 | $10,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,200 | $10,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $10,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 617 | $10,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 54 | $10,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 315 | $10,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 490 | $10,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 700 | $10,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 416 | $10,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 200 | $10,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 200 | $10,000 | thousands by filing date | call |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 545 | $10,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $10,000 | thousands by filing date | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $10,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 2,694 | $10,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 9,482 | $10,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,418 | $10,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 9,467 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $10,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 700 | $10,000 | thousands by filing date | call |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 400 | $10,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,000 | $10,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 2,800 | $10,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 500 | $10,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 8,766 | $10,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 408 | $10,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,900 | $10,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 4,363 | $10,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 116 | $10,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 945 | $10,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 624 | $10,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,500 | $10,000 | thousands by filing date | put |
| WEST CORP | 952355204 | COM | 489 | $10,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 318 | $10,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 600 | $10,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 400 | $10,000 | thousands by filing date | call |
| G & K SVCS INC | 361268105 | CL A | 130 | $10,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 3,286 | $10,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 772 | $10,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 6,919 | $10,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 766 | $10,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,636 | $10,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 442 | $10,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 15,526 | $10,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 1,300 | $10,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 229 | $9,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 100 | $9,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 300 | $9,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 200 | $9,000 | thousands by filing date | put |
| MATERION CORP | 576690101 | COM | 405 | $9,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,174 | $9,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 654 | $9,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 100 | $9,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 600 | $9,000 | thousands by filing date | put |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 375 | $9,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 849 | $9,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,200 | $9,000 | thousands by filing date | call |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 400 | $9,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 432 | $9,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 144 | $9,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 228 | $9,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 2,674 | $9,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 607 | $9,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,700 | $9,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 1,859 | $9,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 3,609 | $9,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 5,749 | $9,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,700 | $9,000 | thousands by filing date | call |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,387 | $9,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 831 | $9,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 1,231 | $9,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 7,076 | $9,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 2,109 | $9,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 1,348 | $9,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 1,006 | $9,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 4,500 | $9,000 | thousands by filing date | call |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 670 | $9,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 842 | $9,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 787 | $9,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 600 | $8,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 500 | $8,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 100 | $8,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 100 | $8,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 635 | $8,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 239 | $8,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 434 | $8,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $8,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,800 | $8,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 189 | $8,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 798 | $8,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 200 | $8,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,848 | $8,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 100 | $8,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 389 | $8,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 4,500 | $8,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 1,400 | $8,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 5,600 | $8,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 5,400 | $8,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 700 | $8,000 | thousands by filing date | call |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 1,999 | $8,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 200 | $8,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,900 | $8,000 | thousands by filing date | put |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 3,899 | $8,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 9,000 | $8,000 | thousands by filing date | principal |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1,500 | $8,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 309 | $8,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,260 | $8,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,845 | $8,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,362 | $8,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 1,154 | $8,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 250 | $7,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,116 | $7,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 100 | $7,000 | thousands by filing date | call |
| TOPBUILD COR COM | 89055F103 | Stock | 198 | $7,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 300 | $7,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 2,500 | $7,000 | thousands by filing date | call |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 100 | $7,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 360 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $7,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 706 | $7,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,169 | $7,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 200 | $7,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,177 | $7,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 100 | $7,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 400 | $7,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 57 | $7,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 150 | $7,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 330 | $7,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 222 | $7,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,000 | $7,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 500 | $7,000 | thousands by filing date | put |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 110 | $7,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,200 | $7,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,839 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 100 | $7,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 300 | $7,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 495 | $7,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 2,477 | $7,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 3,037 | $7,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 200 | $7,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 700 | $7,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 1,596 | $7,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 10,371 | $7,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 3,000 | $7,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 649 | $7,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 934 | $7,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 200 | $7,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 4,100 | $7,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 600 | $7,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 456 | $7,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 600 | $7,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 1,400 | $7,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 4,500 | $7,000 | thousands by filing date | put |
| CITIGROUP INC | 172967226 | WARRANT | 113,610 | $7,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 4,500 | $7,000 | thousands by filing date | put |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 400 | $7,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 6,000 | $7,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 3,654 | $7,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 137 | $7,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 800 | $7,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 10,000 | $7,000 | thousands by filing date | principal |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 15,012 | $7,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,400 | $6,000 | thousands by filing date | put |
| NETGEAR INC | 64111Q104 | COM | 119 | $6,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 4,500 | $6,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 230 | $6,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $6,000 | thousands by filing date | put |
| BERKLEY W R CORP COM | 084423102 | Stock | 100 | $6,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,050 | $6,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 170 | $6,000 | thousands by filing date | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 100 | $6,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 110 | $6,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 206 | $6,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 100 | $6,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 200 | $6,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 196 | $6,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 600 | $6,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 295 | $6,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 7,986 | $6,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 191 | $6,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,842 | $6,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 436 | $6,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 206 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 84 | $6,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 230 | $6,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $6,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 400 | $6,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 651 | $6,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 161 | $6,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 100 | $6,000 | thousands by filing date | put |
| COMSTOCK RESOURCES INC | 205768203 | COM | 7,000 | $6,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC | 492914106 | COM | 26,867 | $6,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 10,708 | $6,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 3,680 | $6,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,000 | $6,000 | thousands by filing date | put |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 300 | $6,000 | thousands by filing date | put |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 589 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 700 | $6,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W309 | COM | 3,649 | $6,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 537 | $6,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 4,497 | $6,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 5,000 | $6,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 215 | $5,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 100 | $5,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 96 | $5,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 300 | $5,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 100 | $5,000 | thousands by filing date | put |
| CVB FINL CORP COM | 126600105 | Stock | 333 | $5,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 358 | $5,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 350 | $5,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 531 | $5,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 200 | $5,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 100 | $5,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 100 | $5,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 151 | $5,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 148 | $5,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 235 | $5,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 500 | $5,000 | thousands by filing date | call |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 100 | $5,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 100 | $5,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,000 | $5,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 325 | $5,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 754 | $5,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,971 | $5,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 200 | $5,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 900 | $5,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,500 | $5,000 | thousands by filing date | put |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 639 | $5,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,364 | $5,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 143 | $5,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 500 | $5,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 100 | $5,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 500 | $5,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 800 | $5,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 393 | $5,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $5,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 512 | $5,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,142 | $5,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 826 | $5,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 326 | $5,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 187 | $5,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 380 | $5,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,443 | $5,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 708 | $5,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 280 | $5,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,278 | $5,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 1,576 | $5,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 61 | $4,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 31 | $4,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,000 | $4,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 171 | $4,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,300 | $4,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 73 | $4,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 307 | $4,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 388 | $4,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 202 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 98 | $4,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 314 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 93 | $4,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 600 | $4,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 112 | $4,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 100 | $4,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 708 | $4,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 488 | $4,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 300 | $4,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 100 | $4,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 493 | $4,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 176 | $4,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 500 | $4,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 738 | $4,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 100 | $4,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 222 | $4,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 100 | $4,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 522 | $4,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 54 | $4,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 93 | $4,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 323 | $4,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 297 | $4,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 8,900 | $4,000 | thousands by filing date | call |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 136 | $4,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 604 | $4,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 306 | $4,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 300 | $4,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 268 | $4,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,600 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 64 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 69 | $4,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 3,092 | $4,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 365 | $4,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 5,000 | $4,000 | thousands by filing date | put |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 400 | $4,000 | thousands by filing date | call |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 2,946 | $4,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 14,435 | $4,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 300 | $4,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 6,840 | $4,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 733 | $4,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 200 | $4,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 697 | $4,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 97 | $4,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 5,745 | $4,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 153 | $4,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 2,500 | $4,000 | thousands by filing date | put |
| BEBE STORES INC | 075571109 | COM | 7,900 | $4,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 3,059 | $4,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 508 | $4,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 742 | $4,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 2,600 | $4,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 100 | $4,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 246 | $4,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 4,997 | $4,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,152 | $4,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 432 | $4,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 2,038 | $4,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 948 | $4,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 390 | $4,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 27 | $3,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 78 | $3,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 340 | $3,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 40 | $3,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 100 | $3,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 67 | $3,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 119 | $3,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 10 | $3,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 42 | $3,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 100 | $3,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 129 | $3,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 4,774 | $3,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 100 | $3,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 63 | $3,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 200 | $3,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 74 | $3,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 66 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 218 | $3,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 165 | $3,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 108 | $3,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 200 | $3,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,644 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 131 | $3,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 285 | $3,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 110 | $3,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 132 | $3,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 59 | $3,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 200 | $3,000 | thousands by filing date | put |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 97 | $3,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 94 | $3,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 96 | $3,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 300 | $3,000 | thousands by filing date | put |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,000 | $3,000 | thousands by filing date | principal |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 2,000 | $3,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | put |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 6 | $3,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,400 | $3,000 | thousands by filing date | call |
| NW Biotherapeutics | 66737P600 | USD | 5,467 | $3,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 685 | $3,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 582 | $3,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 100 | $3,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 371 | $3,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 12,996 | $3,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 200 | $3,000 | thousands by filing date | call |
| BBCN BANCORP INC | 073295107 | COM | 231 | $3,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 10,450 | $3,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,400 | $3,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 113 | $3,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 400 | $3,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 3,800 | $3,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 800 | $3,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 46 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 148 | $3,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 216 | $3,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 42 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 64 | $3,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 70 | $3,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 1,842 | $3,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 6,579 | $3,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 500 | $3,000 | thousands by filing date | put |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 4,000 | $3,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 100 | $3,000 | thousands by filing date | put |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 239 | $3,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 482 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 5,000 | $3,000 | thousands by filing date | principal |
| ZOGENIX INC. | 98978L204 | Common Stock | 356 | $3,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 213 | $3,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 1,467 | $3,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 289 | $3,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 939 | $3,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 981 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 78 | $3,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 194 | $3,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 305 | $3,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 500 | $3,000 | thousands by filing date | put |
| GLORI ENERGY INC | 379606106 | Cmn | 13,700 | $3,000 | thousands by filing date | |
| GREAT BASIN SCIENTIFIC INC | 39013L502 | Cmn | 1,821 | $3,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 63 | $2,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 85 | $2,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 190 | $2,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 80 | $2,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 38 | $2,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 88 | $2,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 31 | $2,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 48 | $2,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 47 | $2,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 55 | $2,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 179 | $2,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 100 | $2,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 127 | $2,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 50 | $2,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,000 | $2,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 34 | $2,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 46 | $2,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 83 | $2,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 200 | $2,000 | thousands by filing date | call |
| ABM INDS INC | 000957100 | COM | 51 | $2,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 100 | $2,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 91 | $2,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 45 | $2,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 108 | $2,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 113 | $2,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 26 | $2,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 100 | $2,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 28 | $2,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 36 | $2,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 66 | $2,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 25 | $2,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 55 | $2,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 300 | $2,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 41 | $2,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 69 | $2,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 99 | $2,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 100 | $2,000 | thousands by filing date | put |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 78 | $2,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 505 | $2,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 22 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 540 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 400 | $2,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 99 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 86 | $2,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 200 | $2,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 112 | $2,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 93 | $2,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 126 | $2,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 39 | $2,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 153 | $2,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 82 | $2,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 59 | $2,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 67 | $2,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 97 | $2,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 45 | $2,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 100 | $2,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 1,547 | $2,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 406 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 75 | $2,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 69 | $2,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 99 | $2,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 548 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,804 | $2,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 434 | $2,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 117 | $2,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 54 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 429 | $2,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 998 | $2,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 50 | $2,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 181 | $2,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 99 | $2,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 108 | $2,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,400 | $2,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C107 | COM | 136 | $2,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 2,197 | $2,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 4,321 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-16-000259 | this filing | 2016-08-12 | acceptance time not in the bulk data set |