13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 7,969 holding rows worth $389,911,065,000.
- Accession
- 0000072971-22-000135
- Filer
- CIK 72971
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 19,952 entries on the cover page, a total value of $389,911,065,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $389,911,065,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 1,048 | $21,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 39,739 | $21,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 630 | $20,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 627 | $20,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 300 | $20,000 | thousands by filing date | put |
| TURQUOISE HILL RES LTD | 900435207 | COM | 650 | $20,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 301 | $20,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,933 | $20,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 1,445 | $20,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,055 | $20,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 654 | $20,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 1,880 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 674 | $20,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 2,916 | $20,000 | thousands by filing date | |
| Draganfly Inc | 26142Q205 | COM | 8,435 | $20,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 16,463 | $20,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 473 | $20,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 1,909 | $20,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 17,366 | $20,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 2,339 | $20,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 2,955 | $20,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,266 | $20,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 707 | $19,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 3,937 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 501 | $19,000 | thousands by filing date | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 844 | $19,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,146 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,012 | $19,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 2,194 | $19,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 828 | $19,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 220 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 167 | $19,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 800 | $19,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 2,526 | $19,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 1,071 | $19,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 3,085 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 384 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P548 | FUND | 252 | $19,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 3,302 | $19,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 4,600 | $19,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 10,947 | $19,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 2,940 | $19,000 | thousands by filing date | |
| POINTS COM INC | 73085G109 | COM | 1,000 | $19,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 1,900 | $19,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 100 | $18,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 9,605 | $18,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,255 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 350 | $18,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 749 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 912 | $18,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 551 | $18,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 4,761 | $18,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 921 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 203 | $18,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 1,092 | $18,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 1,650 | $18,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 13,210 | $18,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 4,500 | $18,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 5,895 | $18,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 18,000 | $18,000 | thousands by filing date | principal |
| GOLD STD VENTURES CORP | 380738104 | COM | 40,000 | $18,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 19,521 | $18,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 5,800 | $18,000 | thousands by filing date | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 723 | $18,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 100 | $17,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 6,639 | $17,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 100 | $17,000 | thousands by filing date | put |
| FLEX LNG LTD | G35947202 | SHS | 600 | $17,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 614 | $17,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,300 | $17,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 4,875 | $17,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 2,745 | $17,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 2,060 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 114 | $17,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 471 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 826 | $17,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,253 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 850 | $17,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 6,409 | $17,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 4,125 | $17,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 1,519 | $17,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 2,100 | $17,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 20,698 | $17,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 1,700 | $17,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 8,000 | $17,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 16,304 | $17,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 100 | $16,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,500 | $16,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,996 | $16,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,200 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 513 | $16,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,520 | $16,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 1,585 | $16,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 885 | $16,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 750 | $16,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 3,597 | $16,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 1,891 | $16,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,710 | $16,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 6,000 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 460 | $16,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 13,000 | $16,000 | thousands by filing date | principal |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 2,968 | $16,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 1,075 | $16,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 400 | $16,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 2,904 | $16,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 7,077 | $16,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 7,500 | $16,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 5,364 | $16,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 7,025 | $16,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 2,847 | $16,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 3,916 | $16,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 7,003 | $16,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 15,267 | $16,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 1,713 | $16,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 3,517 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 1,600 | $16,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 2,215 | $15,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 100 | $15,000 | thousands by filing date | put |
| TPG INC COM CL A | 872657101 | Stock | 514 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 100 | $15,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 626 | $15,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 1,826 | $15,000 | thousands by filing date | |
| ARTERIS INC | 04302A104 | COM | 1,148 | $15,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 200 | $15,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5,000 | $15,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 616 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 200 | $15,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 3,766 | $15,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1,700 | $15,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 51,453 | $15,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,266 | $15,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 13,151 | $15,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,000 | $15,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 7,796 | $15,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 9,960 | $15,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 1,521 | $15,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,231 | $15,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 2,039 | $15,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 16,123 | $15,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 10,700 | $15,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 2,425 | $15,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 11,140 | $15,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 100 | $14,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 250 | $14,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 4,193 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 500 | $14,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 434 | $14,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,678 | $14,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 160 | $14,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 1,132 | $14,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 160 | $14,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 269 | $14,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 151 | $14,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A176 | RIGHT 04/19/2022 | 70,988 | $14,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 254 | $14,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 5,943 | $14,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 1,211 | $14,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 9,850 | $14,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 28,541 | $14,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 1,992 | $14,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 2,158 | $14,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 1,400 | $14,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 11,016 | $14,000 | thousands by filing date | |
| MEAT TECH 3D LTD | 583435102 | COM | 2,750 | $14,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 2,000 | $13,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 1,373 | $13,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 498 | $13,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 2,415 | $13,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 8,504 | $13,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 1,596 | $13,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 713 | $13,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 489 | $13,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 2,055 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 364 | $13,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,102 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 214 | $13,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 585 | $13,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 553 | $13,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 4,405 | $13,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 15,751 | $13,000 | thousands by filing date | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 2,045 | $13,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 11,308 | $13,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 57,257 | $13,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 13,000 | $13,000 | thousands by filing date | principal |
| XOS INC | 98423B108 | COM | 4,321 | $13,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 8,975 | $13,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 2,681 | $13,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 9,200 | $13,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 2,637 | $13,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 3,106 | $13,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 3,561 | $13,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 14,082 | $13,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 200 | $12,000 | thousands by filing date | put |
| GPGI INC COM CL A | 20459V105 | Stock | 1,656 | $12,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 511 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 365 | $12,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,659 | $12,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 538 | $12,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 529 | $12,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,201 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 500 | $12,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 175 | $12,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 510 | $12,000 | thousands by filing date | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 300 | $12,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 2,400 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 228 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 519 | $12,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 838 | $12,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 283 | $12,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 6,080 | $12,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 2,955 | $12,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 3,004 | $12,000 | thousands by filing date | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 1,663 | $12,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 4,000 | $12,000 | thousands by filing date | call |
| PROPHASE LABS INC | 74345W108 | COM | 1,608 | $12,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,718 | $12,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 3,538 | $12,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 9,462 | $12,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 629 | $12,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 150 | $12,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 5,000 | $12,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 12,000 | $12,000 | thousands by filing date | principal |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 152,454 | $12,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 3,654 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 200 | $11,000 | thousands by filing date | put |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 335 | $11,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 225 | $11,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 489 | $11,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 651 | $11,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 319 | $11,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 303 | $11,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,139 | $11,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 32,531 | $11,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 3,100 | $11,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 2,673 | $11,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 238 | $11,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 691 | $11,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 2,773 | $11,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 480 | $11,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 3,000 | $11,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 614 | $11,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,612 | $11,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 3,782 | $11,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 3,112 | $11,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 10,286 | $11,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 8,994 | $11,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 1,108 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 501 | $11,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 428 | $11,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 50,996 | $11,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 10,321 | $11,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 4,000 | $11,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 15,029 | $11,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 197 | $10,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 100 | $10,000 | thousands by filing date | put |
| IMMUNOME INC | 45257U108 | COM | 1,846 | $10,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 653 | $10,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 165 | $10,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 1,808 | $10,000 | thousands by filing date | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 2,102 | $10,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 1,549 | $10,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 3,694 | $10,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,574 | $10,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,996 | $10,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 446 | $10,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 5,071 | $10,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T503 | EMRG MKT EQUIT | 163 | $10,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 1,000 | $10,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 4,001 | $10,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 973 | $10,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 1,043 | $10,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 10,500 | $10,000 | thousands by filing date | principal |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 4,852 | $10,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 3,213 | $10,000 | thousands by filing date | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 1,465 | $10,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,946 | $10,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 4,958 | $10,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 1,857 | $10,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086109 | CL A COM | 1,000 | $10,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 6,330 | $10,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 4,600 | $10,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 3,992 | $10,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 1,000 | $10,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 1,000 | $10,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 1,000 | $10,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 10,500 | $10,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 588 | $10,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 289 | $10,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 1,000 | $10,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 39,656 | $10,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 4,504 | $9,000 | thousands by filing date | |
| PHARMING GROUP NV SPON ADS | 71716E105 | ADR | 974 | $9,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 93 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 311 | $9,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 1,042 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 236 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 501 | $9,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 2,892 | $9,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 1,445 | $9,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 234 | $9,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,659 | $9,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 1,772 | $9,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,078 | $9,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 330 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 200 | $9,000 | thousands by filing date | |
| Karooooo Ltd | Y4600W108 | COM | 301 | $9,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 1,582 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 385 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 201 | $9,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 632 | $9,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 2,090 | $9,000 | thousands by filing date | |
| EROS MEDIA WORLD PLC | g3788r105 | COM | 3,301 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 401 | $9,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 359 | $9,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,183 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092261 | PFD SECS INCOME | 376 | $9,000 | thousands by filing date | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 250 | $9,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 700 | $9,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 1,188 | $9,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 2,026 | $9,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 11,000 | $9,000 | thousands by filing date | principal |
| THORNE HEALTHTECH INC | 885260109 | COM | 1,469 | $9,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 12,500 | $9,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 1,268 | $9,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 1,689 | $9,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 316 | $9,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| SNOW LAKE RES LTD | 83336J208 | COM | 1,000 | $9,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 52,000 | $9,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $9,000 | thousands by filing date | principal |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,555 | $9,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 3,139 | $9,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 1,091 | $8,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 2,839 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 88 | $8,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 524 | $8,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 1,788 | $8,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,004 | $8,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 418 | $8,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 2,086 | $8,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 338 | $8,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 300 | $8,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 10,734 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 200 | $8,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 155 | $8,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 3,677 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 251 | $8,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 1,463 | $8,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 5,183 | $8,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 10,181 | $8,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 198 | $8,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 879 | $8,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 3,596 | $8,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 345 | $8,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 2,059 | $8,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 3,636 | $8,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 2,950 | $8,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 1,127 | $8,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 1,580 | $8,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 2,757 | $8,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 3,807 | $8,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 700 | $8,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 800 | $8,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 525 | $8,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 4,359 | $8,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 1,586 | $8,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 7,500 | $8,000 | thousands by filing date | principal |
| CONFORMIS INC | 20717E101 | COM | 12,546 | $8,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 6,621 | $8,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E632 | CMN | 326 | $8,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 226 | $8,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 102 | $7,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 1,655 | $7,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 197 | $7,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 1,273 | $7,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 605 | $7,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 2,813 | $7,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 825 | $7,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 3,663 | $7,000 | thousands by filing date | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 307 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 102 | $7,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 150 | $7,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,499 | $7,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E624 | ETC CABANA TARGT | 313 | $7,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 339 | $7,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 1,902 | $7,000 | thousands by filing date | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 1,257 | $7,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 4,300 | $7,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,190 | $7,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 3,696 | $7,000 | thousands by filing date | |
| SIGNA SPORTS UNITED NV | N80029106 | ORD SHS | 900 | $7,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 4,000 | $7,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 4,000 | $7,000 | thousands by filing date | principal |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 738 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 226 | $7,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 3,421 | $7,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 2,671 | $7,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 8,198 | $7,000 | thousands by filing date | |
| DAVE INC | 23834J102 | CLASS A COM | 1,036 | $7,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 300 | $7,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 2,524 | $7,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 4,176 | $7,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J103 | COM | 1,227 | $7,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 750 | $7,000 | thousands by filing date | |
| TREPONT ACQUISITION COR-CW26 | G9095M127 | *W EXP 11/24/202 | 50,000 | $7,000 | thousands by filing date | |
| VTEX SHS CL A | G9470A102 | Stock | 1,000 | $6,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 71 | $6,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 1,026 | $6,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 1,212 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 231 | $6,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 102 | $6,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 307 | $6,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 642 | $6,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 813 | $6,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 298 | $6,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 1,930 | $6,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 1,193 | $6,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 684 | $6,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 225 | $6,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 883 | $6,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 3,195 | $6,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 990 | $6,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,264 | $6,000 | thousands by filing date | |
| EQRX INC | 26886C107 | COM | 1,381 | $6,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 183 | $6,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 10,029 | $6,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,500 | $6,000 | thousands by filing date | principal |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 1,957 | $6,000 | thousands by filing date | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 1,289 | $6,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,000 | $6,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 1,315 | $6,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 1,835 | $6,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 1,009 | $6,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 6,760 | $6,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 20,401 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 400 | $6,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 200 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 450 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 201 | $6,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 2,047 | $6,000 | thousands by filing date | |
| LUMIRADX LTD | G5709L109 | SHS | 1,000 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 625 | $6,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 3,949 | $6,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 5,598 | $6,000 | thousands by filing date | |
| ISOPLEXIS CORP | 465005106 | COM | 1,831 | $6,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 2,977 | $6,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1,591 | $6,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 216 | $6,000 | thousands by filing date | |
| SONO GROUP N V | N81409109 | COM | 1,200 | $6,000 | thousands by filing date | |
| SONO GROUP N V | N81409109 | COM | 1,200 | $6,000 | thousands by filing date | put |
| SG BLOCKS INC | 78418A505 | COM NEW | 3,249 | $6,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 1,131 | $6,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 301 | $6,000 | thousands by filing date | |
| FIRST WAVE BIOPHARMA INC | 33749P101 | CMN | 5,677 | $6,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 600 | $6,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 87 | $5,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 38 | $5,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 788 | $5,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 228 | $5,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 400 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 54 | $5,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 154 | $5,000 | thousands by filing date | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 599 | $5,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 2,000 | $5,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 230 | $5,000 | thousands by filing date | |
| WALLBOX NV | N94209108 | SHS CL A | 375 | $5,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 807 | $5,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 7,702 | $5,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 125 | $5,000 | thousands by filing date | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 311 | $5,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 173 | $5,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 779 | $5,000 | thousands by filing date | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 581 | $5,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 478 | $5,000 | thousands by filing date | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 220 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 201 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 101 | $5,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 1,416 | $5,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 718 | $5,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,752 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 244 | $5,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 552 | $5,000 | thousands by filing date | |
| AFTERNEXT HEALTHTECH ACQUISITION | G01109118 | COMMON STOCK-FO | 500 | $5,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 1,696 | $5,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,000 | $5,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 15,507 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,000 | $5,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 2,057 | $5,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC | 85572U102 | COM | 620 | $5,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 2,286 | $5,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 2,501 | $5,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 5,500 | $5,000 | thousands by filing date | principal |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 277 | $5,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 2,487 | $5,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,543 | $5,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 151 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000135 | this filing | 2022-05-16 | acceptance time not in the bulk data set |