13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 6,493 holding rows worth $76,852,149,000.
- Accession
- 0000312069-16-000259
- Filer
- CIK 312069
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 10,524 entries on the cover page, a total value of $76,852,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,852,149,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank Trust Co Ltd028-13876
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Canada Inc.028-14590
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd
- included managerBarclays Wealth Managers France SA
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OTONOMY INC | 68906L105 | COM | 5,488 | $87,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,500 | $86,000 | thousands by filing date | put |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 900 | $86,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,744 | $86,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 641 | $86,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,000 | $86,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 1,281 | $86,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,600 | $86,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 10,875 | $86,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 2,900 | $86,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 4,600 | $86,000 | thousands by filing date | put |
| ST JUDE MED INC | 790849103 | COM | 1,100 | $86,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 3,380 | $86,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 9,400 | $86,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 47,814 | $86,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R207 | Cmn | 19,260 | $86,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 1,400 | $85,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 3,800 | $85,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 2,437 | $85,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 4,255 | $85,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 13,098 | $85,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 8,239 | $84,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 2,113 | $84,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 6,345 | $84,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,978 | $84,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 18,600 | $84,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 5,100 | $83,000 | thousands by filing date | call |
| NEWMARKET CORP COM | 651587107 | Stock | 200 | $83,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 3,600 | $83,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,515 | $83,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 3,034 | $83,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,200 | $82,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 19,900 | $82,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 1,300 | $82,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,200 | $82,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 887 | $82,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 81,000 | $82,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,000 | $81,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 2,000 | $81,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 12,405 | $81,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,900 | $81,000 | thousands by filing date | put |
| BT GROUP-ADR | 05577E101 | ADR | 2,900 | $81,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 15,245 | $81,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 2,100 | $81,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 2,796 | $80,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 3,906 | $80,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $80,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 2,700 | $80,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 21,500 | $80,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 800 | $79,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 4,599 | $79,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 967 | $79,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 3,575 | $79,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 3,159 | $79,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 14,161 | $79,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 14,136 | $79,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 3,600 | $79,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 3,000 | $78,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,640 | $78,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,200 | $78,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,331 | $78,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,823 | $78,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,800 | $78,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,600 | $78,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,856 | $78,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,400 | $78,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 6,009 | $78,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 187 | $77,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 13,000 | $77,000 | thousands by filing date | put |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 3,577 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 600 | $77,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,154 | $77,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 3,854 | $77,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,975 | $77,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,600 | $77,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 5,900 | $77,000 | thousands by filing date | call |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 6,276 | $77,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 14,100 | $77,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 4,472 | $77,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 2,400 | $77,000 | thousands by filing date | call |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 7,070 | $77,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,000 | $76,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,700 | $76,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,400 | $76,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 12,000 | $76,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,800 | $76,000 | thousands by filing date | call |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 15,243 | $76,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 4,195 | $76,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 769 | $76,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 5,434 | $76,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 30,830 | $76,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,736 | $75,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 1,332 | $75,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 2,758 | $75,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 1,470 | $75,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,972 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,000 | $75,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 11,900 | $75,000 | thousands by filing date | call |
| Spectra Energy Partners | 84756N109 | COM | 1,600 | $75,000 | thousands by filing date | put |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 5,051 | $75,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 4,605 | $75,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 2,435 | $75,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 2,878 | $75,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 14,835 | $74,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,300 | $74,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,600 | $74,000 | thousands by filing date | put |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 5,460 | $74,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 4,358 | $74,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 1,300 | $74,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,500 | $74,000 | thousands by filing date | put |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 2,241 | $74,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 44,000 | $74,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,800 | $74,000 | thousands by filing date | call |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 2,700 | $74,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 7,714 | $73,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 4,100 | $73,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 39,000 | $73,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 2,500 | $73,000 | thousands by filing date | put |
| TERRENO RLTY CORP | 88146M101 | COM | 2,833 | $73,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 700 | $73,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,368 | $73,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 14,963 | $73,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 13,255 | $73,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 800 | $72,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 2,359 | $72,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,500 | $72,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 2,560 | $72,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 5,000 | $72,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 4,900 | $72,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 9,900 | $72,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 93,000 | $72,000 | thousands by filing date | principal |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,200 | $71,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,937 | $71,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 11,600 | $71,000 | thousands by filing date | put |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 2,133 | $71,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 2,300 | $71,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 14,584 | $71,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 400 | $70,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 1,000 | $70,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 7,900 | $70,000 | thousands by filing date | call |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 3,206 | $70,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,600 | $70,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 6,554 | $70,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,488 | $69,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 7,487 | $69,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 500 | $69,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,956 | $69,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 3,700 | $69,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 5,200 | $69,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 15,500 | $68,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 500 | $68,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,000 | $68,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T102 | COM | 3,032 | $68,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 800 | $68,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 2,000 | $68,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 4,300 | $68,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,300 | $68,000 | thousands by filing date | call |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 5,256 | $68,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 7,570 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 3,607 | $68,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 8,679 | $67,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,400 | $67,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,900 | $67,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 3,600 | $67,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 9,200 | $67,000 | thousands by filing date | put |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 353 | $67,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 3,700 | $67,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 9,400 | $67,000 | thousands by filing date | put |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 6,900 | $67,000 | thousands by filing date | put |
| PRIVATEBANCORP INC | 742962103 | COM | 1,523 | $67,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,800 | $67,000 | thousands by filing date | call |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 14,581 | $67,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,000 | $66,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,900 | $66,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 1,400 | $66,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 4,100 | $66,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,600 | $66,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,200 | $66,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 2,763 | $66,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 4,200 | $66,000 | thousands by filing date | put |
| EGALET CORP | 28226B104 | COM | 13,272 | $66,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 650 | $65,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 52,000 | $65,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 500 | $65,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 3,300 | $65,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 5,300 | $65,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 2,202 | $65,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,288 | $65,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,159 | $65,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,100 | $65,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 1,300 | $65,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 5,026 | $65,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 30,936 | $65,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 67,000 | $65,000 | thousands by filing date | principal |
| MERCURY SYS INC COM | 589378108 | Stock | 2,577 | $64,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,900 | $64,000 | thousands by filing date | put |
| NEW JERSEY RES CORP | 646025106 | COM | 1,660 | $64,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,135 | $64,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 1,212 | $64,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 4,400 | $64,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 25,600 | $64,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 9,055 | $64,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 4,309 | $64,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,900 | $64,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 20,449 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 6,200 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 3,600 | $64,000 | thousands by filing date | call |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 10,200 | $64,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,311 | $63,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,100 | $63,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K109 | COM | 1,098 | $63,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 7,852 | $63,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 28,700 | $63,000 | thousands by filing date | put |
| BANCORPSOUTH INC | 059692103 | COM | 2,764 | $63,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 3,700 | $63,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 2,400 | $63,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 1,300 | $62,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 1,300 | $62,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 864 | $62,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 25,327 | $62,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 9,300 | $62,000 | thousands by filing date | call |
| LOXO ONCOLOGY INC | 548862101 | COM | 2,664 | $62,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 61,000 | $62,000 | thousands by filing date | principal |
| INVACARE CORP | 461203101 | COMMON STOCK | 5,100 | $62,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 5,600 | $62,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 3,600 | $61,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 3,746 | $61,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,555 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,700 | $61,000 | thousands by filing date | call |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 2,274 | $61,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,500 | $61,000 | thousands by filing date | put |
| CENVEO INC | 15670S105 | COM | 75,093 | $61,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,631 | $61,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,000 | $60,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,609 | $60,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,800 | $60,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,390 | $60,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 3,200 | $60,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 9,344 | $60,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 3,000 | $60,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 7,400 | $60,000 | thousands by filing date | put |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 24,100 | $60,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 100,370 | $60,000 | thousands by filing date | principal |
| Prologis,Inc. | 74340W103 | COM | 1,200 | $59,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,200 | $59,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 500 | $59,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 900 | $59,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 1,300 | $59,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 22,000 | $59,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 27,216 | $59,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 9,297 | $59,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 2,047 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 645 | $58,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 700 | $58,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 7,610 | $58,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 4,300 | $58,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 3,174 | $58,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,198 | $57,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,600 | $57,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 2,900 | $57,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,477 | $57,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 25,885 | $57,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,699 | $57,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 33,900 | $57,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 8,600 | $57,000 | thousands by filing date | put |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 62,000 | $57,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 3,400 | $56,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 4,700 | $56,000 | thousands by filing date | put |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 3,586 | $56,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,318 | $56,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 5,700 | $56,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,475 | $55,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 915 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,800 | $55,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 500 | $55,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 4,673 | $55,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 4,522 | $55,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 3,200 | $55,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,600 | $55,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 3,402 | $55,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 9,107 | $55,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 5,175 | $55,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 2,100 | $55,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 600 | $54,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 4,825 | $54,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 3,400 | $54,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 4,400 | $54,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,800 | $54,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 5,129 | $54,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 5,200 | $54,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 1,100 | $54,000 | thousands by filing date | call |
| CHINA CORD BLOOD CORP | G21107100 | COM | 9,400 | $54,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 556 | $53,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,200 | $53,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 800 | $53,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 5,600 | $53,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 300 | $53,000 | thousands by filing date | put |
| KOREA FD INC | 500634209 | COM NEW | 1,638 | $53,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 9,272 | $53,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 7,000 | $53,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 5,100 | $53,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,118 | $53,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 8,100 | $53,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 31,770 | $53,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 18,573 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,000 | $52,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 999 | $52,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 910 | $52,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,710 | $52,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 4,322 | $52,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,600 | $52,000 | thousands by filing date | put |
| EXAR CORP | 300645108 | COMMON STOCK | 6,400 | $52,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 4,631 | $52,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,526 | $52,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 3,785 | $52,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,300 | $51,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,300 | $51,000 | thousands by filing date | put |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 700 | $51,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 600 | $51,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 3,784 | $51,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 3,500 | $51,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,026 | $51,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,100 | $51,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 10,800 | $51,000 | thousands by filing date | put |
| ISHARES TR | 464288687 | COM | 1,260 | $50,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,119 | $50,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 4,003 | $50,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 3,624 | $50,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,100 | $50,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 43,530 | $50,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 6,084 | $50,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 7,216 | $50,000 | thousands by filing date | call |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1,856 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 5,000 | $50,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 3,600 | $49,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,700 | $49,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 2,000 | $49,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 1,100 | $49,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 5,980 | $49,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 1,722 | $49,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 26,206 | $49,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 3,152 | $49,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,400 | $49,000 | thousands by filing date | put |
| CATHAY GEN BANCORP | 149150104 | COM | 1,711 | $49,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 2,616 | $49,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,400 | $49,000 | thousands by filing date | call |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 1,680 | $49,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 19,930 | $49,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,202 | $49,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 47,000 | $49,000 | thousands by filing date | principal |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1,262 | $49,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,900 | $48,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7,200 | $48,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 373 | $48,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 2,500 | $48,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 3,150 | $48,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 3,151 | $48,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 5,482 | $48,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 1,501 | $47,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 816 | $47,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,676 | $47,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 398 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,220 | $47,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 3,000 | $47,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 3,000 | $47,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,500 | $47,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $47,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 3,440 | $47,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,100 | $47,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,700 | $47,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 2,600 | $47,000 | thousands by filing date | put |
| BARRACUDA NETWORKS INC | 068323104 | COM | 3,151 | $47,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,334 | $46,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,200 | $46,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 700 | $46,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,000 | $46,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 3,571 | $46,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,770 | $46,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 2,200 | $46,000 | thousands by filing date | call |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 950 | $46,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 3,500 | $46,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 9,434 | $46,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 3,300 | $46,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 700 | $45,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,416 | $45,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 7,809 | $45,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,131 | $45,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 6,600 | $45,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 2,100 | $45,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 8,669 | $45,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 500 | $44,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 1,704 | $44,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,431 | $44,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 8,479 | $44,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 2,658 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,069 | $44,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 42,000 | $44,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 2,032 | $44,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 8,400 | $44,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 31,800 | $44,000 | thousands by filing date | put |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 417 | $44,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 2,094 | $44,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 500 | $43,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 765 | $43,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 7,000 | $43,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,500 | $43,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 3,051 | $43,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,400 | $43,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 17,535 | $43,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 784 | $43,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,949 | $43,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,579 | $43,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 3,800 | $43,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 5,200 | $43,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 4,818 | $43,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 2,684 | $43,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,805 | $43,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 9,800 | $43,000 | thousands by filing date | put |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1,600 | $43,000 | thousands by filing date | put |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 200 | $42,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,000 | $42,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 900 | $42,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 2,000 | $42,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 800 | $42,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 1,881 | $42,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 900 | $42,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,700 | $42,000 | thousands by filing date | call |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1,800 | $42,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 4,334 | $42,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 20,354 | $42,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 3,303 | $42,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 5,502 | $42,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 3,300 | $42,000 | thousands by filing date | put |
| CEB INC | 125134106 | COM | 676 | $42,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 100 | $41,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 800 | $41,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 1,706 | $41,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 937 | $41,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,780 | $41,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 7,056 | $41,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 3,123 | $41,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,116 | $41,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 5,500 | $41,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 5,864 | $41,000 | thousands by filing date | put |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 1,062 | $41,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,632 | $41,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,302 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,800 | $41,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 3,200 | $41,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 600 | $40,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 851 | $40,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 500 | $40,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 3,800 | $40,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 2,410 | $40,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,033 | $40,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 6,300 | $40,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 5,058 | $40,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 1,380 | $40,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 9,036 | $40,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 3,700 | $40,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 4,176 | $40,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 4,600 | $40,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 4,300 | $40,000 | thousands by filing date | call |
| EDGE THERAPEUTICS INC | 279870109 | COM | 3,978 | $40,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,187 | $39,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,391 | $39,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 7,560 | $39,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,911 | $39,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 1,790 | $39,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 2,083 | $39,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,700 | $39,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 2,900 | $39,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,800 | $39,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,000 | $39,000 | thousands by filing date | put |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 400 | $39,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,100 | $39,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 5,000 | $39,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 669 | $38,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 600 | $38,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,000 | $38,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 5,192 | $38,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,400 | $38,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 891 | $38,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,000 | $38,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 722 | $38,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 26,200 | $38,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 1,162 | $38,000 | thousands by filing date | call |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 2,840 | $38,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 2,100 | $38,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 1,400 | $38,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 5,500 | $38,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 1,013 | $38,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 941 | $38,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 15,900 | $38,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 2,300 | $38,000 | thousands by filing date | put |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 2,133 | $38,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 18,000 | $38,000 | thousands by filing date | principal |
| TRONC INC | 89703P107 | COM | 2,769 | $38,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 38,000 | $38,000 | thousands by filing date | principal |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 7,000 | $37,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-16-000259 | this filing | 2016-08-12 | acceptance time not in the bulk data set |