13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-05, with 7,242 holding rows worth $362,077,450,000.
- Accession
- 0000072971-20-000356
- Filer
- CIK 72971
- Filed
- 2020-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 21,064 entries on the cover page, a total value of $362,077,450,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,077,450,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 140,567 | $2,931,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 784,500 | $2,927,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 252,769 | $2,927,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 141,146 | $2,925,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 238,515 | $2,920,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 226,944 | $2,918,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 2,299,000 | $2,910,000 | thousands by filing date | principal |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 260,284 | $2,908,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 17,994 | $2,905,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 6,167,000 | $2,905,000 | thousands by filing date | principal |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 109,402 | $2,895,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 326,443 | $2,893,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 30,321 | $2,892,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 492,536 | $2,891,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 267,545 | $2,885,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 647,401 | $2,881,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 46,345 | $2,880,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 218,130 | $2,878,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 31,524 | $2,877,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 56,315 | $2,874,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 273,798 | $2,872,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 76,587 | $2,870,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 152,362 | $2,866,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 28,176 | $2,862,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,539,500 | $2,862,000 | thousands by filing date | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 172,504 | $2,861,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 164,952 | $2,858,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 174,483 | $2,853,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 646,184 | $2,850,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 45,680 | $2,847,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 183,431 | $2,847,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 33,110 | $2,845,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 1,838,000 | $2,844,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,210,000 | $2,842,000 | thousands by filing date | principal |
| MFA FINL INC | 55272X102 | COM | 1,058,368 | $2,837,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 578,563 | $2,835,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 157,473 | $2,833,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 387,644 | $2,825,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 41,740 | $2,819,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 116,871 | $2,818,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 561,009 | $2,811,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 109,525 | $2,809,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 219,216 | $2,807,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 347,684 | $2,805,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 29,011 | $2,804,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 290,155 | $2,803,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 355,795 | $2,801,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 57,035 | $2,796,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 61,006 | $2,793,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 223,200 | $2,788,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 105,504 | $2,785,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 121,440 | $2,783,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 97,963 | $2,778,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 366,011 | $2,777,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 188,514 | $2,770,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 144,668 | $2,762,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 67,098 | $2,757,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,733,500 | $2,752,000 | thousands by filing date | principal |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 400,354 | $2,750,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 50,999 | $2,744,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 669,751 | $2,733,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 317,904 | $2,730,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 4,959,372 | $2,725,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 225,605 | $2,720,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 4,000,000 | $2,720,000 | thousands by filing date | principal |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 285,602 | $2,716,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 241,777 | $2,710,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 134,080 | $2,706,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 20,703 | $2,693,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 241,800 | $2,690,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 124,600 | $2,689,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 125,138 | $2,686,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 29,345 | $2,684,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 300,000 | $2,682,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 123,460 | $2,673,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 307,114 | $2,670,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 38,908 | $2,664,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 2,255,000 | $2,664,000 | thousands by filing date | principal |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 90,056 | $2,660,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 219,266 | $2,654,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 73,198 | $2,653,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 577,624 | $2,646,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 211,396 | $2,644,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 68,395 | $2,637,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 65,524 | $2,637,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 293,467 | $2,629,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 64,134 | $2,619,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 297,012 | $2,619,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 209,532 | $2,617,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 90,323 | $2,616,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 179,008 | $2,614,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 146,736 | $2,611,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 639,327 | $2,609,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 51,047 | $2,607,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 326,981 | $2,603,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 209,304 | $2,587,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 72,978 | $2,585,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 820,000 | $2,584,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 124,312 | $2,578,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 161,256 | $2,577,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 42,594 | $2,570,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 85,973 | $2,567,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 65,020 | $2,566,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 85,528 | $2,565,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 245,412 | $2,564,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 18,472 | $2,560,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 77,576 | $2,556,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 113,998 | $2,554,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 218,258 | $2,549,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 607,926 | $2,547,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 17,781 | $2,542,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 199,321 | $2,539,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 32,910 | $2,538,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 140,551 | $2,536,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 153,243 | $2,535,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 45,901 | $2,532,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 124,993 | $2,531,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 90,000 | $2,530,000 | thousands by filing date | call |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 116,374 | $2,528,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,089,200 | $2,528,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 56,960 | $2,523,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,046,774 | $2,522,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 74,102 | $2,522,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 14,964 | $2,521,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 216,826 | $2,521,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 29,290 | $2,521,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 132,216 | $2,520,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 731,738 | $2,518,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 920,228 | $2,512,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 66,456 | $2,508,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 568,299 | $2,507,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 130,566 | $2,506,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 100,668 | $2,506,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 225,460 | $2,502,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 27,151 | $2,498,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 231,624 | $2,497,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 95,304 | $2,497,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 65,385 | $2,496,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 392,333 | $2,496,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 93,063 | $2,492,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 286,776 | $2,492,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 156,851 | $2,485,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 42,795 | $2,482,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 125,929 | $2,477,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 140,990 | $2,474,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 405,800 | $2,471,000 | thousands by filing date | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 140,903 | $2,469,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 106,033 | $2,464,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 192,786 | $2,461,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 117,347 | $2,459,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 30,192 | $2,452,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 130,291 | $2,449,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 40,802 | $2,444,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 389,847 | $2,440,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 181,247 | $2,437,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 66,883 | $2,434,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 49,511 | $2,430,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 116,351 | $2,429,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 61,609 | $2,424,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 81,478 | $2,423,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 234,130 | $2,421,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 221,475 | $2,415,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 178,936 | $2,414,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 136,395 | $2,414,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 102,713 | $2,413,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 36,761 | $2,412,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 197,065 | $2,405,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 129,170 | $2,405,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 93,607 | $2,403,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 57,872 | $2,392,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 82,322 | $2,390,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 78,767 | $2,381,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 55,958 | $2,377,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 187,380 | $2,373,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 186,789 | $2,372,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 915,792 | $2,371,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 385,857 | $2,369,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 2,526,000 | $2,368,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 63,683 | $2,367,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 227,409 | $2,367,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 84,321 | $2,366,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,513 | $2,363,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 169,675 | $2,360,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 168,734 | $2,359,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 753,768 | $2,352,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 384,013 | $2,350,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 47,702 | $2,348,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 129,053 | $2,347,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 255,925 | $2,340,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 193,531 | $2,331,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 174,116 | $2,330,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 146,181 | $2,323,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 57,399 | $2,321,000 | thousands by filing date | |
| GLOBAL BETA ETF TR | 37959X209 | LOW BETA ETF | 112,200 | $2,319,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 366,843 | $2,314,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 261,807 | $2,314,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 56,602 | $2,308,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 177,392 | $2,299,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 233,920 | $2,294,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,519,200 | $2,293,000 | thousands by filing date | call |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 185,745 | $2,292,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 131,247 | $2,283,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 151,727 | $2,283,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 77,567 | $2,282,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 13,924 | $2,277,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 235,881 | $2,277,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 66,647 | $2,274,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 253,714 | $2,270,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 92,489 | $2,269,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 398,616 | $2,268,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 175,972 | $2,267,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 103,769 | $2,266,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 83,546 | $2,262,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 64,047 | $2,254,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 125,064 | $2,251,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 77,720 | $2,249,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 59,474 | $2,247,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 68,410 | $2,244,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 106,863 | $2,239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 183,769 | $2,233,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 320,300 | $2,228,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 91,393 | $2,228,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 42,594 | $2,223,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 2,258,000 | $2,221,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 39,001 | $2,216,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 34,073 | $2,210,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 82,118 | $2,209,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 162,294 | $2,204,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 86,924 | $2,202,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 2,447,000 | $2,199,000 | thousands by filing date | principal |
| HEALTHSTREAM INC | 42222N103 | COM | 109,513 | $2,198,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 541,250 | $2,197,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 89,902 | $2,196,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 92,907 | $2,194,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 41,749 | $2,194,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 148,320 | $2,192,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 291,277 | $2,190,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 168,251 | $2,187,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 20,801 | $2,181,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 55,253 | $2,175,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 567,549 | $2,174,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 381,089 | $2,169,000 | thousands by filing date | |
| GLOBAL BETA ETF TR | 37959X308 | RISING STARS | 102,200 | $2,167,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 84,384 | $2,166,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 279,686 | $2,165,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 86,650 | $2,162,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 406,844 | $2,160,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 74,446 | $2,158,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 91,654 | $2,154,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 782,575 | $2,151,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 96,152 | $2,150,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 218,272 | $2,148,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 97,800 | $2,147,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 414,512 | $2,147,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 215,089 | $2,142,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 102,793 | $2,140,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 791,441 | $2,136,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 87,269 | $2,132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 38,113 | $2,132,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 2,350,000 | $2,131,000 | thousands by filing date | principal |
| SPROTT FOCUS TR INC | 85208J109 | COM | 357,862 | $2,129,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 96,948 | $2,123,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 164,591 | $2,123,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 107,157 | $2,122,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 230,205 | $2,120,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 138,836 | $2,118,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 84,092 | $2,110,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 49,859 | $2,108,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 374,539 | $2,105,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 114,516 | $2,103,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 317,543 | $2,101,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 221,000 | $2,098,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 1,999,000 | $2,098,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,916,500 | $2,092,000 | thousands by filing date | principal |
| STONEX GROUP INC | 861896108 | COM | 40,889 | $2,091,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 708,442 | $2,091,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 143,391 | $2,085,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 52,032 | $2,083,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 61,059 | $2,078,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 757,923 | $2,077,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 229,022 | $2,076,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 151,541 | $2,075,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 90,000 | $2,071,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 59,298 | $2,070,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 63,650 | $2,070,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 103,825 | $2,067,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 54,414 | $2,065,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 139,625 | $2,062,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 103,579 | $2,062,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 48,655 | $2,060,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 161,564 | $2,058,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 11,949 | $2,057,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 49,376 | $2,051,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 71,940 | $2,047,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 162,673 | $2,042,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 109,100 | $2,038,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 75,058 | $2,037,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 145,493 | $2,037,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 104,403 | $2,031,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 33,297 | $2,030,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 53,592 | $2,024,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 283,927 | $2,022,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 202,746 | $2,014,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 231,959 | $2,014,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 140,330 | $2,009,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 61,021 | $2,009,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 98,490 | $2,008,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 72,050 | $2,004,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 1,991,000 | $2,002,000 | thousands by filing date | principal |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 81,418 | $1,993,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,002,000 | $1,990,000 | thousands by filing date | principal |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 132,241 | $1,987,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 110,209 | $1,986,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 325,761 | $1,984,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 2,025,000 | $1,982,000 | thousands by filing date | principal |
| SOLARWINDS CORP | 83417Q105 | COM | 97,427 | $1,981,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 292,280 | $1,979,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 35,113 | $1,979,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 91,919 | $1,977,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 131,712 | $1,976,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 186,461 | $1,975,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 114,794 | $1,973,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 89,536 | $1,969,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 329,562 | $1,968,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 103,161 | $1,966,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 489,615 | $1,964,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 58,651 | $1,959,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 407,679 | $1,954,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 49,836 | $1,954,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 47,074 | $1,953,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 30,157 | $1,950,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 144,989 | $1,949,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 390,800 | $1,945,000 | thousands by filing date | principal |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 103,731 | $1,942,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 286,719 | $1,941,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 46,523 | $1,940,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 356,300 | $1,940,000 | thousands by filing date | put |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 1,872,000 | $1,939,000 | thousands by filing date | principal |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 65,718 | $1,937,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 121,500 | $1,926,000 | thousands by filing date | call |
| United States Brent Oil Fund L | 91167Q100 | COM | 180,696 | $1,924,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 93,364 | $1,924,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 254,113 | $1,923,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 146,390 | $1,921,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 162,540 | $1,918,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 317,075 | $1,912,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 41,019 | $1,906,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 123,901 | $1,902,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 141,044 | $1,898,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 80,378 | $1,888,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 147,044 | $1,882,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 12,000 | $1,882,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 260,682 | $1,879,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 168,909 | $1,877,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 88,129 | $1,873,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 35,451 | $1,873,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 566,995 | $1,872,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 144,652 | $1,865,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 120,072 | $1,860,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 40,575 | $1,858,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 80,000 | $1,856,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 122,370 | $1,856,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 71,875 | $1,852,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 167,664 | $1,851,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 68,697 | $1,848,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 123,308 | $1,848,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 125,347 | $1,848,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 728,000 | $1,844,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 369,100 | $1,840,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 141,087 | $1,840,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 740,000 | $1,838,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 55,244 | $1,838,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 135,675 | $1,836,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 246,363 | $1,836,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 35,539 | $1,835,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 160,794 | $1,835,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 87,575 | $1,833,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 108,452 | $1,828,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 58,632 | $1,826,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 108,144 | $1,826,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 152,625 | $1,825,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 44,204 | $1,824,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 140,778 | $1,821,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 1,975,000 | $1,821,000 | thousands by filing date | principal |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 487,975 | $1,820,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 39,928 | $1,819,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 219,039 | $1,818,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 16,470 | $1,811,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 48,067 | $1,811,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 207,583 | $1,810,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 79,945 | $1,808,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 55,118 | $1,804,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 287,439 | $1,803,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,572,000 | $1,803,000 | thousands by filing date | principal |
| S & T BANCORP INC COM | 783859101 | Stock | 101,906 | $1,802,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 86,220 | $1,802,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 164,920 | $1,801,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 750,252 | $1,801,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 208,366 | $1,800,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 664,411 | $1,800,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 57,727 | $1,798,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 299,572 | $1,798,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 132,017 | $1,797,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 40,739 | $1,796,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 110,198 | $1,794,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 97,199 | $1,794,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 97,571 | $1,793,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 155,354 | $1,791,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 48,043 | $1,786,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 92,771 | $1,783,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,877,000 | $1,779,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 33,338 | $1,773,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 94,017 | $1,771,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 92,490 | $1,770,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,746,500 | $1,764,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 35,729 | $1,762,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 43,218 | $1,760,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 135,271 | $1,754,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,347,371 | $1,751,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 122,390 | $1,747,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 63,005 | $1,746,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 135,688 | $1,744,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 213,899 | $1,736,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 230,070 | $1,724,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 131,780 | $1,722,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 219,906 | $1,720,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 66,497 | $1,719,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 96,427 | $1,719,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 915,900 | $1,716,000 | thousands by filing date | put |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 286,876 | $1,715,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 108,176 | $1,712,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 125,144 | $1,710,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 285,273 | $1,706,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 14,294 | $1,705,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 141,298 | $1,705,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 92,205 | $1,703,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 267,435 | $1,703,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,803,000 | $1,701,000 | thousands by filing date | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 530,600 | $1,700,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 56,549 | $1,696,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 29,383 | $1,691,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 17,120 | $1,691,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 44,087 | $1,688,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 87,988 | $1,686,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 137,413 | $1,686,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 57,052 | $1,680,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 104,264 | $1,679,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 34,700 | $1,678,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 150,812 | $1,672,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 386,139 | $1,669,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 32,176 | $1,667,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 165,562 | $1,662,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 387,395 | $1,662,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 79,140 | $1,661,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 128,058 | $1,661,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 224,034 | $1,660,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 138,754 | $1,659,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 40,669 | $1,656,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 123,010 | $1,656,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 48,152 | $1,654,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 30,286 | $1,654,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 320,326 | $1,653,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 199,932 | $1,651,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 163,070 | $1,646,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 147,854 | $1,644,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 87,778 | $1,642,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 182,200 | $1,642,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 156,199 | $1,640,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 137,135 | $1,639,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 94,721 | $1,637,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 467,467 | $1,637,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 368,838 | $1,637,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 41,980 | $1,635,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 71,287 | $1,635,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 64,220 | $1,628,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 73,843 | $1,628,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 116,078 | $1,625,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 46,677 | $1,624,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 17,330 | $1,624,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 60,035 | $1,624,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 461,259 | $1,623,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 281,623 | $1,622,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 41,415 | $1,614,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 97,262 | $1,612,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 15,275 | $1,612,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 468,686 | $1,611,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 168,251 | $1,610,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 2,000,000 | $1,610,000 | thousands by filing date | principal |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 49,975 | $1,609,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 116,392 | $1,608,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 80,977 | $1,606,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 41,238 | $1,605,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 73,603 | $1,603,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 92,144 | $1,603,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 52,136 | $1,597,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 97,755 | $1,594,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 80,000 | $1,592,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 223,296 | $1,591,000 | thousands by filing date | put |
| TRUEBLUE INC | 89785X101 | COM | 102,502 | $1,588,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 197,281 | $1,586,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000356 | this filing | 2020-11-05 | acceptance time not in the bulk data set |