13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 7,969 holding rows worth $389,911,065,000.
- Accession
- 0000072971-22-000135
- Filer
- CIK 72971
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 19,952 entries on the cover page, a total value of $389,911,065,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $389,911,065,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 7,900 | $69,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 38,446 | $69,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 2,955 | $69,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 2,001 | $69,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 4,728 | $69,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,311 | $69,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 17,049 | $69,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,691 | $68,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 4,841 | $68,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 7,783 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,043 | $68,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 10,656 | $68,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 2,266 | $68,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 4,742 | $68,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 2,380 | $68,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 40,092 | $68,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 6,434 | $67,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 2,844 | $67,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,096 | $67,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,840 | $67,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,176 | $66,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 6,000 | $66,000 | thousands by filing date | call |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 7,996 | $66,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 7,650 | $66,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 7,781 | $66,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,847 | $66,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 4,469 | $66,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 10,711 | $66,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 47,703 | $66,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 400 | $65,000 | thousands by filing date | put |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1,040 | $65,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 8,030 | $65,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 47,306 | $64,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 9,893 | $64,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 6,273 | $64,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 24,572 | $64,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 22,000 | $64,000 | thousands by filing date | principal |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 14,126 | $64,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 4,553 | $64,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 24,000 | $64,000 | thousands by filing date | principal |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,440 | $63,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 58,867 | $63,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 4,106 | $63,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 21,049 | $63,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 45,000 | $63,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 21,072 | $63,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 17,258 | $62,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,289 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,954 | $62,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 10,778 | $62,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 75,729 | $62,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 42,584 | $62,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 9,038 | $61,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 32,169 | $61,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 26,852 | $61,000 | thousands by filing date | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 4,000 | $61,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,683 | $61,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 3,737 | $61,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,498 | $61,000 | thousands by filing date | |
| CARNIVAL CORP | 143658BE1 | NOTE 5.750% 4/0 | 29,000 | $61,000 | thousands by filing date | principal |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 201,150 | $61,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 60,000 | $61,000 | thousands by filing date | principal |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 6,973 | $60,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 2,676 | $60,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 8,032 | $60,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 2,000 | $60,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 62,000 | $60,000 | thousands by filing date | principal |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 7,449 | $60,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 4,229 | $59,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 25,764 | $59,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 2,505 | $59,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 12,929 | $59,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 18,241 | $59,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 93,698 | $59,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 3,496 | $59,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 800 | $58,000 | thousands by filing date | put |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 22,100 | $58,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 1,763 | $58,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 4,088 | $58,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 6,515 | $58,000 | thousands by filing date | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 3,027 | $58,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 14,108 | $58,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 4,467 | $57,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,125 | $57,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 9,978 | $57,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,526 | $57,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 4,585 | $57,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 28,666 | $57,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 2,355 | $57,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 100,070 | $57,000 | thousands by filing date | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 1,605 | $56,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 23,811 | $56,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 8,402 | $56,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,611 | $56,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 3,706 | $56,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 7,141 | $56,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 11,543 | $56,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 10,067 | $56,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 3,411 | $56,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 6,527 | $56,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 26,383 | $56,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 10,511 | $56,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 11,745 | $56,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,000 | $55,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 1,533 | $55,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 7,708 | $55,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 12,863 | $55,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 1,317 | $55,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 6,151 | $55,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 16,225 | $55,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 89,492 | $55,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 2,200 | $55,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 129,668 | $55,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,434 | $54,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1,455 | $54,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 2,173 | $54,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 5,548 | $54,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 297 | $54,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 7,470 | $54,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 4,266 | $53,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 3,100 | $53,000 | thousands by filing date | put |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 3,937 | $53,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 16,022 | $53,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 37,630 | $53,000 | thousands by filing date | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 1,809 | $53,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 6,730 | $53,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 13,326 | $53,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 29,722 | $53,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 3,499 | $53,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 4,715 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 2,251 | $52,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 1,300 | $52,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 6,937 | $52,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 2,138 | $52,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,552 | $52,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 2,203 | $52,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,849 | $52,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,185 | $52,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 7,749 | $52,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 63,966 | $52,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 44,681 | $52,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 32,236 | $52,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 10,197 | $52,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 11,785 | $51,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 7,013 | $51,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 11,257 | $51,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 5,703 | $51,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 5,114 | $51,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 3,699 | $51,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 5,931 | $51,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 50,000 | $51,000 | thousands by filing date | principal |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 60,196 | $51,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,478 | $51,000 | thousands by filing date | |
| Zivo Bioscience Inc | 98978N200 | COM | 13,356 | $51,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 1,941 | $51,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 9,142 | $50,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,853 | $50,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 222 | $50,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 432 | $50,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 2,100 | $50,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 50,000 | $50,000 | thousands by filing date | principal |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 50,000 | $50,000 | thousands by filing date | principal |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 2,483 | $50,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 10,662 | $50,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 50,000 | $50,000 | thousands by filing date | principal |
| ICOSAVAX INC | 45114M109 | COM | 7,042 | $50,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,569 | $50,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 1,436 | $49,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 925 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 1,712 | $49,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 500 | $49,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 71,818 | $49,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 16,826 | $49,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 2,303 | $48,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,546 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 627 | $48,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 9,574 | $48,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 1,195 | $48,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 4,702 | $48,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 15,736 | $48,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 11,988 | $48,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 5,985 | $48,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 3,257 | $48,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 9,126 | $47,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 1,938 | $47,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 577 | $47,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 5,933 | $47,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 5,763 | $47,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 1,843 | $47,000 | thousands by filing date | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 3,470 | $47,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,265 | $47,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 1,962 | $47,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,757 | $47,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,756 | $47,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 4,484 | $46,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 9,590 | $46,000 | thousands by filing date | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 5,707 | $46,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 9,078 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 516 | $46,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 10,046 | $46,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 501 | $46,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 4,868 | $46,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 1,125 | $46,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,000 | $45,000 | thousands by filing date | put |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 4,191 | $45,000 | thousands by filing date | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 4,249 | $45,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 14,385 | $45,000 | thousands by filing date | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 48,000 | $45,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 2,253 | $45,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 15,000 | $45,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 2,090 | $45,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 6,106 | $45,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 10,326 | $45,000 | thousands by filing date | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 53,000 | $45,000 | thousands by filing date | principal |
| NANTHEALTH INC | 630104107 | CMN | 60,255 | $45,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 1,776 | $45,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,136 | $44,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 4,860 | $44,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,311 | $44,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 4,175 | $44,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,591 | $44,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 11,000 | $44,000 | thousands by filing date | |
| CINCOR PHARMA INC | 17240Y109 | COM | 2,531 | $44,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 4,673 | $44,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 5,341 | $43,000 | thousands by filing date | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 4,037 | $43,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,724 | $43,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 8,701 | $43,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 22,569 | $43,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 27,431 | $43,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 4,382 | $43,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 28,923 | $43,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 1,345 | $42,000 | thousands by filing date | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 3,220 | $42,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 6,926 | $42,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 7,946 | $42,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 5,598 | $42,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 5,593 | $42,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y396 | HOTEL ETF | 1,589 | $42,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 14,494 | $42,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,167 | $42,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 14,004 | $42,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 12,671 | $42,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 103,466 | $42,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 17,620 | $42,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,177 | $41,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 6,098 | $41,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 563 | $41,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 6,509 | $41,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,656 | $41,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 3,655 | $41,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 324 | $40,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 2,031 | $40,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 802 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 711 | $40,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 15,933 | $40,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 11,393 | $40,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 11,212 | $40,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 23,851 | $40,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 14,000 | $40,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 6,568 | $40,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 4,944 | $39,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,139 | $39,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 4,989 | $39,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 2,529 | $39,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,015 | $39,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 4,284 | $39,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,515 | $39,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 15,571 | $39,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 6,500 | $39,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 3,894 | $39,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 5,900 | $39,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 10,000 | $39,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 1,112 | $39,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 3,932 | $38,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 2,419 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 1,620 | $38,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 2,104 | $38,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 33,000 | $38,000 | thousands by filing date | principal |
| ATRECA INC | 04965G109 | COM | 12,037 | $38,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 35,000 | $38,000 | thousands by filing date | principal |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 34,768 | $38,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 1,200 | $38,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,095 | $37,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 800 | $37,000 | thousands by filing date | put |
| UDEMY INC COM | 902685106 | Stock | 2,967 | $37,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 5,750 | $37,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 4,942 | $37,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 3,350 | $37,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 3,250 | $37,000 | thousands by filing date | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 1,539 | $37,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,195 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 732 | $37,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 4,131 | $37,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 6,904 | $37,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 5,855 | $37,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,688 | $36,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 5,066 | $36,000 | thousands by filing date | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 5,123 | $36,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 4,200 | $36,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 6,353 | $36,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 39,000 | $36,000 | thousands by filing date | principal |
| KATAPULT HOLDINGS INC | 485859102 | COM | 14,783 | $36,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 6,022 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,703 | $35,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 322 | $35,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 58,238 | $35,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 2,270 | $35,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 1,010 | $35,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 13,000 | $34,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 500 | $34,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 900 | $34,000 | thousands by filing date | put |
| REKOR SYSTEMS INC | 759419104 | COM | 7,413 | $34,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 7,624 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 567 | $34,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,119 | $34,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 2,007 | $34,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 21,207 | $34,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 16,035 | $34,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 7,434 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,025 | $34,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 3,450 | $34,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 9,441 | $33,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 500 | $33,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 656 | $33,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 4,088 | $33,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 2,792 | $33,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 1,555 | $33,000 | thousands by filing date | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 1,986 | $33,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 56 | $33,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 16,234 | $33,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 1,628 | $33,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 5,036 | $33,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 6,722 | $33,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 3,028 | $33,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 3,481 | $33,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 10,863 | $33,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,843 | $32,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 9,391 | $32,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 3,201 | $32,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,884 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 724 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 948 | $32,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,025 | $32,000 | thousands by filing date | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 2,369 | $32,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 24,938 | $32,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 11,602 | $32,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 10,386 | $32,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 14,692 | $32,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 145,879 | $32,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 7,625 | $32,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 1,213 | $31,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 831 | $31,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 3,718 | $31,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 3,485 | $31,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 14,251 | $31,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 9,859 | $31,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 2,969 | $31,000 | thousands by filing date | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 1,976 | $31,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 835 | $31,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 2,780 | $31,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 23,357 | $31,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 295 | $30,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 3,401 | $30,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 1,261 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 1,487 | $30,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 10,000 | $30,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 518 | $30,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 3,454 | $30,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,000 | $29,000 | thousands by filing date | put |
| REDWIRE CORPORATION | 75776W103 | COM | 3,456 | $29,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 7,662 | $29,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 836 | $29,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 8,201 | $29,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 721 | $29,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 1,493 | $29,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 20,642 | $29,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 600 | $29,000 | thousands by filing date | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 2,499 | $29,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 9,941 | $29,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 25,410 | $29,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,790 | $29,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 485 | $29,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 1,180 | $29,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 29,000 | $29,000 | thousands by filing date | principal |
| BIOMERICA INC | 09061H307 | COM NEW | 6,566 | $29,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 9,135 | $29,000 | thousands by filing date | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 1,981 | $28,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 11,113 | $28,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 500 | $28,000 | thousands by filing date | put |
| CRICUT INC | 22658D100 | COM CL A | 2,123 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 147 | $28,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 3,283 | $28,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 94,674 | $28,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 12,271 | $28,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 6,095 | $28,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 24,647 | $28,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 29,605 | $28,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 4,018 | $27,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 532 | $27,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 861 | $27,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,427 | $27,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,165 | $27,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 2,785 | $27,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 2,562 | $27,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 1,221 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 838 | $27,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 675 | $27,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 1,497 | $27,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 2,700 | $27,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 6,857 | $27,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 52,249 | $27,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 26,320 | $27,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 43,555 | $27,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 15,410 | $27,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 44,395 | $27,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 22,832 | $27,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 300 | $26,000 | thousands by filing date | put |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 502 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 603 | $26,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 4,900 | $26,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 6,123 | $26,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 8,100 | $26,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 5,036 | $26,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 820 | $26,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 5,747 | $26,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 13,986 | $26,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 3,667 | $26,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 50,000 | $26,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 5,328 | $26,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 8,259 | $26,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 100,050 | $26,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 46,672 | $26,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 4,100 | $25,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 5,795 | $25,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 3,274 | $25,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 3,594 | $25,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 18,244 | $25,000 | thousands by filing date | |
| LARGO INC | 517097101 | COM | 2,000 | $25,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 3,500 | $25,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 3,558 | $25,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 3,360 | $25,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 6,200 | $25,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 13,155 | $25,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,255 | $24,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 12,359 | $24,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 2,939 | $24,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 22,863 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1,201 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 521 | $24,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 3,472 | $24,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 3,239 | $24,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 1,042 | $24,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 6,501 | $24,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 49,543 | $24,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 122,354 | $24,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 2,430 | $24,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 4,286 | $23,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,100 | $23,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 2,468 | $23,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 3,054 | $23,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 400 | $23,000 | thousands by filing date | put |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 1,052 | $23,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 9,310 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 296 | $23,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,019 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 152 | $23,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 4,458 | $23,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 10,361 | $23,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 943 | $23,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 702 | $23,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 48,062 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 593 | $23,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 447 | $22,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,843 | $22,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,605 | $22,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 11,000 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 501 | $22,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2,011 | $22,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 117,937 | $22,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 10,450 | $22,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 11,464 | $22,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 9,540 | $22,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 2,656 | $22,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 10,621 | $22,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 22,000 | $22,000 | thousands by filing date | principal |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 2,285 | $21,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 5,315 | $21,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 3,160 | $21,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 2,950 | $21,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 588 | $21,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 661 | $21,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 854 | $21,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 540 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 375 | $21,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 3,305 | $21,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,842 | $21,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 1,958 | $21,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 649 | $21,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 766 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000135 | this filing | 2022-05-16 | acceptance time not in the bulk data set |