13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-12, with 7,869 holding rows worth $323,213,772,000.
- Accession
- 0000072971-22-000184
- Filer
- CIK 72971
- Filed
- 2022-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 19,936 entries on the cover page, a total value of $323,213,772,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $323,213,772,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEGG INC | 163092109 | COM | 6,921 | $129,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 12,530 | $129,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 45,838 | $128,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,112 | $128,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 4,756 | $128,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 15,447 | $128,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 2,225 | $128,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 134,000 | $128,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 108,000 | $128,000 | thousands by filing date | principal |
| CODEXIS INC | 192005106 | COM | 12,205 | $127,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 8,965 | $127,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 11,311 | $127,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 104,603 | $126,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 3,220 | $126,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,446 | $126,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 8,291 | $126,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 6,801 | $126,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 27,865 | $125,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 4,672 | $125,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 16,225 | $125,000 | thousands by filing date | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 1,278 | $125,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 5,956 | $125,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 11,177 | $124,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 41,874 | $124,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 27,823 | $123,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 34,891 | $123,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 5,384 | $123,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 57,423 | $123,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 5,594 | $123,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,375 | $123,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 15,643 | $123,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 21,669 | $123,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 6,395 | $122,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,420 | $122,000 | thousands by filing date | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 8,401 | $122,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 13,275 | $121,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 7,453 | $121,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 4,443 | $121,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 13,627 | $121,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 33,751 | $121,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 7,427 | $120,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 3,824 | $120,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 26,356 | $120,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,027 | $120,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,855 | $120,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 126,000 | $120,000 | thousands by filing date | principal |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 88,000 | $120,000 | thousands by filing date | principal |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 6,897 | $119,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 122,333 | $119,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,503 | $118,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 7,611 | $118,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 120,000 | $118,000 | thousands by filing date | principal |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 2,300 | $118,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 8,486 | $117,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 2,000 | $117,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 13,897 | $116,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 121,000 | $116,000 | thousands by filing date | principal |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 9,278 | $116,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 22,543 | $116,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 90,000 | $116,000 | thousands by filing date | principal |
| KIMBALL INTL INC | 494274103 | CL B | 15,072 | $116,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 4,177 | $115,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 7,034 | $115,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,383 | $115,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 4,659 | $115,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 5,770 | $115,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,685 | $115,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 409,066 | $115,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 15,732 | $114,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 10,126 | $114,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 25,607 | $113,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 6,144 | $113,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 11,897 | $113,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 26,743 | $113,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 20,923 | $113,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 28,709 | $113,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,532 | $112,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 8,065 | $112,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 3,577 | $112,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 8,992 | $112,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 20,039 | $112,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 1,796 | $111,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 4,960 | $111,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 7,672 | $111,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 7,620 | $110,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,500 | $110,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 111,067 | $110,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 2,851 | $109,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 2,837 | $109,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 3,776 | $109,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,753 | $108,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 3,938 | $108,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 3,737 | $108,000 | thousands by filing date | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 4,797 | $108,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 6,977 | $108,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 4,092 | $108,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 2,870 | $107,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 2,167 | $107,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 5,472 | $107,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 45,163 | $107,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 4,192 | $107,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,412 | $107,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 5,093 | $107,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 41,622 | $107,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 94,000 | $107,000 | thousands by filing date | principal |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 13,030 | $106,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 1,979 | $106,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 6,237 | $106,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 3,896 | $106,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 4,979 | $105,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 28,145 | $105,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,236 | $105,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 31,407 | $105,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 15,358 | $104,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,058 | $104,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 3,177 | $104,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 2,540 | $103,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 4,265 | $103,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 8,982 | $103,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 14,638 | $103,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 90,000 | $103,000 | thousands by filing date | principal |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,691 | $103,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 21,366 | $102,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 5,252 | $102,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 950 | $102,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 4,261 | $102,000 | thousands by filing date | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 2,333 | $102,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 100,000 | $102,000 | thousands by filing date | principal |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,321 | $102,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 12,695 | $102,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 2,212 | $101,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,572 | $101,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 18,177 | $101,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 4,525 | $101,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,366 | $101,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 13,521 | $101,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 26,635 | $101,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 88,606 | $101,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 3,857 | $100,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 2,400 | $100,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 100,000 | $100,000 | thousands by filing date | principal |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 4,409 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,401 | $99,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 8,781 | $99,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 4,634 | $98,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 3,572 | $98,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 8,432 | $98,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 2,080 | $98,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 3,893 | $98,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,027 | $98,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 7,456 | $98,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 8,398 | $97,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 4,536 | $97,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 9,782 | $97,000 | thousands by filing date | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 4,432 | $97,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 28,612 | $97,000 | thousands by filing date | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 7,358 | $96,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 29,948 | $96,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,317 | $96,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,328 | $96,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 3,822 | $96,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 300 | $95,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 26,099 | $95,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 2,001 | $95,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 9,239 | $95,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 10,547 | $95,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 5,262 | $95,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 6,456 | $95,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,515 | $95,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 9,959 | $95,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 2,803 | $95,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,090 | $94,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,424 | $94,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 9,242 | $94,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 12,645 | $94,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 8,877 | $94,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 9,528 | $94,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 9,528 | $94,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 3,038 | $94,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 3,546 | $93,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 12,733 | $93,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 20,019 | $93,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 7,317 | $93,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 12,500 | $93,000 | thousands by filing date | put |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 463 | $93,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 14,679 | $93,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 354,164 | $92,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 322 | $92,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 10,504 | $92,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,086 | $92,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 3,959 | $92,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 18,092 | $91,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 6,422 | $91,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 2,439 | $91,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 26,013 | $91,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 3,680 | $91,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 7,160 | $91,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 20,668 | $91,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 7,713 | $91,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 3,607 | $90,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,194 | $90,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 13,000 | $90,000 | thousands by filing date | principal |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 11,903 | $89,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 6,327 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,104 | $89,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 3,971 | $89,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 12,559 | $89,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,487 | $89,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 1,057 | $89,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 2,825 | $88,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 4,052 | $88,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 21,840 | $88,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 2,325 | $88,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 346,906 | $88,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,381 | $87,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 4,672 | $87,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 17,908 | $87,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,959 | $87,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 8,100 | $87,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 28,459 | $87,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 22,947 | $87,000 | thousands by filing date | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 103,000 | $87,000 | thousands by filing date | principal |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,773 | $86,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,086 | $86,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 1,772 | $86,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 4,279 | $86,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 47,738 | $86,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 206 | $85,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 2,094 | $85,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,166 | $85,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 13,090 | $85,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 5,684 | $85,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,029 | $85,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,332 | $85,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 100,000 | $85,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 73,573 | $85,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,449 | $84,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 4,751 | $84,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 22,158 | $84,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 11,839 | $84,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 11,284 | $84,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 7,360 | $84,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 1,519 | $84,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 8,364 | $83,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1,598 | $83,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 9,410 | $83,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 5,209 | $83,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 2,842 | $83,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 2,572 | $83,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 11,667 | $83,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 12,602 | $83,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 3,746 | $83,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 4,593 | $83,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 6,066 | $83,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 5,875 | $83,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 90,505 | $83,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 700 | $82,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 939 | $82,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 1,880 | $82,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 4,309 | $82,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 6,370 | $82,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 7,227 | $82,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 1,957 | $81,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,397 | $81,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 37,415 | $81,000 | thousands by filing date | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 100,000 | $81,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 3,800 | $80,000 | thousands by filing date | put |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 2,369 | $80,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 8,750 | $80,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 11,077 | $80,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,513 | $80,000 | thousands by filing date | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 3,616 | $80,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 2,640 | $80,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 9,659 | $80,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 4,109 | $79,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 6,993 | $79,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,789 | $79,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 12,540 | $79,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 4,441 | $79,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 7,214 | $79,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 1,477 | $79,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 2,804 | $79,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1,551 | $78,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 12,923 | $78,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 5,211 | $78,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,710 | $78,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 3,666 | $78,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 3,041 | $78,000 | thousands by filing date | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 100,000 | $78,000 | thousands by filing date | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 3,278 | $78,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 3,175 | $78,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 17,142 | $78,000 | thousands by filing date | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 3,388 | $78,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 4,945 | $78,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 8,581 | $77,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 7,774 | $77,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 4,369 | $77,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 2,274 | $77,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,850 | $77,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 12,630 | $77,000 | thousands by filing date | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 5,760 | $77,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 4,068 | $77,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 16,201 | $77,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,300 | $76,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,380 | $76,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 6,560 | $76,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,580 | $76,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 21,888 | $76,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 12,707 | $76,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 9,874 | $76,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 83,000 | $76,000 | thousands by filing date | principal |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 12,026 | $76,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 3,365 | $76,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 61,370 | $76,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 65,260 | $76,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 850 | $75,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 2,808 | $75,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,665 | $75,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 2,543 | $75,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 2,195 | $75,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 3,300 | $75,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 9,267 | $75,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 33,973 | $75,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 5,771 | $74,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 26,324 | $74,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 4,132 | $74,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 4,013 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,225 | $74,000 | thousands by filing date | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 3,511 | $74,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 11,696 | $74,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 18,123 | $74,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 600 | $73,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,000 | $73,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 8,500 | $73,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 3,853 | $73,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 16,337 | $73,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 7,086 | $73,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 5,010 | $72,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 8,361 | $72,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 2,332 | $72,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 3,514 | $72,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 1,718 | $72,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 4,143 | $72,000 | thousands by filing date | |
| TWITTER INC | 90184LAN2 | NOTE 3/1 | 81,000 | $72,000 | thousands by filing date | principal |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 5,382 | $71,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 3,264 | $71,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 2,950 | $71,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,725 | $71,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 19,404 | $71,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 40,808 | $71,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 1,333 | $70,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,541 | $70,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,030 | $70,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 2,000 | $70,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,925 | $70,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 79,573 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,859 | $69,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 1,302 | $69,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 2,989 | $69,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 4,776 | $69,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 14,439 | $69,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 2,499 | $69,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,635 | $69,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 24,790 | $68,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,036 | $68,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 13,765 | $68,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 8,943 | $68,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 8,380 | $68,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 1,658 | $67,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 6,738 | $67,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 10,393 | $67,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 3,399 | $67,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 15,784 | $67,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 53,000 | $67,000 | thousands by filing date | principal |
| LMP Automotive Holdings | 53952P101 | COM | 14,044 | $67,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 1,479 | $66,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 10,460 | $66,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 12,248 | $66,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 4,526 | $66,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 4,999 | $66,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 1,948 | $66,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 29,014 | $66,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 15,373 | $66,000 | thousands by filing date | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 5,500 | $66,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 1,532 | $66,000 | thousands by filing date | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 9,598 | $66,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 52,829 | $66,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 14,412 | $65,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 5,116 | $65,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 3,570 | $65,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 400 | $65,000 | thousands by filing date | put |
| KURA SUSHI USA INC | 501270102 | CL A COM | 1,317 | $65,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 4,212 | $65,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,120 | $65,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 6,544 | $65,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 4,871 | $65,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,530 | $65,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,803 | $65,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 3,417 | $65,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 2,126 | $65,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 68,000 | $65,000 | thousands by filing date | principal |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,822 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,131 | $64,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 6,419 | $64,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,304 | $64,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 7,904 | $64,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,982 | $64,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 2,291 | $64,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,883 | $64,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 1,437 | $64,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 3,176 | $64,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,779 | $64,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 700 | $63,000 | thousands by filing date | call |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 3,239 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 2,037 | $63,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 5,388 | $63,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 12,273 | $63,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 7,978 | $63,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 18,570 | $63,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 4,171 | $63,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 18,298 | $62,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 6,250 | $62,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 5,951 | $62,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 60,000 | $62,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 400 | $61,000 | thousands by filing date | put |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 4,055 | $61,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 16,237 | $61,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 2,859 | $61,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,417 | $61,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 9,700 | $61,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 34,996 | $61,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 5,000 | $61,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 3,751 | $61,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 8,356 | $61,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 2,294 | $61,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 2,174 | $61,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 62,000 | $61,000 | thousands by filing date | principal |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 1,721 | $61,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 15,753 | $60,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,742 | $60,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 6,042 | $60,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 8,823 | $60,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 1,984 | $59,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 2,498 | $59,000 | thousands by filing date | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 1,285 | $59,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 2,441 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 2,211 | $59,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U705 | 6.25 CNV PFD C | 2,850 | $59,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 76,453 | $59,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 7,812 | $58,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 661 | $58,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 4,159 | $58,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 926 | $58,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 2,710 | $58,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 4,265 | $58,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,444 | $58,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 641 | $58,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 7,718 | $58,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 9,160 | $58,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 800 | $57,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 4,185 | $57,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 2,495 | $57,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,395 | $57,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,284 | $57,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 6,496 | $57,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 71,000 | $57,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 2,355 | $57,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 3,381 | $56,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,481 | $56,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 4,276 | $56,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 8,862 | $56,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 1,829 | $56,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 12,373 | $56,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 8,478 | $56,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 1,975 | $55,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 900 | $55,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 1,573 | $55,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,533 | $55,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 80,428 | $55,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 3,986 | $55,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A110 | *W EXP 99/99/999 | 42,091 | $55,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 5,003 | $54,000 | thousands by filing date | |
| DAKOTA GOLD CORP | 46655E100 | COM | 16,089 | $54,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,120 | $54,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 10,956 | $54,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,526 | $54,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,683 | $54,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 3,435 | $54,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 23,000 | $54,000 | thousands by filing date | principal |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 2,368 | $53,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,189 | $53,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,701 | $53,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 882 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 2,735 | $53,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 760 | $53,000 | thousands by filing date | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 4,333 | $53,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 3,807 | $53,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 2,145 | $52,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 2,181 | $52,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 6,874 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000184 | this filing | 2022-08-12 | acceptance time not in the bulk data set |