13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-15, with 7,583 holding rows worth $362,434,705,332.
- Accession
- 0000072971-23-000155
- Filer
- CIK 72971
- Filed
- 2023-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 19,268 entries on the cover page, a total value of $362,434,705,332 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,434,705,332 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORTHOFIX MED INC | 68752M108 | COM | 180,621 | $3,262,015 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 28,776 | $3,252,493 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 335,471 | $3,250,714 | dollars as filed | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 66,539 | $3,245,090 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 31,121 | $3,239,695 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 69,241 | $3,234,228 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 79,831 | $3,229,195 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 541,449 | $3,227,040 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 121,083 | $3,225,652 | dollars as filed | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 45,290 | $3,223,754 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,900 | $3,217,512 | dollars as filed | put |
| ASSURANT INC COM | 04621X108 | Stock | 25,581 | $3,216,051 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 36,820 | $3,213,625 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 524,487 | $3,209,860 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 83,064 | $3,198,788 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 270,532 | $3,197,686 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 53,230 | $3,195,929 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 53,230 | $3,191,671 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 37,995 | $3,178,281 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 185,900 | $3,173,316 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,600 | $3,172,224 | dollars as filed | put |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 3,836,000 | $3,171,835 | dollars as filed | principal |
| INVESCO LTD SHS | G491BT108 | Stock | 187,601 | $3,153,584 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 26,861 | $3,149,990 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 190,974 | $3,149,154 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 9,471 | $3,148,830 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 144,400 | $3,143,588 | dollars as filed | put |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 12,923,000 | $3,143,003 | dollars as filed | principal |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 252,638 | $3,137,772 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 91,882 | $3,126,737 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 171,480 | $3,124,356 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,800 | $3,122,604 | dollars as filed | put |
| SYNEOS HEALTH INC | 87166B102 | CL A | 74,040 | $3,120,062 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 62,653 | $3,115,124 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 137,213 | $3,110,626 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 33,992 | $3,108,219 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 84,844 | $3,104,439 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 103,289 | $3,103,834 | dollars as filed | |
| LIVEPERSON INC | 538146AB7 | BOND | 3,281,000 | $3,100,545 | dollars as filed | principal |
| Chevron Corporation | 166764100 | COM | 19,700 | $3,099,795 | dollars as filed | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 197,477 | $3,098,406 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 88,068 | $3,093,813 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 26,800 | $3,092,452 | dollars as filed | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 84,913 | $3,090,820 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 97,022 | $3,090,156 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 61,003 | $3,085,506 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 679,553 | $3,085,172 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 5,830,000 | $3,083,895 | dollars as filed | principal |
| WISDOMTREE TR | 97717X867 | CMN | 111,753 | $3,082,700 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 193,848 | $3,082,187 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 199,355 | $3,078,041 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 80,000 | $3,073,600 | dollars as filed | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 67,496 | $3,064,319 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 15,718 | $3,063,429 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 3,157,000 | $3,055,944 | dollars as filed | principal |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 49,104 | $3,050,359 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 174,401 | $3,048,530 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 259,773 | $3,047,137 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 32,407 | $3,046,247 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 244,639 | $3,043,300 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 154,824 | $3,040,749 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 148,740 | $3,040,256 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 35,442 | $3,038,723 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 64,627 | $3,034,278 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 143,712 | $3,032,317 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 84,676 | $3,028,852 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 33,648 | $3,027,991 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 513,002 | $3,026,710 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 16,380 | $3,022,601 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 56,914 | $3,014,176 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 100,000 | $3,011,000 | dollars as filed | call |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 126,848 | $3,003,768 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 57,055 | $3,002,821 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 43,516 | $2,999,992 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 184,514 | $2,996,512 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 53,141 | $2,982,818 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 34,905 | $2,980,158 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 213,770 | $2,979,957 | dollars as filed | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 3,316,000 | $2,977,602 | dollars as filed | principal |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 147,230 | $2,975,518 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 43,005 | $2,973,331 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 549,302 | $2,971,725 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,012,500 | $2,971,018 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 58,690 | $2,963,231 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 39,108 | $2,963,198 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 9,069 | $2,958,892 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 888,312 | $2,958,080 | dollars as filed | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 4,581,000 | $2,945,308 | dollars as filed | principal |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 138,851 | $2,943,641 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 110,108 | $2,942,071 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 311,238 | $2,934,976 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 129,680 | $2,934,658 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 13,200 | $2,930,664 | dollars as filed | put |
| 89BIO INC | 282559103 | COM | 154,554 | $2,928,798 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 378,461 | $2,917,939 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 129,942 | $2,910,708 | dollars as filed | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 58,777 | $2,900,918 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 106,031 | $2,898,895 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 231,526 | $2,896,386 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 128,142 | $2,896,012 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 102,764 | $2,893,207 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 198,806 | $2,884,682 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 49,452 | $2,873,144 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 72,588 | $2,870,843 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 63,735 | $2,869,986 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,014,000 | $2,862,451 | dollars as filed | principal |
| VISTEON CORP | 92839U206 | COM NEW | 19,924 | $2,861,266 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 147,046 | $2,860,053 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 28,368 | $2,859,734 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 55,681 | $2,855,325 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 25,247 | $2,852,432 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 339,876 | $2,851,559 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 44,884 | $2,847,457 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 41,372 | $2,844,739 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 46,406 | $2,834,475 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 35,227 | $2,834,400 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 93,624 | $2,832,127 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 206,345 | $2,826,913 | dollars as filed | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 141,045 | $2,824,421 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 60,282 | $2,821,226 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 44,591 | $2,800,359 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,869 | $2,800,332 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 61,467 | $2,793,661 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 83,066 | $2,792,679 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 220,139 | $2,791,368 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 55,353 | $2,788,684 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 225,524 | $2,787,476 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 95,743 | $2,779,403 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 47,734 | $2,767,122 | dollars as filed | |
| PDC ENERGY INC | 69327R101 | COM | 38,894 | $2,766,919 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 19,355 | $2,766,604 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 288,018 | $2,759,212 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 47,912 | $2,758,280 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 54,696 | $2,749,021 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 185,199 | $2,744,641 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 296,908 | $2,743,429 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 85,649 | $2,734,772 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 11,161 | $2,725,996 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 40,313 | $2,725,943 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 67,926 | $2,721,806 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 20,172 | $2,721,047 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 86,764 | $2,720,491 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 93,057 | $2,720,067 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 57,816 | $2,718,509 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 39,421 | $2,715,709 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 201,315 | $2,713,726 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 50,000 | $2,702,500 | dollars as filed | call |
| MAXIMUS INC | 577933104 | COM | 31,946 | $2,699,806 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 67,858 | $2,690,585 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 443,495 | $2,678,710 | dollars as filed | |
| MODEL N INC | 607525AB8 | NOTE 2.625% 6/0 | 2,450,000 | $2,675,253 | dollars as filed | principal |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 126,390 | $2,674,421 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 431,753 | $2,672,551 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 3,082,000 | $2,671,200 | dollars as filed | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 70,798 | $2,667,671 | dollars as filed | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 852,000 | $2,665,209 | dollars as filed | principal |
| KENVUE INC | 49177J102 | COM | 100,738 | $2,661,498 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 377,970 | $2,660,909 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 127,299 | $2,660,559 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 284,477 | $2,659,860 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 2,437,000 | $2,657,768 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 2,138,000 | $2,657,598 | dollars as filed | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 781,321 | $2,656,491 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 126,286 | $2,651,375 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 147,310 | $2,644,207 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 98,665 | $2,639,290 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 328,163 | $2,638,427 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 23,842 | $2,636,439 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 70,800 | $2,633,052 | dollars as filed | put |
| ASHLAND INC | 044186104 | COM | 30,247 | $2,628,769 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 62,279 | $2,627,539 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 132,412 | $2,627,067 | dollars as filed | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 107,853 | $2,619,741 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 3,181,000 | $2,606,702 | dollars as filed | principal |
| WENDYS CO COM | 95058W100 | Stock | 119,702 | $2,603,505 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 26,446 | $2,602,286 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 562,679 | $2,599,574 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 687,516 | $2,598,811 | dollars as filed | |
| FISERV INC | 337738108 | COM | 20,600 | $2,598,690 | dollars as filed | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 135,844 | $2,595,979 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 45,165 | $2,593,816 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 96,669 | $2,593,639 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 67,563 | $2,593,100 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 88,188 | $2,592,727 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 43,460 | $2,591,108 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 2,613,000 | $2,590,423 | dollars as filed | principal |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 2,672,000 | $2,589,435 | dollars as filed | principal |
| CHASE CORP | 16150R104 | COM | 21,345 | $2,587,433 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 56,681 | $2,586,895 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 74,719 | $2,586,038 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 136,729 | $2,584,176 | dollars as filed | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 1,700,000 | $2,582,997 | dollars as filed | principal |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 247,340 | $2,582,238 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 48,430 | $2,579,392 | dollars as filed | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 127,214 | $2,578,628 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 2,525,000 | $2,578,076 | dollars as filed | principal |
| VIASAT INC | 92552V100 | COM | 62,482 | $2,577,992 | dollars as filed | |
| DANA INC | 235825205 | COM | 151,561 | $2,576,534 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 63,342 | $2,576,119 | dollars as filed | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 104,436 | $2,571,219 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 20,000 | $2,563,200 | dollars as filed | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 179,753 | $2,559,689 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 54,429 | $2,559,252 | dollars as filed | |
| CBIZ INC | 124805102 | COM | 48,005 | $2,557,707 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 252,238 | $2,552,647 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 21,713 | $2,549,107 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 2,458,000 | $2,548,552 | dollars as filed | principal |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 227,569 | $2,541,949 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 25,500 | $2,541,075 | dollars as filed | put |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 294,406 | $2,534,838 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 2,794,000 | $2,533,990 | dollars as filed | principal |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 35,329 | $2,527,718 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 40,611 | $2,526,418 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 42,884 | $2,523,060 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 49,933 | $2,520,119 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 65,751 | $2,519,582 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 45,085 | $2,517,546 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 409,297 | $2,517,170 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 35,330 | $2,513,022 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 2,660,000 | $2,507,050 | dollars as filed | principal |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 44,165 | $2,506,798 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 53,257 | $2,496,684 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 202,730 | $2,491,553 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 45,344 | $2,488,034 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 33,608 | $2,484,305 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 224,725 | $2,483,216 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 223,898 | $2,483,029 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 2,582,000 | $2,477,222 | dollars as filed | principal |
| Delta Apparel Inc | 247368103 | COM | 236,315 | $2,476,586 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 43,710 | $2,472,993 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 264,589 | $2,471,254 | dollars as filed | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 83,520 | $2,470,511 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 230,926 | $2,468,599 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 218,543 | $2,462,983 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 126,263 | $2,462,126 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 49,542 | $2,455,809 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 40,322 | $2,455,640 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 70,985 | $2,454,955 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 38,962 | $2,451,879 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 2,153,000 | $2,446,433 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 27,394 | $2,444,874 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 145,391 | $2,444,021 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 222,141 | $2,443,551 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 63,741 | $2,442,584 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 589,279 | $2,439,616 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 46,839 | $2,425,809 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 14,965 | $2,423,282 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 80,528 | $2,411,818 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 277,500 | $2,411,475 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 94,872 | $2,409,740 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 45,549 | $2,402,254 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 61,505 | $2,395,603 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 12,812 | $2,382,117 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 106,577 | $2,380,933 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 49,254 | $2,372,733 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 175,939 | $2,364,620 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 66,930 | $2,358,585 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 2,794,000 | $2,354,140 | dollars as filed | principal |
| RAYONIER INC COM | 754907103 | REIT | 74,971 | $2,354,100 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 407,575 | $2,351,707 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 341,758 | $2,351,293 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 233,649 | $2,350,502 | dollars as filed | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 75,654 | $2,348,301 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 136,165 | $2,342,038 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 163,204 | $2,340,348 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 41,097 | $2,337,191 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 121,822 | $2,336,549 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 460,537 | $2,334,923 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 2,249,000 | $2,333,698 | dollars as filed | principal |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 43,049 | $2,328,212 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 93,522 | $2,326,837 | dollars as filed | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 86,480 | $2,324,125 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 89,248 | $2,324,018 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 86,104 | $2,323,932 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 102,299 | $2,318,104 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 66,890 | $2,317,738 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 365,881 | $2,308,712 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 2,770,000 | $2,308,019 | dollars as filed | principal |
| SILGAN HLDGS INC | 827048109 | COM | 49,185 | $2,306,277 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 92,331 | $2,299,052 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 126,945 | $2,296,433 | dollars as filed | |
| RADIAN GROUP INC COM | 750236101 | Stock | 90,733 | $2,293,736 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 78,804 | $2,289,244 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 20,287 | $2,289,199 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 34,300 | $2,288,839 | dollars as filed | put |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 130,099 | $2,287,141 | dollars as filed | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 107,549 | $2,286,501 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 241,554 | $2,285,105 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 212,107 | $2,284,385 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 87,422 | $2,282,588 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 76,164 | $2,281,870 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 124,171 | $2,277,296 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 54,039 | $2,275,022 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 111,827 | $2,274,662 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 31,321 | $2,274,462 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 165,629 | $2,274,079 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 41,496 | $2,273,963 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 25,040 | $2,273,113 | dollars as filed | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 59,152 | $2,272,620 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 55,535 | $2,270,253 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 150,144 | $2,267,174 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 48,451 | $2,262,177 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 300,319 | $2,261,403 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 334,780 | $2,259,762 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 28,901 | $2,259,221 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 6,700 | $2,257,833 | dollars as filed | put |
| KILROY REALTY CORP COM | 49427F108 | REIT | 75,008 | $2,256,998 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 58,593 | $2,255,831 | dollars as filed | |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 2,700,000 | $2,254,500 | dollars as filed | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 75,506 | $2,252,359 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 198,558 | $2,247,681 | dollars as filed | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 106,786 | $2,245,443 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 897,645 | $2,244,113 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 12,982 | $2,234,722 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 87,197 | $2,228,781 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 1,936,000 | $2,228,471 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 56,160 | $2,227,293 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 32,704 | $2,226,175 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 136,903 | $2,221,937 | dollars as filed | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 2,537,000 | $2,221,930 | dollars as filed | principal |
| HUB GROUP INC | 443320106 | CL A | 27,647 | $2,220,607 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 198,712 | $2,219,616 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 90,440 | $2,218,493 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 32,362 | $2,216,102 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 87,481 | $2,215,006 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 72,507 | $2,213,645 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 101,280 | $2,209,931 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 28,933 | $2,209,610 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 1,761,938 | $2,202,423 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 67,042 | $2,202,330 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 134,493 | $2,196,271 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 188,425 | $2,195,146 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 68,558 | $2,193,857 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 139,062 | $2,193,007 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 442,136 | $2,192,994 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 419,855 | $2,191,642 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 32,541 | $2,189,343 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 2,318,000 | $2,184,042 | dollars as filed | principal |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 276,746 | $2,183,525 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 18,523 | $2,182,565 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 124,025 | $2,180,347 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 84,226 | $2,179,435 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 12,916 | $2,177,287 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 10,500 | $2,174,130 | dollars as filed | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 29,397 | $2,173,957 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 189,055 | $2,168,461 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,046,000 | $2,166,796 | dollars as filed | principal |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 3,938,000 | $2,163,498 | dollars as filed | principal |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 30,700 | $2,162,815 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 7,000 | $2,160,060 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 16,181 | $2,157,723 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 30,765 | $2,156,882 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 129,880 | $2,156,020 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 162,184 | $2,153,798 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 79,814 | $2,146,997 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 260,821 | $2,143,947 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 67,916 | $2,143,428 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 121,275 | $2,141,719 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 235,590 | $2,141,520 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 33,267 | $2,133,059 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 203,343 | $2,131,038 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 573,797 | $2,128,787 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 59,413 | $2,127,580 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 119,391 | $2,125,160 | dollars as filed | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 114,279 | $2,114,162 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 12,618 | $2,112,682 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 104,730 | $2,112,399 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 40,536 | $2,112,327 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 29,462 | $2,110,682 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 184,798 | $2,110,389 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 44,584 | $2,097,700 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 36,492 | $2,097,195 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 76,483 | $2,094,870 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 61,453 | $2,094,318 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 97,946 | $2,089,195 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 71,467 | $2,086,826 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 182,200 | $2,084,361 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 59,243 | $2,082,377 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 20,985 | $2,080,073 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 170,786 | $2,078,464 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 141,213 | $2,077,244 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 232,261 | $2,071,776 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 82,133 | $2,070,573 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 11,500 | $2,070,230 | dollars as filed | put |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 54,033 | $2,067,303 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 213,216 | $2,063,932 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 1,581,000 | $2,063,901 | dollars as filed | principal |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 172,235 | $2,061,659 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 23,722 | $2,059,074 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 35,904 | $2,058,376 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 65,185 | $2,053,994 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 66,760 | $2,051,545 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 190,887 | $2,050,125 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 96,940 | $2,049,796 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 31,409 | $2,049,697 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 24,122 | $2,049,688 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 159,761 | $2,046,540 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 209,739 | $2,044,956 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 79,089 | $2,042,885 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 28,390 | $2,040,106 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 10,848 | $2,039,967 | dollars as filed | |
| DENBURY INC | 24790A101 | COM | 23,610 | $2,036,598 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 19,309 | $2,036,535 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 196,587 | $2,034,671 | dollars as filed | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 27,985 | $2,032,271 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 158,488 | $2,030,226 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 49,415 | $2,029,454 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 190,527 | $2,027,208 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 19,772 | $2,023,046 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 63,629 | $2,022,767 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 75,870 | $2,021,935 | dollars as filed | |
| Linde plc | G54950103 | COM | 5,300 | $2,019,724 | dollars as filed | put |
| NOVAVAX INC | 670002401 | COM NEW | 271,745 | $2,019,061 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 20,000 | $2,018,400 | dollars as filed | put |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 185,976 | $2,012,258 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 2,265,000 | $2,012,067 | dollars as filed | principal |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 150,142 | $2,007,401 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 10,274 | $2,006,694 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 48,552 | $2,005,703 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 54,430 | $2,004,655 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 33,604 | $2,002,450 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 12,172 | $2,000,590 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 72,109 | $1,998,141 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,624,061 | $1,997,595 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 249,873 | $1,988,989 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 6,400 | $1,988,096 | dollars as filed | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 241,744 | $1,987,133 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 124,640 | $1,981,781 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 533,870 | $1,980,658 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 47,921 | $1,971,483 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 46,470 | $1,970,688 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 140,329 | $1,963,211 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 71,051 | $1,962,429 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 95,902 | $1,962,156 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 221,402 | $1,961,626 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 41,869 | $1,959,469 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 47,773 | $1,958,229 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 30,970 | $1,956,348 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 2,122,000 | $1,954,022 | dollars as filed | principal |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 43,918 | $1,949,081 | dollars as filed | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 42,880 | $1,948,457 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 21,677 | $1,943,343 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 42,684 | $1,941,248 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 116,960 | $1,940,367 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 54,070 | $1,938,406 | dollars as filed | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 2,000,000 | $1,937,780 | dollars as filed | principal |
| HURON CONSULTING GROUP INC | 447462102 | COM | 22,805 | $1,936,373 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 36,292 | $1,935,070 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 183,336 | $1,931,444 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 9,300 | $1,929,750 | dollars as filed | put |
| ARVINAS INC | 04335A105 | COM | 77,732 | $1,929,308 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 42,566 | $1,927,388 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 46,630 | $1,926,286 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 52,766 | $1,921,209 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 41,580 | $1,918,085 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 117,821 | $1,912,234 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 64,813 | $1,911,972 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 192,203 | $1,910,496 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 97,449 | $1,904,150 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 1,650,000 | $1,900,982 | dollars as filed | principal |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 70,893 | $1,897,108 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 9,900 | $1,893,474 | dollars as filed | call |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 122,896 | $1,887,683 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 6,485 | $1,887,349 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 21,702 | $1,881,551 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 26,225 | $1,880,230 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 98,321 | $1,872,021 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 19,586 | $1,871,651 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 116,647 | $1,871,021 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 142,674 | $1,869,745 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 213,548 | $1,868,547 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 88,897 | $1,860,614 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 27,899 | $1,860,572 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 47,352 | $1,859,521 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 61,794 | $1,857,527 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 163,460 | $1,853,637 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 77,511 | $1,853,309 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 113,546 | $1,853,072 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 309,088 | $1,851,438 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 89,376 | $1,848,296 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 399,421 | $1,845,325 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 65,301 | $1,842,141 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 136,209 | $1,841,546 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 62,955 | $1,835,767 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 54,101 | $1,835,647 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 45,047 | $1,831,605 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 68,103 | $1,829,241 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 33,424 | $1,824,953 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 72,007 | $1,822,497 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 336,032 | $1,821,291 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 82,284 | $1,818,477 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 380,000 | $1,812,600 | dollars as filed | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 301,491 | $1,811,959 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 54,740 | $1,807,516 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 37,869 | $1,801,422 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 442,427 | $1,800,678 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 255,681 | $1,799,994 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 32,500 | $1,798,225 | dollars as filed | put |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,885,000 | $1,798,177 | dollars as filed | principal |
| TRI POINTE HOMES INC | 87265H109 | COM | 54,672 | $1,796,539 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000155 | this filing | 2023-08-15 | acceptance time not in the bulk data set |