13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-12, with 7,869 holding rows worth $323,213,772,000.
- Accession
- 0000072971-22-000184
- Filer
- CIK 72971
- Filed
- 2022-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 19,936 entries on the cover page, a total value of $323,213,772,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $323,213,772,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REMITLY GLOBAL INC | 75960P104 | COM | 2,353 | $18,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 661 | $18,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 644 | $18,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 1,739 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 800 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 703 | $18,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 2,674 | $18,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 540 | $18,000 | thousands by filing date | |
| INFORMATICA INC | 45674M101 | COM CL A | 880 | $18,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,256 | $18,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 5,386 | $18,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 10,964 | $18,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 766 | $18,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 1,797 | $18,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 3,900 | $18,000 | thousands by filing date | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 723 | $18,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 2,339 | $18,000 | thousands by filing date | |
| KALERA PUBLIC LIMITED CO | G52251108 | CMN | 3,000 | $18,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,024 | $18,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 68,067 | $18,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 500 | $17,000 | thousands by filing date | put |
| MARA HOLDINGS INC COM | 565788106 | Stock | 3,183 | $17,000 | thousands by filing date | |
| UDEMY INC COM | 902685106 | Stock | 1,649 | $17,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 4,065 | $17,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 920 | $17,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 301 | $17,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 1,249 | $17,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 555 | $17,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 6,982 | $17,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 22,172 | $17,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 382 | $17,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 960 | $17,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 600 | $17,000 | thousands by filing date | put |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 1,802 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 361 | $17,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 14,994 | $17,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 981 | $17,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 2,073 | $17,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 5,541 | $17,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 10,393 | $17,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 18,000 | $17,000 | thousands by filing date | principal |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 6,742 | $17,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 112,500 | $17,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 45,000 | $17,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 1,700 | $17,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 473 | $17,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 71,787 | $17,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 1,795 | $16,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,100 | $16,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 2,235 | $16,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 3,773 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 501 | $16,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,186 | $16,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 7,191 | $16,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 539 | $16,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 666 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 432 | $16,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,103 | $16,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 526 | $16,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,638 | $16,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 775 | $16,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 1,038 | $16,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 583 | $16,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 935 | $16,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 5,929 | $16,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 41,142 | $16,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,234 | $16,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 34,124 | $16,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 34,532 | $16,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 20,806 | $16,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 1,612 | $16,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,559 | $16,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,070 | $15,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 2,809 | $15,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 217 | $15,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,672 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,012 | $15,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 5,900 | $15,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 755 | $15,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,040 | $15,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 3,306 | $15,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 619 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 460 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 114 | $15,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 8,100 | $15,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 4,000 | $15,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 7,725 | $15,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 658 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 385 | $15,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,019 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 601 | $15,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 6,355 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 668 | $15,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,647 | $15,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 680 | $15,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,532 | $15,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 3,190 | $15,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 1,486 | $15,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 1,035 | $15,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 11,075 | $15,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 2,600 | $14,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 22,294 | $14,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,409 | $14,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 100 | $14,000 | thousands by filing date | put |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 6,537 | $14,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,200 | $14,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 597 | $14,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 3,245 | $14,000 | thousands by filing date | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 944 | $14,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,079 | $14,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 5,351 | $14,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,063 | $14,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 970 | $14,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 13,000 | $14,000 | thousands by filing date | principal |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1,741 | $14,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 401 | $14,000 | thousands by filing date | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 2,224 | $14,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 1,104 | $14,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 761 | $14,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 2,308 | $14,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 2,752 | $14,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 268 | $14,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 7,500 | $14,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 1,078 | $14,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 94,674 | $14,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 14,737 | $14,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 2,042 | $14,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 14,000 | $14,000 | thousands by filing date | principal |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 2,750 | $13,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 60 | $13,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 627 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 249 | $13,000 | thousands by filing date | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 1,291 | $13,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 621 | $13,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 8,498 | $13,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,405 | $13,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 718 | $13,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,449 | $13,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,833 | $13,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 1,043 | $13,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 8,505 | $13,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,121 | $13,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 2,263 | $13,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 3,222 | $13,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 2,061 | $13,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,153 | $13,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 754 | $13,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 1,071 | $13,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 1,151 | $13,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1,899 | $13,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 4,530 | $13,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 2,303 | $13,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 50,000 | $13,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 13,000 | $13,000 | thousands by filing date | principal |
| CAREMAX INC | 14171W103 | COM | 3,554 | $13,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 12,658 | $13,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 16,177 | $13,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 2,662 | $13,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 46,706 | $13,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 4,000 | $13,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T806 | VECTORSHARES MIN | 1,406 | $13,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 586 | $12,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 1,293 | $12,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 854 | $12,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 329 | $12,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 1,289 | $12,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 1,386 | $12,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5,000 | $12,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 4,236 | $12,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 602 | $12,000 | thousands by filing date | |
| WALLBOX NV | N94209108 | SHS CL A | 1,375 | $12,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 434 | $12,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 748 | $12,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 226 | $12,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,186 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 501 | $12,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 544 | $12,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 160 | $12,000 | thousands by filing date | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 399 | $12,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 470 | $12,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 489 | $12,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 160 | $12,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 151 | $12,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 15,428 | $12,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 6,923 | $12,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 9,450 | $12,000 | thousands by filing date | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 1,976 | $12,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 3,276 | $12,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 13,018 | $12,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P507 | NEW | 4,877 | $12,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 20,574 | $12,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 1,200 | $12,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 11,152 | $12,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 281 | $11,000 | thousands by filing date | put |
| GPGI INC COM CL A | 20459V105 | Stock | 2,094 | $11,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 7,176 | $11,000 | thousands by filing date | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 528 | $11,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 639 | $11,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 463 | $11,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 511 | $11,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 365 | $11,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 199 | $11,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 43 | $11,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 5,492 | $11,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 3,727 | $11,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,081 | $11,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 2,167 | $11,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 703 | $11,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 4,138 | $11,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 555 | $11,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 2,752 | $11,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 8,528 | $11,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,210 | $11,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 175 | $11,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 868 | $11,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 2,400 | $11,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 518 | $11,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 270 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 214 | $11,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 309 | $11,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 585 | $11,000 | thousands by filing date | |
| STRATEGY SHS | 86280R860 | DAY HAGAN SMART | 470 | $11,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 5,678 | $11,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 556 | $11,000 | thousands by filing date | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 878 | $11,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 3,619 | $11,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 6,342 | $11,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 133 | $11,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 6,200 | $11,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 1,108 | $11,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 429 | $11,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 12,322 | $11,000 | thousands by filing date | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 476 | $10,000 | thousands by filing date | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 4,997 | $10,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 541 | $10,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,996 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 106 | $10,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 3,453 | $10,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 3,479 | $10,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 319 | $10,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 674 | $10,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 965 | $10,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 9,500 | $10,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 1,317 | $10,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 2,675 | $10,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 252 | $10,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 17,574 | $10,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 4,551 | $10,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 219 | $10,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 3,001 | $10,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 742 | $10,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 10,201 | $10,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 8,179 | $10,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 565 | $10,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 4,936 | $10,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 656 | $10,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 4,117 | $10,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 882 | $10,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 7,377 | $10,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 6,200 | $10,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 585 | $10,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 1,047 | $10,000 | thousands by filing date | |
| Pennsylvania Real Estate Investment Trust | 709102800 | COM | 2,898 | $10,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 10,500 | $10,000 | thousands by filing date | principal |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 5,441 | $10,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 5,523 | $10,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 9,609 | $10,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 28,307 | $10,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 4,600 | $10,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 25,574 | $10,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 16,238 | $10,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 122,354 | $10,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 501 | $10,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 4,061 | $10,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 1,000 | $10,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 1,000 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 588 | $10,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 1,000 | $10,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 100 | $9,000 | thousands by filing date | put |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 197 | $9,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 288 | $9,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 448 | $9,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 383 | $9,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 2,676 | $9,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 699 | $9,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 3,211 | $9,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,159 | $9,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 453 | $9,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,005 | $9,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 650 | $9,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 390 | $9,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 795 | $9,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 502 | $9,000 | thousands by filing date | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 554 | $9,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 7,239 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 199 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 230 | $9,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,996 | $9,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 330 | $9,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 2,234 | $9,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 3,239 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 386 | $9,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 181 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 202 | $9,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,581 | $9,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,185 | $9,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T503 | EMRG MKT EQUIT | 163 | $9,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,614 | $9,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,148 | $9,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,661 | $9,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 581 | $9,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 13,139 | $9,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 490 | $9,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 2,434 | $9,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 9,000 | $9,000 | thousands by filing date | principal |
| Ouster Inc | 68989M103 | COM | 5,386 | $9,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,175 | $9,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 4,901 | $9,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 6,039 | $9,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 3,464 | $9,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 878 | $9,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 16,047 | $9,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 1,931 | $9,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 3,145 | $9,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 289 | $9,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 31 | $8,000 | thousands by filing date | put |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 1,543 | $8,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 2,447 | $8,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 575 | $8,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 893 | $8,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 618 | $8,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 1,208 | $8,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 1,191 | $8,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 254 | $8,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 305 | $8,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,408 | $8,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 1,757 | $8,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 840 | $8,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 366 | $8,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 986 | $8,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | put |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 562 | $8,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 4,774 | $8,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 919 | $8,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 1,000 | $8,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 492 | $8,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,086 | $8,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 2,464 | $8,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 600 | $8,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 268 | $8,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 488 | $8,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,848 | $8,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 10,002 | $8,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 2,598 | $8,000 | thousands by filing date | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 2,049 | $8,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 3,265 | $8,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC | 85572U102 | COM | 1,781 | $8,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 12,500 | $8,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 8,219 | $8,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,000 | $8,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 316 | $8,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 10,722 | $8,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 18,455 | $8,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 50,996 | $8,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 10,700 | $8,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 286 | $8,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 3,113 | $8,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 6,604 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 58 | $7,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 100 | $7,000 | thousands by filing date | put |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 639 | $7,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 410 | $7,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 500 | $7,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 915 | $7,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 818 | $7,000 | thousands by filing date | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 718 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 313 | $7,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,000 | $7,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 1,905 | $7,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 1,048 | $7,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 2,055 | $7,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,401 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 88 | $7,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 2,426 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 237 | $7,000 | thousands by filing date | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 614 | $7,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 266 | $7,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 1,196 | $7,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,205 | $7,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 170 | $7,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,433 | $7,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,992 | $7,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 895 | $7,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 322 | $7,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 1,233 | $7,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 155 | $7,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 2,169 | $7,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 700 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 250 | $7,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 324 | $7,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,522 | $7,000 | thousands by filing date | |
| Vivid Seats Inc | 92854T100 | Common Stock | 900 | $7,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 1,203 | $7,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 2,958 | $7,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 1,092 | $7,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 5,604 | $7,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 8,287 | $7,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 421 | $7,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 11,000 | $7,000 | thousands by filing date | principal |
| LOCAL BOUNTI CORP | 53960E106 | COM | 2,315 | $7,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 460 | $7,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 553 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 450 | $7,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 1,992 | $7,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 100,050 | $7,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 11,023 | $7,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 6,301 | $7,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 9,075 | $7,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 750 | $7,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 12,475 | $7,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 226 | $7,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 16,366 | $7,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 39,825 | $7,000 | thousands by filing date | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 1,000 | $6,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 197 | $6,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 203 | $6,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 1,852 | $6,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 436 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 128 | $6,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,293 | $6,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 858 | $6,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 78 | $6,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 139 | $6,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 1,212 | $6,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 153 | $6,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 577 | $6,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 306 | $6,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 219 | $6,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 839 | $6,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 430 | $6,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 268 | $6,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 27,558 | $6,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 2,965 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 102 | $6,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 910 | $6,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,504 | $6,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,669 | $6,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E624 | ETC CABANA TARGT | 265 | $6,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 750 | $6,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 1,733 | $6,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 959 | $6,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 601 | $6,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 879 | $6,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 2,075 | $6,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 4,190 | $6,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 345 | $6,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 2,076 | $6,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 2,814 | $6,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 4,419 | $6,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 2,349 | $6,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 3,481 | $6,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 2,996 | $6,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 5,215 | $6,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 497 | $6,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 455 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 226 | $6,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 1,050 | $6,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 3,359 | $6,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 1,010 | $6,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 23,735 | $6,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 235 | $6,000 | thousands by filing date | |
| SONO GROUP N V | N81409109 | COM | 2,000 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 208 | $6,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 600 | $6,000 | thousands by filing date | |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 152,354 | $6,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 1,471 | $5,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,102 | $5,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,425 | $5,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 602 | $5,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 345 | $5,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 210 | $5,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 560 | $5,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 157 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 138 | $5,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 51 | $5,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 1,000 | $5,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 102 | $5,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 168 | $5,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 835 | $5,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 523 | $5,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 40 | $5,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 198 | $5,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 138 | $5,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 274 | $5,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 952 | $5,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 101 | $5,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 537 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000184 | this filing | 2022-08-12 | acceptance time not in the bulk data set |