13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-15, with 7,583 holding rows worth $362,434,705,332.
- Accession
- 0000072971-23-000155
- Filer
- CIK 72971
- Filed
- 2023-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 19,268 entries on the cover page, a total value of $362,434,705,332 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,434,705,332 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 106,725 | $6,001,119 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 195,729 | $5,991,265 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 41,518 | $5,983,951 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 117,650 | $5,978,974 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 209,187 | $5,976,456 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 72,596 | $5,976,060 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 527,400 | $5,970,168 | dollars as filed | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 598,618 | $5,962,238 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 252,045 | $5,955,815 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 146,832 | $5,940,818 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 6,275,000 | $5,933,201 | dollars as filed | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 118,441 | $5,929,693 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 389,077 | $5,925,641 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 237,605 | $5,923,476 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 55,585 | $5,907,557 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 189,348 | $5,901,994 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 189,585 | $5,896,094 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 229,043 | $5,888,706 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 208,561 | $5,887,689 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 75,969 | $5,867,816 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 45,000 | $5,866,200 | dollars as filed | call |
| ELFBEAUTYINC | 26856L103 | STOK | 51,302 | $5,860,227 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 422,027 | $5,849,303 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 56,049 | $5,847,033 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 259,165 | $5,844,176 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 406,325 | $5,842,948 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 638,219 | $5,826,933 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 675,653 | $5,824,128 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 37,332 | $5,816,326 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 247,181 | $5,816,173 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 515,809 | $5,797,689 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 181,688 | $5,783,137 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 87,158 | $5,782,059 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 659,807 | $5,773,308 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 132,001 | $5,751,302 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 59,831 | $5,722,811 | dollars as filed | |
| KKR & CO INC | 48251W401 | CONV | 86,517 | $5,718,774 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 60,177 | $5,707,820 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 607,428 | $5,679,457 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 1,178,520 | $5,668,681 | dollars as filed | |
| PLEXUS CORP COM | 729132100 | Stock | 57,641 | $5,662,652 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 119,541 | $5,639,935 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 300,000 | $5,637,000 | dollars as filed | put |
| FORTIS INC | 349553107 | COM | 130,612 | $5,632,340 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 390,353 | $5,621,090 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 82,207 | $5,621,077 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 49,148 | $5,612,744 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 66,787 | $5,586,065 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 296,174 | $5,585,857 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 199,363 | $5,585,812 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 64,085 | $5,575,411 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 54,188 | $5,573,237 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 198,586 | $5,570,329 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 177,111 | $5,568,382 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 227,148 | $5,565,127 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 527,859 | $5,553,080 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 637,900 | $5,549,725 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 147,383 | $5,537,167 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 132,345 | $5,534,668 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 144,025 | $5,533,440 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 70,655 | $5,528,087 | dollars as filed | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 186,361 | $5,527,471 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 855,593 | $5,527,132 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 82,982 | $5,521,622 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 978,878 | $5,520,871 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 497,723 | $5,519,755 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 40,600 | $5,519,570 | dollars as filed | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 137,291 | $5,487,547 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 487,527 | $5,479,802 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 171,115 | $5,475,672 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 33,262 | $5,473,298 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 485,634 | $5,453,660 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 754,892 | $5,450,320 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 468,280 | $5,446,101 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 100,147 | $5,445,846 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 272,256 | $5,442,398 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 81,901 | $5,441,484 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 240,750 | $5,440,949 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 78,433 | $5,440,886 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 8,827,000 | $5,440,257 | dollars as filed | principal |
| KBHOME | 48666K109 | COM | 105,033 | $5,431,268 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 233,019 | $5,420,038 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 197,539 | $5,404,667 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 268,536 | $5,402,944 | dollars as filed | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 274,535 | $5,394,613 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 114,445 | $5,390,378 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 79,186 | $5,377,520 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 5,523,000 | $5,368,356 | dollars as filed | principal |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 102,757 | $5,359,447 | dollars as filed | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 119,304 | $5,357,330 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 856,141 | $5,350,881 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 301,963 | $5,350,793 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 218,008 | $5,349,917 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 226,567 | $5,346,981 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 11,400 | $5,346,372 | dollars as filed | put |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 7,016,000 | $5,333,984 | dollars as filed | principal |
| BLOCK INC CL A | 852234103 | Stock | 80,000 | $5,325,600 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 36,129 | $5,324,315 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 94,200 | $5,323,242 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 351,577 | $5,322,880 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 144,065 | $5,304,473 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 73,897 | $5,304,288 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 54,855 | $5,303,979 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 321,605 | $5,303,273 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 167,582 | $5,300,635 | dollars as filed | |
| CTS CORP | 126501105 | COM | 124,284 | $5,298,224 | dollars as filed | |
| Linde plc | G54950103 | COM | 13,900 | $5,297,012 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 113,536 | $5,294,188 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 542,960 | $5,282,998 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 141,123 | $5,276,598 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 526,843 | $5,247,363 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 112,622 | $5,230,165 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 150,490 | $5,217,491 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 159,338 | $5,215,121 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 350,162 | $5,213,917 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 262,559 | $5,213,107 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 227,728 | $5,205,862 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 513,824 | $5,205,038 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 154,074 | $5,203,075 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 304,371 | $5,201,700 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 41,997 | $5,192,942 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 437,536 | $5,189,179 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 120,000 | $5,180,400 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 354,965 | $5,168,305 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 341,655 | $5,165,822 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 122,583 | $5,160,716 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 114,673 | $5,160,275 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 33,076 | $5,157,872 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 92,958 | $5,153,604 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 238,525 | $5,140,210 | dollars as filed | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 81,203 | $5,127,109 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 345,391 | $5,122,146 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 353,641 | $5,115,363 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 592,420 | $5,106,655 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 271,956 | $5,085,581 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 1,591,578 | $5,077,134 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 6,233,000 | $5,073,164 | dollars as filed | principal |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,293,553 | $5,070,728 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 509,351 | $5,068,041 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 428,035 | $5,067,929 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 85,318 | $5,063,621 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 89,713 | $5,063,414 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 260,578 | $5,063,034 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 3,694,000 | $5,056,236 | dollars as filed | principal |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 170,589 | $5,054,557 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 76,700 | $5,049,928 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 98,161 | $5,046,509 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 154,416 | $5,037,050 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 4,302,000 | $5,029,683 | dollars as filed | principal |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 20,909 | $5,026,942 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 716,741 | $5,024,354 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 116,484 | $5,020,454 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 81,760 | $5,002,078 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 53,798 | $4,998,834 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,571,032 | $4,995,880 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 198,996 | $4,990,820 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 219,126 | $4,985,117 | dollars as filed | |
| OXFORD INDS INC | 691497309 | COM | 49,955 | $4,916,564 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 36,790 | $4,912,512 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 50,539 | $4,904,840 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 306,868 | $4,903,756 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 93,489 | $4,900,665 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 222,753 | $4,900,564 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 91,436 | $4,899,142 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 147,530 | $4,893,561 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 183,398 | $4,891,230 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 139,302 | $4,885,321 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 47,218 | $4,882,852 | dollars as filed | |
| STEM INC | 85859N102 | COM | 852,628 | $4,877,032 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 133,155 | $4,873,463 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 14,983 | $4,864,027 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 291,131 | $4,861,892 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 83,555 | $4,857,884 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 940,993 | $4,846,113 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 80,688 | $4,844,512 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 121,874 | $4,816,471 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 78,485 | $4,810,071 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 129,496 | $4,808,186 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 128,515 | $4,800,035 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 162,554 | $4,796,974 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 324,092 | $4,780,360 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 5,207,000 | $4,777,527 | dollars as filed | principal |
| McDonalds Corporation | 580135101 | COM | 16,000 | $4,774,560 | dollars as filed | call |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 553,658 | $4,761,458 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 162,901 | $4,751,833 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 126,068 | $4,750,249 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 617,100 | $4,745,501 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 67,038 | $4,722,781 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 74,157 | $4,720,152 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 77,646 | $4,714,666 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 43,614 | $4,711,185 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 182,566 | $4,688,295 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 352,835 | $4,685,636 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 273,507 | $4,666,032 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 61,645 | $4,661,593 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 137,366 | $4,660,872 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 49,763 | $4,654,295 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 390,214 | $4,651,356 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 520,735 | $4,650,160 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 106,389 | $4,644,952 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 53,522 | $4,634,448 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 374,277 | $4,622,318 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 106,225 | $4,621,870 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 45,083 | $4,611,089 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 183,051 | $4,607,399 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 5,533,000 | $4,597,038 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 208,175 | $4,594,399 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 71,122 | $4,593,058 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 71,533 | $4,580,264 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 91,934 | $4,578,793 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 617,055 | $4,578,544 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 113,773 | $4,566,849 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 210,540 | $4,560,306 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 27,308 | $4,550,299 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 530,606 | $4,536,687 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 195,569 | $4,535,233 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 454,544 | $4,531,808 | dollars as filed | |
| COLUMBIA RESEARCH ENHANCED REAL | 19761L110 | COM | 224,500 | $4,529,557 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 97,183 | $4,514,141 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 4,225,000 | $4,513,990 | dollars as filed | principal |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 66,466 | $4,511,690 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 107,800 | $4,511,430 | dollars as filed | call |
| MATADOR RES CO COM | 576485205 | Stock | 86,223 | $4,511,224 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 19,519 | $4,508,808 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 198,068 | $4,504,065 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 634,083 | $4,501,992 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 182,854 | $4,501,865 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 103,223 | $4,495,361 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 421,832 | $4,488,302 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 1,742,000 | $4,484,309 | dollars as filed | principal |
| JFROG LTD ORD SHS | M6191J100 | Stock | 161,887 | $4,484,271 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 52,942 | $4,483,658 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 186,957 | $4,477,621 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 261,089 | $4,475,068 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 34,700 | $4,459,297 | dollars as filed | call |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 99,452 | $4,456,422 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 98,000 | $4,449,200 | dollars as filed | put |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 168,947 | $4,446,695 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 118,568 | $4,446,313 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 323,997 | $4,438,757 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 76,401 | $4,430,497 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 85,912 | $4,427,876 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 427,537 | $4,424,998 | dollars as filed | |
| COPA HOLDINGS SA | 21720AAB8 | BOND | 1,998,000 | $4,424,411 | dollars as filed | principal |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 99,131 | $4,421,218 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 195,373 | $4,411,516 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 153,595 | $4,405,105 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 309,102 | $4,398,507 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 88,457 | $4,388,352 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 6,899 | $4,388,078 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 3,400,000 | $4,380,492 | dollars as filed | principal |
| CROCS INC COM | 227046109 | Stock | 38,900 | $4,373,880 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 262,374 | $4,371,137 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 192,701 | $4,366,599 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 104,505 | $4,364,118 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 677,389 | $4,362,385 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 102,560 | $4,357,759 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 225,325 | $4,355,540 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 255,919 | $4,349,410 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 107,056 | $4,347,542 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 138,895 | $4,347,404 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 68,609 | $4,344,291 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 62,597 | $4,342,367 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 30,692 | $4,341,625 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 82,202 | $4,328,770 | dollars as filed | |
| AUTOLIV INC | 052800109 | COM | 50,897 | $4,328,231 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 55,625 | $4,323,177 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 74,250 | $4,318,396 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 471,156 | $4,315,790 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 240,500 | $4,314,570 | dollars as filed | put |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 476,204 | $4,300,129 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 638,384 | $4,296,322 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 23,972 | $4,293,510 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 292,839 | $4,269,601 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 97,756 | $4,252,371 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 75,797 | $4,245,398 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 149,978 | $4,241,385 | dollars as filed | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 6,064,000 | $4,236,068 | dollars as filed | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 56,415 | $4,229,988 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 224,047 | $4,227,766 | dollars as filed | |
| TANGER INC | 875465106 | COM | 191,522 | $4,226,895 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 773,849 | $4,217,478 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 225,960 | $4,211,902 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 126,522 | $4,208,113 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 647,007 | $4,205,546 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 164,174 | $4,196,288 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 154,299 | $4,195,400 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 4,326,000 | $4,194,965 | dollars as filed | principal |
| PROSHARES TR | 74347X294 | HD REPLICATION | 86,639 | $4,190,018 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 198,325 | $4,188,628 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 175,693 | $4,188,513 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 347,725 | $4,186,604 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 137,315 | $4,183,987 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 359,431 | $4,183,768 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 381,717 | $4,183,623 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 98,752 | $4,183,100 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 64,734 | $4,177,921 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 73,422 | $4,176,243 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 81,179 | $4,173,438 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 120,731 | $4,165,209 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,166,486 | $4,164,354 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 12,162 | $4,157,904 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 424,997 | $4,126,719 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 26,822 | $4,125,261 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 13,366 | $4,122,712 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 69,792 | $4,117,026 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 491,586 | $4,114,574 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 39,328 | $4,104,213 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 300,000 | $4,104,000 | dollars as filed | put |
| FOX CORP | 35137L204 | CL B COM | 128,659 | $4,102,936 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 140,275 | $4,093,237 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 4,755,000 | $4,092,724 | dollars as filed | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 84,600 | $4,089,564 | dollars as filed | call |
| MADDEN STEVEN LTD | 556269108 | COM | 124,883 | $4,082,432 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 262,706 | $4,066,694 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 187,325 | $4,063,075 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 355,027 | $4,054,407 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 123,880 | $4,052,116 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 4,210,000 | $4,046,989 | dollars as filed | principal |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 357,934 | $4,044,647 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 696,340 | $4,038,777 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 204,547 | $4,037,753 | dollars as filed | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 91,320 | $4,035,431 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 173,096 | $4,033,130 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 5,018,000 | $4,031,963 | dollars as filed | principal |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 161,343 | $4,031,958 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 20,040 | $4,029,752 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 142,171 | $4,026,283 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 48,063 | $4,024,796 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 36,299 | $4,023,346 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 373,484 | $4,018,693 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 152,766 | $4,005,524 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 416,388 | $3,980,665 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 87,835 | $3,978,048 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 263,039 | $3,974,515 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 36,774 | $3,959,747 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 175,690 | $3,944,248 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 308,665 | $3,932,386 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 108,673 | $3,926,355 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 110,050 | $3,924,384 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,800 | $3,922,248 | dollars as filed | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 85,677 | $3,919,737 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 49,718 | $3,917,715 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 78,190 | $3,904,810 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 4,728,000 | $3,897,338 | dollars as filed | principal |
| SUNRUN INC | 86771W105 | COM | 218,133 | $3,895,854 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 89,837 | $3,895,361 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,380 | $3,893,337 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 98,896 | $3,890,568 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 65,322 | $3,880,133 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 54,504 | $3,865,147 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 101,527 | $3,865,088 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 104,759 | $3,864,546 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 184,684 | $3,861,746 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 85,640 | $3,857,225 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 24,655 | $3,854,878 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 50,200 | $3,850,340 | dollars as filed | put |
| Stryker Corporation | 863667101 | COM | 12,600 | $3,844,134 | dollars as filed | call |
| AMBARELLA INC | G037AX101 | SHS | 45,921 | $3,842,210 | dollars as filed | |
| TRITON INTL LTD | G9078F107 | CL A | 46,085 | $3,837,019 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 25,944 | $3,835,247 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 109,390 | $3,827,107 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 433,651 | $3,811,791 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 329,133 | $3,808,057 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 55,754 | $3,806,900 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 368,850 | $3,802,844 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 146,344 | $3,802,027 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 125,422 | $3,800,287 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 116,784 | $3,794,313 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 131,458 | $3,789,939 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 96,860 | $3,787,226 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10,000 | $3,785,000 | dollars as filed | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 234,878 | $3,774,485 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 480,026 | $3,773,005 | dollars as filed | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 140,237 | $3,770,963 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 75,200 | $3,757,444 | dollars as filed | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 72,647 | $3,750,761 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 2,338,152 | $3,741,043 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 885,072 | $3,735,004 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 225,022 | $3,728,615 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 95,993 | $3,728,367 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 58,215 | $3,723,462 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 258,128 | $3,706,709 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 3,734,000 | $3,705,996 | dollars as filed | principal |
| B & G FOODS INC | 05508R106 | COM | 266,075 | $3,703,767 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 138,669 | $3,698,296 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 54,063 | $3,696,651 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 32,200 | $3,687,544 | dollars as filed | call |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 311,985 | $3,684,539 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 81,676 | $3,683,585 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 32,365 | $3,682,514 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 115,237 | $3,672,599 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 1,623,686 | $3,669,530 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 46,378 | $3,662,024 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 139,865 | $3,656,064 | dollars as filed | |
| KORN FERRY COM NEW | 500643200 | Stock | 73,676 | $3,649,909 | dollars as filed | |
| CSW INDUSTRIALS INC | 126402106 | COM | 21,914 | $3,641,841 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 308,600 | $3,641,484 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 60,287 | $3,632,901 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 32,850 | $3,632,124 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 213,021 | $3,632,006 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 163,373 | $3,625,247 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 117,372 | $3,615,080 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 99,131 | $3,611,359 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 176,962 | $3,610,015 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 720,474 | $3,609,571 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 102,322 | $3,602,756 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 144,976 | $3,601,205 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 154,682 | $3,596,368 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 92,633 | $3,595,048 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 878,272 | $3,592,132 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 70,841 | $3,587,389 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 62,299 | $3,585,930 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 89,515 | $3,583,290 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 213,376 | $3,582,582 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 74,946 | $3,581,646 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 304,041 | $3,578,567 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 24,703 | $3,577,751 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 3,348,000 | $3,575,932 | dollars as filed | principal |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 351,447 | $3,574,217 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 30,019 | $3,572,322 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 251,294 | $3,570,883 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 122,614 | $3,564,396 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 33,420 | $3,563,888 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 53,628 | $3,561,985 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 336,663 | $3,558,527 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 94,640 | $3,555,612 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 2,350,000 | $3,554,376 | dollars as filed | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 188,273 | $3,552,717 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 312,828 | $3,550,602 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 143,320 | $3,550,036 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 302,107 | $3,549,756 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 171,562 | $3,547,900 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 55,979 | $3,537,848 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,600 | $3,537,456 | dollars as filed | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 103,547 | $3,520,567 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 32,267 | $3,509,429 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 53,900 | $3,507,812 | dollars as filed | put |
| DAVITA INC COM | 23918K108 | Stock | 34,857 | $3,502,047 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 60,490 | $3,495,693 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 151,528 | $3,492,717 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 677,922 | $3,491,299 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 95,972 | $3,478,028 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 40,807 | $3,474,265 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 23,597 | $3,474,103 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 133,117 | $3,469,030 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 279,823 | $3,461,410 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 146,183 | $3,460,152 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 2,781,000 | $3,455,448 | dollars as filed | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 2,513,000 | $3,450,524 | dollars as filed | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 25,196 | $3,449,592 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 132,407 | $3,449,202 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 231,498 | $3,444,686 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 41,927 | $3,442,673 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 66,500 | $3,440,710 | dollars as filed | put |
| ARROW ELECTRS INC | 042735100 | COM | 24,018 | $3,440,098 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 268,997 | $3,437,776 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 95,674 | $3,433,707 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 25,262 | $3,431,084 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 88,429 | $3,428,734 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 28,466 | $3,422,976 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 3,799,000 | $3,419,404 | dollars as filed | principal |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 148,408 | $3,416,352 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 501,975 | $3,413,430 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 117,928 | $3,408,124 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 33,468 | $3,402,361 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 3,696,000 | $3,399,211 | dollars as filed | principal |
| KAMADA LTD | M6240T109 | SHS | 645,418 | $3,394,832 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 119,700 | $3,389,904 | dollars as filed | put |
| ICF INTL INC | 44925C103 | COM | 27,242 | $3,388,691 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 40,042 | $3,387,553 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 234,648 | $3,385,968 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 145,646 | $3,374,617 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 132,461 | $3,373,798 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 69,238 | $3,369,122 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 1,139,758 | $3,367,985 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 91,800 | $3,367,224 | dollars as filed | put |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 180,194 | $3,358,821 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 98,318 | $3,355,584 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 118,334 | $3,351,232 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 392,606 | $3,348,929 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 102,664 | $3,348,895 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 83,451 | $3,348,067 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 230,900 | $3,348,054 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 28,100 | $3,346,429 | dollars as filed | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 146,683 | $3,344,367 | dollars as filed | |
| GLOBANT S A | L44385109 | COM | 18,607 | $3,344,050 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 191,119 | $3,338,848 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 225,483 | $3,337,142 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 31,424 | $3,334,445 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 156,702 | $3,325,646 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 127,843 | $3,317,526 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 134,376 | $3,307,443 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 132,232 | $3,305,799 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 130,238 | $3,304,141 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 7,500 | $3,303,675 | dollars as filed | put |
| VELO3D INC | 92259N104 | COM | 1,524,066 | $3,291,983 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 238,512 | $3,291,465 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 71,400 | $3,287,256 | dollars as filed | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 88,265 | $3,267,570 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000155 | this filing | 2023-08-15 | acceptance time not in the bulk data set |