13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-05, with 7,242 holding rows worth $362,077,450,000.
- Accession
- 0000072971-20-000356
- Filer
- CIK 72971
- Filed
- 2020-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 21,064 entries on the cover page, a total value of $362,077,450,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,077,450,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CNX RES CORP COM | 12653C108 | Stock | 532,393 | $5,025,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 285,826 | $5,025,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 132,170 | $5,023,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 391,818 | $5,023,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 93,024 | $5,014,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 125,380 | $5,006,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 665,454 | $5,004,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 270,747 | $4,993,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 97,961 | $4,986,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 95,699 | $4,980,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 200,078 | $4,976,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 107,188 | $4,970,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,379,702 | $4,967,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 683,467 | $4,962,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 348,987 | $4,949,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 414,445 | $4,944,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 493,492 | $4,935,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 719,985 | $4,931,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 255,570 | $4,929,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 275,875 | $4,924,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 161,817 | $4,921,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 160,261 | $4,919,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 223,662 | $4,916,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 61,009 | $4,915,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 829,500 | $4,908,000 | thousands by filing date | put |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 296,809 | $4,906,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 355,961 | $4,901,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 162,088 | $4,900,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 449,235 | $4,892,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 4,316,000 | $4,888,000 | thousands by filing date | principal |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 473,228 | $4,883,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 28,730 | $4,883,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 348,930 | $4,878,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 50,088 | $4,877,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 3,731,000 | $4,869,000 | thousands by filing date | principal |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 330,017 | $4,864,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 121,703 | $4,862,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 193,141 | $4,848,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 110,142 | $4,840,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 78,119 | $4,829,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 182,099 | $4,817,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 219,097 | $4,816,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 62,259 | $4,813,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 387,850 | $4,809,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,201,771 | $4,807,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 132,858 | $4,805,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 238,359 | $4,802,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 29,717 | $4,794,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 494,226 | $4,790,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 32,747 | $4,782,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 355,513 | $4,771,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 340,092 | $4,768,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 190,184 | $4,766,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 260,474 | $4,764,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 93,951 | $4,755,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 726,361 | $4,751,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 147,752 | $4,749,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,046,099 | $4,748,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 130,416 | $4,742,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 138,530 | $4,739,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 464,154 | $4,735,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 343,465 | $4,734,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 141,011 | $4,734,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 159,732 | $4,733,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 335,856 | $4,726,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 167,848 | $4,717,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 131,861 | $4,714,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 106,041 | $4,702,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 223,922 | $4,698,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 364,995 | $4,694,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 141,294 | $4,693,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 200,839 | $4,692,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 242,316 | $4,691,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 278,305 | $4,683,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 521,819 | $4,680,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 156,329 | $4,678,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 196,575 | $4,659,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 108,700 | $4,659,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 415,775 | $4,656,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 212,430 | $4,645,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,385,346 | $4,641,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 683,974 | $4,637,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 579,411 | $4,635,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 220,868 | $4,630,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 332,173 | $4,628,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 433,564 | $4,626,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 547,240 | $4,623,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 114,483 | $4,618,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 51,422 | $4,614,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 313,553 | $4,613,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 150,053 | $4,606,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 157,761 | $4,589,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 217,873 | $4,586,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 308,329 | $4,585,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 188,444 | $4,577,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 519,397 | $4,575,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 38,759 | $4,573,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 130,000 | $4,568,000 | thousands by filing date | put |
| FORTIS INC | 349553107 | COM | 111,693 | $4,564,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 43,023 | $4,559,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 293,802 | $4,559,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 111,698 | $4,554,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 70,479 | $4,551,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 90,443 | $4,540,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 132,814 | $4,526,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 405,918 | $4,519,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 375,902 | $4,513,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 185,773 | $4,511,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 388,688 | $4,508,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 397,430 | $4,507,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 178,383 | $4,503,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 207,637 | $4,501,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 283,673 | $4,497,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 204,421 | $4,481,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 206,665 | $4,472,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 48,133 | $4,472,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 88,428 | $4,470,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 922,809 | $4,466,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 134,171 | $4,466,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 55,341 | $4,464,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 62,947 | $4,464,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 111,198 | $4,458,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 556,024 | $4,454,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 997,453 | $4,449,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 382,321 | $4,427,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 230,087 | $4,424,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 142,538 | $4,419,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 113,778 | $4,414,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 240,510 | $4,406,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 80,951 | $4,400,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 64,039 | $4,399,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 537,842 | $4,399,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 243,686 | $4,395,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 43,190 | $4,394,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 63,576 | $4,393,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 302,132 | $4,392,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 118,729 | $4,392,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 248,883 | $4,363,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 73,519 | $4,362,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 73,415 | $4,345,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 179,324 | $4,340,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 109,385 | $4,340,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 132,839 | $4,340,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 804,437 | $4,328,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 462,273 | $4,313,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 978,000 | $4,308,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 477,863 | $4,305,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 97,000 | $4,303,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 70,779 | $4,302,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 386,129 | $4,301,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 261,890 | $4,284,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 71,309 | $4,279,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 5,370,000 | $4,274,000 | thousands by filing date | principal |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 252,591 | $4,269,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 70,030 | $4,265,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 405,656 | $4,264,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 251,427 | $4,264,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 306,067 | $4,260,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,339,168 | $4,259,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 555,187 | $4,258,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 307,638 | $4,254,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 266,377 | $4,251,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 247,781 | $4,249,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 8,349,237 | $4,246,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 425,414 | $4,242,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 141,977 | $4,239,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 88,932 | $4,239,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 91,875 | $4,231,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 106,204 | $4,220,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 656,145 | $4,219,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 457,233 | $4,206,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 102,745 | $4,202,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,657,200 | $4,200,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 113,275 | $4,183,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 226,469 | $4,178,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 363,670 | $4,178,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 33,461 | $4,172,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 122,330 | $4,162,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 55,844 | $4,148,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 524,556 | $4,139,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 477,650 | $4,136,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 41,682 | $4,134,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 160,350 | $4,129,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 35,379 | $4,126,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 91,151 | $4,116,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 69,058 | $4,115,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 37,266 | $4,113,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 406,447 | $4,112,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 158,052 | $4,111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 323,600 | $4,107,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 150,224 | $4,100,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 249,794 | $4,097,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 600,360 | $4,095,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 276,786 | $4,092,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 249,461 | $4,091,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 44,102 | $4,088,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 385,806 | $4,081,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,748,000 | $4,079,000 | thousands by filing date | principal |
| TWITTER INC | 90184L102 | COM | 620,000 | $4,071,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,019,916 | $4,070,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 304,284 | $4,068,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 49,026 | $4,052,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 301,725 | $4,049,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 252,830 | $4,048,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 379,019 | $4,045,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 74,875 | $4,044,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 314,919 | $4,044,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 111,616 | $4,042,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 339,914 | $4,042,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 317,230 | $4,042,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 185,576 | $4,038,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 33,991 | $4,038,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 104,389 | $4,028,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 177,280 | $4,025,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 112,887 | $4,001,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 196,934 | $4,001,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 311,182 | $3,998,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 300,683 | $3,993,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 67,800 | $3,993,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 186,497 | $3,986,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 181,900 | $3,980,000 | thousands by filing date | call |
| WW INTL INC | 98262P101 | COM | 210,100 | $3,965,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 971,000 | $3,963,000 | thousands by filing date | principal |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 781,410 | $3,962,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 777,997 | $3,960,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 2,300,000 | $3,953,000 | thousands by filing date | principal |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 375,755 | $3,949,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 89,300 | $3,945,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,560,000 | $3,941,000 | thousands by filing date | principal |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 29,808 | $3,932,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 109,835 | $3,930,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 436,674 | $3,928,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 95,256 | $3,925,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 209,040 | $3,920,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 320,551 | $3,905,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 225,070 | $3,905,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 97,095 | $3,900,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 347,324 | $3,900,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 116,792 | $3,896,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,710,048 | $3,889,000 | thousands by filing date | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 58,953 | $3,888,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 480,271 | $3,886,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 75,029 | $3,884,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 308,157 | $3,874,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 260,384 | $3,871,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 133,554 | $3,865,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 155,385 | $3,861,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 372,049 | $3,846,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 116,807 | $3,845,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 90,739 | $3,841,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 135,578 | $3,837,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 141,250 | $3,832,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 103,051 | $3,830,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 4,185,000 | $3,828,000 | thousands by filing date | principal |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 498,296 | $3,825,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 4,500,000 | $3,825,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 626,654 | $3,822,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 340,445 | $3,813,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 89,583 | $3,806,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 325,789 | $3,806,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 253,668 | $3,805,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 2,197,122 | $3,800,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,125,200 | $3,792,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 213,870 | $3,787,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,437,562 | $3,783,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 140,450 | $3,781,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 330,916 | $3,776,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 211,930 | $3,772,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 67,229 | $3,767,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 320,265 | $3,757,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 236,163 | $3,755,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 94,919 | $3,755,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,026,844 | $3,749,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 100,325 | $3,742,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 212,303 | $3,739,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 173,310 | $3,739,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 485,831 | $3,736,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 166,114 | $3,735,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 177,301 | $3,734,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 110,596 | $3,733,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 260,132 | $3,728,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 420,056 | $3,726,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 260,467 | $3,725,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 142,901 | $3,724,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 127,897 | $3,719,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 212,664 | $3,709,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 2,370,000 | $3,695,000 | thousands by filing date | principal |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,610,823 | $3,681,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 2,040,862 | $3,679,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 114,273 | $3,676,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 133,452 | $3,673,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 60,137 | $3,672,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 406,401 | $3,666,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 78,734 | $3,665,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 457,855 | $3,663,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 243,767 | $3,662,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 20,282 | $3,657,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,327,400 | $3,655,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 159,006 | $3,652,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 385,581 | $3,651,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 185,970 | $3,641,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 63,189 | $3,640,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 66,745 | $3,621,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 203,323 | $3,615,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 335,280 | $3,614,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 440,443 | $3,613,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 194,092 | $3,610,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 291,393 | $3,609,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 347,500 | $3,608,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 701,866 | $3,608,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 158,765 | $3,605,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 163,333 | $3,599,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 272,511 | $3,598,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 169,390 | $3,596,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,113,300 | $3,583,000 | thousands by filing date | put |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 8,863 | $3,581,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 127,764 | $3,581,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 307,655 | $3,578,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 211,354 | $3,574,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 420,196 | $3,572,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 547,390 | $3,569,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 175,744 | $3,567,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 140,656 | $3,565,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 575,191 | $3,561,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 132,983 | $3,558,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 147,525 | $3,557,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 295,066 | $3,552,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 753,700 | $3,544,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 84,855 | $3,544,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,302,000 | $3,535,000 | thousands by filing date | principal |
| Aussie $ ETF | 46090N103 | ETF | 49,486 | $3,533,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 114,390 | $3,532,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 149,952 | $3,524,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 112,251 | $3,522,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 174,359 | $3,516,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 84,702 | $3,509,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 51,622 | $3,499,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 398,608 | $3,499,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 23,466 | $3,499,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 278,406 | $3,499,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 204,686 | $3,497,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 126,694 | $3,485,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 111,619 | $3,475,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 103,639 | $3,473,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 191,166 | $3,472,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 106,741 | $3,472,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 388,620 | $3,471,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 418,027 | $3,457,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 45,694 | $3,450,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 65,818 | $3,434,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 56,514 | $3,432,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 210,634 | $3,432,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,236,500 | $3,432,000 | thousands by filing date | principal |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 111,193 | $3,421,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 279,476 | $3,421,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 179,046 | $3,421,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,019,400 | $3,416,000 | thousands by filing date | call |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 270,816 | $3,412,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 41,479 | $3,399,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 240,595 | $3,398,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 118,068 | $3,394,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 90,020 | $3,393,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 25,155 | $3,390,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 41,239 | $3,390,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,351,000 | $3,388,000 | thousands by filing date | principal |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 124,219 | $3,387,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 125,538 | $3,386,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 410,378 | $3,385,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 195,025 | $3,384,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 356,809 | $3,382,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 205,988 | $3,378,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 65,859 | $3,375,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 293,844 | $3,370,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 222,524 | $3,369,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 68,766 | $3,364,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 77,078 | $3,363,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 199,458 | $3,363,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 77,478 | $3,362,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 157,156 | $3,361,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 309,900 | $3,358,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 229,657 | $3,357,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 136,541 | $3,350,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 737,616 | $3,342,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 177,544 | $3,333,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 96,648 | $3,332,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 86,123 | $3,328,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 3,135,000 | $3,327,000 | thousands by filing date | principal |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 201,310 | $3,326,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 103,528 | $3,324,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 82,959 | $3,322,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 112,199 | $3,318,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 109,651 | $3,317,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 570,623 | $3,315,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 357,528 | $3,312,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 119,017 | $3,286,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 315,467 | $3,286,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 221,325 | $3,280,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 142,089 | $3,280,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 205,196 | $3,279,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 57,173 | $3,279,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 135,956 | $3,276,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 280,645 | $3,276,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 156,194 | $3,274,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 122,026 | $3,273,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 299,664 | $3,272,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 811,428 | $3,271,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 39,962 | $3,270,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 76,051 | $3,263,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 195,263 | $3,261,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 162,334 | $3,260,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 92,163 | $3,255,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 121,566 | $3,254,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 33,867 | $3,253,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 99,948 | $3,251,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 52,342 | $3,251,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 144,146 | $3,251,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 221,839 | $3,248,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 5,184 | $3,246,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 54,424 | $3,243,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 477,545 | $3,242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 137,357 | $3,242,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 524,467 | $3,241,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 111,172 | $3,229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 152,930 | $3,227,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 122,526 | $3,217,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 73,484 | $3,214,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 4,000,000 | $3,213,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 42,520 | $3,207,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 400,619 | $3,206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 81,035 | $3,201,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 14,770 | $3,198,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 311,441 | $3,195,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 64,981 | $3,194,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 129,135 | $3,191,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 270,151 | $3,190,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 119,743 | $3,183,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 204,885 | $3,183,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 351,288 | $3,183,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 60,418 | $3,183,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 237,248 | $3,181,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 40,997 | $3,181,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 251,868 | $3,179,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 441,293 | $3,177,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 321,530 | $3,171,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 254,465 | $3,169,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 99,266 | $3,149,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 111,126 | $3,144,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 851,497 | $3,143,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 70,839 | $3,131,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 206,169 | $3,130,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,766,000 | $3,130,000 | thousands by filing date | principal |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 58,439 | $3,126,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 132,849 | $3,121,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 112,874 | $3,117,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 158,307 | $3,112,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 421,328 | $3,110,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 282,607 | $3,108,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 319,442 | $3,105,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 192,798 | $3,103,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 151,586 | $3,094,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 357,860 | $3,094,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 53,849 | $3,093,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 66,127 | $3,092,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 170,316 | $3,089,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 54,059 | $3,081,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 390,020 | $3,077,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 85,749 | $3,073,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 337,664 | $3,072,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 535,086 | $3,071,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 126,860 | $3,071,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 153,940 | $3,067,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 356,100 | $3,059,000 | thousands by filing date | put |
| JAMES RIV GROUP LTD | G5005R107 | COM | 68,675 | $3,058,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 222,314 | $3,058,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 887,979 | $3,055,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 31,802 | $3,048,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 71,174 | $3,047,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 54,978 | $3,046,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 433,711 | $3,040,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 69,780 | $3,035,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 74,878 | $3,022,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 68,597 | $3,004,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 254,537 | $3,002,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 2,909,000 | $2,997,000 | thousands by filing date | principal |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 220,755 | $2,994,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 210,703 | $2,992,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 80,934 | $2,983,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 226,897 | $2,974,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 419,369 | $2,969,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 2,285,031 | $2,969,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 242,404 | $2,963,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 104,422 | $2,962,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 363,804 | $2,958,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 48,914 | $2,948,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 319,949 | $2,947,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 40,686 | $2,943,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 285,016 | $2,941,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 109,922 | $2,940,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 85,299 | $2,934,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 107,416 | $2,932,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000356 | this filing | 2020-11-05 | acceptance time not in the bulk data set |