13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-12, with 7,869 holding rows worth $323,213,772,000.
- Accession
- 0000072971-22-000184
- Filer
- CIK 72971
- Filed
- 2022-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 19,936 entries on the cover page, a total value of $323,213,772,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $323,213,772,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 37,032 | $329,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 18,231 | $328,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 37,300 | $328,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 11,569 | $327,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 44,210 | $327,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 304,693 | $327,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 370,000 | $326,000 | thousands by filing date | principal |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 12,748 | $325,000 | thousands by filing date | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 9,695 | $324,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 23,088 | $324,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 8,420 | $324,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 7,778 | $324,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 8,080 | $323,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 9,427 | $322,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 14,947 | $321,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 12,955 | $321,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,218 | $319,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 12,536 | $319,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 22,591 | $318,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 81,317 | $318,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,100 | $317,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q886 | COM | 19,956 | $317,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 12,775 | $316,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 19,500 | $316,000 | thousands by filing date | call |
| BRC INC A | 05601U105 | COMMON STOCK | 38,852 | $316,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 32,193 | $316,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 12,610 | $315,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,721 | $315,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 30,135 | $315,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 124,000 | $315,000 | thousands by filing date | principal |
| THE REALREAL INC | 88339P101 | COM | 126,192 | $314,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 9,416 | $314,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 39,551 | $313,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 26,500 | $313,000 | thousands by filing date | put |
| MERCURY GENL CORP NEW | 589400100 | COM | 7,061 | $312,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 9,425 | $312,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 10,780 | $311,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 15,065 | $311,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 7,362 | $311,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 8,108 | $310,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 59,927 | $310,000 | thousands by filing date | |
| WARBY PARKER INC | 93403J106 | CL A COM | 27,449 | $309,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 163,353 | $309,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 11,246 | $308,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 27,849 | $308,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,208 | $308,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 19,000 | $308,000 | thousands by filing date | put |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 9,229 | $307,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 505,000 | $307,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 16,697 | $307,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 7,464 | $306,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 72,166 | $306,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 32,955 | $305,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 34,800 | $305,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 13,608 | $305,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 7,664 | $304,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 42,007 | $303,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,000 | $302,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 20,668 | $302,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 12,681 | $302,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 56,460 | $302,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 16,154 | $302,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 6,991 | $301,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 10,561 | $301,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 30,475 | $301,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 11,254 | $300,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 16,967 | $300,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 14,698 | $300,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 250,000 | $300,000 | thousands by filing date | principal |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 30,267 | $299,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,635 | $298,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 3,991 | $298,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 82,647 | $297,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 49,092 | $297,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 11,933 | $297,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 23,283 | $296,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 23,820 | $296,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 14,374 | $296,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 96,800 | $295,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 18,897 | $294,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 10,586 | $292,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,060 | $291,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,902 | $290,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 26,622 | $290,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 24,527 | $290,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 456,795 | $289,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 12,166 | $288,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 11,756 | $288,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,000 | $287,000 | thousands by filing date | put |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 30,823 | $287,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 15,000 | $286,000 | thousands by filing date | put |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 11,807 | $286,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 21,862 | $286,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 42,575 | $286,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 22,948 | $285,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 15,405 | $284,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,928 | $284,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 42,128 | $284,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 34,924 | $283,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 28,725 | $283,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 29,580 | $282,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 6,659 | $282,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 4,064 | $280,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 25,702 | $280,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 21,112 | $279,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 7,028 | $279,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 423,186 | $279,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 31,079 | $278,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 33,980 | $277,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,700 | $276,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 15,944 | $276,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 8,839 | $276,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,725 | $275,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 8,706 | $274,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 71,903 | $274,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 20,769 | $274,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 10,314 | $273,000 | thousands by filing date | |
| PORTILLOS INC | 73642K106 | COM CL A | 16,707 | $273,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 16,171 | $271,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 30,181 | $271,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 74,733 | $271,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 60,029 | $271,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 20,605 | $270,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 19,601 | $269,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 16,457 | $268,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 26,319 | $268,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 107,515 | $267,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 25,230 | $267,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 221,000 | $267,000 | thousands by filing date | principal |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 11,599 | $266,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 50,056 | $266,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 10,192 | $265,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 23,301 | $265,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 7,925 | $264,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 23,561 | $264,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 32,037 | $264,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 17,025 | $264,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 2,035 | $263,000 | thousands by filing date | |
| ZIMVIE INC | 98888T107 | COM | 16,407 | $263,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 9,232 | $263,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 23,544 | $262,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | 57779BAB0 | NOTE 6.500% 7/1 | 260,000 | $261,000 | thousands by filing date | principal |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 4,205 | $260,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 11,215 | $260,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,901 | $259,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 19,117 | $259,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 15,367 | $259,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 10,077 | $259,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,058 | $258,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 20,479 | $258,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 7,261 | $258,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 9,597 | $258,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 13,526 | $257,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 6,937 | $257,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 5,855 | $257,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 7,327 | $255,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 36,236 | $255,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 16,140 | $253,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 240,000 | $253,000 | thousands by filing date | principal |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 11,092 | $252,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 63,345 | $252,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 9,549 | $251,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 60,527 | $251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 5,673 | $249,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 83,245 | $247,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 9,879 | $247,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 71,115 | $246,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 31,496 | $246,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 200,057 | $246,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 11,342 | $244,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 4,049 | $244,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 5,358 | $243,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 29,782 | $243,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 40,066 | $243,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 4,850 | $243,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 8,117 | $242,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 7,290 | $242,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 22,672 | $240,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 17,637 | $240,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 7,242 | $240,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 12,430 | $240,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,314 | $239,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 8,400 | $238,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,300 | $237,000 | thousands by filing date | put |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 3,542 | $235,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 33,625 | $235,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 213,000 | $235,000 | thousands by filing date | principal |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 65,953 | $234,000 | thousands by filing date | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 5,111 | $234,000 | thousands by filing date | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 48,805 | $233,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 60,518 | $233,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 19,923 | $232,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,999 | $232,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 11,005 | $232,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 18,159 | $232,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,055 | $231,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 16,126 | $230,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 24,752 | $230,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 53,811 | $229,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 4,583 | $229,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 12,187 | $229,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 92,375 | $228,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 19,573 | $227,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 20,419 | $227,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 14,992 | $227,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 18,686 | $227,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 9,138 | $225,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 5,594 | $225,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 22,532 | $225,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 6,255 | $224,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 24,389 | $224,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 19,287 | $224,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 15,907 | $224,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 15,961 | $224,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 18,368 | $224,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 24,528 | $224,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,460 | $223,000 | thousands by filing date | |
| R1 RCM INC | 77634L105 | COM | 10,610 | $223,000 | thousands by filing date | |
| ESOTERICA THEMATIC TRUST | 296582109 | NEXTG ECONOMY | 5,896 | $223,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,000 | $222,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 31,114 | $222,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 24,544 | $222,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 21,176 | $222,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 16,830 | $222,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 10,511 | $221,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 22,760 | $220,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 18,892 | $220,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 147,917 | $220,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 4,627 | $219,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 16,815 | $219,000 | thousands by filing date | |
| DOLE PLC | G27907107 | ORD SHS | 25,772 | $218,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 5,626 | $217,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 26,709 | $217,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 12,410 | $216,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,439 | $215,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,144 | $215,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,223 | $215,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,854 | $215,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 6,566 | $215,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,300 | $214,000 | thousands by filing date | put |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 12,715 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 4,665 | $214,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 218,000 | $214,000 | thousands by filing date | principal |
| WW INTL INC | 98262P101 | COM | 33,388 | $213,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 7,577 | $212,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 24,074 | $212,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,384 | $211,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 17,916 | $211,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 5,178 | $211,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 8,396 | $210,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 76,076 | $210,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 37,755 | $210,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 23,481 | $209,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 83,105 | $209,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 54 | $209,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 14,466 | $209,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 13,560 | $209,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 8,034 | $209,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 7,565 | $208,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 9,251 | $208,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 7,228 | $207,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 14,269 | $207,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 6,120 | $206,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 72,409 | $206,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 6,648 | $206,000 | thousands by filing date | |
| TPG INC COM CL A | 872657101 | Stock | 8,532 | $204,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 22,882 | $204,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 11,247 | $204,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 14,955 | $204,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 40,561 | $204,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 20,740 | $204,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 219,243 | $204,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 4,529 | $203,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 32,017 | $202,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 31,036 | $202,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 5,551 | $202,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 2,961 | $202,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 12,018 | $200,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 149,693 | $200,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 16,152 | $200,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 14,033 | $199,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 46,446 | $198,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 8,600 | $198,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 22,074 | $197,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 7,860 | $197,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 80,506 | $197,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 8,792 | $197,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 5,850 | $197,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 15,484 | $197,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 2,170 | $196,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,091 | $196,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 41,229 | $196,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 6,796 | $196,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 9,481 | $196,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 7,637 | $196,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 25,000 | $196,000 | thousands by filing date | call |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 7,772 | $196,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 61,259 | $196,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 45,105 | $195,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 16,148 | $195,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 22,489 | $195,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 200,000 | $195,000 | thousands by filing date | principal |
| OLIN CORP | 680665205 | COM PAR $1 | 4,200 | $194,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,732 | $194,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 16,964 | $194,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 9,513 | $194,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 10,250 | $193,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 5,839 | $192,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 23,948 | $192,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 14,512 | $192,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 4,107 | $191,000 | thousands by filing date | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 9,171 | $191,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 4,380 | $189,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 960 | $188,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 74,425 | $188,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 12,049 | $188,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 14,001 | $188,000 | thousands by filing date | |
| WALKME LTD ORD SHS | M97628107 | Stock | 18,511 | $188,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 32,557 | $187,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,800 | $185,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 175,416 | $185,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 6,001 | $185,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 700 | $184,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 2,600 | $184,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 4,806 | $184,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 15,522 | $184,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 5,909 | $184,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 10,498 | $184,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 24,313 | $183,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 23,994 | $183,000 | thousands by filing date | |
| ENFUSION INC | 292812104 | CL A | 17,822 | $182,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 96,302 | $182,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 12,441 | $181,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 11,501 | $180,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 3,904 | $180,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 9,163 | $180,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 2,593 | $180,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,067 | $180,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,300 | $179,000 | thousands by filing date | put |
| MERCHANTS BANCORP IND | 58844R108 | COM | 7,879 | $179,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 13,665 | $179,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 5,146 | $179,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,046 | $179,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 193,000 | $179,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044105 | COM | 2,092 | $178,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 9,773 | $177,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,802 | $177,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 13,403 | $177,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 18,000 | $177,000 | thousands by filing date | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 8,788 | $176,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 4,870 | $176,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,899 | $176,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 6,556 | $175,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 2,953 | $175,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 6,915 | $175,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 44,211 | $175,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 3,290 | $174,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 49,538 | $174,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,215 | $174,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 9,122 | $173,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 5,603 | $173,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,538 | $173,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,276 | $172,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,701 | $171,000 | thousands by filing date | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 11,250 | $171,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 3,500 | $170,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 8,150 | $170,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 11,108 | $170,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 34,614 | $169,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 21,934 | $169,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 27,792 | $168,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 254,000 | $168,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 21,522 | $167,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,429 | $167,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 8,378 | $167,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 10,174 | $167,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 171,000 | $167,000 | thousands by filing date | principal |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 6,445 | $167,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 3,594 | $166,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 8,556 | $166,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 9,554 | $166,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 12,704 | $165,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 2,552 | $164,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 9,051 | $164,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 11,200 | $164,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 2,225 | $164,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 9,023 | $163,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 3,405 | $163,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 11,599 | $163,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 5,837 | $163,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 4,487 | $163,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 100,361 | $163,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 7,644 | $162,000 | thousands by filing date | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 76,867 | $162,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 22,137 | $162,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 4,683 | $162,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 5,977 | $162,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 30,078 | $160,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 25,949 | $160,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 8,318 | $160,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 15,254 | $160,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 161,000 | $160,000 | thousands by filing date | principal |
| ARTESIAN RES CORP | 043113208 | CL A | 3,244 | $159,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 13,934 | $158,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 5,464 | $157,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,850 | $157,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 3,508 | $157,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 6,081 | $157,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 31,755 | $157,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 4,006 | $157,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 16,320 | $156,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,200 | $155,000 | thousands by filing date | put |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 4,818 | $155,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 41,361 | $155,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 3,548 | $155,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,982 | $154,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 3,825 | $154,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 22,462 | $154,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 24,256 | $154,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 16,400 | $154,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 40,313 | $154,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 5,400 | $153,000 | thousands by filing date | call |
| WIDEOPENWEST INC | 96758W101 | COM | 8,368 | $153,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 3,237 | $153,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 189,283 | $153,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 6,162 | $153,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 6,813 | $152,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 4,325 | $152,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 11,910 | $150,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 7,357 | $149,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 8,944 | $149,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 108,395 | $149,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 4,827 | $148,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 6,495 | $148,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,786 | $148,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 3,142 | $148,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,508 | $148,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 150,500 | $148,000 | thousands by filing date | principal |
| OCEANFIRST FINL CORP | 675234108 | COM | 7,710 | $147,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 6,697 | $147,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 32,144 | $147,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 29,777 | $146,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 11,479 | $146,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 8,376 | $146,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 22,909 | $146,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 4,295 | $145,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 5,748 | $145,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 13,159 | $145,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 19,367 | $145,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 18,193 | $144,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,290 | $143,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 10,075 | $143,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 8,163 | $143,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,966 | $143,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 50,338 | $143,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 5,086 | $142,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 4,846 | $142,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 7,706 | $141,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 8,558 | $141,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 18,240 | $141,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 5,559 | $140,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 10,325 | $140,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 26,046 | $140,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 5,300 | $139,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 13,280 | $139,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 5,254 | $139,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,706 | $138,000 | thousands by filing date | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 225,383 | $137,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,108 | $136,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,100 | $136,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 600 | $136,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,774 | $136,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 9,012 | $136,000 | thousands by filing date | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 10,798 | $135,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 6,654 | $135,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 2,244 | $135,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 3,113 | $135,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 6,332 | $134,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 3,713 | $134,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 7,301 | $134,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 4,945 | $134,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 2,629 | $134,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 36,861 | $133,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,782 | $133,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 5,995 | $132,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,373 | $132,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 141,530 | $132,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 600 | $131,000 | thousands by filing date | put |
| INTERFACE INC | 458665304 | COM | 10,378 | $131,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,936 | $131,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 4,742 | $130,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 35,149 | $130,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 7,195 | $130,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 3,272 | $130,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 28,196 | $130,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 128,039 | $130,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 3,739 | $129,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 2,175 | $129,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 18,667 | $129,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 3,641 | $129,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000184 | this filing | 2022-08-12 | acceptance time not in the bulk data set |