13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 7,969 holding rows worth $389,911,065,000.
- Accession
- 0000072971-22-000135
- Filer
- CIK 72971
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 19,952 entries on the cover page, a total value of $389,911,065,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $389,911,065,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 12,672 | $193,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 8,425 | $192,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 10,931 | $192,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 19,563 | $192,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 30,969 | $191,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 25,536 | $191,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 8,774 | $190,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 13,613 | $190,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 62,490 | $190,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 15,098 | $189,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 22,975 | $189,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 22,458 | $189,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,530 | $188,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 18,256 | $186,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 11,814 | $186,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 25,688 | $185,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,447 | $185,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 18,470 | $185,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 700 | $184,000 | thousands by filing date | put |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 22,480 | $184,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 12,998 | $184,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 15,649 | $184,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 6,821 | $184,000 | thousands by filing date | |
| WALKME LTD ORD SHS | M97628107 | Stock | 12,133 | $184,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 3,536 | $184,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 5,696 | $183,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 9,278 | $183,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 7,264 | $183,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 193,000 | $183,000 | thousands by filing date | principal |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 6,848 | $182,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 21,115 | $182,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 171,000 | $182,000 | thousands by filing date | principal |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,148 | $182,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 5,843 | $181,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 16,040 | $181,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 86,969 | $181,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,500 | $181,000 | thousands by filing date | put |
| ISHARES TR | 46436E759 | COM | 2,947 | $180,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9,308 | $180,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 9,517 | $180,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 18,314 | $180,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,966 | $180,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 22,724 | $180,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 35,615 | $179,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 6,025 | $179,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,000 | $178,000 | thousands by filing date | put |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 27,943 | $178,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 10,453 | $177,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 9,096 | $177,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 18,000 | $176,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 29,935 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,541 | $175,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 13,908 | $175,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 6,842 | $175,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 57,842 | $174,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 11,570 | $174,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 7,578 | $174,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 14,825 | $174,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 33,461 | $174,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 18,821 | $174,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,400 | $173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 3,355 | $173,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 96,923 | $173,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 181,000 | $173,000 | thousands by filing date | principal |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 7,695 | $172,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 10,348 | $172,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 24,206 | $172,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 5,304 | $171,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 600 | $171,000 | thousands by filing date | put |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 7,483 | $171,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 25,038 | $171,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 66,488 | $171,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 8,500 | $170,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,133 | $170,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,481 | $170,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 2,649 | $169,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 16,730 | $169,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,854 | $169,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 169,000 | $169,000 | thousands by filing date | principal |
| Cigna Corporation | 125523100 | COM | 700 | $168,000 | thousands by filing date | put |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 11,079 | $168,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 12,473 | $168,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 24,870 | $168,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 7,353 | $167,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 27,837 | $167,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,064 | $167,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 7,631 | $166,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 24,562 | $166,000 | thousands by filing date | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 13,600 | $165,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 42,875 | $165,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 6,640 | $163,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 3,341 | $163,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 24,699 | $163,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 44,219 | $163,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 140,500 | $163,000 | thousands by filing date | principal |
| BLUEBIRD BIO INC | 09609G100 | COM | 33,432 | $162,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 24,494 | $162,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 4,600 | $162,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 21,576 | $162,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 10,190 | $161,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 161,000 | $161,000 | thousands by filing date | principal |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 4,274 | $160,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 5,767 | $159,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 71,226 | $158,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 12,770 | $158,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 3,099 | $158,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 29,097 | $157,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 13,781 | $157,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 4,949 | $157,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 2,225 | $157,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 8,400 | $156,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 2,401 | $156,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 6,625 | $156,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,500 | $155,000 | thousands by filing date | put |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 15,833 | $155,000 | thousands by filing date | |
| BOXED INC | 103174108 | COM | 15,304 | $155,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 70,613 | $154,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 15,096 | $154,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 11,904 | $154,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 9,072 | $153,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 6,277 | $153,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 15,467 | $153,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 18,705 | $153,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 23,041 | $153,000 | thousands by filing date | |
| DOLE PLC | G27907107 | ORD SHS | 12,292 | $152,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 10,726 | $150,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 39,387 | $150,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 1,564 | $149,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,706 | $149,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 4,750 | $149,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 7,420 | $149,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,446 | $148,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 10,674 | $148,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 4,813 | $147,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 354,164 | $147,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 2,869 | $147,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 34,810 | $147,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 3,299 | $146,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 5,006 | $146,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 61,192 | $146,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 153,500 | $146,000 | thousands by filing date | principal |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 2,918 | $145,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 11,229 | $145,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 4,833 | $145,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 5,028 | $145,000 | thousands by filing date | |
| Valneva SE ADR | 92025Y103 | COM | 4,238 | $145,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 117,638 | $145,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 18,662 | $144,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 33,741 | $144,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 2,224 | $144,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 20,761 | $144,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 22,630 | $144,000 | thousands by filing date | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 9,813 | $143,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 21,682 | $142,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 267,823 | $142,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,067 | $141,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 13,092 | $140,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 5,148 | $140,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 6,404 | $140,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,421 | $140,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 6,317 | $140,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 134,000 | $140,000 | thousands by filing date | principal |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 47,130 | $140,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 2,155 | $139,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 12,324 | $139,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 10,799 | $139,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 6,321 | $139,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 17,397 | $139,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 135,000 | $139,000 | thousands by filing date | principal |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 2,076 | $138,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,396 | $138,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 26,107 | $138,000 | thousands by filing date | |
| STERLING CHECK CORP | 85917T109 | COM | 5,256 | $138,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,800 | $137,000 | thousands by filing date | call |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 4,392 | $137,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 10,124 | $137,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 5,429 | $136,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 43,008 | $136,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 4,722 | $136,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,771 | $136,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 20,269 | $136,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 6,156 | $135,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 18,004 | $135,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 33,223 | $135,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 6,975 | $135,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 53,027 | $134,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 14,612 | $134,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 20,839 | $134,000 | thousands by filing date | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 7,827 | $134,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 18,570 | $134,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 108,000 | $134,000 | thousands by filing date | principal |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 5,594 | $133,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 2,803 | $133,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,700 | $132,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 8,234 | $132,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 29,612 | $132,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 90,000 | $132,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,565 | $130,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,692 | $130,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 4,500 | $129,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 2,528 | $129,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 10,748 | $128,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 14,784 | $128,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 6,297 | $128,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 4,690 | $127,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 126,000 | $127,000 | thousands by filing date | principal |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 6,891 | $126,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,183 | $126,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 9,513 | $126,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 14,800 | $125,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 16,353 | $125,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 38,768 | $125,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,035 | $124,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 14,283 | $124,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 25,711 | $124,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 31,461 | $124,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 2,870 | $123,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,580 | $123,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 21,323 | $123,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 31,400 | $123,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 59,434 | $123,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 7,965 | $122,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 4,166 | $122,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 13,214 | $121,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 121,000 | $121,000 | thousands by filing date | principal |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 600 | $120,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 7,352 | $120,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 14,216 | $120,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 4,278 | $120,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,100 | $119,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,573 | $119,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 80,284 | $119,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 5,709 | $119,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 12,427 | $119,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 13,321 | $118,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,484 | $118,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 89,570 | $118,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 3,809 | $118,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 9,915 | $117,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 8,777 | $117,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 5,076 | $117,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,501 | $117,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 3,680 | $117,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 3,938 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 1,401 | $117,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 4,333 | $116,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 11,087 | $116,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 24,840 | $116,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 9,990 | $116,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 48,062 | $116,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 4,737 | $115,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 20,076 | $115,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 5,070 | $115,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 7,275 | $115,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 9,521 | $115,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 11,438 | $114,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,317 | $114,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 72,500 | $114,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 18,518 | $114,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,337 | $113,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 2,401 | $113,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 9,818 | $113,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 4,763 | $113,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,498 | $113,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 12,482 | $113,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 9,267 | $113,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 91,887 | $113,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 36,323 | $113,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 100,000 | $112,000 | thousands by filing date | principal |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 9,669 | $112,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 6,901 | $112,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 103,200 | $111,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 21,103 | $111,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 7,856 | $111,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 9,000 | $111,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 7,494 | $111,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 170,650 | $111,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 80,189 | $111,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 3,794 | $110,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 4,051 | $110,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 8,122 | $110,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 1,002 | $109,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 1,958 | $109,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 10,160 | $109,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 3,921 | $109,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 19,082 | $109,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 90,000 | $109,000 | thousands by filing date | principal |
| IDEANOMICS INC | 45166V106 | COM | 97,879 | $109,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 54 | $109,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 11,273 | $108,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 28,523 | $108,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 300 | $107,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,030 | $107,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 43,586 | $107,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 55,441 | $107,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 2,233 | $106,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,321 | $106,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 25,266 | $106,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 8,669 | $105,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 17,371 | $105,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 5,472 | $105,000 | thousands by filing date | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 4,432 | $105,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 276,051 | $105,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 15,000 | $105,000 | thousands by filing date | principal |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 660 | $104,000 | thousands by filing date | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 6,848 | $104,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,900 | $104,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,900 | $104,000 | thousands by filing date | call |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,268 | $104,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 26,827 | $104,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,700 | $104,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 5,707 | $104,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 17,375 | $104,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 45,656 | $104,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 4,680 | $103,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,198 | $103,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,259 | $103,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 14,731 | $103,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 21,402 | $103,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 16,200 | $103,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 1,607 | $103,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 5,612 | $102,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 22,444 | $101,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 952 | $101,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,176 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,525 | $101,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 40,021 | $101,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 49,325 | $101,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 3,999 | $100,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,697 | $100,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 6,286 | $100,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 4,100 | $100,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 787 | $100,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 172,418 | $100,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,312 | $100,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 3,749 | $100,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,461 | $99,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,098 | $99,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 10,000 | $99,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 5,188 | $98,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 7,653 | $98,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,362 | $98,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,481 | $98,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,487 | $98,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 56,668 | $98,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 9,611 | $98,000 | thousands by filing date | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 115,000 | $98,000 | thousands by filing date | principal |
| CADIZ INC | 127537207 | COM NEW | 46,867 | $97,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 6,018 | $97,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 10,910 | $97,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 4,695 | $97,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 6,173 | $96,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 16,956 | $96,000 | thousands by filing date | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 5,211 | $96,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 15,974 | $96,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 3,959 | $96,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 22,862 | $96,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 1,477 | $96,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 13,178 | $96,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 41,625 | $96,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 3,949 | $95,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 1,320 | $95,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E616 | CMN | 4,150 | $95,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 17,517 | $95,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1,648 | $94,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 6,368 | $94,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 4,147 | $94,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 1,280 | $94,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,513 | $93,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 11,543 | $93,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 5,198 | $92,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 20,197 | $92,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 17,705 | $91,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 11,103 | $91,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 75,935 | $91,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 4,709 | $91,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 4,244 | $90,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 1,581 | $90,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,136 | $90,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 41,514 | $90,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 25,208 | $90,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 84,431 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,780 | $89,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 14,327 | $89,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 2,802 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,104 | $88,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 21,499 | $88,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 1,433 | $88,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 3,179 | $88,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 22,396 | $88,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 2,531 | $87,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 6,739 | $87,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 6,569 | $87,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 7,445 | $87,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 15,614 | $87,000 | thousands by filing date | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 100,000 | $87,000 | thousands by filing date | principal |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 30,237 | $87,000 | thousands by filing date | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 15,310 | $86,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,841 | $86,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 900 | $85,000 | thousands by filing date | put |
| GARRETT MOTION INC | 366505105 | COM | 11,802 | $85,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 11,932 | $85,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 4,011 | $85,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 9,819 | $85,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 51,761 | $85,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 4,653 | $85,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 8,490 | $85,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,939 | $84,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 81,659 | $84,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 6,100 | $84,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 3,884 | $84,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 20,237 | $84,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 7,367 | $83,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 4,750 | $83,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 4,163 | $83,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 4,253 | $82,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,627 | $82,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 3,410 | $82,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 14,092 | $82,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 28,348 | $82,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,300 | $81,000 | thousands by filing date | put |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 1,483 | $81,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 5,339 | $81,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 37,997 | $81,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 3,189 | $81,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 5,001 | $81,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,779 | $81,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 3,195 | $80,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 16,220 | $80,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,047 | $80,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 18,158 | $80,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 49,875 | $80,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,789 | $79,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 1,954 | $79,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 4,713 | $79,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 71,163 | $79,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 4,310 | $79,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 66,298 | $79,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1,551 | $78,000 | thousands by filing date | |
| IRENLTDF | Q4982L109 | STOK | 5,000 | $78,000 | thousands by filing date | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 4,852 | $78,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 3,042 | $78,000 | thousands by filing date | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 4,313 | $77,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 247 | $77,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 7,033 | $77,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,918 | $77,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 14,866 | $76,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 600 | $76,000 | thousands by filing date | put |
| WILLDAN GROUP INC | 96924N100 | COM | 2,473 | $76,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 24,463 | $76,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U705 | 6.25 CNV PFD C | 3,350 | $76,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 8,186 | $76,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 60,000 | $76,000 | thousands by filing date | principal |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 24,790 | $75,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 19,910 | $75,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,530 | $75,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 5,656 | $75,000 | thousands by filing date | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 2,309 | $75,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 40,830 | $75,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 68,000 | $75,000 | thousands by filing date | principal |
| VITA COCO CO INC | 92846Q107 | COM | 8,306 | $74,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 3,167 | $74,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 4,446 | $74,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 2,628 | $74,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 72,678 | $74,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A110 | *W EXP 99/99/999 | 45,600 | $74,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 2,079 | $73,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 557 | $73,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 3,449 | $73,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 11,822 | $72,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,000 | $72,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,305 | $72,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 926 | $72,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 4,999 | $72,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 15,015 | $72,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 10,600 | $72,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 8,352 | $72,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 1,721 | $72,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 10,839 | $72,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 66,410 | $72,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 1,479 | $71,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1,283 | $71,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 10,044 | $71,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 7,442 | $71,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 5,408 | $71,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 17,734 | $71,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 9,644 | $71,000 | thousands by filing date | |
| VACASA INC | 91854V107 | COM | 8,568 | $71,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 18,252 | $71,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 14,240 | $71,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 400 | $70,000 | thousands by filing date | put |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 8,290 | $70,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,883 | $70,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 9,696 | $70,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 2,656 | $70,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,001 | $69,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 4,075 | $69,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 1,165 | $69,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 6,253 | $69,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 3,430 | $69,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000135 | this filing | 2022-05-16 | acceptance time not in the bulk data set |