13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,701 holding rows worth $455,078,779,000.
- Accession
- 0000072971-21-000339
- Filer
- CIK 72971
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 21,907 entries on the cover page, a total value of $455,078,779,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $455,078,779,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAllspring Global Investments LLC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerAllspring Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 156,191 | $24,735,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 116,321 | $24,732,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V907 | CALL | 150,300 | $24,682,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,423,889 | $24,652,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 458,740 | $24,643,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 678,833 | $24,641,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 733,287 | $24,638,000 | thousands by filing date | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 13,308,000 | $24,579,000 | thousands by filing date | principal |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 476,460 | $24,576,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 142,783 | $24,574,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 977,063 | $24,486,000 | thousands by filing date | |
| RH | 74967XAD5 | CV | 7,767,000 | $24,439,000 | thousands by filing date | principal |
| UGI CORP NEW COM | 902681105 | Stock | 570,595 | $24,319,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 275,902 | $24,318,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 814,207 | $24,304,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 999,234 | $24,291,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 328,897 | $24,282,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 223,993 | $24,270,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,024,529 | $24,251,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 796,226 | $24,213,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,136,737 | $24,031,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508904 | CALL | 125,000 | $24,026,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 266,560 | $24,011,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 778,541 | $24,002,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 625,340 | $23,976,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 232,500 | $23,924,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 254,227 | $23,917,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 803,695 | $23,886,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,495,526 | $23,883,000 | thousands by filing date | |
| MICROSOFT CORP | 594918954 | PUT | 84,705 | $23,881,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,095,784 | $23,844,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 764,146 | $23,825,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 135,577 | $23,815,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 185,929 | $23,744,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 8,598,577 | $23,732,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 102,400 | $23,660,000 | thousands by filing date | call |
| ELI LILLY & CO | 532457958 | PUT | 102,400 | $23,660,000 | thousands by filing date | put |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 2,424,529 | $23,639,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 14,676,000 | $23,633,000 | thousands by filing date | principal |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 234,855 | $23,602,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 246,095 | $23,586,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 346,827 | $23,577,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 277,100 | $23,565,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 1,032,443 | $23,550,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 437,070 | $23,539,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 541,977 | $23,537,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X909 | CALL | 69,300 | $23,443,000 | thousands by filing date | call |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 561,780 | $23,410,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 630,393 | $23,406,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 468,991 | $23,402,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 134,900 | $23,389,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,692,150 | $23,352,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,359,093 | $23,308,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 318,850 | $23,200,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 753,976 | $23,117,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 150,159 | $23,086,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 471,598 | $23,080,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 408,711 | $22,888,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 219,221 | $22,807,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 220,679 | $22,683,000 | thousands by filing date | |
| SABRE GLBL INC | 78573NAE2 | BOND | 13,086,000 | $22,637,000 | thousands by filing date | principal |
| RBC BEARINGS INC | 75524B203 | CONV | 202,800 | $22,606,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 438,164 | $22,596,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 381,091 | $22,587,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 1,072,297 | $22,475,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 1,185,712 | $22,469,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 161,051 | $22,408,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 94,249 | $22,405,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 90,295 | $22,401,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 195,552 | $22,336,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 198,618 | $22,300,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 721,422 | $22,285,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 295,434 | $22,263,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 509,316 | $22,257,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 390,649 | $22,210,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 261,686 | $22,197,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 152,859 | $22,175,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 186,866 | $22,167,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 46,200 | $22,130,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 112,340 | $22,015,000 | thousands by filing date | |
| HERSHEY CO | 427866908 | CALL | 130,000 | $22,003,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 542,383 | $21,999,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 441,023 | $21,976,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 646,714 | $21,930,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 1,281,806 | $21,919,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 218,867 | $21,909,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 486,428 | $21,894,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 318,161 | $21,883,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 115,543 | $21,871,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 3,410,864 | $21,864,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,605,613 | $21,837,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 282,079 | $21,836,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 372,585 | $21,833,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 354,077 | $21,787,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 210,468 | $21,759,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 84,822 | $21,673,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 750,618 | $21,670,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 79,374 | $21,669,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 663,856 | $21,628,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 872,620 | $21,580,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 225,184 | $21,493,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 235,285 | $21,488,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 81,939 | $21,486,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 466,262 | $21,467,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 651,170 | $21,463,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 554,765 | $21,403,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 434,658 | $21,402,000 | thousands by filing date | |
| ISHARES TR | 464288903 | CALL | 244,100 | $21,356,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 116,921 | $21,337,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 178,671 | $21,313,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 732,739 | $21,309,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 600,000 | $21,306,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 17,350,000 | $21,301,000 | thousands by filing date | principal |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 604,303 | $21,277,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1,398,116 | $21,266,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 14,215,000 | $21,235,000 | thousands by filing date | principal |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 382,713 | $21,229,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 150,000 | $21,226,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 519,815 | $21,224,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 141,426 | $21,213,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 79,842 | $21,175,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 274,355 | $21,153,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 1,772,242 | $21,143,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 164,137 | $21,139,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 190,853 | $21,135,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 416,624 | $21,098,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 652,443 | $21,094,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 146,693 | $21,090,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 150,326 | $21,069,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 175,893 | $20,998,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 493,046 | $20,980,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 221,653 | $20,951,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 240,482 | $20,951,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 218,747 | $20,888,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 417,151 | $20,887,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 200,657 | $20,874,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,493,604 | $20,847,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 13,622,000 | $20,843,000 | thousands by filing date | principal |
| MASIMO CORP COM | 574795100 | Stock | 76,971 | $20,837,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 389,606 | $20,809,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 845,915 | $20,742,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,044,296 | $20,667,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 116,216 | $20,658,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 56,820 | $20,626,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 374,550 | $20,615,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 807,472 | $20,590,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 197,896 | $20,554,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 751,929 | $20,535,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,784,507 | $20,486,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 818,007 | $20,483,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 688,819 | $20,417,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 343,093 | $20,366,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,903,440 | $20,348,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 252,649 | $20,281,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 2,011,088 | $20,272,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 944,416 | $20,229,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W955 | COM | 529,400 | $20,228,000 | thousands by filing date | put |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 646,133 | $20,159,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 318,746 | $20,154,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 793,770 | $20,146,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 235,055 | $20,098,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,575,270 | $20,084,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 807,243 | $20,077,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 425,025 | $20,015,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 78,158 | $19,991,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 798,671 | $19,968,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 377,796 | $19,944,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 314,942 | $19,923,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 167,943 | $19,922,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 756,935 | $19,885,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 896,623 | $19,851,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 386,128 | $19,850,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 197,539 | $19,700,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L888 | CMN | 986,331 | $19,672,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 259,360 | $19,662,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 765,202 | $19,628,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 502,562 | $19,504,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 13,695,000 | $19,473,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 521,222 | $19,458,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 257,360 | $19,443,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 134,651 | $19,433,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 195,715 | $19,423,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 290,103 | $19,384,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 226,867 | $19,374,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 787,117 | $19,347,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 417,614 | $19,345,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 156,702 | $19,311,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 5,913,000 | $19,288,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 856,987 | $19,205,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 684,865 | $19,176,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 302,475 | $19,122,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,673,393 | $19,110,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 606,557 | $19,052,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 373,241 | $19,039,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 652,074 | $19,034,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 251,532 | $19,024,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 266,480 | $19,005,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 591,097 | $18,992,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 200,229 | $18,984,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 924,659 | $18,974,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 866,859 | $18,932,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 902,387 | $18,896,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 455,144 | $18,853,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 754,318 | $18,828,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 14,151,000 | $18,793,000 | thousands by filing date | principal |
| EVERTEC INC | 30040P103 | COM | 410,390 | $18,762,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 5,181,304 | $18,757,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 133,360 | $18,756,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 163,379 | $18,748,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,599,681 | $18,732,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 312,478 | $18,702,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 311,895 | $18,675,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 169,122 | $18,631,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 897,803 | $18,630,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 88,445 | $18,627,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 424,000 | $18,609,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 436,792 | $18,608,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,185,842 | $18,606,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 279,986 | $18,603,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 241,716 | $18,530,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 101,700 | $18,520,000 | thousands by filing date | put |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 773,214 | $18,472,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 781,072 | $18,457,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 383,845 | $18,433,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 100,873 | $18,413,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,551,531 | $18,371,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 421,019 | $18,369,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 680,319 | $18,355,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,097,709 | $18,354,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 331,393 | $18,343,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 8,786,000 | $18,323,000 | thousands by filing date | principal |
| JELD-WEN HLDG INC | 47580P103 | COM | 730,240 | $18,279,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 753,706 | $18,261,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 612,707 | $18,259,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 343,832 | $18,216,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 348,257 | $18,182,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 12,975,000 | $18,156,000 | thousands by filing date | principal |
| UMPQUA HOLDINGS | 904214103 | COM | 894,978 | $18,122,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,210,432 | $18,120,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 340,613 | $18,105,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 233,736 | $18,065,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 457,949 | $18,044,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 381,641 | $17,979,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 332,884 | $17,970,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 369,929 | $17,923,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,099,725 | $17,914,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,541,527 | $17,867,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 150,583 | $17,841,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 390,405 | $17,826,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 76,909 | $17,802,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 403,418 | $17,754,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,193,751 | $17,727,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 2,455,206 | $17,701,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 764,491 | $17,683,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 477,599 | $17,680,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 582,189 | $17,652,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 129,967 | $17,614,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 203,133 | $17,575,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 586,419 | $17,569,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 774,599 | $17,545,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 674,647 | $17,541,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 384,228 | $17,514,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 246,076 | $17,508,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 3,542,795 | $17,501,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,033,328 | $17,487,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 309,470 | $17,373,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 475,352 | $17,355,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,219,442 | $17,352,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 210,165 | $17,308,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 490,193 | $17,289,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 61,200 | $17,254,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 128,463 | $17,234,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,002,775 | $17,208,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 493,638 | $17,123,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 13,960,000 | $17,120,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 365,037 | $17,105,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 261,721 | $17,100,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 4,477,000 | $17,077,000 | thousands by filing date | principal |
| TOPBUILD COR COM | 89055F103 | Stock | 83,358 | $17,073,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 745,188 | $17,072,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 496,954 | $17,051,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 887,275 | $17,044,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 286,857 | $17,011,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 200,000 | $16,972,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 212,759 | $16,968,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,297,039 | $16,939,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 589,971 | $16,938,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 101,126 | $16,914,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 319,208 | $16,889,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 299,203 | $16,866,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 430,460 | $16,865,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 767,626 | $16,865,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 643,231 | $16,840,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 261,226 | $16,825,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,846,861 | $16,825,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 364,990 | $16,818,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 106,984 | $16,787,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 270,375 | $16,783,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 100,000 | $16,753,000 | thousands by filing date | call |
| AMERICAN EXPRESS CO | 025816959 | COM | 100,000 | $16,753,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 562,445 | $16,751,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 235,507 | $16,749,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 322,764 | $16,745,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 103,855 | $16,722,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 239,837 | $16,717,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 339,538 | $16,702,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 93,684 | $16,688,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 842,767 | $16,687,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,052,532 | $16,640,000 | thousands by filing date | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 10,474,000 | $16,637,000 | thousands by filing date | principal |
| CRH PLC ADS | 12626K203 | ADR | 355,872 | $16,633,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 884,944 | $16,584,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 468,218 | $16,538,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 669,099 | $16,513,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 228,117 | $16,481,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,674,947 | $16,414,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 6,400,000 | $16,390,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 719,558 | $16,359,000 | thousands by filing date | |
| ORCL 280121C00240000 | 68389x905 | CALL | 187,700 | $16,354,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 141,527 | $16,320,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 190,414 | $16,294,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,217,116 | $16,285,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 229,208 | $16,282,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,611,716 | $16,230,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 867,873 | $16,186,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 384,870 | $16,130,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 720,851 | $16,119,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 321,568 | $16,117,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 306,838 | $16,114,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 306,650 | $16,097,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1,072,828 | $16,071,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 670,824 | $16,066,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 241,418 | $16,064,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,245,856 | $16,059,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 326,792 | $16,038,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 411,857 | $16,029,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 803,455 | $16,021,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 194,906 | $15,975,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 573,466 | $15,972,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 339,854 | $15,969,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 140,323 | $15,936,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 80,248 | $15,887,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 22,223,000 | $15,863,000 | thousands by filing date | principal |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 699,718 | $15,806,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 144,092 | $15,745,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 189,150 | $15,740,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 749,701 | $15,729,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 412,104 | $15,664,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 606,630 | $15,652,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 424,502 | $15,643,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 490,689 | $15,565,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 1,240,679 | $15,533,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 736,467 | $15,532,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 353,117 | $15,481,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 1,034,521 | $15,476,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 462,833 | $15,451,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 14,713,000 | $15,434,000 | thousands by filing date | principal |
| APA CORPORATION COM | 03743Q108 | Stock | 717,912 | $15,385,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 182,231 | $15,350,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,025,323 | $15,318,000 | thousands by filing date | |
| INTEL CORP | 458140950 | PUT | 287,500 | $15,318,000 | thousands by filing date | put |
| HEALTHCARE | 42225P501 | CL A NEW | 516,039 | $15,306,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 205,538 | $15,299,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 237,293 | $15,281,000 | thousands by filing date | |
| SNOWFLAKE INC | 833445959 | PUT | 50,500 | $15,273,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 1,093,361 | $15,252,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 194,215 | $15,237,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 611,647 | $15,212,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G902 | CALL | 258,200 | $15,187,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 79,311 | $15,157,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 413,922 | $15,125,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 377,448 | $15,105,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 3,140 | $15,051,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 10,499,000 | $15,032,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 183,675 | $15,019,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 137,997 | $15,017,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 349,041 | $15,014,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 331,486 | $15,013,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 452,502 | $14,992,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 626,112 | $14,958,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 132,433 | $14,957,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 480,394 | $14,954,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 321,698 | $14,946,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 165,160 | $14,911,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 876,909 | $14,881,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 525,870 | $14,846,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 353,022 | $14,845,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 288,901 | $14,835,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 13,491,000 | $14,819,000 | thousands by filing date | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 663,930 | $14,813,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 148,747 | $14,800,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 907,868 | $14,799,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 507,855 | $14,753,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 113,298 | $14,753,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 143,613 | $14,753,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 165,697 | $14,752,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 263,821 | $14,716,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 632,979 | $14,711,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 986,217 | $14,695,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 445,365 | $14,671,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 376,388 | $14,660,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 538,767 | $14,655,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 385,851 | $14,651,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,052,090 | $14,624,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 531,137 | $14,580,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 203,021 | $14,577,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,254,619 | $14,541,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 768,090 | $14,524,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 124,642 | $14,521,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 279,654 | $14,520,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 146,677 | $14,519,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 181,341 | $14,518,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 602,092 | $14,504,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 577,088 | $14,485,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 402,834 | $14,458,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 8,496,500 | $14,439,000 | thousands by filing date | principal |
| UPSTARTHLDGSINC | 91680M107 | STOK | 45,548 | $14,414,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 144,973 | $14,400,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 92,030 | $14,394,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 707,219 | $14,392,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 189,017 | $14,377,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 335,264 | $14,376,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 298,975 | $14,375,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 541,689 | $14,328,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 279,398 | $14,302,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 763,444 | $14,292,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,031,024 | $14,279,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 97,912 | $14,267,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,565,031 | $14,246,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 182,288 | $14,237,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 337,315 | $14,225,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 14,926,000 | $14,181,000 | thousands by filing date | principal |
| U S PHYSICAL THERAPY | 90337L108 | COM | 127,914 | $14,148,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 325,336 | $14,140,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 924,687 | $14,139,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 651,542 | $14,125,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 360,742 | $14,113,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 27,646 | $14,092,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 10,327,000 | $14,066,000 | thousands by filing date | principal |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 93,084 | $14,064,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 461,226 | $14,049,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 243,125 | $14,021,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 300,323 | $13,993,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 627,968 | $13,985,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,054,396 | $13,950,000 | thousands by filing date | |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 6,492,000 | $13,945,000 | thousands by filing date | principal |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 650,532 | $13,895,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 206,299 | $13,891,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 427,344 | $13,867,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 1,213,899 | $13,862,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 335,379 | $13,861,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,027,715 | $13,802,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 427,092 | $13,791,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 109,326 | $13,756,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 493,384 | $13,746,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 9,800,000 | $13,733,000 | thousands by filing date | principal |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 328,394 | $13,731,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 738,807 | $13,713,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 54,435 | $13,651,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 494,720 | $13,649,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 508,060 | $13,646,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 201,101 | $13,638,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 560,063 | $13,592,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,314,323 | $13,564,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 323,970 | $13,548,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 580,308 | $13,526,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 230,396 | $13,504,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,138,000 | $13,473,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 157,377 | $13,466,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 307,352 | $13,465,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 188,007 | $13,459,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 215,512 | $13,454,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 108,327 | $13,337,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 178,004 | $13,330,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,207,980 | $13,287,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 951,379 | $13,271,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,628,739 | $13,226,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,694,000 | $13,198,000 | thousands by filing date | principal |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 402,580 | $13,193,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 253,167 | $13,185,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 375,648 | $13,181,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,949,777 | $13,180,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 506,958 | $13,151,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 22,710 | $13,135,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042958 | FTSE EMR MKT ETF | 261,781 | $13,091,000 | thousands by filing date | put |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,214,558 | $13,080,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 239,852 | $13,079,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 155,547 | $13,056,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 3,439,000 | $13,055,000 | thousands by filing date | principal |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 144,671 | $13,049,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 274,263 | $13,047,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 217,504 | $13,039,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 144,534 | $13,031,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 573,195 | $13,013,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 470,759 | $13,007,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 342,176 | $12,992,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 175,257 | $12,973,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 170,009 | $12,961,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 8,798,000 | $12,929,000 | thousands by filing date | principal |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 522,576 | $12,881,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000339 | this filing | 2021-11-15 | acceptance time not in the bulk data set |