13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-15, with 7,583 holding rows worth $362,434,705,332.
- Accession
- 0000072971-23-000155
- Filer
- CIK 72971
- Filed
- 2023-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 19,268 entries on the cover page, a total value of $362,434,705,332 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,434,705,332 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 14,756 | $975,205 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 10,413 | $974,104 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 12,075 | $973,958 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 7,679 | $969,752 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 56,132 | $969,400 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 155,199 | $968,441 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 258,762 | $967,768 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 23,152 | $965,937 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 10,819 | $965,556 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 68,958 | $963,347 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 62,074 | $961,526 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 34,715 | $958,832 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 1,060,000 | $955,696 | dollars as filed | principal |
| MAGNITE INC COM | 55955D100 | Stock | 69,804 | $952,825 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 37,643 | $948,602 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 65,857 | $941,096 | dollars as filed | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 21,287 | $940,864 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 6,644 | $939,960 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 111,613 | $938,667 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 127,635 | $938,113 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 74,635 | $935,918 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 81,614 | $933,654 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 42,326 | $932,870 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 145,651 | $927,796 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 6,200 | $927,768 | dollars as filed | put |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 39,949 | $927,616 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 316,229 | $926,550 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 12,040 | $926,514 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 47,452 | $925,786 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 19,021 | $924,991 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 17,407 | $924,623 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 71,526 | $923,399 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 97,862 | $920,880 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 66,717 | $920,692 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 46,048 | $920,499 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 4,374 | $918,528 | dollars as filed | |
| WEIS MKTS INC COM | 948849104 | Stock | 14,301 | $918,263 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 64,292 | $915,519 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 24,727 | $915,160 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 93,378 | $915,104 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 102,296 | $914,526 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 10,802 | $913,898 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 50,602 | $913,877 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 15,562 | $912,868 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 246,322 | $908,928 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 76,880 | $908,721 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 8,697 | $904,603 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 48,869 | $904,569 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 23,511 | $904,234 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 11,331 | $902,401 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 73,450 | $901,227 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 13,618 | $897,972 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 9,540 | $894,587 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 50,274 | $892,875 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 14,287 | $885,508 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 31,912 | $882,992 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 85,051 | $881,123 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 84,662 | $878,792 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 130,869 | $878,133 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 14,330 | $877,847 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 44,454 | $876,637 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 88,146 | $875,284 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 49,482 | $871,372 | dollars as filed | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 46,876 | $870,954 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 30,613 | $870,936 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 27,931 | $866,151 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 50,568 | $864,205 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 90,000 | $863,100 | dollars as filed | call |
| OPEN LENDING CORP | 68373J104 | COM | 82,047 | $862,315 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 932,000 | $861,550 | dollars as filed | principal |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 47,775 | $858,994 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 22,999 | $858,324 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 7,535 | $857,290 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 21,323 | $856,758 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 16,247 | $856,716 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 24,174 | $856,006 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 63,156 | $853,238 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 24,117 | $852,535 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 90,491 | $850,616 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 43,123 | $849,520 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 113,272 | $846,142 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 20,800 | $845,527 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 70,528 | $845,175 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 69,822 | $844,846 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 27,288 | $843,200 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 137,101 | $841,801 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 59,603 | $839,210 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 77,147 | $837,048 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 7,415 | $836,116 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 32,006 | $834,710 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 6,900 | $834,417 | dollars as filed | call |
| ORION S.A. | L72967109 | COM | 39,214 | $832,131 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 735,911 | $831,579 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 33,477 | $829,549 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 79,027 | $828,205 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 17,434 | $827,602 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 24,447 | $827,254 | dollars as filed | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 28,458 | $825,567 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 67,801 | $825,139 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 36,378 | $825,038 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 165,777 | $823,912 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 171,808 | $822,960 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 103,505 | $822,864 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 226,057 | $822,848 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 6,900 | $821,376 | dollars as filed | put |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 13,427 | $821,342 | dollars as filed | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 30,263 | $817,089 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 136,779 | $816,570 | dollars as filed | |
| BANNER CORP | 06652V208 | COM NEW | 18,687 | $816,042 | dollars as filed | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 790,000 | $811,725 | dollars as filed | principal |
| RXSIGHT INC | 78349D107 | COM | 28,176 | $811,469 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 156,773 | $808,949 | dollars as filed | |
| ATS CORPORATION | 00217Y104 | COM | 17,460 | $803,827 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 29,170 | $801,884 | dollars as filed | |
| NOVA LTD | 66980MAB2 | BOND | 498,000 | $799,280 | dollars as filed | principal |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 21,918 | $799,131 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 66,044 | $798,472 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 46,016 | $797,917 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 20,229 | $796,635 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 80,679 | $796,302 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 40,707 | $795,822 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 30,760 | $795,761 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 44,135 | $795,313 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 80,070 | $794,299 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,420 | $789,881 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 858,000 | $786,795 | dollars as filed | principal |
| ISHARES TR | 46436E767 | COM | 21,863 | $785,962 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 56,504 | $785,406 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 9,239 | $783,837 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 55,729 | $781,880 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 18,900 | $780,003 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 40,638 | $779,440 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 55,016 | $779,026 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 80,399 | $777,456 | dollars as filed | |
| CENTERSPACE COM | 15202L107 | REIT | 12,598 | $773,032 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 13,392 | $772,853 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 32,779 | $768,996 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 143,632 | $768,429 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 34,731 | $768,255 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 28,097 | $766,472 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 73,574 | $765,909 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 11,462 | $765,547 | dollars as filed | |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 2,000,000 | $765,000 | dollars as filed | principal |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 8,874 | $762,834 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 65,308 | $762,786 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 151,086 | $761,475 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 17,353 | $759,888 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 68,390 | $759,129 | dollars as filed | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 16,333 | $758,831 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 52,330 | $753,029 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 169,810 | $752,261 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 42,225 | $750,343 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 30,000 | $750,300 | dollars as filed | put |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 149,456 | $750,267 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 145,956 | $750,213 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 10,835 | $750,025 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 75,688 | $749,309 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 48,837 | $744,764 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 57,186 | $744,561 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 26,384 | $743,506 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 28,394 | $741,946 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 14,454 | $739,996 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 62,386 | $738,650 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 132,974 | $738,005 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 93,310 | $737,151 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 15,030 | $736,658 | dollars as filed | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 69,112 | $736,047 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 51,208 | $735,868 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 98,998 | $735,559 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 112,209 | $734,963 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 43,431 | $727,903 | dollars as filed | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 16,138 | $727,824 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 52,369 | $726,358 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 15,727 | $725,795 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 20,735 | $725,736 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 61,468 | $724,089 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 46,339 | $723,819 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 96,094 | $723,588 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 111,980 | $723,391 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 70,809 | $722,959 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 22,979 | $722,920 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 130,898 | $722,558 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 52,205 | $721,994 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,706 | $721,701 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 744,000 | $720,810 | dollars as filed | principal |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 61,808 | $720,684 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 12,881 | $719,306 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 30,034 | $718,713 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 22,742 | $718,647 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,000 | $718,200 | dollars as filed | call |
| SPARTANNASH CO | 847215100 | COM | 31,854 | $717,044 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 26,672 | $716,138 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 48,195 | $715,213 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 84,502 | $714,042 | dollars as filed | |
| AGILYSYS INC | 00847J105 | COM | 10,392 | $713,327 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 70,143 | $711,954 | dollars as filed | |
| STONEX GROUP INC | 861896108 | COM | 8,567 | $711,747 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 24,382 | $711,714 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 8,764 | $710,882 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 23,455 | $710,461 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 13,185 | $709,745 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 114,393 | $709,245 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 21,362 | $709,005 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 44,668 | $708,439 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 25,854 | $707,370 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 18,487 | $706,949 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 39,083 | $706,230 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 37,669 | $704,411 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 103,886 | $704,346 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 16,322 | $703,315 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 37,359 | $703,097 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,626 | $702,823 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 200,195 | $700,683 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 766,000 | $700,553 | dollars as filed | principal |
| Lowes Companies,Inc. | 548661107 | COM | 3,100 | $699,670 | dollars as filed | put |
| ZUORA INC | 98983V106 | COMMON STOCK | 63,755 | $699,393 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 82,200 | $698,700 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12,000 | $696,000 | dollars as filed | call |
| CHEFS WHSE INC | 163086101 | COM | 19,421 | $694,495 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 31,624 | $694,147 | dollars as filed | |
| SUI GROUP HOLDINGS LIMITED | 59982U200 | COM NEW | 287,998 | $694,075 | dollars as filed | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 11,950 | $693,578 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 8,569 | $691,624 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 39,818 | $691,253 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 42,237 | $690,154 | dollars as filed | |
| SAFETY INS GROUP INC | 78648T100 | COM | 9,618 | $689,795 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 7,000 | $689,640 | dollars as filed | put |
| Cisco Systems,Inc. | 17275R102 | COM | 13,300 | $688,142 | dollars as filed | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 34,572 | $684,391 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 79,306 | $683,618 | dollars as filed | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 35,573 | $683,010 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 16,789 | $682,473 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 7,055 | $680,688 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 39,257 | $677,184 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 54,459 | $674,751 | dollars as filed | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,412 | $673,819 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 40,884 | $673,765 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 74,358 | $673,683 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 54,378 | $672,653 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 16,289 | $672,263 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 52,866 | $671,932 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 1,028,000 | $670,770 | dollars as filed | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 20,585 | $670,454 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 21,199 | $668,616 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 74,196 | $667,762 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 20,373 | $667,613 | dollars as filed | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 14,539 | $665,014 | dollars as filed | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 41,413 | $664,679 | dollars as filed | |
| LINDSAY CORPORATION | 535555106 | COM | 5,565 | $664,147 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 24,549 | $664,062 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 101,543 | $661,045 | dollars as filed | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 642,000 | $660,400 | dollars as filed | principal |
| CIMPRESS PLC | G2143T103 | SHS EURO | 11,099 | $660,168 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 33,269 | $659,395 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 17,196 | $658,583 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 10,400 | $656,344 | dollars as filed | put |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 76,776 | $654,135 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 11,264 | $653,641 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 98,850 | $653,399 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 25,436 | $650,642 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 59,080 | $650,466 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 116,670 | $645,186 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 36,296 | $643,891 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 30,731 | $643,815 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 70,218 | $641,090 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 30,879 | $638,114 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 48,862 | $636,672 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 29,787 | $636,557 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 122,493 | $635,738 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 71,751 | $635,716 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 186,773 | $635,029 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 8,400 | $634,956 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 1,500 | $634,530 | dollars as filed | call |
| YEXT INC | 98585N106 | COM | 55,861 | $631,788 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 32,343 | $631,335 | dollars as filed | |
| ICHOR HOLDINGS | G4740B105 | SHS | 16,810 | $630,376 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 37,382 | $629,887 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 66,978 | $626,916 | dollars as filed | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 514,000 | $625,559 | dollars as filed | principal |
| USD PARTNERS LP LP | 903318103 | STOK | 631,166 | $624,854 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 117,770 | $624,180 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 66,062 | $620,983 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 34,111 | $620,826 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 10,915 | $620,171 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 14,702 | $619,250 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 58,457 | $618,475 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 7,436 | $616,147 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 59,830 | $615,060 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 22,620 | $615,043 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 14,988 | $614,963 | dollars as filed | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 14,405 | $613,953 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 74,939 | $613,001 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 47,189 | $612,517 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 58,789 | $611,994 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 70,370 | $610,810 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 15,698 | $610,502 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 23,839 | $609,086 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 63,063 | $606,666 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 67,033 | $605,979 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 184,543 | $605,298 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 17,525 | $605,112 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 40,050 | $604,358 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 37,766 | $602,370 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 12,618 | $601,742 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 4,925 | $601,695 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 59,456 | $601,695 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 12,962 | $600,910 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 35,000 | $600,600 | dollars as filed | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 70,349 | $600,075 | dollars as filed | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 40,145 | $598,161 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 14,674 | $596,208 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 63,696 | $595,557 | dollars as filed | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 23,938 | $593,902 | dollars as filed | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 10,481 | $593,591 | dollars as filed | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 489,158 | $591,881 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 585,000 | $590,195 | dollars as filed | principal |
| VIMEO INC | 92719V100 | COMMON STOCK | 143,103 | $589,583 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10,629 | $588,033 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 51,262 | $587,462 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 14,747 | $587,079 | dollars as filed | |
| SABRE GLBL INC | 78573NAE2 | BOND | 754,000 | $586,672 | dollars as filed | principal |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 36,572 | $585,888 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 19,356 | $585,325 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 33,347 | $584,907 | dollars as filed | |
| BURKE HERBERT FINL SVCS CORP | 12135Y108 | COM | 9,098 | $584,092 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 50,954 | $583,933 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 33,843 | $583,794 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 29,346 | $583,105 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 66,731 | $582,564 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 11,452 | $581,765 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 8,940 | $581,725 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 12,717 | $578,991 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 268,011 | $578,904 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,531 | $578,764 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 17,819 | $577,262 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 14,094 | $577,008 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 46,029 | $576,284 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 59,805 | $575,916 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 155,905 | $575,291 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 12,677 | $575,136 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 16,292 | $574,488 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 29,942 | $573,090 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 8,934 | $572,849 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 31,707 | $572,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 20,145 | $571,701 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 11,629 | $571,682 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 72,316 | $569,123 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 18,782 | $568,535 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 55,195 | $567,404 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 7,863 | $566,887 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 43,191 | $566,227 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 44,153 | $566,042 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 13,506 | $566,036 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,300 | $566,033 | dollars as filed | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 57,943 | $565,522 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 40,370 | $565,191 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 48,185 | $563,282 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 105,681 | $563,281 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 10,110 | $563,116 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 259,380 | $562,854 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 779,000 | $562,570 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 26,266 | $562,544 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 11,306 | $561,089 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 102,413 | $559,180 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 4,404 | $559,047 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 51,183 | $558,407 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 59,758 | $558,140 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 35,816 | $558,013 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 31,616 | $557,389 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 467,000 | $557,168 | dollars as filed | principal |
| GEO GROUP INC NEW | 36162J106 | COM | 77,704 | $556,362 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 22,926 | $555,963 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 17,099 | $555,547 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 143,469 | $555,224 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 6,023 | $555,036 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 12,281 | $554,487 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,600 | $554,344 | dollars as filed | put |
| OSCAR HEALTH INC | 687793109 | CL A | 68,713 | $553,829 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 68,354 | $553,667 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 24,538 | $552,841 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 22,024 | $552,576 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 175,130 | $551,661 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 92,531 | $551,485 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 193,851 | $550,536 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,500 | $549,475 | dollars as filed | put |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 34,035 | $548,638 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 29,982 | $548,071 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 30,745 | $546,031 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 63,933 | $545,988 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 11,816 | $543,318 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 36,835 | $542,587 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 40,951 | $542,196 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 31,862 | $541,968 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 35,353 | $541,955 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 36,617 | $541,203 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 43,620 | $539,586 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 21,091 | $539,508 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 16,375 | $539,216 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 67,918 | $535,870 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 106,841 | $535,270 | dollars as filed | |
| METALLUS INC | 887399103 | COMMON STOCK | 24,814 | $535,238 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 26,628 | $535,221 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 44,230 | $534,299 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 95,131 | $532,734 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,545 | $531,860 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 11,430 | $531,829 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 131,384 | $529,480 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 12,719 | $524,659 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 37,938 | $524,305 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 24,483 | $523,936 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 51,967 | $523,308 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 108,296 | $523,068 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 26,333 | $519,281 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 64,986 | $519,239 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 25,751 | $518,619 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 11,226 | $518,214 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 25,260 | $517,447 | dollars as filed | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 554,000 | $517,059 | dollars as filed | principal |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 132,954 | $515,861 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 77,381 | $515,357 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 26,170 | $514,765 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 105,851 | $512,320 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 23,826 | $512,021 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 35,433 | $510,589 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 34,205 | $509,651 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 26,837 | $508,292 | dollars as filed | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 8,872 | $507,953 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 8,479 | $506,881 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 37,475 | $506,289 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 19,028 | $505,190 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 79,876 | $504,813 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 406,000 | $503,602 | dollars as filed | principal |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 16,844 | $503,308 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 11,060 | $502,328 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 80,456 | $502,047 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 8,230 | $501,315 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 11,505 | $500,012 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 41,180 | $499,503 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 17,787 | $499,459 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 11,943 | $499,200 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 6,272 | $499,031 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 51,365 | $498,754 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 27,989 | $497,091 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 30,100 | $496,048 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 109,777 | $495,092 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 20,180 | $494,814 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 22,456 | $494,033 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 21,582 | $494,008 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 66,615 | $492,956 | dollars as filed | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 505,000 | $492,749 | dollars as filed | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,400 | $492,674 | dollars as filed | put |
| MBIA INC | 55262C100 | COMMON STOCK | 56,959 | $492,130 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 18,479 | $492,115 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T401 | 2.75% CNV PFD C | 21,460 | $491,434 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 52,880 | $490,726 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 73,345 | $490,678 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 13,232 | $489,981 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 31,240 | $488,556 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 57,793 | $488,349 | dollars as filed | |
| CIRCOR INTL INC | 17273K109 | COM | 8,644 | $487,955 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 46,214 | $486,629 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 4,000 | $486,000 | dollars as filed | call |
| SAFEHOLD INC | 78646V107 | COM | 20,477 | $485,920 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 3,192 | $485,080 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 2,722 | $485,033 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 19,043 | $485,025 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,500 | $484,925 | dollars as filed | put |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 21,061 | $484,825 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 38,503 | $484,750 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,000 | $483,880 | dollars as filed | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 14,566 | $483,580 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 63,758 | $481,371 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 57,122 | $480,967 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 5,463 | $480,963 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 25,129 | $479,713 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 6,675 | $479,624 | dollars as filed | |
| MEDALIST DIVERSIFIED REIT INC COM | 58403P303 | REIT | 95,866 | $479,330 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 70,751 | $478,273 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 10,516 | $477,863 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 50,494 | $477,674 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 23,430 | $476,566 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 35,976 | $475,254 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 32,254 | $474,134 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 50,672 | $473,779 | dollars as filed | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 24,339 | $472,907 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 7,220 | $472,476 | dollars as filed | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 16,235 | $471,456 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 70,090 | $471,003 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 18,298 | $470,808 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 8,328 | $470,376 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 127,909 | $469,425 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 167,539 | $469,109 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 54,885 | $468,718 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 13,076 | $466,552 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 13,857 | $466,275 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 11,630 | $465,142 | dollars as filed | |
| VROOM INC | 92918VAB5 | Convertible Debt | 1,000,000 | $465,000 | dollars as filed | principal |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 44,115 | $464,972 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 39,914 | $464,599 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 467,000 | $464,576 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000155 | this filing | 2023-08-15 | acceptance time not in the bulk data set |