13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 6,493 holding rows worth $76,852,149,000.
- Accession
- 0000312069-16-000259
- Filer
- CIK 312069
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 10,524 entries on the cover page, a total value of $76,852,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,852,149,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank Trust Co Ltd028-13876
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Canada Inc.028-14590
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd
- included managerBarclays Wealth Managers France SA
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPASS MINERALS INTL INC | 20451N101 | COM | 500 | $37,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,402 | $37,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 600 | $37,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 1,141 | $37,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 6,300 | $37,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 900 | $37,000 | thousands by filing date | put |
| RLI CORP COM | 749607107 | Stock | 527 | $36,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 696 | $36,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 3,514 | $36,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,000 | $36,000 | thousands by filing date | call |
| Cyber Security ETF | 26924G201 | Common | 1,500 | $36,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 6,485 | $36,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 1,858 | $36,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,496 | $36,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 18,900 | $36,000 | thousands by filing date | put |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 3,171 | $36,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 7,850 | $36,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 22,300 | $36,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 10,867 | $36,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 7,297 | $36,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 3,889 | $35,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 700 | $35,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 6,700 | $35,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544100 | COM | 1,167 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 400 | $35,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 966 | $35,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 2,000 | $35,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 2,600 | $35,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 6,800 | $35,000 | thousands by filing date | put |
| iShares U.S. Financials ETF | 464287788 | SHS | 400 | $34,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 967 | $34,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 400 | $34,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,100 | $34,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 2,016 | $34,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,059 | $34,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 145 | $34,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 843 | $34,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,700 | $34,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,400 | $34,000 | thousands by filing date | call |
| KLX INC | 482539103 | COM | 1,091 | $34,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 8,182 | $34,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 3,000 | $34,000 | thousands by filing date | call |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,900 | $34,000 | thousands by filing date | put |
| DIGITALGLOBE INC | 25389M877 | COM | 1,600 | $34,000 | thousands by filing date | call |
| CEPHEID | 15670R107 | COM | 1,100 | $34,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 5,601 | $34,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,500 | $34,000 | thousands by filing date | call |
| Empire District Electric Co/Th | 291641108 | COM | 1,000 | $34,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 4,912 | $34,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 5,725 | $34,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,678 | $33,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 700 | $33,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 255 | $33,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 981 | $33,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 1,356 | $33,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 4,800 | $33,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,110 | $33,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 700 | $33,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 6,698 | $33,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 700 | $33,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,700 | $33,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,200 | $33,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 1,000 | $33,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 2,000 | $33,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 1,200 | $33,000 | thousands by filing date | put |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 1,516 | $33,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 1,204 | $33,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 1,300 | $33,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 3,100 | $32,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 8,100 | $32,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,900 | $32,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,700 | $32,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 500 | $32,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,035 | $32,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,700 | $32,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,100 | $32,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 13,891 | $32,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $32,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,300 | $32,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,221 | $32,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,000 | $32,000 | thousands by filing date | call |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,183 | $32,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 675 | $31,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 3,400 | $31,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 600 | $31,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 1,564 | $31,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 674 | $31,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 76 | $31,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 4,000 | $31,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 5,217 | $31,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,186 | $31,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 3,100 | $31,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 300 | $30,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,200 | $30,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 400 | $30,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 300 | $30,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 1,300 | $30,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 289 | $30,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 400 | $30,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 2,300 | $30,000 | thousands by filing date | call |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 1,341 | $30,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 12,900 | $30,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 4,519 | $30,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 400 | $30,000 | thousands by filing date | put |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 2,241 | $30,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 36,000 | $30,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 1,896 | $30,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 7,692 | $30,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 54,060 | $30,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 500 | $29,000 | thousands by filing date | put |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 634 | $29,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 850 | $29,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 900 | $29,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 900 | $29,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 300 | $29,000 | thousands by filing date | put |
| KFORCE INC COM | 493732101 | Stock | 1,690 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,500 | $29,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,600 | $29,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 5,000 | $29,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 13,378 | $29,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,109 | $29,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,048 | $29,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 2,100 | $29,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 3,661 | $29,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 9,961 | $29,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,679 | $29,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,981 | $29,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 2,418 | $29,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,665 | $28,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,923 | $28,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 6,275 | $28,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 2,700 | $28,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 500 | $28,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 2,921 | $28,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 4,499 | $28,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 847 | $28,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,200 | $28,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 2,780 | $28,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,500 | $28,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 900 | $28,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 1,900 | $28,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,400 | $28,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 600 | $27,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,300 | $27,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3,200 | $27,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 638 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 700 | $27,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,100 | $27,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,195 | $27,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 20,800 | $27,000 | thousands by filing date | put |
| ROVI CORP | 779376102 | COM | 1,700 | $27,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 2,100 | $27,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 1,147 | $27,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 21,400 | $27,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 2,577 | $27,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 11,378 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,500 | $27,000 | thousands by filing date | put |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 808 | $27,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 26,001 | $27,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,823 | $26,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 800 | $26,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 500 | $26,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,600 | $26,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 679 | $26,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 752 | $26,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,200 | $26,000 | thousands by filing date | put |
| TEXAS | 882610108 | COMMON STOCK | 154 | $26,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,000 | $26,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,136 | $26,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 700 | $26,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 2,000 | $26,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 6,408 | $26,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 4,100 | $26,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 3,000 | $26,000 | thousands by filing date | put |
| CHANNELADVISOR CORP | 159179100 | COM | 1,783 | $26,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 16,000 | $26,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 2,800 | $26,000 | thousands by filing date | put |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 3,400 | $26,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 2,011 | $26,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 800 | $25,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 595 | $25,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 684 | $25,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,225 | $25,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 10,900 | $25,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,745 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,024 | $25,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 1,400 | $25,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,700 | $25,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 14,500 | $25,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 2,745 | $25,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 492 | $25,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 12,089 | $25,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 5,200 | $25,000 | thousands by filing date | call |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 1,859 | $25,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 1,844 | $25,000 | thousands by filing date | call |
| GENER8 MARITIME INC | Y26889108 | COM | 3,881 | $25,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 27,913 | $25,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 5,400 | $25,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,054 | $24,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,000 | $24,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,970 | $24,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,100 | $24,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 3,200 | $24,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 4,900 | $24,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 3,500 | $24,000 | thousands by filing date | put |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 1,757 | $24,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 2,825 | $24,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,000 | $23,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 455 | $23,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,699 | $23,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 300 | $23,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 1,411 | $23,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,400 | $23,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 749 | $23,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 500 | $23,000 | thousands by filing date | put |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 695 | $23,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,200 | $23,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 5,000 | $23,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 408 | $23,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,500 | $23,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 12,100 | $23,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 400 | $23,000 | thousands by filing date | call |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 1,300 | $23,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 560 | $23,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 132 | $22,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 640 | $22,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,600 | $22,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 970 | $22,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 952 | $22,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,800 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 300 | $22,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 800 | $22,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,900 | $22,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 1,668 | $22,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,700 | $22,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,782 | $22,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,200 | $22,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 1,000 | $22,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 7,410 | $22,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 1,545 | $22,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,600 | $22,000 | thousands by filing date | call |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 9,813 | $22,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,090 | $22,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 3,500 | $22,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 48,060 | $22,000 | thousands by filing date | call |
| AMEDICA CORP COM PAR | 023435209 | Stock | 16,830 | $22,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 800 | $21,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,900 | $21,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 4,000 | $21,000 | thousands by filing date | put |
| DOUGLAS EMMETT INC | 25960P109 | COM | 600 | $21,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 3,033 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 213 | $21,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 890 | $21,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,895 | $21,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 2,455 | $21,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 600 | $21,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 200 | $21,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 878 | $21,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 19,172 | $21,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,100 | $21,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,900 | $21,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 850 | $21,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 400 | $21,000 | thousands by filing date | put |
| DTS INC | 23335C101 | COM | 816 | $21,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 792 | $21,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 22,361 | $21,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 400 | $20,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 889 | $20,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 3,905 | $20,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 600 | $20,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,489 | $20,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 829 | $20,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,404 | $20,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,523 | $20,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,984 | $20,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 3,579 | $20,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,900 | $20,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 470 | $20,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 8,200 | $20,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 16,776 | $20,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 810 | $20,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 3,303 | $20,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 1,690 | $20,000 | thousands by filing date | call |
| FERRARI N V | N3167Y103 | COM | 460 | $19,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 460 | $19,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 436 | $19,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 700 | $19,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 200 | $19,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905106 | COM | 386 | $19,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 900 | $19,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 500 | $19,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 150 | $19,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 500 | $19,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,400 | $19,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 331 | $19,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,400 | $19,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 2,577 | $19,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 3,000 | $19,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 9,476 | $19,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,712 | $19,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 900 | $19,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 18,125 | $19,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,400 | $19,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,328 | $19,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 17,000 | $19,000 | thousands by filing date | principal |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 10,000 | $19,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,000 | $19,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 2,272 | $19,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 424 | $18,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,800 | $18,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 1,000 | $18,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 2,700 | $18,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,019 | $18,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 500 | $18,000 | thousands by filing date | put |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 986 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 500 | $18,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,300 | $18,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,359 | $18,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,900 | $18,000 | thousands by filing date | call |
| CORECIVIC INC | 22025Y407 | COM | 500 | $18,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 602 | $18,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 799 | $18,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 528 | $18,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 1,000 | $18,000 | thousands by filing date | call |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 2,913 | $18,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 700 | $18,000 | thousands by filing date | put |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 4,097 | $18,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 27,018 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K224 | DAILY JR GOLD MI | 2,000 | $18,000 | thousands by filing date | put |
| Progressive Corporation | 743315103 | COM | 500 | $17,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 700 | $17,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 700 | $17,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,200 | $17,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 400 | $17,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,400 | $17,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 467 | $17,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 730 | $17,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 200 | $17,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 1,500 | $17,000 | thousands by filing date | put |
| SPX CORP | 784635104 | COMMON STOCK | 1,140 | $17,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,517 | $17,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 5,376 | $17,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 14,520 | $17,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 500 | $17,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 300 | $17,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 1,119 | $17,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 400 | $17,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,050,981 | $17,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,808 | $17,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 2,716 | $17,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 13,100 | $17,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,400 | $17,000 | thousands by filing date | put |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,359 | $17,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 8,333 | $17,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 2,795 | $17,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,071 | $17,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 3,655 | $17,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,300 | $16,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 993 | $16,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 400 | $16,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,800 | $16,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,100 | $16,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 691 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 120 | $16,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 623 | $16,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,001 | $16,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,519 | $16,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 488 | $16,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 300 | $16,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 13,781 | $16,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,673 | $16,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 2,500 | $16,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,700 | $16,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 13,200 | $16,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,575 | $16,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 2,096 | $16,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 300 | $16,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 10,366 | $16,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,000 | $16,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 25,000 | $16,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 648 | $16,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 908 | $16,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 2,000 | $16,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 7,815 | $16,000 | thousands by filing date | |
| IJH | 464287507 | COM | 100 | $15,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 600 | $15,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,700 | $15,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 400 | $15,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 659 | $15,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 400 | $15,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 3,615 | $15,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 344 | $15,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 600 | $15,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 1,080 | $15,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,699 | $15,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 444 | $15,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,746 | $15,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,200 | $15,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 500 | $15,000 | thousands by filing date | call |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 300 | $15,000 | thousands by filing date | call |
| ISHARES | 46434V548 | EXCHANGE TRADED | 1,000 | $15,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 1,439 | $15,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 300 | $15,000 | thousands by filing date | call |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 2,000 | $15,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 6,984 | $15,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 1,000 | $15,000 | thousands by filing date | call |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 1,966 | $15,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 300 | $15,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 375 | $15,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 2,800 | $15,000 | thousands by filing date | put |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 2,222 | $15,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 199 | $15,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 168 | $14,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 500 | $14,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 200 | $14,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,600 | $14,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 1,660 | $14,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 400 | $14,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 16,026 | $14,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,113 | $14,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 300 | $14,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,884 | $14,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 408 | $14,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 479 | $14,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 6,461 | $14,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 300 | $14,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 3,035 | $14,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,300 | $14,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 1,576 | $14,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 600 | $14,000 | thousands by filing date | call |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,900 | $14,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 8,300 | $14,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 7,600 | $14,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,312 | $14,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,800 | $14,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 2,900 | $14,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 16,981 | $14,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 186 | $14,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 1,500 | $14,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 5,371 | $14,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 2,232 | $14,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,525 | $14,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,247 | $14,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 1,300 | $14,000 | thousands by filing date | put |
| ARCBEST CORP COM | 03937C105 | Stock | 800 | $13,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 700 | $13,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 100 | $13,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 341 | $13,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,045 | $13,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,176 | $13,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,500 | $13,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 312 | $13,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $13,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 644 | $13,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 400 | $13,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $13,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 29,800 | $13,000 | thousands by filing date | put |
| CIBER INC | 17163B102 | COM | 8,850 | $13,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 5,733 | $13,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 785 | $13,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 4,993 | $13,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 14,349 | $13,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,929 | $13,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 11,700 | $13,000 | thousands by filing date | put |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 3,500 | $13,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 2,064 | $13,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,500 | $12,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 200 | $12,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,800 | $12,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,512 | $12,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,489 | $12,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 111 | $12,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,100 | $12,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 100 | $12,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,100 | $12,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 396 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 480 | $12,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,251 | $12,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 27,332 | $12,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 3,143 | $12,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 5,400 | $12,000 | thousands by filing date | put |
| DRIL-QUIP INC | 262037104 | COM | 200 | $12,000 | thousands by filing date | call |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,076 | $12,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 662 | $12,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 560 | $12,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 6,324 | $12,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 588 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,000 | $12,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 3,713 | $12,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 6,700 | $12,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 200 | $12,000 | thousands by filing date | call |
| Vanguard Growth | 922908736 | COM | 100 | $11,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 5,720 | $11,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,290 | $11,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 200 | $11,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 431 | $11,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 342 | $11,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 4 | $11,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,100 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-16-000259 | this filing | 2016-08-12 | acceptance time not in the bulk data set |